Configurable Password Management: Balancing Usability and Compliance

PistolStar, Inc. dba PortalGuard
PO Box 1226
Amherst, NH 03031 USA
Phone: 603.547.1200
Fax: 617.674.2727
E-mail: sales@portalguard.com
Website: www.portalguard.com
© 2012, PistolStar, Inc. dba PortalGuard All Rights Reserved.
Configurable Password Management:
Balancing Usability and Compliance
v.3.2-004
Password Management Layer

© 2012, PistolStar, Inc. dba PortalGuard All rights reserved. Page 1
Tech Brief — Configurable Password Management
PortalGuard Configurable Password Management:
Balancing Usability and Compliance
Table of Contents
Summary................................................................................................. 2
The Basics............................................................................................... 2
PortalGuard Password Management....................................................... 3
Features .................................................................................................. 3
Benefits ................................................................................................... 3
How it Works ........................................................................................... 4
Password Policies........................................................................ 4
Policy Search Order and Precedence .......................................... 4
User Profiles ................................................................................ 5
Step-by-Step Process .................................................................. 5
Configuration ........................................................................................... 9
Deployment ........................................................................................... 13
IIS Install................................................................................................ 13
System Requirements ........................................................................... 13
Supporting Videos ................................................................................. 14
Platform Layers ..................................................................................... 14

Summary
Implementing strong authentication security for web-based applications before deployment
to your production environment is the ideal approach however, many projects take longer
than expected so some applications are deployed without security policies in place, such
as password quality, password expiration and strike counts.
Password management is usually added later when a security audit uncovers an applica-
tion as being non-compliant. To make a web-based application compliant, you need to
decide whether to build or buy a complete authentication security solution. Buying an off-
the-shelf solution, such as PortalGuard, offers the much needed enterprise-ready security
functionality that easily integrates into your existing web-based and SQL applications.
Sometimes developers may not consider the organization’s data accessed by the web-
based application to be sensitive and therefore, increasing security becomes a secondary
consideration during deployment. A low risk application may require either no authentica-
tion or the use of just a username and password, though this approach should not be used
in applications with medium or high risk. Please review other PortalGuard tech briefs on
increasing web-based authentication security with approaches such as contextual and two
-factor authentication. These tech briefs provide more information on the security risks of
using just passwords as a single barrier to blocking unauthorized access to your organiza-
tion’s data.
The Basics
Passwords remain an important aspect of authentication security. A poorly chosen pass-
word may result in unauthorized access and/or exploitation of an organization’s resources
and critical data. The purpose of password management policies is to establish and en-
force the security standard for the creation of strong passwords, the protection of those
passwords, and the frequency of which to change them.
However, one of the first steps to password management is educating your users on pass-
word best practices via a security awareness program with information such as:
 Never share your account
 Never use the same password for multiple systems
 Never tell a password to anyone, including those claiming to be from security or custom-
er service within your organization
 Never write down a password
 Never provide a password over the phone, e-mail or instant messaging
 Make sure to log off or lock your workstation before leaving a computer unattended
 Change your password whenever you suspect it may have been compromised
 Passwords should be alpha-numeric at a minimum
General password management best practices provide the foundation for strong organiza-
tional security policies, including:
 How complex a password needs to be should be based on risk
 The frequency to which you change your passwords should be based on risk
 At all points, passwords should be protected from being exposed

PortalGuard Password Management
PortalGuard’s password management goes beyond the foundational principles and pro-
vides enhanced functionality which improves the security of passwords while improving
usability for users. This is done with features such as strong password policy enforcement,
password synchronization, and self-service password reset. By creating this balance be-
tween security and usability PortalGuard can significantly reduce Help Desk calls and in-
crease user adoption.
To provide you with flexibility, PortalGuard’s password management policies can be con-
figured down to the individual user, group or domain hierarchy, enforcing the appropriate
level of security for each.
Features
 Password Complexity - customizable rules for minimum and maximum length, and up-
percase, lowercase and special characters. Complexity checks can also be performed
during each login to assure compliance.
 Password History - prevent users from reusing their last “n” passwords
 Password Expiration - set expiration and grace periods
 Strikeout/Lockout Limits - enforce a configurable number of strikes before an account
lockout and optionally specify a minimum “lockout time” the user must wait before the
account is automatically unlocked and they can again attempt to login
 Prevent Users from Sharing Credentials - limit multiple concurrent logon sessions
 Lockout Inactive User After “n” Days - identify and stop access from dormant user ac-
counts
 Help Desk/Verbal Authentication - prove user’s identity when calling into the Help Desk
by answering a series of challenge questions
 Email Calendar Reminders - set reminders in user’s email client calendar of upcoming
password expirations
 Password Meter - provide users with visual clue of the strength of the password when
resetting or creating one
 Auditing/Logging - record user login activity including invalid usernames, last login, last
password change, etc.
 Administrative Dashboard - provides administrators with a snapshot of recent user login
activity
 Tailored Authentication - extend the PortalGuard framework to include specific function-
ality which provides an exact fit with your requirements
Benefits
 Configurable - to the individual user, group or domain hierarchy
 Increased usability – maintains user productivity and satisfaction with functionality such
as the password strength meter, email calendar reminders, and self-service password
reset
 Increased security – prevents both common password and code injection attacks by
enforcing strong password management best practices
 Balances security and usability – with functionality to support both compliance and user
demands
 Implement password best practices – including account lockout limit, unlock threshold,
and password history

