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A Survey on Software Release
Planning Models
David Ameller, Carles Farré, Xavier Franch,
Guillem Rufian
PROFES 2016 - November 23th
2srp survey @ profes 2016 : slide #
▶ Background
 SUPERSEDE Project
 Software Release Planning (SRP)
▶ Approach
 Goal
 Research method
 Selection of studies
 Threats to validity
▶ Discussion of the results
▶ Conclusions
Agenda
3srp survey @ profes 2016 : slide #
▶ Call: H2020-ICT-2014-1
▶ Funding scheme: Research
and Innovation
▶ Proposal number: 644018
▶ Duration (months): 36
▶ Start date: 1st May 2015
SUPERSEDE Project
Goal: To provide methods and tools to support
the evolution and adaptation of software
services and applications by exploiting end-
user feedback and big data
Software Release
Planning
4srp survey @ profes 2016 : slide #
The problem of finding the best combination of
requirements to implement in a sequence of
releases.
▶ SRP seeks to maximize some variables like:
 business value
 stakeholder satisfaction
▶ while satisfying some constrains like:
 dependencies among features
 budget
 capacity
Software Release Planning (SRP)
5srp survey @ profes 2016 : slide #
[purpose] Find and characterize
[issue] the proposed models in the academic
literature
[object] for software release planning
[viewpoint] from the viewpoint of project managers
and software developers.
Our Initial Goal
6srp survey @ profes 2016 : slide #
▶ “A systematic review on strategic release
planning models”
 Svahnberg M, Gorschek T, Feldt R, Torkar R,
Saleem SB, Shafique MU.
 Information & Software Technology 52(3), 2010
▶ Systematic Literature Review:
 28 relevant studies, 24 being models for SRP
 2003-2008, except one from 1997
 16 models from the EVOLVE family (Günther
Ruhe et al.)
Antecedents: Svahnberg et al., 2010
7srp survey @ profes 2016 : slide #
[purpose] Find and characterize
[issue] the proposed models in the academic
literature from 2009 onwards
[object] for software release planning
[viewpoint] from the viewpoint of project managers
and software developers.
Our New Goal
8srp survey @ profes 2016 : slide #
1. Base our Research Questions on those in
(Svahnberg et al., 2010)
2. Forward snowballing from (Svahnberg et al., 2010)
 models published from 2011 onwards
3. Backward snowballing from the papers found in 2.
 models published from 2009 onwards
4. Expert consultation
 extra models
Research Method
9srp survey @ profes 2016 : slide #
RQ1. What SRP models have been presented
since 2009?
RQ1.1. What are the main motivations for the
models?
RQ1.2. What are the inputs processed by the
models?
RQ1.3. What are the outputs generated by the
models?
RQ1.4. What are the algorithms or techniques
applied by the models?
Research Questions (1/2)
10srp survey @ profes 2016 : slide #
RQ2. To what extent have the SRP models
surveyed in RQ1 been validated?
RQ2.1. Are the models supported by tools?
RQ2.2. How has industry been involved in the
models?
RQ2.3. What are the major threats identified on
the models?
Research Questions (2/2)
11srp survey @ profes 2016 : slide #
Selection of studies
1st Insertion Criteria (1IC): Relevant & Quality venues
2nd Insertion Criteria (2IC): A SRP model is presented
Papers
citing
the SLR
2IC
Papers cited
by the 2256
103
22
9
647
240
125
6
101
1IC
Scopus Google Scholar
Papers > 2008
9 26
17
Experts
Forward Snowballing
Backward
Snowballing
12srp survey @ profes 2016 : slide #
2009 2010 2011 2012 2013 2014 2015 2016
SRP Models found by year
M2 M1
M4
M3
M5
M6
M8
M9
M7M10
M14
M11
M15
M12 M13
M17
M16
EVOLVE family (G. Ruhe)
13srp survey @ profes 2016 : slide #
▶ Construct Validity. Snowballing narrows the search
scope to the referenced papers, therefore some
papers may be left out.
 Mitigated by the fact that started from a SLR
published in a main software engineering journal
and such SLRs are normally cited by many
researchers
▶ Internal Validity. Each paper was analyzed in depth
by one researcher of this study;
 papers were checked by a second researcher
when doubts arose.
