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Knowledge mechanisms in
IEEE 1471 & ISO/IEC 42010



                            Rich Hilliard
                r.hilliard@computer.org
Two Themes


• Knowledge mechanisms in IEEE 1471 and
  ISO/IEC 42010

  – 2000 edition and on-going revision
• Toward a (bigger) picture of Architectural
  Knowledge (AK)
IEEE Std 1471™

• First formal standard for architecture
  description (2000)
• Now an international standard (2007)
• IEEE & ISO joint revision as ISO/IEC 42010
  Systems and Software Engineering —
  Architecture Description
IEEE Std 1471™


    • Built on an explicit ontology*
    • Focused on descriptions not concepts
     – “the map is not the territory”
     – the blueprint is not the architecture
*Ontology, epistemology, meta model, conceptual framework, ...
Knowledge mechanisms

• knowledge mechanism: a means of capturing
  knowledge

   – just as we distinguish Architecture from
     Architecture Description

   – let’s distinguish what we know from how
     we capture it
Standards



• Every standard is a knowledge mechanism
• A standard reflects a community
  consensus, creating a filter on the world
  through its definitions and establishing rules
  on what to do when its definitions apply
Core Ontology




                As important as what an
                ontology says is what it omits.
                IEEE 1471 takes no stand on
                what is a system.
Mechanisms


• (Architecture-related) System Concerns
• Stakeholders
• Views and Models
• Viewpoints and Model Types
System Concerns


• “area of interest in a system pertaining to
  developmental, technological, business,
  operational, organizational, political,
  regulatory, social, or other influences
  important to one or more of its
  stakeholders”
Separation of Concerns
“Let me try to explain to you, what to my taste is characteristic for all
intelligent thinking. It is, that one is willing to study in depth an aspect of
oneʼs subject matter in isolation for the sake of its own consistency, all
the time knowing that one is occupying oneself only with one of the
aspects. We know that a program must be correct and we can study it
from that viewpoint only; we also know that it should be efficient and we
can study its efficiency on another day, so to speak. In another mood
we may ask ourselves whether and if so: why, the program is desirable.
But nothing is gained—on the contrary!—by tackling these various
aspects simultaneously. It is what I sometimes have called “the
separation of concerns”, which, even if not perfectly possible, is yet the
only available technique for effective ordering of one's thoughts, that I
know of. This is what I mean by “focussing oneʼs attention upon some
aspect”: it does not mean ignoring the other aspects, it is just doing
justice to the fact that from this aspectʼs point of view, the other is
irrelevant. It is being one- and multiple-track minded simultaneously.

— E Dijkstra, 1974
System Concerns: Examples

functionality, performance, reliability, security,
information assurance, complexity, evolvability,
openness, concurrency, autonomy, cost,
schedule, quality of service, flexibility, agility,
modifiability, modularity, inter-process
communication, deadlock, state change,
subsystem integration, data accessibility,
distribution, persistence, safety, ...
Stakeholders (of a system)



• Individual, team, organization (or classes
  thereof) holding concerns with respect to a
  system
Role of Stakeholders and
             Concerns


• architecture: “fundamental conception of a
  system in its environment...”
• Stakeholders + Concerns = Environment
Viewpoints



• viewpoint: the conventions for constructing,
  interpreting and using a view
• A way of looking at a system
Specifying a Viewpoint


• concerns framed by the viewpoint
• languages, notations, model types used
• methods, heuristics, patterns, guidelines
• new: correspondences (with other
  viewpoints)
Viewpoints

• A Viewpoint is the legend for the map that
  is the View
• We “invented” viewpoints because we
  couldn’t pick one set
• Inspired by Ross 1977, RM-ODP, Finkelstein
  et al.
Viewpoints à la Finkelstein et al.
Each viewpoint is composed of the following components, which we call
slots:

• a representation style, the scheme and notation by which the viewpoint
expresses what it can see;
• a domain, which defines that part of the “world” delineated in the style;
• a specification, the statements expressed in the viewpointʼs style
describing particular domains;
• a work plan, describing the process by which the specification can be
built;
• a work record, an account of the history and current state of the
development.


