Medicaid Undercount in the American
Community Survey: Preliminary Results
Brett Fried
State Health Access Data Assistance Center (SHADAC)
University of Minnesota
JSM, Montreal
August 7, 2013
Acknowledgments
• Funding for this work is supported by the
Census Bureau
• Collaborators:
– Brett O’Hara (Census Bureau)
– Kathleen Call, Joanna Turner, Michel Boudreaux,
(SHADAC)
2
Background
• Administrative data on public assistance
programs are not sufficient for policy making
– Not timely
– No population denominator
– Incomplete or lower quality covariates
• Population surveys fill these gaps
– Yet they universally undercount public program
enrollment described in administrative data
• Food stamps, public housing, TANF (Lewis, Elwood, and
Czajka 1998; Meyer, 2003)
• Medicaid (Call et al 2008, 2012)
3
Research Focus
• Present preliminary results from an ongoing
collaboration between the Census Bureau and
the State Health Access Data Assistance Center
• Extend prior data linkage research to the
American Community Survey (ACS)
• Describe the concordance of Medicaid
reporting in the ACS and enrollment data in
MSIS
• Bias to uninsurance estimates
4
Previous Linkage Research
Our research expectations come from the following
sources:
• Turner & Boudreaux (2010)
– 2008 ACS produces coverage estimates similar to other population
surveys (e.g. 2008 NHIS)
• So expect similar results
• Previous linked results:
– 57% of CPS (CY 2005) & 68% of NHIS (CY 2002) linked cases were
reported as Medicaid
• O’Hara (2010)
– Linked MSIS and ACS Content Test
• 66% (CY 2006) of linked cases (non-elderly) were reported as
Medicaid
5
Data Source 1:
American Community Survey or ACS
• Large, continuous, multi-mode survey of the US
population residing in housing units and group
quarters
• Added health insurance question in 2008
• One simple multi-part question on health
insurance type
• Unique data source due to its size
– Subgroup analysis
• Small demographic groups
• Low levels of geography
6
Data Source 2: Medicaid Statistical
Information System (MSIS)
• Medicaid enrollment records
• Longitudinal database of enrollment
– Records originate in the states and are reported to
the federal government
– Includes regular Medicaid and Expansion CHIP
– Tracks all levels of enrollment (e.g., emergency &
dental)
• Not a perfect gold standard
7
ACS Question
“Is this person CURRENTLY covered by any of
the following types of health insurance or health
coverage plans?
d. Medicaid, Medical Assistance, or any kind of
government-assistance plan for those with low
incomes or a disability?”
• Comprehensive coverage is a subset of MSIS
• MSIS coverage is a subset of ACS means-tested
coverage
8
Investigating Survey Response Errors
• Discordance between MSIS and ACS can come from
definitional differences and survey response error
• Our focus here is on survey response errors which we
investigate by merging the ACS and the MSIS
• Use linking methodology developed by the Census Bureau’s
Center for Administrative Records Research and Applications
– Personal Identification Key (PIK)
• Consider a case to have Medicaid enrollment if they are
covered on the day of ACS interview by full benefit coverage
from Medicaid or expansion CHIP
• Adjust ACS person weights to account for unlinkable records
• Although all persons were linked estimates reported here are
for the civilian non-institutionalized population
9
Preliminary linked results: Percent that were
reported (coded) correctly as Medicaid
Total Age
0-18 19-64 65+
Reported (coded)
as Medicaid*
75.9
(0.11)
79.2
(0.15)
71.3
(0.15)
73.1
(0.31)
Implied
undercount
24.1
(0.11)
20.8
(0.15)
28.7
(0.15)
26.9
(0.31)
10
Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by
SHADAC.
*Includes all means tested public coverage because of ACS question wording
Percent (Standard error)
Preliminary linked results: Percent reported
(coded) as Medicaid by percent of poverty
% of Poverty
0-138 139-200 200+
Reported (coded) as
Medicaid*
82.3
(0.14)
70.5
(0.31)
62.1
(0.25)
Implied undercount 17.7
(0.14)
29.5
(0.31)
37.9
(0.25)
11
Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by
SHADAC.
*Includes all means tested public coverage because of ACS question wording
Percent (Standard error)
What types of coverage are coded for
misreports?
Medicaid*
NOT reported as Medicaid *
75.9 (0.11)
24.1 (0.11)
Employer sponsored insurance 37.8 (0.24)
Direct purchase 10.6 (0.17)
Medicare 14.7 (0.16)
TRICARE 1.4 (0.05)
VA 0.7 (0.03)
Uninsured 41.5 (0.23)*
12
Note: Sums to 107% because can report multiple coverage types.
Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by SHADAC.
*Includes all means tested public coverage because of ACS question wording
Percent (Standard error)
13
Preliminary linked results: Percent of linked
cases that correctly report Medicaid
Source: Linked 2008 MSIS and 2008 ACS civilian non-institutional population as
analyzed by SHADAC; Kaiser Family Foundation, State Indicators.
Bias to estimates of uninsurance
• A key policy metric is the share of the
population that lacks any type of coverage
• Uninsurance is a residual category, so
undercounting Medicaid partially contributes to
bias in uninsurance
– We cannot estimate bias from other sources of
coverage
– We cannot estimate bias from those that report
Medicaid, but are in fact uninsured
14
Partial Bias to Uninsurance, National Level
Count in
millions
Percent
(SE)
All Uninsured 42.9 14.6
(0.04)
Share of the uninsured that
are enrolled in Medicaid
3.6 8.3
(0.07)
Partially adjusted uninsured 39.4 13.4
(0.04)
15
Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by
SHADAC.
*Includes all means tested public coverage because of ACS question wording
Percent (Standard error)
Summary of Results
• Although not perfectly comparable, the undercount
in the ACS appears in line with other surveys
– Large (24.1%), but slightly better than some other
surveys
• As with other surveys the undercount increases
with age and family income and appears to vary by
state
• The undercount translates into an overestimate of
uninsurance of 1.2 percentage points or 3.6 million
but it is likely that there are other offsetting
influences
16
Limitations
• The MSIS is an imperfect gold standard for the
ACS given differences in concept alignment
• Comparison of the magnitude of the
undercount in other federal surveys is
compromised because the ACS lumps Medicaid
with all other government sponsored coverage
for low-income groups
17
Discussion
• Although the ACS
– Focus is general household survey
– Medicaid state names are not included
– One multi-part question to elicit health insurance
information
• Preliminary evidence is that the implied
undercount is in line or lower than other
surveys
18
Future Work
• Detailed examination of other subgroups
– Race/ethnicity, education, group quarters
– Managed care, length of enrollment
• Impact of survey characteristics
– Survey mode, language of interview
• Explore sources of state level variation
19
Sign up to receive our newsletter and updates at
www.shadac.org
@shadac
Contact Information
Brett Fried
bfried@umn.edu
612.624.1406

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Medicaid Undercount in the American Community Survey: Preliminary Results

  • 1. Medicaid Undercount in the American Community Survey: Preliminary Results Brett Fried State Health Access Data Assistance Center (SHADAC) University of Minnesota JSM, Montreal August 7, 2013
  • 2. Acknowledgments • Funding for this work is supported by the Census Bureau • Collaborators: – Brett O’Hara (Census Bureau) – Kathleen Call, Joanna Turner, Michel Boudreaux, (SHADAC) 2
  • 3. Background • Administrative data on public assistance programs are not sufficient for policy making – Not timely – No population denominator – Incomplete or lower quality covariates • Population surveys fill these gaps – Yet they universally undercount public program enrollment described in administrative data • Food stamps, public housing, TANF (Lewis, Elwood, and Czajka 1998; Meyer, 2003) • Medicaid (Call et al 2008, 2012) 3
  • 4. Research Focus • Present preliminary results from an ongoing collaboration between the Census Bureau and the State Health Access Data Assistance Center • Extend prior data linkage research to the American Community Survey (ACS) • Describe the concordance of Medicaid reporting in the ACS and enrollment data in MSIS • Bias to uninsurance estimates 4
  • 5. Previous Linkage Research Our research expectations come from the following sources: • Turner & Boudreaux (2010) – 2008 ACS produces coverage estimates similar to other population surveys (e.g. 2008 NHIS) • So expect similar results • Previous linked results: – 57% of CPS (CY 2005) & 68% of NHIS (CY 2002) linked cases were reported as Medicaid • O’Hara (2010) – Linked MSIS and ACS Content Test • 66% (CY 2006) of linked cases (non-elderly) were reported as Medicaid 5
  • 6. Data Source 1: American Community Survey or ACS • Large, continuous, multi-mode survey of the US population residing in housing units and group quarters • Added health insurance question in 2008 • One simple multi-part question on health insurance type • Unique data source due to its size – Subgroup analysis • Small demographic groups • Low levels of geography 6
  • 7. Data Source 2: Medicaid Statistical Information System (MSIS) • Medicaid enrollment records • Longitudinal database of enrollment – Records originate in the states and are reported to the federal government – Includes regular Medicaid and Expansion CHIP – Tracks all levels of enrollment (e.g., emergency & dental) • Not a perfect gold standard 7
