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Additional Design
Considerations
2011 PDCA Professor Pile Institute
Patrick Hannigan
GRL Engineers, Inc.
Additional
Design Considerations
• Time Effects
• Scour
• Densification
• Plugging
• Drivability
Time Effects on Pile Capacity
Time dependent changes in pile capacity
occur with time.
Soil Setup Relaxation
Vesic’ (1977) – NCHRP 42 Design of Pile Foundations
Time
Effects
on Pile
Capacity
Soil Setup
End of Initial
Driving
Restrike 8
Days Later
Shaft = 3 x EOID
Relaxation
Restrike 24
Hours Later
End of Initial
Driving
Toe = ½ EOID
Soil setup is a time dependent increase in the
static pile capacity.
In clay soils, setup is attributed to increases in
effective stress as large excess positive pore
pressures generated during driving dissipate as
well as due to thixotropic effects.
Soil Setup
In sands, setup is attributed primarily to aging
effects and / or release of arching effects with time.
Soil setup frequently occurs for piles driven in
saturated clays as well as loose to medium
dense silts and fine sands as the excess pore
pressures dissipate.
The magnitude of soil setup depends on soil
characteristics as well as the pile material and type.
Soil Setup
• Multiple Static Load Tests (time, $$)
How to Quantify Time Effects
• Dynamic Restrike tests
- inexpensive, cost-effective
- check for setup or relaxation
- short-term restrikes establish setup trend
- long-term restrikes provide confidence in
capacity estimates
• Non-instrumented Restrike Tests
- uncertain if blow count change due to change
in hammer performance or soil strength
1
day
10
days
100
days
1000
days
log time
pile
capacity
Restrike testing generally performed
1 to 10 days after installation
Quantification of Time Effects
Efforts to Predict Setup
Khan (2011) – Prediction of Pile Set-up for Ohio Soils
Bullock et al (2005) – Side Shear Setup: Results from Florida Test Piles
Skov and Denver (1988) – Time-Dependence of Bearing Capacity of Piles
1
log
1
log
0
0
0
0
0





























t
t
Q
m
t
t
A
f
f
Q
Q
S
S
S
S
S
S
Q = Qo (1 + A log [ t / to ])
Q = 0.9957 Qo t 0.087
where: A = Dimensionless setup factor
QS = Side shear capacity at time t
QS0 = Side shear capacity at reference time t0
fS = Unit side shear capacity at time t
fS0 = Unit side shear capacity at reference time t0
t = Time elapsed since EOD, days
t0 = Reference time, recommended to use 1 day
mS = Semilog-linear slope of QS vs. log t
1
log
1
log
0
0
0
0
0





























t
t
Q
m
t
t
A
f
f
Q
Q
S
S
S
S
S
S
Efforts to Predict Setup
Bullock et al (2005) – Side Shear Setup: Results from Florida Test Piles
0.001 0.01 0.1 1 10 100 1000
0
500
1000
1500
2000
2500
Aucilla, Static Test
Aucilla, Dynamic Test
1 min
15 min
60 min
QS0 =1021 kN (at t0 = 1day )
mS = 293.4 kN
Elapsed Time, t (days)
Pile
Side
Shear
Q
S
(kN) 18” PSC with O-Cell at bottom
Bullock et al (2005) – Side Shear Setup: Results from Florida Test Piles
For Closed-end Pipe Piles in Ohio Soils
Q = 0.9957 Qot0.087
Q = pile capacity (kips) at time t (hours) since EOID
Qo = pile capacity (kips) at EOID
Khan (2011) – Prediction of Pile Set-up for Ohio Soils
( Q includes shaft + toe)
5 80
-4000
0
4000
8000
ms
kN
9 L/c
Force Msd
Velocity Msd
5 80
-4000
0
4000
8000
ms
kN
9 L/c
Force Msd
Velocity Msd
5 80
-4000
0
4000
8000
ms
kN
9 L/c
Force Msd
Velocity Msd
5 102
-4000
0
4000
8000
ms
kN
9 L/c
Force Msd
Velocity Msd
5 102
-4000
0
4000
8000
ms
kN
9 L/c
Force Msd
Velocity Msd
EOID, t = 0.0007 Days
Rs = 453, Rt = 1846, Ru = 2299 kN
BOR #2, t = 0.69 Days
Rs = 1046, Rt = 2077, Ru = 3123 kN
BOR #3, t = 14.65 Days
Rs = 1530, Rt = 2113, Ru = 3643 kN
BOR #4 t = 48.81 Days
Rs = 2121, Rt = 2092, Ru = 4213 kN
BOR #1, t = 0.006 Days
Rs = 818, Rt = 2047, Ru = 2865 kN
Time (log)
Capacity
(kN)
Total
Shaft
Soil Setup Factor
The soil setup factor is defined as failure load
determined from a static load test divided by the
ultimate capacity at the end of driving.