      A. Finkelstein, et al., “Viewpoints: a framework for integrating multiple
              perspectives in system development,” International Journal of
                  Software Engineering and Knowledge Engineering, 1992.
Architecture models



• A view is composed of models determined
  by the viewpoint
• Models allow sharing between views
New mechanisms (proposed)

• models and model types: finer-grain reuse
• model correspondences and rules: linking
  views
• codifying architecture frameworks: for
  large-scale reuse and sharing
• rationale and decision capture
Model Correspondences

• In 2000 edition, we knew consistency
  between views is an issue but did not
  specify a mechanism
• Revision introduces
 – model correspondences and
 – model correspondences rules
Architecture frameworks

• architecture framework: conventions and
  common practices for architecture
  description established within a specific
  domain or stakeholder community
• Most architects work within a framework
  determined by their organization or
  client
Specifying an architecture
             framework

• a set of concerns
• typical stakeholders
• viewpoints
• model correspondence rules
Conformance

• An architecture description can conform
• An architecture framework can conform
• An AD can conform to a framework
• Proposed:
 – architecture viewpoint
 – architecture description language
Rationale and Decision Capture
Two AK Myths



• “Architecture descriptions are all about
  components and connectors”
• “Views don’t capture decisions”
Two AK Myths


• Components and connectors are one
  possible viewpoint when using IEEE 1471
• Every view shows decisions, assumptions,
  constraints, ... based on the concerns it
  addresses
Rationale and Decisions


• Minimal treatment of rationale in 2000
  edition

 – We’ve learned a lot since then, thanks to
    SHARK and others!
• Vague musing during IEEE 1471
  development about decisions...
IEEE 1471 (early draft)
A very early draft of IEEE 1471 (draft 1.0, dated
February 1998) contained a “Decision Viewpoint” that
began:
        5.3.8 Decision
        The decision viewpoint documents the
        decisions about the selection of elements or
        their characteristics.
        This viewpoint records the rationale for
        architectural choices. Typical models include:
        • Mission utility
        • Cost/Capability tradeoffs
        • Element performance tradeoffs
Architect’s Intent
View Template: What readers need to know
 about each view
Purpose
Scope                        commitments:
Selected Viewpoint           decisions a designer is not at liberty to change
Key needs                    obligations:
Assumptions                  lower-level decisions a designer must address
Key Decisions                freedoms:
   Commitments               things left to the implementation
Consequences
   Obligations and Freedoms
Open Issues

 R. Hilliard and T. B. Rice, “Expressiveness in architecture description languages” Proceedings of
 the 3rd International Software Architecture Workshop, 1998.
 A. Burns and M. Lister, “A framework for building dependable systems” The Computer Journal,
 1991.
 P.E. London and M. Feather, “Implementing specification freedoms” Science of Computer
 Programming, 1982.
Decision and Rationale in 42010




                   Based on input from SHARK
                   2007.
Styles of Decision Capture

• Annotations (as in Hilliard-Rice, 1998)
• Decision viewpoint: decisions are elements
  of the view with their relations (as in
  KCD*)
• Decision models: require each view to
  contain a decision model, relate elements
  of these models as in KCD
         * Kruchten, Capilla, & Dueñas, “The Decision View’s Role in Software
                     Architecture Practice,” IEEE Software, March/April 2009.
Toward a Bigger Picture of
  Architectural Knowledge




           a 6-dimensional Calabi–Yau manifold
           (Wikipedia)
Dimension: Levels


• System:
 – views, models, correspondence
• Organization, Community
 – viewpoints, model types correspondence
    rules,
Dimension: Areas of Interest



• System Concerns
• Disciplines, Domains, Implementation
  Technologies, ...
Dimensions: Social and Intentional

• Stakeholders have concerns
• Social:
 – actors, roles, duties, institutions, ...
• Intentions:
 – interested in, requires, needs, has as goal,
    decides, ...
Dimension: Forms

• Declarative (know that):
 – definitions, facts, principles, concepts,
      models, descriptions, artifacts, ...
•    Procedural (know how):

