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ACE: The First Experience with Process Reviews
Accreditation for Cardiovascular
Excellence (ACE): The First
Experience with Process
Reviews
•   Bonnie H. Weiner MD MSEC MBA, FSCAI FACC
     –    Accreditation for Cardiovascular Excellence
•   Ralph G. Brindis MD MPH, FSCAI MACC
     –    Oakland Kaiser Medical Center
•   Charles E. Chambers MD, FSCAI FACC
     –    Penn State Hershey Heart and Vascular Institute
•   Gregory J. Dehmer MD, FSCAI FACC
     –    Scott & White Clinic
•   Christopher J. White MD, FSCAI FACC
     –    Oschner Medical Center
•   April W. Simon RN, MSN
     –    Cardiac Data Solutions, Inc.
•   Kimberly Wright, RN
     –    Cardiac Data Solutions, Inc
•   Mary E. Heisler RN
     –    Accreditation for Cardiovascular Excellence
Background
• Accreditation for Cardiovascular Excellence (ACE) is a non profit
  organization performing accreditation services for invasive and
  interventional cardiovascular procedures. This report is of the
  reviews of the initial 10 facilities that have been site visited as
  part of the process
Overview
of ACE
Process
Methods:
   • Documents Reviewed
       • All ACE Standard related policy and procedure documents
       • Medical records
            • History and Physical
            • Office notes when available
            • Prior hospitalizations
       • Catheterization reports
   • Reviewed for
       • Completeness and
       • Compliance with ACE standards
   • All data are entered into an online case report form that populates
     the database
       • Exported directly from the database as individual records
       • Analyzed in JMP® (version 10.0.0)
            • Test for Homogeneity between facilities was performed
               using Chi-Squared and Pearson Coefficient for
               categorical variables
   • All characteristics referred to in the ACE Standards
       • Meeting the standard
       • Partially meeting the standard
       • Not meeting meeting the standard
   • Variables for risk adjustment or appropriate use criteria (AUC) in
     NCDR’s CathPCI.
       • Recorded (validated against data submitted)
       • Not Recorded (Information is not found anywhere in the
          medical record)
       • Does not Apply
Results: Quality Assurance Process (n=10 Facilities)

100%
                                                                            10%
 90%                                 20%          20%          20%

 80%       40%
                        50%
 70%
 60%
 50%
                                                                                      Does Not Meet
                                                                            90%
 40%                    20%          80%          80%          80%                    Partially Meets
                                                                                      Meets ACE Criteria
 30%       60%

 20%
                        30%
 10%
  0%
         Integrated    Review for    Major       Individual Administration Quality
           Quality     Diagnostic Complication    Operator   Involvement Conference
       Program Exists Accuracy and  Reviews    Complications
                         Quality                 Reviewed
RESULTS: Joint Commission (TJC) Variables
                      Diagnostic          Cath/PCI       PCI Only       All Cases
                    Catheterization        N=243           N=20          N=441
                    N=178 (39.3%)         (55.8%)         (4.8%)         (100%)


Meets Reporting       169 (94.9%)       224 (92.2%)     18 (90.0%)    411 (93.2%)
Requirements          (58.3-100%)        (75-100%)      (50-100%)     (81.2-100%)

Documentation of      168 (92.1%)       235 (97.9%)     17 (100%)     419 (95.7%)
Complications         (18.2-100%)       (90.9-100%)                   (67.6-100%)
Any Radiation          150 (84.3%)      214 (89.5%)     16 (80.0%)    380 (87.0%)
Monitoring             (8.3-100%)       (8.3-100%)       (0-100%)     (7.1-100%)

Both Fluoro Time      132 (74.2%)       191 (80.3%)     15 (75.0%)    338 (77.5%)
and Air Kerma         (14.3-100%)       (9.5-100%)       (0-100%)     (3.6-100%)
recorded

 There was significant variation between institutions in all parameters above for
 all procedure types p<0.0001
PCI Variables used by NCDR for Procedure Risk Adjustment