TABLE 9-20 SOIL SETUP FACTORS
(after Rausche et al., 1996)
Predominant Soil
Type Along Pile
Shaft
Range in
Soil Set-up
Factor
Recommended
Soil Set-up
Factors*
Number of Sites
and (Percentage
of Data Base)
Clay 1.2 - 5.5 2.0 7 (15%)
Silt - Clay 1.0 - 2.0 1.0 10 (22%)
Silt 1.5 - 5.0 1.5 2 (4%)
Sand - Clay 1.0 - 6.0 1.5 13 (28%)
Sand - Silt 1.2 - 2.0 1.2 8 (18%)
Fine Sand 1.2 - 2.0 1.2 2 (4%)
Sand 0.8 - 2.0 1.0 3 (7%)
Sand - Gravel 1.2 - 2.0 1.0 1 (2%)
* - Confirmation with Local Experience Recommended
Relaxation is a time dependent decrease in the
static pile capacity.
During pile driving, dense soils may dilate thereby
generating negative pore pressures and
temporarily higher soil resistance.
Relaxation has been observed for piles driven in
dense, saturated non-cohesive silts, fine sands,
and some shales.
Relaxation
The relaxation factor is defined as failure load
determined from a static load test divided by the
ultimate capacity at the end of driving.
Relaxation factors of 0.5 to 0.9 have been reported
in case histories of piles in shales.
Relaxation factors of 0.5 and 0.8 have been
observed in dense sands and extremely dense
silts, respectively.
Relaxation Factor
Time Effects on Pile
Drivability and Pile Capacity
Time dependent soil strength changes should
be considered during the design stage.
• SPT – torque and vane shear tests
• CPTu with dissipation tests
• Model piles
• Soil setup / relaxation factors
Tools that have been used include:
Piles Subject to Scour
Aggradation / Degradation Scour
Types of Scour
Local Scour
Contraction and General Scour
- Long-term stream bed elevation changes
- Removal of material from immediate vicinity of foundation
- Erosion across all or most of channel width
Piles Subject to Scour
Pile Design Recommendations in
Soils Subject to Scour
1. Reevaluate foundation design relative to
pile length, number, size and type
2. Design piles for additional lateral restraint
and column action due to increase in
unsupported length
3. Local scour holes may overlap, in which
case scour depth is indeterminate and
may be deeper.
Pile Design Recommendations
in Soils Subject to Scour
4. Perform design assuming all material above
scour line has been removed.
5. Place top of footing or cap below long-term
scour depth to minimize flood flow
obstruction.
6. Piles supporting stub abutments in
embankments should be driven below the
thalweg elevation.
Densification Effects on Pile Capacity
Densification Effects on
Pile Capacity
Densification can result in the pile capacity as
well as the pile penetration resistance to
driving being significantly greater than that
calculated for a single pile.
Added confinement from cofferdams or the
sequence of pile installation can further
aggravate a densification problem.
Densification Effects
on Pile Capacity
Potential densification effects should be
considered in the design stage. Studies
indicate an increase in soil friction angle of up
to 4˚ would not be uncommon for piles in loose
to medium dense sands.
A lesser increase in friction angle would be
expected in dense sands or cohesionless soils
with a significant fine content.
Plugging of
Open Pile
Sections
Plugging of Open Pile Sections
Open end sections include open end pipe
piles and H-piles.
