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Using the National Science
 and Technology Council

        Duane Blackburn
        November 2008
Quick-Hit Overview

• Established by Executive Order;
• Highest level S&T coordination body in government
  (“cabinet level”)
• Full-scale (ideal) coordination envisioned in EO is difficult;
• Primary benefits are exchange of knowledge, building
  camaraderie, and raising awareness – whose benefits can
  exceed the ideal coordination in the EO
• OSTP staff approach and management of NSTC bodies
  often dictates success or failure
   – Key is to set realistic yet difficult to achieve goals, apply constant
     pressure and nurturing, and refuse to accept failure
EO12881
• Issued by President Clinton in 1993
• The principal functions of the Council are, to the extent
  permitted by law:
   – to coordinate the science and technology policy-making
     process;
   – to ensure science and technology policy decisions and
     programs are consistent with the President’s stated goals;
   – to help integrate the President’s science and technology policy
     agenda across the Federal Government;
   – to ensure science and technology are considered in
     development and implementation of Federal policies and
     programs; and
   – to further international cooperation in science and technology.
• All executive department and agencies, whether or not
  represented on the Council, shall coordinate science and
  technology policy through the council and shall share
  information on research and development budget requests
  with the council.
NSTC Organizational
                         Framework
                                        President
                                      Vice President



                                      Director, OSTP
                                                                                PCAST (private sector
                                                                                      advice)
Executive Secretary                         NSTC
  Agency POCs                Cabinet Secretaries, Agency Heads




               Exec. Sec.
                                       Committee
              Agency Reps
                                Co-Chairs, Agency Members
              OSTP, OMB




                            Subcommittee           Working Group   Task Force


                            Working Group
                                                    Task Force

                             Task Force
The Good
• S&T advancements faster and/or
  cheaper
• Interagency S&T relationships can
  translate to operational cohesiveness
• Good perception
  – Helps in budget battles
  – Raises stature of personnel
  – Private sector more willing to invest
    and/or participate
The Bad
• Organization Issues
  – Departmental structure
  – OMB organization
  – Congress organization
• Personnel
  – Experience and Willingness (SMEs, mgmt)
  – Personality Conflicts
• Time Conflicts
  – You have a year; they have day jobs (career)
The Ugly
• Major Roadblocks
  –   Competing Priorities
  –   Department budget process/timelines
  –   OMB Support
  –   Agency-Agency conflict
• When you succeed, issues become more
  operationally based
  – Transition to other coordination bodies can be
    rocky
  – So can simply disbanding the group
    (perception issue)
How to not succeed




I’m from the White House & think this is important -- The EO says you must -- What’s your problem?
How to succeed - theory
• Determine what defines success
  – It is usually NOT a paper
     • Papers can be a means, but usually not an end
  – It is usually a collective agreement (agencies
    and WH) on priorities and approaches, and a
    willingness to work together on them
  – If you destroy the relationships developing the
    former, the latter never happens
• Understand the realities
  – Successful groups usually think big, start small
  – Everyone wants their time in the spotlight,
    especially at first
  – Agency activities/plans in the subject area
    probably aren’t well set (or even known)
How to Succeed - practice
      Force discussion to center on what we should be
             doing, not what is most interesting
    Current                                 Desired Future
                     Current/Planned
 Understanding/                             Understanding/
                        Activities
  Capabilities                               Capabilities




                        Analysis




            Challenge              Future
              Doc                  NSTC
                                   Work
Current/Planned Activities
• Data call (doesn’t work)
• Presentations (chest-beating, lack of
  detail)
  – Quad charts
• Develop & let them fix it
Desired Future
•   Known operational requirements
•   Policies
•   Theoretical question to be answered
•   All/none of the above

• Key is to disconnect current agency
  plans/interests, and to look anew
Analysis
• Prioritize needs
   – List, discuss, bin
       •   Critical
       •   High
       •   Recommended
       •   Trash
   – Make it an iterative process
• Map capabilities and plans to needs
• Gap Analysis
   – Focus on Critical, then High, then Recommended
• Put it in writing
   – Describe need, current capabilities, planned activities, and
     gaps/overlaps
   – Doing so
       •   Develops a greater depth of understanding
       •   Promotes collaboration/teambuilding
       •   Makes a useful reference
       •   Text for Challenge doc
“Challenge” Benefits
• Internal Policy
• External Outreach
Non-obvious NSTC functions
• Terminology
• Outreach
  – Conferences
  – Training
  – General messaging
• Standards
  – Development
  – Adoption
  – Conformity Assessment
• Vision Development