    – strategies, techniques, methods,
      guidelines, ...
Challenge problem
The problem

• Styles, patterns and viewpoints: how are
  they the same? different?
• Compare and contrast as 3 mechanisms in
  active use for capturing architectural
  knowledge
• Extra credit: perspectives, view types
A theory of AK should offer insight
              into ...
• How are they the same?
• Are they interchangeable?
• What are differences?
• When to use each?
• Conditions on applicability?
• How do they interact, compose, interwork?
For more information on
      IEEE / ISO/IEC 42010

• Visit website, join users email group
• To participate in revision:
 – become an IEEE reviewer, or
 – join your ISO national member body

http://www.iso-architecture.org/ieee-1471/
Backups
Architectural Patterns

     •   The Name of the pattern
     •   The Problem which the pattern attempts to solve
     •   The Rationale provides a justification for the pattern
     •   The particular Context which the pattern solves a problem
     •   Forces (or tradeoffs)
     •   The Solution describes the structure and behavior of the result, and/or how
         to achieve that result
     •   Examples (and Visual Analogies) help explain the pattern
     •   Resulting Context (or, Force Resolution) explains what forces (issues and
         properties) the pattern leaves unresolved, and what other patterns might be
         applied to resolve these remaining issues


Source: “Gang of 4” book
Architectural Styles


       •    Vocabulary: What are the types of elements in the style? What relationships
            do they have? What are their properties? What are the rules of composition
            that determine how the vocabulary can be used?

       •    Semantics: What computational model do these elements support?

       •    Analyses: What forms of analysis are supported by the style?

       •    Implementation: What are the implementation strategies that allow one to
            produce an executable system?



Source: Clements et al., Views & Beyond book
Architecture Viewpoints

   •   Architectural concerns framed by the viewpoint;

   •   Stakeholders to be addressed by the resulting view;

   •   Resources: the model types, notations, language, modeling techniques, or
       analytical methods used;

   •   Associated operations: consistency or completeness checks associated with
       the underlying method to be applied to models within the view; any
       evaluation or analysis techniques to be applied to models within the view;
       and any heuristics, patterns, or other guidelines which aid in the synthesis of
       an associated view or its models



Source: ISO/IEC WD4 42010
What do we mean,
     architectural knowledge?


• Knowledge vs practice:
• Competence and performance:
• “Things” architects need to know

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Knowledge mechanisms in IEEE 1471/ISO 42010