It is generally desired that the open sections
remain unplugged during driving and behave
plugged under static loading conditions.
Why ?
Plugging of Open Pile Sections
Factors influencing plug development include
hammer size and penetration to pile
diameter ratio (D/b)
Plugging of Open Pile Sections
During driving:
Large hammer  plug slippage
Small hammer  plug formation
Therefore size pile for larger hammer.
See Reference Manual Page 9-185
Plugging of Open Pile Sections
Under static conditions:
Dense sand & clay  D/b ≥ 20 = plug
Medium dense sand D/b ≥ 20-30 = plug
H-piles are usually assumed to be plugged
under static loading conditions due to the
smaller section size.
PILE
DRIVABILITY
PILE DRIVABILITY
Pile drivability refers to the ability of a pile to be
driven to the desired depth and / or capacity at
a reasonable driving resistance without
exceeding the material driving stress limits.
FACTORS AFFECTING
PILE DRIVABILITY
• Driving system characteristics
• Pile material strength
• Pile impedance, EA/C
• Dynamic soil response
Primary factor
controlling drivability
PILE DRIVABILITY
Pile drivability should be checked during the
design stage for all driven piles.
Pile drivability is particularly critical for closed end
pipe piles.
PILE DRIVABILITY EVALUATION
DURING DESIGN STAGE
1. Wave Equation Analysis
Computer analysis that does not require a pile to be driven.
2. Dynamic Testing and Analysis
Requires a pile to be driven and dynamically tested.
3. Static Load Tests
Requires a pile to be driven and statically load tested.
Effects of Predrilling and
Jetting on Pile Capacity
Effects of Predrilling and
Jetting on Pile Capacity
Predrilling in cohesive soils and jetting in
cohesionless soils are sometimes used to
achieve minimum penetration requirements.
Both predrilling and jetting will effect the axial,
lateral, and uplift capacity that can be
developed.
Effects of Predrilling and
Jetting on Pile Capacity
Depending upon the predrilled hole diameter,
the shaft resistance in the predrilled zone
may be reduced to between 50 and 85% of
the shaft resistance without predrilling.
In jetted zones, shaft resistance reductions of
up to 50% have been reported.
Effects of Predrilling and
Jetting on Pile Capacity
It is important that the effect of predrilling or
jetting be evaluated by design personnel
whenever it is proposed.
Questions
? ? ?

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addition consideration in pile

  • 1. Additional Design Considerations 2011 PDCA Professor Pile Institute Patrick Hannigan GRL Engineers, Inc.
  • 2. Additional Design Considerations • Time Effects • Scour • Densification • Plugging • Drivability
  • 3. Time Effects on Pile Capacity Time dependent changes in pile capacity occur with time. Soil Setup Relaxation
  • 4. Vesic’ (1977) – NCHRP 42 Design of Pile Foundations Time Effects on Pile Capacity
  • 5. Soil Setup End of Initial Driving Restrike 8 Days Later Shaft = 3 x EOID
  • 6. Relaxation Restrike 24 Hours Later End of Initial Driving Toe = ½ EOID
  • 7. Soil setup is a time dependent increase in the static pile capacity. In clay soils, setup is attributed to increases in effective stress as large excess positive pore pressures generated during driving dissipate as well as due to thixotropic effects. Soil Setup In sands, setup is attributed primarily to aging effects and / or release of arching effects with time.
