Assessing and Reporting
Adverse Events
Thira Woratanarat MD MMedSc DHFM
Faculty of Medicine, Chulalongkorn University
Three categories of adverse event (AE)
• Serious adverse events (SAEs)
• General adverse events (AEs)
• AEs of special interest
SAEs
•
•
•
•

Life threatening
Result in hospitalization
Irreversible, persistent, or significant disability/incapacity
Congenital anomaly/birth defect

PS: SAEs must be reported to regulatory agencies within a fixed time
period (e.g. 7 days) of their occurrence
General AEs
• Complaints by trial participants
• Investigator’s observation
PS: can be very mild to severe, variation in reporting
AEs of special interest
• Due to high variation in general AEs reporting, some trials can
designate this kind of AEs since they may seriously affect the
interpretation and applicability of any new interventions.
• For instances, liver function test abnormalities or changes in QT
interval on an electrocardiogram
Advantages to AEs assessment
• Prospective safety determination
• Hypothesis testing
• Credibility
Classification of adverse events
• International conference on harmonization (ICH): Medical
terminology in 1994
• Medical directory for regulatory activities (MedDRA): Version 2 in
1997
• National Cancer Institute (NCI) Common Terminology Criteria for
Adverse Events v3.0
What to consider in reporting AEs
•
•
•
•
•
•

Ascertainment
Dimensions: Information richness
Length of follow-up
Scientific explanation/biological plausibility
Timing regarding regulatory requirements
Solutions and outcomes
Closeout
Thira Woratanarat MD MMedSc DHFM
Faculty of Medicine, Chulalongkorn University
Termination procedures
•
•
•
•

Planning
Scheduling of closeout visits
Final response ascertainment
Transfer of post-trial care
Data and other study materials
• Cleanup and verification
• Storage
Dissemination of results
• Single vs Multi-center trial
• Target groups
• Scientific meeting presentation: Congress organizer, Investigators,
and Journal editors
Post-study follow-up
• Return to normal states
• Tapering period of some drugs/interventions
• Delayed differential effects or events among groups
Multi-center trial
Thira Woratanarat MD MMedSc DHFM
Faculty of Medicine, Chulalongkorn University
Multi-center clinical trial
•
•
•
•
•

More difficult
More expensive
Less professional rewards: need to share credit
Logistically challenges
Challenges in personnel training and data quality control
Reasons to conduct multi-center trial
• To recruit adequate number of participants within reasonable time
• More generalizable sample
• Enable investigators with similar interests and skills to work
together on a common problem
Steps
• Planning committee
• Feasibility assessment of the study
• Not only clinical centers but also coordination center(s): Regional
sites, academic centers, or contract research organizations
• Provision of detailed outline of the study to prospective
investigators as early as possible: Engagement issues
• Monitoring committee: Scientific, DMC/DSMB
• Training and standardization mechanisms
• Performance management and monitoring mechanisms
• Publication, presentation, and authorship policies

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AE, Closeout, and multicenter trial Feb2014

  • 1. Assessing and Reporting Adverse Events Thira Woratanarat MD MMedSc DHFM Faculty of Medicine, Chulalongkorn University
  • 2. Three categories of adverse event (AE) • Serious adverse events (SAEs) • General adverse events (AEs) • AEs of special interest
  • 3. SAEs • • • • Life threatening Result in hospitalization Irreversible, persistent, or significant disability/incapacity Congenital anomaly/birth defect PS: SAEs must be reported to regulatory agencies within a fixed time period (e.g. 7 days) of their occurrence
  • 4. General AEs • Complaints by trial participants • Investigator’s observation PS: can be very mild to severe, variation in reporting
  • 5. AEs of special interest • Due to high variation in general AEs reporting, some trials can designate this kind of AEs since they may seriously affect the interpretation and applicability of any new interventions. • For instances, liver function test abnormalities or changes in QT interval on an electrocardiogram
  • 6. Advantages to AEs assessment • Prospective safety determination • Hypothesis testing • Credibility
  • 7. Classification of adverse events • International conference on harmonization (ICH): Medical terminology in 1994 • Medical directory for regulatory activities (MedDRA): Version 2 in 1997 • National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events v3.0
  • 8. What to consider in reporting AEs • • • • • • Ascertainment Dimensions: Information richness Length of follow-up Scientific explanation/biological plausibility Timing regarding regulatory requirements Solutions and outcomes
  • 9. Closeout Thira Woratanarat MD MMedSc DHFM Faculty of Medicine, Chulalongkorn University
  • 10. Termination procedures • • • • Planning Scheduling of closeout visits Final response ascertainment Transfer of post-trial care
  • 11. Data and other study materials • Cleanup and verification • Storage
  • 12. Dissemination of results • Single vs Multi-center trial • Target groups • Scientific meeting presentation: Congress organizer, Investigators, and Journal editors
  • 13. Post-study follow-up • Return to normal states • Tapering period of some drugs/interventions • Delayed differential effects or events among groups
  • 14. Multi-center trial Thira Woratanarat MD MMedSc DHFM Faculty of Medicine, Chulalongkorn University
  • 15. Multi-center clinical trial • • • • • More difficult More expensive Less professional rewards: need to share credit Logistically challenges Challenges in personnel training and data quality control
  • 16. Reasons to conduct multi-center trial • To recruit adequate number of participants within reasonable time • More generalizable sample • Enable investigators with similar interests and skills to work together on a common problem
  • 17. Steps • Planning committee • Feasibility assessment of the study • Not only clinical centers but also coordination center(s): Regional sites, academic centers, or contract research organizations • Provision of detailed outline of the study to prospective investigators as early as possible: Engagement issues • Monitoring committee: Scientific, DMC/DSMB • Training and standardization mechanisms • Performance management and monitoring mechanisms • Publication, presentation, and authorship policies