  • 1. Knowledge mechanisms in IEEE 1471 & ISO/IEC 42010 Rich Hilliard r.hilliard@computer.org
  • 2. Two Themes • Knowledge mechanisms in IEEE 1471 and ISO/IEC 42010 – 2000 edition and on-going revision • Toward a (bigger) picture of Architectural Knowledge (AK)
  • 3. IEEE Std 1471™ • First formal standard for architecture description (2000) • Now an international standard (2007) • IEEE & ISO joint revision as ISO/IEC 42010 Systems and Software Engineering — Architecture Description
  • 4. IEEE Std 1471™ • Built on an explicit ontology* • Focused on descriptions not concepts – “the map is not the territory” – the blueprint is not the architecture *Ontology, epistemology, meta model, conceptual framework, ...
  • 5. Knowledge mechanisms • knowledge mechanism: a means of capturing knowledge – just as we distinguish Architecture from Architecture Description – let’s distinguish what we know from how we capture it
  • 6. Standards • Every standard is a knowledge mechanism • A standard reflects a community consensus, creating a filter on the world through its definitions and establishing rules on what to do when its definitions apply
  • 7. Core Ontology As important as what an ontology says is what it omits. IEEE 1471 takes no stand on what is a system.
  • 8. Mechanisms • (Architecture-related) System Concerns • Stakeholders • Views and Models • Viewpoints and Model Types
  • 9. System Concerns • “area of interest in a system pertaining to developmental, technological, business, operational, organizational, political, regulatory, social, or other influences important to one or more of its stakeholders”
  • 10. Separation of Concerns “Let me try to explain to you, what to my taste is characteristic for all intelligent thinking. It is, that one is willing to study in depth an aspect of oneʼs subject matter in isolation for the sake of its own consistency, all the time knowing that one is occupying oneself only with one of the aspects. We know that a program must be correct and we can study it from that viewpoint only; we also know that it should be efficient and we can study its efficiency on another day, so to speak. In another mood we may ask ourselves whether and if so: why, the program is desirable. But nothing is gained—on the contrary!—by tackling these various aspects simultaneously. It is what I sometimes have called “the separation of concerns”, which, even if not perfectly possible, is yet the only available technique for effective ordering of one's thoughts, that I know of. This is what I mean by “focussing oneʼs attention upon some aspect”: it does not mean ignoring the other aspects, it is just doing justice to the fact that from this aspectʼs point of view, the other is irrelevant. It is being one- and multiple-track minded simultaneously. — E Dijkstra, 1974
  • 11. System Concerns: Examples functionality, performance, reliability, security, information assurance, complexity, evolvability, openness, concurrency, autonomy, cost, schedule, quality of service, flexibility, agility, modifiability, modularity, inter-process communication, deadlock, state change, subsystem integration, data accessibility, distribution, persistence, safety, ...
  • 12. Stakeholders (of a system) • Individual, team, organization (or classes thereof) holding concerns with respect to a system
  • 13. Role of Stakeholders and Concerns • architecture: “fundamental conception of a system in its environment...” • Stakeholders + Concerns = Environment
  • 14. Viewpoints • viewpoint: the conventions for constructing, interpreting and using a view • A way of looking at a system
  • 15. Specifying a Viewpoint • concerns framed by the viewpoint • languages, notations, model types used • methods, heuristics, patterns, guidelines • new: correspondences (with other viewpoints)
  • 16. Viewpoints • A Viewpoint is the legend for the map that is the View • We “invented” viewpoints because we couldn’t pick one set • Inspired by Ross 1977, RM-ODP, Finkelstein et al.
  • 17. Viewpoints à la Finkelstein et al. Each viewpoint is composed of the following components, which we call slots: • a representation style, the scheme and notation by which the viewpoint expresses what it can see; • a domain, which defines that part of the “world” delineated in the style; • a specification, the statements expressed in the viewpointʼs style describing particular domains; • a work plan, describing the process by which the specification can be built; • a work record, an account of the history and current state of the development. A. Finkelstein, et al., “Viewpoints: a framework for integrating multiple perspectives in system development,” International Journal of Software Engineering and Knowledge Engineering, 1992.
  • 18. Architecture models • A view is composed of models determined by the viewpoint • Models allow sharing between views
  • 19. New mechanisms (proposed) • models and model types: finer-grain reuse • model correspondences and rules: linking views • codifying architecture frameworks: for large-scale reuse and sharing • rationale and decision capture
  • 20. Model Correspondences • In 2000 edition, we knew consistency between views is an issue but did not specify a mechanism • Revision introduces – model correspondences and – model correspondences rules
  • 21. Architecture frameworks • architecture framework: conventions and common practices for architecture description established within a specific domain or stakeholder community • Most architects work within a framework determined by their organization or client
  • 22. Specifying an architecture framework • a set of concerns • typical stakeholders • viewpoints • model correspondence rules