  • 8. Soil setup frequently occurs for piles driven in saturated clays as well as loose to medium dense silts and fine sands as the excess pore pressures dissipate. The magnitude of soil setup depends on soil characteristics as well as the pile material and type. Soil Setup
  • 9. • Multiple Static Load Tests (time, $$) How to Quantify Time Effects • Dynamic Restrike tests - inexpensive, cost-effective - check for setup or relaxation - short-term restrikes establish setup trend - long-term restrikes provide confidence in capacity estimates • Non-instrumented Restrike Tests - uncertain if blow count change due to change in hammer performance or soil strength
  • 10. 1 day 10 days 100 days 1000 days log time pile capacity Restrike testing generally performed 1 to 10 days after installation Quantification of Time Effects
  • 11. Efforts to Predict Setup Khan (2011) – Prediction of Pile Set-up for Ohio Soils Bullock et al (2005) – Side Shear Setup: Results from Florida Test Piles Skov and Denver (1988) – Time-Dependence of Bearing Capacity of Piles 1 log 1 log 0 0 0 0 0                              t t Q m t t A f f Q Q S S S S S S Q = Qo (1 + A log [ t / to ]) Q = 0.9957 Qo t 0.087
  • 12. where: A = Dimensionless setup factor QS = Side shear capacity at time t QS0 = Side shear capacity at reference time t0 fS = Unit side shear capacity at time t fS0 = Unit side shear capacity at reference time t0 t = Time elapsed since EOD, days t0 = Reference time, recommended to use 1 day mS = Semilog-linear slope of QS vs. log t 1 log 1 log 0 0 0 0 0                              t t Q m t t A f f Q Q S S S S S S Efforts to Predict Setup Bullock et al (2005) – Side Shear Setup: Results from Florida Test Piles
  • 13. 0.001 0.01 0.1 1 10 100 1000 0 500 1000 1500 2000 2500 Aucilla, Static Test Aucilla, Dynamic Test 1 min 15 min 60 min QS0 =1021 kN (at t0 = 1day ) mS = 293.4 kN Elapsed Time, t (days) Pile Side Shear Q S (kN) 18” PSC with O-Cell at bottom Bullock et al (2005) – Side Shear Setup: Results from Florida Test Piles
  • 14. For Closed-end Pipe Piles in Ohio Soils Q = 0.9957 Qot0.087 Q = pile capacity (kips) at time t (hours) since EOID Qo = pile capacity (kips) at EOID Khan (2011) – Prediction of Pile Set-up for Ohio Soils ( Q includes shaft + toe)
  • 15. 5 80 -4000 0 4000 8000 ms kN 9 L/c Force Msd Velocity Msd 5 80 -4000 0 4000 8000 ms kN 9 L/c Force Msd Velocity Msd 5 80 -4000 0 4000 8000 ms kN 9 L/c Force Msd Velocity Msd 5 102 -4000 0 4000 8000 ms kN 9 L/c Force Msd Velocity Msd 5 102 -4000 0 4000 8000 ms kN 9 L/c Force Msd Velocity Msd EOID, t = 0.0007 Days Rs = 453, Rt = 1846, Ru = 2299 kN BOR #2, t = 0.69 Days Rs = 1046, Rt = 2077, Ru = 3123 kN BOR #3, t = 14.65 Days Rs = 1530, Rt = 2113, Ru = 3643 kN BOR #4 t = 48.81 Days Rs = 2121, Rt = 2092, Ru = 4213 kN BOR #1, t = 0.006 Days Rs = 818, Rt = 2047, Ru = 2865 kN
  • 17. Soil Setup Factor The soil setup factor is defined as failure load determined from a static load test divided by the ultimate capacity at the end of driving.
  • 18. TABLE 9-20 SOIL SETUP FACTORS (after Rausche et al., 1996) Predominant Soil Type Along Pile Shaft Range in Soil Set-up Factor Recommended Soil Set-up Factors* Number of Sites and (Percentage of Data Base) Clay 1.2 - 5.5 2.0 7 (15%) Silt - Clay 1.0 - 2.0 1.0 10 (22%) Silt 1.5 - 5.0 1.5 2 (4%) Sand - Clay 1.0 - 6.0 1.5 13 (28%) Sand - Silt 1.2 - 2.0 1.2 8 (18%) Fine Sand 1.2 - 2.0 1.2 2 (4%) Sand 0.8 - 2.0 1.0 3 (7%) Sand - Gravel 1.2 - 2.0 1.0 1 (2%) * - Confirmation with Local Experience Recommended
  • 19. Relaxation is a time dependent decrease in the static pile capacity. During pile driving, dense soils may dilate thereby generating negative pore pressures and temporarily higher soil resistance. Relaxation has been observed for piles driven in dense, saturated non-cohesive silts, fine sands, and some shales. Relaxation
  • 20. The relaxation factor is defined as failure load determined from a static load test divided by the ultimate capacity at the end of driving. Relaxation factors of 0.5 to 0.9 have been reported in case histories of piles in shales. Relaxation factors of 0.5 and 0.8 have been observed in dense sands and extremely dense silts, respectively. Relaxation Factor
  • 21. Time Effects on Pile Drivability and Pile Capacity Time dependent soil strength changes should be considered during the design stage. • SPT – torque and vane shear tests • CPTu with dissipation tests • Model piles • Soil setup / relaxation factors Tools that have been used include:
  • 22. Piles Subject to Scour Aggradation / Degradation Scour Types of Scour Local Scour Contraction and General Scour - Long-term stream bed elevation changes - Removal of material from immediate vicinity of foundation - Erosion across all or most of channel width
  • 24. Pile Design Recommendations in Soils Subject to Scour 1. Reevaluate foundation design relative to pile length, number, size and type 2. Design piles for additional lateral restraint and column action due to increase in unsupported length 3. Local scour holes may overlap, in which case scour depth is indeterminate and may be deeper.