             Variables               Recorded      Not Recorded     P Value for
                                                                  between facility
             Coded on                                                variability
             Admission
             Age                    252 (98.4%)      4 (1.6%)           NS
                                     (90-100%)       (0-9.5%)
             BMI                    208 (81.6%)     47 (18.4%)        <0.0001
                                    (66.7-100%)     (0-33.3%)
             Cardiogenic Shock on    18 (7.0%)      239 (93.0%)       <0.0001
             Admission               (0-56.3%)      (37.5-100%)
             History of CHF          37(15.5%)      218 (84.5%)       0.0004
                                    (9.5-100%)      (14.3-100%)
             Previous Valve           9 (9.3%)      244 (90.7%)       <0.0001
             Surgery                 (0-37.5%)      (43.8-100%)
             Cerebrovascular         18 (8.6%)      235 (91.4%)       <0.0001
             Disease                 (0-37.5%)      (43.8-100%)
             Peripheral Vascular     27 (12.0%)     231 (88.0%)       <0.0001
             Disease                 (0-43.8%)      (56.3-100%)

             Diabetes                96 (37.2%)     162 (62.8%)       0.0189
                                    (24.4-62.5%)   (31.2-75.6%)

             Chronic Lung Disease    27 (10.4%)     332 (89.6%)       <0.0001
                                     (0-31.2%)     (68.8-96.8%)

             Prior PCI              104 (40.3%)     154 (59.7%)       0.0104
                                    (20-87.5%)     (12.5-72.7%)

             GFR                    222 (85.4%)     38 (14.6%)        0.0014
                                    (53.3-100%)     (0-46.7%)
             Dialysis                 4 (1.5%)      255 (98.5%)       <0.0001
                                      (0-6.2%)      (93.9-100%)

             NYHA Classification     54 (21.8%)     205 (79.2%)       <0.0001
                                     (0—100%)        (0-100%)

             Elevated Biomarkers     115 (44.9%)    141 (55.1%)       0.0004
                                    (13.8-73.9%)   (33.3-86.1%)
RESULTS: NCDR Risk Variables for PCI Procedures

        Procedural                       Recorded        Not Recorded   P Value for between
                                                                         facility variability
        Variables


        Pre Procedure IABP                17 (6.5%)       243 (93.5%)         <0.0001
                                           (0-75%)         (25-100%)

        Ejection Fraction                204 (79.1%)       54 (21.9%)          0.025
                                        (56.2-95.4%)      (4.6-43.8%)

        PCI Status                Elective: 125(48.4%)     18 (7.0%)          <0.0001
                                  Emergent: 31 (12.0%)      (0-29%)
                                  Urgent: 82 (31.8%)
                                  Salvage:2 (0.58%)



        Lesion≥50% and subacute          63 (24.5%)       194 (75.5%)         <0.0001
        thrombosis                       (0-55.6%)        (44.4-100%)

        Pre Procedure TIMI Flow          145(56.0%)       114 (44.0%)         <0.0001
                                          (0-97.2%)       (2.8-100%)

        Highest Risk Lesion              48 (18.6%)       210 (81.4%)         <0.0001
                                         (0-67.7%)        (32.3-100%)

        Lesion Location                 252 (98.0%)        5 (2.0%)              NS
                                        (93.2-100%)        (0-6.8%)
RESULTS: Selected Appropriate Use Determination
Variables for Non-Emergent Procedures (n=144)
100%                                                   95%    94%
                                                91%
 90%
                               83%
 80%
 70%
        61%         61%
 60%                                     50%
                                       50%                                 49%
 50%
                   38%
 40%                                                                             Yes
       28%                                                          29%          No
 30%
                                                                                 Not Available
 20%                                                                 15%
             11%                                                                 Unknown
 10%                          8% 10%           9%            7%           6%
                                                      5%
                         1%
 0%
Other Outcome Characteristics: All
PCI Patients (n=258)
         100.0%                                        92.3%
                           87.1%          89.2%
          90.0%
          80.0%
          70.0%
          60.0%
          50.0%                                                Yes
          40.0%                                                No
                                                               Data Unavailable
          30.0%
          20.0%                       9.7%
                      10.2%
                                                     7.4%
          10.0%     2.7%           1.2%           0.4%
           0.0%
                   Attributable     30 Day        30 Day CIN
                   Re-Admission    Mortality




  There was significant variation between institutions in these parameters
  p<0.0001
Summary:
• ACE Process Findings:
  – Documentation of critical information required for risk adjustment
    and appropriate use determination are frequently missing.
  – There is a high degree of variability among facilities in the
    completeness of their documentation.
Conclusions
 • Improvement in facility level documentation is necessary to
   adequately validate data used for risk stratification and
   appropriate use determination.
 • Facility-based quality improvement teams and cath lab personnel
   including physicians, must assure completeness of data collection
   to reduce variability.
 • Process improvement at the facility level will improve the quality
   of the data used for public reporting and also protect the facility
   from external regulatory and fiscal audits.