  • 23. Conformance • An architecture description can conform • An architecture framework can conform • An AD can conform to a framework • Proposed: – architecture viewpoint – architecture description language
  • 25. Two AK Myths • “Architecture descriptions are all about components and connectors” • “Views don’t capture decisions”
  • 26. Two AK Myths • Components and connectors are one possible viewpoint when using IEEE 1471 • Every view shows decisions, assumptions, constraints, ... based on the concerns it addresses
  • 27. Rationale and Decisions • Minimal treatment of rationale in 2000 edition – We’ve learned a lot since then, thanks to SHARK and others! • Vague musing during IEEE 1471 development about decisions...
  • 28. IEEE 1471 (early draft) A very early draft of IEEE 1471 (draft 1.0, dated February 1998) contained a “Decision Viewpoint” that began: 5.3.8 Decision The decision viewpoint documents the decisions about the selection of elements or their characteristics. This viewpoint records the rationale for architectural choices. Typical models include: • Mission utility • Cost/Capability tradeoffs • Element performance tradeoffs
  • 29. Architect’s Intent View Template: What readers need to know about each view Purpose Scope commitments: Selected Viewpoint decisions a designer is not at liberty to change Key needs obligations: Assumptions lower-level decisions a designer must address Key Decisions freedoms: Commitments things left to the implementation Consequences Obligations and Freedoms Open Issues R. Hilliard and T. B. Rice, “Expressiveness in architecture description languages” Proceedings of the 3rd International Software Architecture Workshop, 1998. A. Burns and M. Lister, “A framework for building dependable systems” The Computer Journal, 1991. P.E. London and M. Feather, “Implementing specification freedoms” Science of Computer Programming, 1982.
  • 30. Decision and Rationale in 42010 Based on input from SHARK 2007.
  • 31. Styles of Decision Capture • Annotations (as in Hilliard-Rice, 1998) • Decision viewpoint: decisions are elements of the view with their relations (as in KCD*) • Decision models: require each view to contain a decision model, relate elements of these models as in KCD * Kruchten, Capilla, & Dueñas, “The Decision View’s Role in Software Architecture Practice,” IEEE Software, March/April 2009.
  • 32. Toward a Bigger Picture of Architectural Knowledge a 6-dimensional Calabi–Yau manifold (Wikipedia)
  • 33. Dimension: Levels • System: – views, models, correspondence • Organization, Community – viewpoints, model types correspondence rules,
  • 34. Dimension: Areas of Interest • System Concerns • Disciplines, Domains, Implementation Technologies, ...
  • 35. Dimensions: Social and Intentional • Stakeholders have concerns • Social: – actors, roles, duties, institutions, ... • Intentions: – interested in, requires, needs, has as goal, decides, ...
  • 36. Dimension: Forms • Declarative (know that): – definitions, facts, principles, concepts, models, descriptions, artifacts, ... • Procedural (know how): – strategies, techniques, methods, guidelines, ...
  • 38. The problem • Styles, patterns and viewpoints: how are they the same? different? • Compare and contrast as 3 mechanisms in active use for capturing architectural knowledge • Extra credit: perspectives, view types
  • 39. A theory of AK should offer insight into ... • How are they the same? • Are they interchangeable? • What are differences? • When to use each? • Conditions on applicability? • How do they interact, compose, interwork?
  • 40. For more information on IEEE / ISO/IEC 42010 • Visit website, join users email group • To participate in revision: – become an IEEE reviewer, or – join your ISO national member body http://www.iso-architecture.org/ieee-1471/
  • 42. Architectural Patterns • The Name of the pattern • The Problem which the pattern attempts to solve • The Rationale provides a justification for the pattern • The particular Context which the pattern solves a problem • Forces (or tradeoffs) • The Solution describes the structure and behavior of the result, and/or how to achieve that result • Examples (and Visual Analogies) help explain the pattern • Resulting Context (or, Force Resolution) explains what forces (issues and properties) the pattern leaves unresolved, and what other patterns might be applied to resolve these remaining issues Source: “Gang of 4” book
  • 43. Architectural Styles • Vocabulary: What are the types of elements in the style? What relationships do they have? What are their properties? What are the rules of composition that determine how the vocabulary can be used? • Semantics: What computational model do these elements support? • Analyses: What forms of analysis are supported by the style? • Implementation: What are the implementation strategies that allow one to produce an executable system? Source: Clements et al., Views & Beyond book
  • 44. Architecture Viewpoints • Architectural concerns framed by the viewpoint; • Stakeholders to be addressed by the resulting view; • Resources: the model types, notations, language, modeling techniques, or analytical methods used; • Associated operations: consistency or completeness checks associated with the underlying method to be applied to models within the view; any evaluation or analysis techniques to be applied to models within the view; and any heuristics, patterns, or other guidelines which aid in the synthesis of an associated view or its models Source: ISO/IEC WD4 42010
  • 45. What do we mean, architectural knowledge? • Knowledge vs practice: • Competence and performance: • “Things” architects need to know