 Compliance – web-based and SQL applications now meet required industry and regula-
tory standards
 Cost effective – reduce password related Help Desk calls
How It Works
Password Policies
PortalGuard uses the concept of policy-based security settings to enforce password man-
agement rules for users. You can have multiple sets of rules defined within PortalGuard.
Each set of rules is referred to as a policy. You can then assign users to a policy on an
individual basis or by a group or domain hierarchy. If a policy is not applied to anyone,
then its rules will never be enforced. Policies can be enabled or disabled. Only policies
which are both enabled and have users assigned to them are enforced by PortalGuard.
There are key aspects to each password policy including password length, formation, du-
ration and practice. With those in mind you can define password policies so that all user
accounts are protected with strong passwords. Below are examples of policies you can
enforce:
 Define password history policy setting so that several previous passwords are remem-
bered. With this policy setting, users cannot reuse old passwords when their password
expires.
 Define the maximum password age policy setting so that passwords expire as often as
necessary for your environment, typically, every 30 to 90 days. With this policy setting, if
an attacker cracks a password, the attacker only has access to the network until the
password expires.
 Define the minimum password age policy setting so that passwords cannot be
changed until they are more than a certain number of days old. This policy setting works
in combination with the password history policy setting. If a minimum password age is
defined, users cannot repeatedly change their passwords to get around the password
history policy setting and then use their original password. Users must wait the specified
number of days to change their passwords.
 Define a minimum password length policy setting so that passwords must consist of at
least a specified number of characters. Long passwords--seven or more characters--are
usually stronger than short ones. With this policy setting, users cannot use blank pass-
words, and they have to create passwords that are a certain number of characters long.
Policy Search Order and Precedence
With policies capable of being applied to individual users, groups and domain hierarchies,
it is a common occurrence for a user to have multiple policies applied to them. At run-time
however, only a single policy will be enforced for the user. This disparity is resolved by
searching for applicable policies in the following manner with each subsequent search be-
coming a less explicit match:
1. Policies applied directly to a user
2. Policies applied to a group
3. Policies applied to a domain or OU
4. The default policy

User Profiles
User profiles are where PortalGuard’s user-specific information is stored. Some examples
of the data include, but are not limited to:
 Strike count
 Last login time
 Password expiration date
 Hashed answers to challenge question
 Last password change time
 Accepted Terms of Use time
A profile is created for each user automatically as they log in through PortalGuard so it is
not necessary to preload any user accounts. These user profiles can be stored as flat files
on the PortalGuard server or in a SQL database for accessibility in clustered configura-
tions.
Step-by-Step Process
Step 1: The user’s password is expired, but within the grace period. PortalGuard notifies
the user, but provides the option of temporarily skipping the password change and going
directly into the application because they are still in the grace period. The user defers the
password change by clicking the link shown and is allowed to login.
Step 2: A few days later, the user attempts to log in and the password is now expired. Por-
talGuard enforces this by requiring the user to change their password before being al-
lowed into the application.

a. If PortalGuard is configured to use a password meter, it is automatically updated
as the user types their new password. Only when the new password is sufficiently
complex will the user be allowed to submit the password change.
b. If PortalGuard is configured to use standard password quality rules, the user is noti-
fied which rules have been satisfied by the new password and which must still be ad-
dressed.

Step 3: When password history is enabled, a password that satisfies the complexity rules
may still be rejected by the PortalGuard server for being previously used by the user.

Step 4: Once the new password is acceptable, PortalGuard changes it in the target user
repository (e.g. Active Directory, LDAP or a custom SQL table) in real-time and notifies the
user of the success.
Step 5: If a password minimum age is enabled and the user attempts to manually change
their password again, PortalGuard will prevent it.