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ACE: The First Experience with Process Reviews

  • 2. Accreditation for Cardiovascular Excellence (ACE): The First Experience with Process Reviews • Bonnie H. Weiner MD MSEC MBA, FSCAI FACC – Accreditation for Cardiovascular Excellence • Ralph G. Brindis MD MPH, FSCAI MACC – Oakland Kaiser Medical Center • Charles E. Chambers MD, FSCAI FACC – Penn State Hershey Heart and Vascular Institute • Gregory J. Dehmer MD, FSCAI FACC – Scott & White Clinic • Christopher J. White MD, FSCAI FACC – Oschner Medical Center • April W. Simon RN, MSN – Cardiac Data Solutions, Inc. • Kimberly Wright, RN – Cardiac Data Solutions, Inc • Mary E. Heisler RN – Accreditation for Cardiovascular Excellence
  • 3. Background • Accreditation for Cardiovascular Excellence (ACE) is a non profit organization performing accreditation services for invasive and interventional cardiovascular procedures. This report is of the reviews of the initial 10 facilities that have been site visited as part of the process
  • 5. Methods: • Documents Reviewed • All ACE Standard related policy and procedure documents • Medical records • History and Physical • Office notes when available • Prior hospitalizations • Catheterization reports • Reviewed for • Completeness and • Compliance with ACE standards • All data are entered into an online case report form that populates the database • Exported directly from the database as individual records • Analyzed in JMP® (version 10.0.0) • Test for Homogeneity between facilities was performed using Chi-Squared and Pearson Coefficient for categorical variables • All characteristics referred to in the ACE Standards • Meeting the standard • Partially meeting the standard • Not meeting meeting the standard • Variables for risk adjustment or appropriate use criteria (AUC) in NCDR’s CathPCI. • Recorded (validated against data submitted) • Not Recorded (Information is not found anywhere in the medical record) • Does not Apply
  • 6. Results: Quality Assurance Process (n=10 Facilities) 100% 10% 90% 20% 20% 20% 80% 40% 50% 70% 60% 50% Does Not Meet 90% 40% 20% 80% 80% 80% Partially Meets Meets ACE Criteria 30% 60% 20% 30% 10% 0% Integrated Review for Major Individual Administration Quality Quality Diagnostic Complication Operator Involvement Conference Program Exists Accuracy and Reviews Complications Quality Reviewed
  • 7. RESULTS: Joint Commission (TJC) Variables Diagnostic Cath/PCI PCI Only All Cases Catheterization N=243 N=20 N=441 N=178 (39.3%) (55.8%) (4.8%) (100%) Meets Reporting 169 (94.9%) 224 (92.2%) 18 (90.0%) 411 (93.2%) Requirements (58.3-100%) (75-100%) (50-100%) (81.2-100%) Documentation of 168 (92.1%) 235 (97.9%) 17 (100%) 419 (95.7%) Complications (18.2-100%) (90.9-100%) (67.6-100%) Any Radiation 150 (84.3%) 214 (89.5%) 16 (80.0%) 380 (87.0%) Monitoring (8.3-100%) (8.3-100%) (0-100%) (7.1-100%) Both Fluoro Time 132 (74.2%) 191 (80.3%) 15 (75.0%) 338 (77.5%) and Air Kerma (14.3-100%) (9.5-100%) (0-100%) (3.6-100%) recorded There was significant variation between institutions in all parameters above for all procedure types p<0.0001