  • 8. ACS Question “Is this person CURRENTLY covered by any of the following types of health insurance or health coverage plans? d. Medicaid, Medical Assistance, or any kind of government-assistance plan for those with low incomes or a disability?” • Comprehensive coverage is a subset of MSIS • MSIS coverage is a subset of ACS means-tested coverage 8
  • 9. Investigating Survey Response Errors • Discordance between MSIS and ACS can come from definitional differences and survey response error • Our focus here is on survey response errors which we investigate by merging the ACS and the MSIS • Use linking methodology developed by the Census Bureau’s Center for Administrative Records Research and Applications – Personal Identification Key (PIK) • Consider a case to have Medicaid enrollment if they are covered on the day of ACS interview by full benefit coverage from Medicaid or expansion CHIP • Adjust ACS person weights to account for unlinkable records • Although all persons were linked estimates reported here are for the civilian non-institutionalized population 9
  • 10. Preliminary linked results: Percent that were reported (coded) correctly as Medicaid Total Age 0-18 19-64 65+ Reported (coded) as Medicaid* 75.9 (0.11) 79.2 (0.15) 71.3 (0.15) 73.1 (0.31) Implied undercount 24.1 (0.11) 20.8 (0.15) 28.7 (0.15) 26.9 (0.31) 10 Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by SHADAC. *Includes all means tested public coverage because of ACS question wording Percent (Standard error)
  • 11. Preliminary linked results: Percent reported (coded) as Medicaid by percent of poverty % of Poverty 0-138 139-200 200+ Reported (coded) as Medicaid* 82.3 (0.14) 70.5 (0.31) 62.1 (0.25) Implied undercount 17.7 (0.14) 29.5 (0.31) 37.9 (0.25) 11 Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by SHADAC. *Includes all means tested public coverage because of ACS question wording Percent (Standard error)
  • 12. What types of coverage are coded for misreports? Medicaid* NOT reported as Medicaid * 75.9 (0.11) 24.1 (0.11) Employer sponsored insurance 37.8 (0.24) Direct purchase 10.6 (0.17) Medicare 14.7 (0.16) TRICARE 1.4 (0.05) VA 0.7 (0.03) Uninsured 41.5 (0.23)* 12 Note: Sums to 107% because can report multiple coverage types. Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by SHADAC. *Includes all means tested public coverage because of ACS question wording Percent (Standard error)
  • 13. 13 Preliminary linked results: Percent of linked cases that correctly report Medicaid Source: Linked 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by SHADAC; Kaiser Family Foundation, State Indicators.
  • 14. Bias to estimates of uninsurance • A key policy metric is the share of the population that lacks any type of coverage • Uninsurance is a residual category, so undercounting Medicaid partially contributes to bias in uninsurance – We cannot estimate bias from other sources of coverage – We cannot estimate bias from those that report Medicaid, but are in fact uninsured 14
  • 15. Partial Bias to Uninsurance, National Level Count in millions Percent (SE) All Uninsured 42.9 14.6 (0.04) Share of the uninsured that are enrolled in Medicaid 3.6 8.3 (0.07) Partially adjusted uninsured 39.4 13.4 (0.04) 15 Source: 2008 MSIS and 2008 ACS civilian non-institutional population as analyzed by SHADAC. *Includes all means tested public coverage because of ACS question wording Percent (Standard error)
  • 16. Summary of Results • Although not perfectly comparable, the undercount in the ACS appears in line with other surveys – Large (24.1%), but slightly better than some other surveys • As with other surveys the undercount increases with age and family income and appears to vary by state • The undercount translates into an overestimate of uninsurance of 1.2 percentage points or 3.6 million but it is likely that there are other offsetting influences 16
  • 17. Limitations • The MSIS is an imperfect gold standard for the ACS given differences in concept alignment • Comparison of the magnitude of the undercount in other federal surveys is compromised because the ACS lumps Medicaid with all other government sponsored coverage for low-income groups 17
  • 18. Discussion • Although the ACS – Focus is general household survey – Medicaid state names are not included – One multi-part question to elicit health insurance information • Preliminary evidence is that the implied undercount is in line or lower than other surveys 18
  • 19. Future Work • Detailed examination of other subgroups – Race/ethnicity, education, group quarters – Managed care, length of enrollment • Impact of survey characteristics – Survey mode, language of interview • Explore sources of state level variation 19
  • 20. Sign up to receive our newsletter and updates at www.shadac.org @shadac Contact Information Brett Fried bfried@umn.edu 612.624.1406