novusalpha’s Post

I just read the insightful article “Can You Access Your Outsourced Data?” from Kerri Gevers, Norton Rose Fulbright, and its section on escrow to support data access is especially compelling. It underscores how critical data access provisions and escrow mechanisms can be for true operational resilience.   PRAXIS Technology Escrow, LLC #Technologyescrow #dataescrow

🧩 𝐓𝐡𝐞 𝐅𝐂𝐀’𝐬 𝐂𝐨𝐧𝐬𝐮𝐦𝐞𝐫 𝐂𝐨𝐦𝐩𝐨𝐬𝐢𝐭𝐞 𝐈𝐧𝐯𝐞𝐬𝐭𝐦𝐞𝐧𝐭𝐬 (𝐂𝐂𝐈) 𝐟𝐫𝐚𝐦𝐞𝐰𝐨𝐫𝐤 𝐰𝐢𝐥𝐥 𝐫𝐞𝐬𝐡𝐚𝐩𝐞 𝐔𝐊 𝐝𝐢𝐬𝐜𝐥𝐨𝐬𝐮𝐫𝐞 𝐫𝐮𝐥𝐞𝐬. Our 𝐂𝐂𝐈 𝐆𝐮𝐢𝐝𝐞 explains what’s changing, who needs to comply, and how to prepare. 💡 Download it today and take the first step toward readiness: https://lnkd.in/eWKZDhXD #CCI #RegTech #FundCompliance #ExpectIt

Whatfix is rewriting the playbook for financial services transformation with its GenAI-powered suite—boosting productivity, ensuring compliance, and accelerating digital adoption like never before. In a world where only 58% of banking leaders feel ready to modernize, Whatfix puts users front and center, delivering real-time, AI-driven guidance across complex workflows and regulatory mandates. The result? Faster onboarding, smarter risk management, and millions saved in compliance costs. It’s not just digital adoption—it’s GenAI-enabled evolution at scale, powering finance’s future with intelligence and agility. The question isn’t if, but how quickly your firm will catch up. Full story -- https://lnkd.in/gr2M_CKb

The EDGAR Next deadline is less than a week away. As we approach September 15th, we're seeing many companies scramble to avoid last-minute pitfalls that could disrupt their filings—like missing credentials or admin bottlenecks. To help your team move through this transition with confidence, we've compiled this practical, no-fluff guide based on the insights of our EDGAR expert, Martin Francisco. It's a final checklist covering: ✔️ The crisis check to run on your credentials today. ✔️ The most common last-minute errors and how to avoid them. ✔️ A clear breakdown of new responsibilities for your IR and compliance teams. This isn't about the high-level theory; it's about the essential steps you need to take right now. Get the complete guide here: https://lnkd.in/ginzh_G2 What's the biggest challenge your team is facing with this transition? Newsfile Corp. TMX Group #EDGARNext #SECCompliance #InvestorRelations #CorporateGovernance #CorpGov #TMXNewsfile

📊 Streamline Regulatory Reporting with Systemic Systemic’s solution provides fund administrators with the core features to handle cross-jurisdictional reporting, accurately and efficiently. Through built-in compliance rules, automation, and real-time validation, RiskValue™ simplifies report creation, minimizes errors, and supports full auditability. 📌 Explore the core features here: https://lnkd.in/dwNihPk7 #Systemic #RiskValue #FundAdministration #RegulatoryReporting #Compliance #FundServices #RegTech

📄Paper processes don’t just slow you down; they quietly increase risk—duplicate data, unclear permissions, and no reliable trail when something goes wrong. 💻Digital forms flip the narrative. You capture only what’s needed, secure it at source, enforce consistency, and prove compliance with a click. The result isn’t just efficiency; it’s trust. Customers feel it, auditors see it, and your team stops firefighting to do meaningful work. #DigitalTransformation #BusinessAutomation #purpleplanet

Tech debt isn’t an ‘IT issue.’ It’s a business strategy https://lnkd.in/erHJDn5b Technical debt extends beyond IT—it directly impacts business agility, risk, and competitiveness. When managed strategically, it becomes a lever for prioritization and growth rather than a burden. Addressing tech debt with foresight ensures stronger alignment between technology decisions and long-term organizational objectives. #TechDebt #BusinessStrategy #DigitalTransformation #ITGovernance #accelerate2busincess #accelerate2compliance #OrganizationalAgility #RiskManagement #StrategicTechnology #FutureReady

“Nothing could happen,” right? Except for the breach. The crash. The chaos. False confidence is comforting until it costs you customers, revenue and trust. Let’s make sure your business is ready for whatever “nothing” turns into. #BusinessContinuity, #DisasterRecovery, #CyberResilience, #RiskManagement, #BePrepared, #SecureBusiness, #ITSupport, #GeckoTechSolutions, #geckotechco

A leading financial broking firm modernized secure access with Network Techlab. From compliance to cost savings — discover how we made security seamless. Swipe to read the Slides. #SecureAccess #DigitalTransformation #NetworkTechlab

🔎 Ongoing Monitoring: The Key to Smarter Compliance In today’s financial landscape, effective monitoring isn’t optional—it’s essential. Ongoing monitoring helps institutions: - Assess risks consistently - Establish review frequencies based on risk levels - Monitor transactions diligently - Stay aligned with compliance requirements But the challenge? Traditional processes are manual, time-consuming, and prone to gaps. That’s where Trust Flow Solutions comes in. With automation and AI-powered tools, we help financial institutions streamline their monitoring processes, reduce risk, and strengthen compliance—all while fostering safer investment practices.