Threats to validy (1/2)
14srp survey @ profes 2016 : slide #
▶ External Validity. As in most literature reviews, this
study does not aim to generalize results because
there is no statistical basis to claim that the selected
papers are a representative sample of the
population
▶ Conclusion Validity. As in any other literature
review, we relied on the result of search engines
which may offer different results in the future.
Therefore, a replication of this study could lead to
different selection of primary studies, and thus to
different results.
Threats to validy (2/2)
15srp survey @ profes 2016 : slide #
RQ1.1. What are the main motivations for the
models?
▶ Pursuing scale: In contrast with the results of
(Svahnberg et al., 2010), more models are
aimed to scale in presence of large sets of
requirements
Discussion of the results (1/7)
16srp survey @ profes 2016 : slide #
RQ1.2. What are the inputs processed by the
models?
▶ Most models consider:
 Dependencies among requirements
 Soft factors (e.g. stakeholder preferences or
business value)
▶ However,
 Only 2 models addressed time constraints (*)
 Only 1 model considers the required skills that
requirements need from developers (*)
(*) SUPERSEDE must-haves
Discussion of the results (2/7)
17srp survey @ profes 2016 : slide #
RQ1.3. What are the outputs generated by the
models?
▶ Simple outputs.
 Most models produce a "binary" yes/no output:
which requirements should be implemented for
the next release(s).
 Only 2 models include requirement
implementation scheduling and resource
(developers) allocation (*)
(*) SUPERSEDE must-haves
Discussion of the results (3/7)
18srp survey @ profes 2016 : slide #
RQ1.4. What are the algorithms or techniques
applied by the models?
▶ SRP as a multi-objective problem. Most
modes recognize the existence of different and
often conflicting objectives that need to be
reconciled in the planning of releases.
Discussion of the results (4/7)
19srp survey @ profes 2016 : slide #
RQ2.1. Are the models supported by tools?
▶ Lack of ready-to-market tools.
 1 commercial tool: ReleasePlanner (EVOLVE
family).
 8 (out of 17) papers did not mention any tool
support.
Discussion of the results (5/7)
20srp survey @ profes 2016 : slide #
RQ2.2. How has industry been involved in the
models?
▶ Scarce industrial contributions.
 Very few authors from the surveyed papers came
from industry, in most cases as providers of a
case study
 Only in one single case the industrial authors
were providing the SRP model.
Discussion of the results (6/7)
21srp survey @ profes 2016 : slide #
RQ2.3. What are the major threats identified on
the models?
▶ Non-optimal consideration of threats to
validity. As much as 7 papers (from 17) with no
mention at all at threats to validity.
Discussion of the results (7/7)
22srp survey @ profes 2016 : slide #
▶ EVOLVE family keeps its prevalence, but to a
lesser degree. (57.1% vs 35.3%)
▶ Only 1 non-EVOLVE author in Svahnberg et al.,
appears again in our study
▶ Soft factors where less considered by models in
Svahnberg et al. (57.1%) than in our study
(88.2%)
▶ Industrial validation was more present in
Svahnberg et al. (56% of the models) than in our
study (23.5%)
Field evolution: comparison with Svahnberg et al.
23srp survey @ profes 2016 : slide #
▶ Literature review on SRP models since 2009
▶ Emphasis on the characteristics of these models
and their validation state.
▶ We have used (Svahnberg et al., 2010) as main
reference to our research methodology.
▶ Positive findings:
 Special attention to the scalability of the models.
 Increasing consideration of soft factors like
stakeholder preferences and business value.
Conclusions (1/2)
24srp survey @ profes 2016 : slide #
▶ Negative findings:
 Incomplete input factors
 Simple outputs
 Proof-of-concept tool support, except for the
case of the EVOLVE family
 Poor industrial validation
 Non-optimal consideration of threats to validity
SRP scientific proposals have not yet reached the
maturity required by industrial contexts
Conclusions (2/2)
Questions?