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Using The National Science and Technology Council (NSTC)

  • 1. Using the National Science and Technology Council Duane Blackburn November 2008
  • 2. Quick-Hit Overview • Established by Executive Order; • Highest level S&T coordination body in government (“cabinet level”) • Full-scale (ideal) coordination envisioned in EO is difficult; • Primary benefits are exchange of knowledge, building camaraderie, and raising awareness – whose benefits can exceed the ideal coordination in the EO • OSTP staff approach and management of NSTC bodies often dictates success or failure – Key is to set realistic yet difficult to achieve goals, apply constant pressure and nurturing, and refuse to accept failure
  • 3. EO12881 • Issued by President Clinton in 1993 • The principal functions of the Council are, to the extent permitted by law: – to coordinate the science and technology policy-making process; – to ensure science and technology policy decisions and programs are consistent with the President’s stated goals; – to help integrate the President’s science and technology policy agenda across the Federal Government; – to ensure science and technology are considered in development and implementation of Federal policies and programs; and – to further international cooperation in science and technology. • All executive department and agencies, whether or not represented on the Council, shall coordinate science and technology policy through the council and shall share information on research and development budget requests with the council.
  • 4. NSTC Organizational Framework President Vice President Director, OSTP PCAST (private sector advice) Executive Secretary NSTC Agency POCs Cabinet Secretaries, Agency Heads Exec. Sec. Committee Agency Reps Co-Chairs, Agency Members OSTP, OMB Subcommittee Working Group Task Force Working Group Task Force Task Force
  • 5. The Good • S&T advancements faster and/or cheaper • Interagency S&T relationships can translate to operational cohesiveness • Good perception – Helps in budget battles – Raises stature of personnel – Private sector more willing to invest and/or participate
  • 6. The Bad • Organization Issues – Departmental structure – OMB organization – Congress organization • Personnel – Experience and Willingness (SMEs, mgmt) – Personality Conflicts • Time Conflicts – You have a year; they have day jobs (career)
  • 7. The Ugly • Major Roadblocks – Competing Priorities – Department budget process/timelines – OMB Support – Agency-Agency conflict • When you succeed, issues become more operationally based – Transition to other coordination bodies can be rocky – So can simply disbanding the group (perception issue)
  • 8. How to not succeed I’m from the White House & think this is important -- The EO says you must -- What’s your problem?
  • 9. How to succeed - theory • Determine what defines success – It is usually NOT a paper • Papers can be a means, but usually not an end – It is usually a collective agreement (agencies and WH) on priorities and approaches, and a willingness to work together on them – If you destroy the relationships developing the former, the latter never happens • Understand the realities – Successful groups usually think big, start small – Everyone wants their time in the spotlight, especially at first – Agency activities/plans in the subject area probably aren’t well set (or even known)
  • 10. How to Succeed - practice Force discussion to center on what we should be doing, not what is most interesting Current Desired Future Current/Planned Understanding/ Understanding/ Activities Capabilities Capabilities Analysis Challenge Future Doc NSTC Work
  • 11. Current/Planned Activities • Data call (doesn’t work) • Presentations (chest-beating, lack of detail) – Quad charts • Develop & let them fix it
  • 12. Desired Future • Known operational requirements • Policies • Theoretical question to be answered • All/none of the above • Key is to disconnect current agency plans/interests, and to look anew
  • 13. Analysis • Prioritize needs – List, discuss, bin • Critical • High • Recommended • Trash – Make it an iterative process • Map capabilities and plans to needs • Gap Analysis – Focus on Critical, then High, then Recommended • Put it in writing – Describe need, current capabilities, planned activities, and gaps/overlaps – Doing so • Develops a greater depth of understanding • Promotes collaboration/teambuilding • Makes a useful reference • Text for Challenge doc
  • 14. “Challenge” Benefits • Internal Policy • External Outreach
  • 15. Non-obvious NSTC functions • Terminology • Outreach – Conferences – Training – General messaging • Standards – Development – Adoption – Conformity Assessment • Vision Development