Configuration
NOTE: All the following settings are policy specific, so you can have different values for
different users/group/hierarchies.
Configurable through the PortalGuard Configuration Utility:
 Password Rules (Policies):
 Minimum length
 Maximum length
 Minimum lowercase
 Minimum uppercase
 Minimum numeric
 Minimum special
 Active Directory Complexity
 Rule Grouping - for combining standard password rules into pools where only a
subset must be met

 Enable/Disable Password Meter - minimum required “score” when enabled

 Password History - by number of entries or time
 Password Dictionary - standard words that passwords cannot contain

 Enforce Complexity Rules During Login - any policy changes can be enforced
immediately instead of waiting until the next time the user’s password expires
 Regular Expression checking - for rules that cannot be enforced using the out-of
-the-box rules in PortalGuard
 Password Expiration:
 Expiration period - number of days between required password changes
 Grace period - number of days before the expiration date when the user will re-
ceive notification of the impending expiration
 Expire first use - expire the password the first time the user authenticates
through PortalGuard
 Minimum Age - number of minutes until a password can be changed again
 Calendar reminders - optional sending of reminders for the day the user’s pass-
word will expire next
 Lockout
 Strike limit - number of consecutive failed authentication attempts until the user’s
account is locked in PortalGuard
 Lock expiration - optional number of seconds until a lockout automatically is
cleared
 Strike messages - controls the level of information when a strike or lockout oc-
curs, from the most generic (“bad username or password”) to the most helpful
(“bad password - you have 1 strike and your account will be locked when 3
strikes are reached”)
 Inactivity - the number of days of PortalGuard inactivity until an account is con-
sidered “dormant” in PortalGuard. The PortalGuard server will then prevent login
through its interface using these accounts

 Session concurrency - prevent multiple simultaneous login sessions through the
PortalGuard interface using the same credentials
 Help Desk/Verbal Authentication - enables the optional functionality that allows
Help Desk staff to verbally identify users over the phone by asking a configura-
ble set of questions
 Auditing
 Log last login - track last login date/time for users
 Log last password change - track last password change date/time for users
 Log last password recovery - track last password reset/recovery date/time for
users
 Require acceptance - optional setting for requiring users to accept a Terms of
Use agreement before allowing a login to complete
 URL for rejection - the URL where users should be redirected if they decline the
Terms of Use
Deployment
Implementation of the PortalGuard platform is seamless and requires no changes to Active
Directory/LDAP schema. A server-side software installation is required on at least one Mi-
crosoft IIS server on the network.
IIS Installation
A MSI is used to install PortalGuard on Microsoft IIS 6 or 7.x. If installing PortalGuard on
Microsoft IIS 7.x/Windows Server 2008, make sure to have installed the following feature
roles prior to launching the MSI:
1. All the Web Server Management Tools role services
2. All the Application Development role services
3. All Microsoft IIS 6 Management Compatibility role services
The MSI is a wizard-based install which will quickly guide you through the installation.
System Requirements
This version of PortalGuard supports direct access and authentication to cloud/web-based
applications, only.
PortalGuard can be installed directly on the following web servers:
 IBM WebSphere/WebSphere Portal v5.1 or higher
 Microsoft IIS 6.0 or higher
 Microsoft Windows SharePoint Services 3.0 or higher
 Microsoft Office SharePoint Server 2007 or later
The PortalGuard Web server also has the following requirements on Windows operating
systems:
 .NET 2.0 framework or later must be installed
 (64-bit OS only) Microsoft Visual C++ 2005 SP1 Redistributable Package (x64)

PortalGuard is fully supported for installation on virtual machines. Furthermore, Portal-
Guard can currently be installed on the following platforms:
 Microsoft Windows Server 2000
 Microsoft Windows Server 2003 (32 or 64-bit)
 Microsoft Windows Server 2008 (32 or 64-bit)
 Microsoft Windows Server 2008 R2
NOTE: When run in "Sidecar" mode, PortalGuard can provide its functionality on any web
server that uses a HTML login page.
If you have a platform not listed here, please contact us at sales@portalguard.com to see
if we have recently added support for your platform.
Supporting Videos
Please view the following videos to watch a demo of PortalGuard’s password manage-
ment offerings:
Balancing Usability & Compliance: Discussing Password Management
Password Strength Meter Demonstration
Platform Layers
Beyond password management, PortalGuard is a flexible authentication platform with mul-
tiple layers of available functionality to help you achieve your authentication goals:
 Contextual Authentication
 Tokenless Two-factor Authentication
 Real-time Reports / Alerts
 Knowledge-based
 Self-service Password Reset
 Single Sign-on
[Platform Visual on Next Page]

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