A Survey on Software Release Planning Models

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A Survey on Software Release Planning Models - Slides for the Presentation @ PROFES 2016

  • 1. A Survey on Software Release Planning Models David Ameller, Carles Farré, Xavier Franch, Guillem Rufian PROFES 2016 - November 23th
  • 2. 2srp survey @ profes 2016 : slide # ▶ Background  SUPERSEDE Project  Software Release Planning (SRP) ▶ Approach  Goal  Research method  Selection of studies  Threats to validity ▶ Discussion of the results ▶ Conclusions Agenda
  • 3. 3srp survey @ profes 2016 : slide # ▶ Call: H2020-ICT-2014-1 ▶ Funding scheme: Research and Innovation ▶ Proposal number: 644018 ▶ Duration (months): 36 ▶ Start date: 1st May 2015 SUPERSEDE Project Goal: To provide methods and tools to support the evolution and adaptation of software services and applications by exploiting end- user feedback and big data Software Release Planning
  • 4. 4srp survey @ profes 2016 : slide # The problem of finding the best combination of requirements to implement in a sequence of releases. ▶ SRP seeks to maximize some variables like:  business value  stakeholder satisfaction ▶ while satisfying some constrains like:  dependencies among features  budget  capacity Software Release Planning (SRP)
  • 5. 5srp survey @ profes 2016 : slide # [purpose] Find and characterize [issue] the proposed models in the academic literature [object] for software release planning [viewpoint] from the viewpoint of project managers and software developers. Our Initial Goal
  • 6. 6srp survey @ profes 2016 : slide # ▶ “A systematic review on strategic release planning models”  Svahnberg M, Gorschek T, Feldt R, Torkar R, Saleem SB, Shafique MU.  Information & Software Technology 52(3), 2010 ▶ Systematic Literature Review:  28 relevant studies, 24 being models for SRP  2003-2008, except one from 1997  16 models from the EVOLVE family (Günther Ruhe et al.) Antecedents: Svahnberg et al., 2010
  • 7. 7srp survey @ profes 2016 : slide # [purpose] Find and characterize [issue] the proposed models in the academic literature from 2009 onwards [object] for software release planning [viewpoint] from the viewpoint of project managers and software developers. Our New Goal
  • 8. 8srp survey @ profes 2016 : slide # 1. Base our Research Questions on those in (Svahnberg et al., 2010) 2. Forward snowballing from (Svahnberg et al., 2010)  models published from 2011 onwards 3. Backward snowballing from the papers found in 2.  models published from 2009 onwards 4. Expert consultation  extra models Research Method
  • 9. 9srp survey @ profes 2016 : slide # RQ1. What SRP models have been presented since 2009? RQ1.1. What are the main motivations for the models? RQ1.2. What are the inputs processed by the models? RQ1.3. What are the outputs generated by the models? RQ1.4. What are the algorithms or techniques applied by the models? Research Questions (1/2)
  • 10. 10srp survey @ profes 2016 : slide # RQ2. To what extent have the SRP models surveyed in RQ1 been validated? RQ2.1. Are the models supported by tools? RQ2.2. How has industry been involved in the models? RQ2.3. What are the major threats identified on the models? Research Questions (2/2)
  • 11. 11srp survey @ profes 2016 : slide # Selection of studies 1st Insertion Criteria (1IC): Relevant & Quality venues 2nd Insertion Criteria (2IC): A SRP model is presented Papers citing the SLR 2IC Papers cited by the 2256 103 22 9 647 240 125 6 101 1IC Scopus Google Scholar Papers > 2008 9 26 17 Experts Forward Snowballing Backward Snowballing
  • 12. 12srp survey @ profes 2016 : slide # 2009 2010 2011 2012 2013 2014 2015 2016 SRP Models found by year M2 M1 M4 M3 M5 M6 M8 M9 M7M10 M14 M11 M15 M12 M13 M17 M16 EVOLVE family (G. Ruhe)
  • 13. 13srp survey @ profes 2016 : slide # ▶ Construct Validity. Snowballing narrows the search scope to the referenced papers, therefore some papers may be left out.  Mitigated by the fact that started from a SLR published in a main software engineering journal and such SLRs are normally cited by many researchers ▶ Internal Validity. Each paper was analyzed in depth by one researcher of this study;  papers were checked by a second researcher when doubts arose. Threats to validy (1/2)
  • 14. 14srp survey @ profes 2016 : slide # ▶ External Validity. As in most literature reviews, this study does not aim to generalize results because there is no statistical basis to claim that the selected papers are a representative sample of the population ▶ Conclusion Validity. As in any other literature review, we relied on the result of search engines which may offer different results in the future. Therefore, a replication of this study could lead to different selection of primary studies, and thus to different results. Threats to validy (2/2)