  • 25. Pile Design Recommendations in Soils Subject to Scour 4. Perform design assuming all material above scour line has been removed. 5. Place top of footing or cap below long-term scour depth to minimize flood flow obstruction. 6. Piles supporting stub abutments in embankments should be driven below the thalweg elevation.
  • 26. Densification Effects on Pile Capacity
  • 27. Densification Effects on Pile Capacity Densification can result in the pile capacity as well as the pile penetration resistance to driving being significantly greater than that calculated for a single pile. Added confinement from cofferdams or the sequence of pile installation can further aggravate a densification problem.
  • 28. Densification Effects on Pile Capacity Potential densification effects should be considered in the design stage. Studies indicate an increase in soil friction angle of up to 4˚ would not be uncommon for piles in loose to medium dense sands. A lesser increase in friction angle would be expected in dense sands or cohesionless soils with a significant fine content.
  • 30. Plugging of Open Pile Sections Open end sections include open end pipe piles and H-piles. It is generally desired that the open sections remain unplugged during driving and behave plugged under static loading conditions. Why ?
  • 31. Plugging of Open Pile Sections Factors influencing plug development include hammer size and penetration to pile diameter ratio (D/b)
  • 32. Plugging of Open Pile Sections During driving: Large hammer  plug slippage Small hammer  plug formation Therefore size pile for larger hammer. See Reference Manual Page 9-185
  • 33. Plugging of Open Pile Sections Under static conditions: Dense sand & clay  D/b ≥ 20 = plug Medium dense sand D/b ≥ 20-30 = plug H-piles are usually assumed to be plugged under static loading conditions due to the smaller section size.
  • 35. PILE DRIVABILITY Pile drivability refers to the ability of a pile to be driven to the desired depth and / or capacity at a reasonable driving resistance without exceeding the material driving stress limits.
  • 36. FACTORS AFFECTING PILE DRIVABILITY • Driving system characteristics • Pile material strength • Pile impedance, EA/C • Dynamic soil response Primary factor controlling drivability
  • 37. PILE DRIVABILITY Pile drivability should be checked during the design stage for all driven piles. Pile drivability is particularly critical for closed end pipe piles.
  • 38. PILE DRIVABILITY EVALUATION DURING DESIGN STAGE 1. Wave Equation Analysis Computer analysis that does not require a pile to be driven. 2. Dynamic Testing and Analysis Requires a pile to be driven and dynamically tested. 3. Static Load Tests Requires a pile to be driven and statically load tested.
  • 39. Effects of Predrilling and Jetting on Pile Capacity
  • 40. Effects of Predrilling and Jetting on Pile Capacity Predrilling in cohesive soils and jetting in cohesionless soils are sometimes used to achieve minimum penetration requirements. Both predrilling and jetting will effect the axial, lateral, and uplift capacity that can be developed.
  • 41. Effects of Predrilling and Jetting on Pile Capacity Depending upon the predrilled hole diameter, the shaft resistance in the predrilled zone may be reduced to between 50 and 85% of the shaft resistance without predrilling. In jetted zones, shaft resistance reductions of up to 50% have been reported.
  • 42. Effects of Predrilling and Jetting on Pile Capacity It is important that the effect of predrilling or jetting be evaluated by design personnel whenever it is proposed.