TS2015cv
- 1. TREVOR SAINT (ACSI) Bournemouth, Dorset. trevsaint@hotmail.co.uk +44 7906 946895 A highly experienced and qualified Settlements Administrator with experience in a diverse range of Financial Institutions. A strong team-player who is committed to providing a customer-focused service. Demonstrates effective business communication skills and ability to build and maintain strong working relationships. Built a reputation for working accurately in a high pressure environment, dealing with high value trades. Good working knowledge of French and German language. Qualifications: • General Registered Representative of the Securities and Futures Association (SFA) • Investment Admin Qualification (IAQ)-Global Custody • ICMQ-International Equity Markets • IAQ-FSA Regulatory Environment • 10 GCE O Levels and 3 GCE A Levels Career Summary and Achievements Senior Administrator-Settlements. Dec 2009-Present HSBC Trust Co Southampton Working on the PIMS team dealing with high net-worth individuals. • Matched and checked over 500 Equity/Gilt/Eurobond/Collective trades per day. This required liaison with dealers to deal with discrepancies in order to ensure accurate processing. • Processed trades using AS400/Frontier. • Monitored processing undertaken by off shore site in Kolkata via referral queue system in Browser Main Menu. This required scheduling work across time zones. • Produced trade confirms from Fidessa/Tradeweb. • Investigated failed/unmatched trades in Crest and Euroclear/Clearstream. • Investigated queries from Stock Reconciliations. • Made a significant contribution to a 6-month Static data clean up project. This was a critical and urgent project to comply with the terms of the Data Protection Act and involved detailed comparison of client data between systems and use of Experian to verify client data. • Pricing collective trades using Charles River. Refuse Loader May-November 2009 Reigate and Banstead Council Took this work whilst looking for my next professional role following redundancy. I was determined to keep working.
- 2. Administrator-Client Support/Operations Aug 2007-May 2009 ODL Securities Limited London Primarily an options house but also a market maker in UK equities and some agency business. Now called FXCM. Manually instructed International trades to custodians. Also did Crest Checking, Stock/cash reconciliations and Pricing of Managed Funds on Firm’s database. Clerk-International Settlements Feb 2007-June 2007 Pershing Limited London Investigation of failed trades and prematching, Client reporting using MS Excel, Stock and cash reconciliations. Senior Clerk-Investment Administration May 2000-Feb 2007 Gartmore Investments/HSBC London A major Fund Management house which outsourced its settlements to HSBC under TUPE while I worked there. Global new issues/placings/IPOs and Failed trade investigation. Global Account Transitions-Contract role Feb 1999-May 2000 Bank of New York London A leading Global Custodian. Global settlement instruction/investigation (including Crest DMATs and REMATs). Pacific Basin & US Equity Settlements Jun 1998-Jan 1999 Contract role - Warburg Dillon Read WDR were formed as a merger between the Investment Banks Swiss Bank Corp and UBS. Now known as UBS AG. Investigation of failed trades and Sending DTC instructions to agent. Settlements Technician-Euroclear Feb 1997-May 1998 and Pacific Basin-Global Custody Royal Trust Corporation of Canada London EUCLID input and verification, Euroclear urgent and other unmatched. Stock and cash reconciliation. Clerk-Foreign Equity Settlements Dec 1985-Feb 1997 Cazenove & Co. London The leading Corporate Stockbroker in London at the time in terms of blue chip clients and placing power. Australasia, Pacific Basin and South Africa, US/Canada/Unit Trusts. International New Issues/Placings IPOs. Worked closely with Syndication and Corporate Finance teams to produce placing letters. Systems experience and other information
- 3. EUCLID, Charles River, MS Word and Excel, SWIFT, Tradeweb, Net Exchange Pro, AS400, Frontier, Fidessa.