  • 15. 15srp survey @ profes 2016 : slide # RQ1.1. What are the main motivations for the models? ▶ Pursuing scale: In contrast with the results of (Svahnberg et al., 2010), more models are aimed to scale in presence of large sets of requirements Discussion of the results (1/7)
  • 16. 16srp survey @ profes 2016 : slide # RQ1.2. What are the inputs processed by the models? ▶ Most models consider:  Dependencies among requirements  Soft factors (e.g. stakeholder preferences or business value) ▶ However,  Only 2 models addressed time constraints (*)  Only 1 model considers the required skills that requirements need from developers (*) (*) SUPERSEDE must-haves Discussion of the results (2/7)
  • 17. 17srp survey @ profes 2016 : slide # RQ1.3. What are the outputs generated by the models? ▶ Simple outputs.  Most models produce a "binary" yes/no output: which requirements should be implemented for the next release(s).  Only 2 models include requirement implementation scheduling and resource (developers) allocation (*) (*) SUPERSEDE must-haves Discussion of the results (3/7)
  • 18. 18srp survey @ profes 2016 : slide # RQ1.4. What are the algorithms or techniques applied by the models? ▶ SRP as a multi-objective problem. Most modes recognize the existence of different and often conflicting objectives that need to be reconciled in the planning of releases. Discussion of the results (4/7)
  • 19. 19srp survey @ profes 2016 : slide # RQ2.1. Are the models supported by tools? ▶ Lack of ready-to-market tools.  1 commercial tool: ReleasePlanner (EVOLVE family).  8 (out of 17) papers did not mention any tool support. Discussion of the results (5/7)
  • 20. 20srp survey @ profes 2016 : slide # RQ2.2. How has industry been involved in the models? ▶ Scarce industrial contributions.  Very few authors from the surveyed papers came from industry, in most cases as providers of a case study  Only in one single case the industrial authors were providing the SRP model. Discussion of the results (6/7)
  • 21. 21srp survey @ profes 2016 : slide # RQ2.3. What are the major threats identified on the models? ▶ Non-optimal consideration of threats to validity. As much as 7 papers (from 17) with no mention at all at threats to validity. Discussion of the results (7/7)
  • 22. 22srp survey @ profes 2016 : slide # ▶ EVOLVE family keeps its prevalence, but to a lesser degree. (57.1% vs 35.3%) ▶ Only 1 non-EVOLVE author in Svahnberg et al., appears again in our study ▶ Soft factors where less considered by models in Svahnberg et al. (57.1%) than in our study (88.2%) ▶ Industrial validation was more present in Svahnberg et al. (56% of the models) than in our study (23.5%) Field evolution: comparison with Svahnberg et al.
  • 23. 23srp survey @ profes 2016 : slide # ▶ Literature review on SRP models since 2009 ▶ Emphasis on the characteristics of these models and their validation state. ▶ We have used (Svahnberg et al., 2010) as main reference to our research methodology. ▶ Positive findings:  Special attention to the scalability of the models.  Increasing consideration of soft factors like stakeholder preferences and business value. Conclusions (1/2)
  • 24. 24srp survey @ profes 2016 : slide # ▶ Negative findings:  Incomplete input factors  Simple outputs  Proof-of-concept tool support, except for the case of the EVOLVE family  Poor industrial validation  Non-optimal consideration of threats to validity SRP scientific proposals have not yet reached the maturity required by industrial contexts Conclusions (2/2)
  • 25. Questions? A Survey on Software Release Planning Models

Editor's Notes

  • #3: This definition includes technologies as well as user interaction. From this we can conclude that technologies on their own, such as WEB services, are not Web applications, but they can be part of one. Furthermore, this definition implies that web sites without software components, such as, static HTML pages are not Web applications either. Other definitions include Web services and Web sites as Web applications. El Consorcio World Wide Web (W3C) es una comunidad internacional donde las organizaciones miembro, personal a tiempo completo y el público en general trabajan conjuntamente para desarrollar estándares Web. Liderado por el inventor de la Web Tim Berners-Lee y el Director Ejecutivo (CEO) Jeffrey Jaffe, la misión del W3C es guiar la Web hacia su máximo potencial.
  • #24: Qui són els experts Per què no has fet un SLR No teniem el protocol Voliem provar quelcom nou i després un SLR Per què no s’havien trobat els models dels experts. Correspondència models/papers Més detall sobre Inclussion Criteria Taula de resum de models Threats to validity Comparació amb Svahlberg et al. Logo supersede Modificar timeline Eliminar segona de supersede