  • 8. PCI Variables used by NCDR for Procedure Risk Adjustment Variables Recorded Not Recorded P Value for between facility Coded on variability Admission Age 252 (98.4%) 4 (1.6%) NS (90-100%) (0-9.5%) BMI 208 (81.6%) 47 (18.4%) <0.0001 (66.7-100%) (0-33.3%) Cardiogenic Shock on 18 (7.0%) 239 (93.0%) <0.0001 Admission (0-56.3%) (37.5-100%) History of CHF 37(15.5%) 218 (84.5%) 0.0004 (9.5-100%) (14.3-100%) Previous Valve 9 (9.3%) 244 (90.7%) <0.0001 Surgery (0-37.5%) (43.8-100%) Cerebrovascular 18 (8.6%) 235 (91.4%) <0.0001 Disease (0-37.5%) (43.8-100%) Peripheral Vascular 27 (12.0%) 231 (88.0%) <0.0001 Disease (0-43.8%) (56.3-100%) Diabetes 96 (37.2%) 162 (62.8%) 0.0189 (24.4-62.5%) (31.2-75.6%) Chronic Lung Disease 27 (10.4%) 332 (89.6%) <0.0001 (0-31.2%) (68.8-96.8%) Prior PCI 104 (40.3%) 154 (59.7%) 0.0104 (20-87.5%) (12.5-72.7%) GFR 222 (85.4%) 38 (14.6%) 0.0014 (53.3-100%) (0-46.7%) Dialysis 4 (1.5%) 255 (98.5%) <0.0001 (0-6.2%) (93.9-100%) NYHA Classification 54 (21.8%) 205 (79.2%) <0.0001 (0—100%) (0-100%) Elevated Biomarkers 115 (44.9%) 141 (55.1%) 0.0004 (13.8-73.9%) (33.3-86.1%)
  • 9. RESULTS: NCDR Risk Variables for PCI Procedures Procedural Recorded Not Recorded P Value for between facility variability Variables Pre Procedure IABP 17 (6.5%) 243 (93.5%) <0.0001 (0-75%) (25-100%) Ejection Fraction 204 (79.1%) 54 (21.9%) 0.025 (56.2-95.4%) (4.6-43.8%) PCI Status Elective: 125(48.4%) 18 (7.0%) <0.0001 Emergent: 31 (12.0%) (0-29%) Urgent: 82 (31.8%) Salvage:2 (0.58%) Lesion≥50% and subacute 63 (24.5%) 194 (75.5%) <0.0001 thrombosis (0-55.6%) (44.4-100%) Pre Procedure TIMI Flow 145(56.0%) 114 (44.0%) <0.0001 (0-97.2%) (2.8-100%) Highest Risk Lesion 48 (18.6%) 210 (81.4%) <0.0001 (0-67.7%) (32.3-100%) Lesion Location 252 (98.0%) 5 (2.0%) NS (93.2-100%) (0-6.8%)
  • 10. RESULTS: Selected Appropriate Use Determination Variables for Non-Emergent Procedures (n=144) 100% 95% 94% 91% 90% 83% 80% 70% 61% 61% 60% 50% 50% 49% 50% 38% 40% Yes 28% 29% No 30% Not Available 20% 15% 11% Unknown 10% 8% 10% 9% 7% 6% 5% 1% 0%
  • 11. Other Outcome Characteristics: All PCI Patients (n=258) 100.0% 92.3% 87.1% 89.2% 90.0% 80.0% 70.0% 60.0% 50.0% Yes 40.0% No Data Unavailable 30.0% 20.0% 9.7% 10.2% 7.4% 10.0% 2.7% 1.2% 0.4% 0.0% Attributable 30 Day 30 Day CIN Re-Admission Mortality There was significant variation between institutions in these parameters p<0.0001
  • 12. Summary: • ACE Process Findings: – Documentation of critical information required for risk adjustment and appropriate use determination are frequently missing. – There is a high degree of variability among facilities in the completeness of their documentation.
  • 13. Conclusions • Improvement in facility level documentation is necessary to adequately validate data used for risk stratification and appropriate use determination. • Facility-based quality improvement teams and cath lab personnel including physicians, must assure completeness of data collection to reduce variability. • Process improvement at the facility level will improve the quality of the data used for public reporting and also protect the facility from external regulatory and fiscal audits.