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A Wideband Digital-to-Frequency
Converter with Built-In Mechanism
for Self-Interference Mitigation
I. Bashir, R. B. Staszewski, P. T. Balsara
September 19th, 2016
Digital Controlled Oscillator
• A switch capacitor LC tank in a Digitally Controlled Oscillator
(DCO) is too coarse for many narrow band FM modulation
schemes such as GMSK, 8PSK etc.
• The smallest possible capacitor size and therefore frequency
step size is limited by process technology.
[1]
Digital Controlled Oscillator
• The fine sub 1-kHz frequency resolution is achieved by dithering the
smallest capacitor with a high speed ΣΔ converter. This process shapes the
quantization noise as shown in the figure below. The size of the capacitor,
ΣΔ clock, and the ΣΔ order must be chosen carefully to ensure that the
out-of-band phase noise does not violate the standard specification.
[2]
OUT
DCO
DCO
Interface
Logic
CTBCTB
ΣΔ
÷N÷2
OSCP
OSCN
T
d
~
dTI
1-64
dTF
1-3
T
df
+
-
VDD
6 8
Problem Statement
The ΣΔ dithering process also
creates an interference signal at
DCO resonance frequency. This
signal creates injection pulling in
the DCO and can limit the
modulation accuracy of the
transmitter. The amplitude of the
injected signal and therefore the
extent of the parasitic FM due to
injection pulling is a function of the
fractional portion of the oscillator’s
tuning word dT
f. The graphical
representation of the interference
mechanism is shown in the figure.
dT
f =0.25
f
Magnitude
fo
Iinj
fΣΔ=fo/2
DCO LC Tank
Selectivity
dT
f =0.75
f
Magnitude
fo
Iinj
fΣΔ=fo/2
DCO LC Tank
Selectivity
(a)
(b)
(c)
dTF
dTF
dT
f =0.50
f
Magnitude
fo
Iinj
fΣΔ=fo/2
DCO LC Tank
Selectivity
dTF
dT
f
Iinj
fΣΔ=fo/2
dT
f
Iinj
fΣΔ=fo/4
(d)
dT
f
Iinj
fΣΔ=fo/8
N=fo/fΣΔ
[3]
Injection Pulling Mechanism
We use Adler’s equation to
determine DCO frequency as it
experiences injection pulling from
the ΣΔ interference. The process is
shown graphically in the figure. A
time varying dT
f creates a time
varying amplitude of the injected
signal. This introduces a time
varying phase shift in the LC tank ϕ
that produces a time varying ωout,
the frequency of the composite
oscillator vector, in order to Satisfy
Barkhausen Criteria for oscillation.
(a)
ωout
ϕ
dT
f
Iinj
t
dT
f
9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900
0
50
100
150
200
250
300
350
t
Iinj
9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900
0
50
100
150
200
250
300
350
t
ϕ
9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900
0
50
100
150
200
250
300
350
t
ωout
(b)
(f) (c)
(e)
(d)
Vosc
ItankIosc
Iinj
ϕ(t)
θ(t)
Iinj=Ir*Iosc
Itank
’
ϕ(t)’
’
Iinj
(g)
Modulation Error due
to Injection Pulling induced by ΣΔ
In the chart below, the modulation error is measured as frequency deviation
normalized to integer step size. The data suggests that the maximum error
can reach up-to 20% of the integer step size. This means that an integer step
size of 20 kHz will result in a maximum frequency error of 4 kHz.
Numerical Modeling
The ADPLL transfer function (TF) analysis in [2] is extended to include the
described impairment. The TF of the impairment Hcl,P has bandpass response
with respect to ωout. The integration operation from ωout to ϕN,P shapes the high-
pass TF into a bandpass TF.
(a)
+
-
Phase detector Normalized DCO
E
KDCO

Loop filter
s

ϕR
KDCO
fR
IIR
filter NTW
ϕ VE
n,TDC/2 OTW
ϕN,R N
fR
ϕN,V+ϕN,P
s
1
(b)
ϕN,R
Hcl,R
ϕN,V
Hcl,V
ϕN,TDC
Hcl,TDC
Hcl,P
+
Composite
ADPLL Phase
Noise Spectrum
fc
fc
fc
fc
ϕR,out ϕTDC,out
ϕV,out ϕP,out
ωout
Numerical Modeling
The model is simulated in time domain with a GMSK test vector
and the output spectrum is compared with measurement as shown
in the figure below. The distortion causes ‘spectral growth’ at
critical frequency offsets from the carrier such as 400 kHz.
10
5
10
6
10
7
-160
-150
-140
-130
-120
-110
-100
-90
-80
Frequency offset from carrier [Hz]
PhaseNoise[dBc/Hz]

R,out

TDC,out

V,out

P,out
Composite
1909.4 1909.6 1909.8 1910 1910.2
-80
-70
-60
-50
-40
-30
-20
-10
0
Frequency [MHz]
Power[dBm]/30kHz
Ideal
Simulated
Measured
Proposed Solution
An effective solution is to manipulate the phase of the aggressor such
that the impact of this impairment is minimized. This operation
essentially tunes the parameter θ in the equation below to ~0⁰. The
phase adjustment is performance by adjusting the delay of the ΣΔ
sampling clock as shown in the ‘Self-Interference Mitigation Circuit’ in
the figure below.
OUT
017 m
DCO
DCO
Interface
Logic
CTBCTB
ΣΔ
÷N÷2
OSCP
OSCN
Self-Interference
Mitigation Circuit
τd
T
d
~
dTI
1-64
dTF
1-3
T
df
+
-
VDD
6 8
[3]
Calibration & Compensation
The optimum delay code ‘m’
requires calibration and
compensation over frequency and
temperature. The calibration is
performed by measuring the
statistics of the phase error signal
of the ADPLL. As shown in Fig(b),
the worst delay setting is easily
distinguished and calibrated in a
particular frequency band. The
compensation adds an offset to
avoid the worst delay setting
using the equation:
Random data
CKV
m
DCO
ΣΔ
÷N ÷2τd
T
d 70.50
~

dTI
1-64
dTF
1-3
Phase
Detector
E[k]
Loop Filter
(PHE) (Filtered PHE)
Processor T
df
(a)
(b)
Calibration & Compensation
The slopes of compensation curves are verified over
frequency, temperature, and process. The measurement
set below is data on one part measured across GSM900
band and over temperature.
References
• http://www.researchgate.net/profile/Imran_Bashir5
– “A Wideband Digital-to-Frequency Converter with Built-In
Mechanism for Self-Interference Mitigation”
– “Mitigation of RF Oscillator Pulling through Adjustable Phase
Shifting”
• [1] C.-M. Hung, et. al, "A first RF digitally-controlled oscillator for SAW-
less TX in cellular systems," Proc. Of 2005 Symposium of VLSI Circuits, pp.
402-405, June 2005.
• [2] Staszewski RB (2006) All digital frequency synthesizer in deep submicron
CMOS. Wiley, New Jersey.
• [3] I. Bashir, R. B. Staszewski, O. E. Eliezer, and P. T. Balsara “A wideband
digital-to-frequency converter with built-In mechanism for self-interference
mitigation ,” Journal of Electronic Testing (JETTA): Theory and Applications;
Special Issue on Analog, Mixed-Signal and RF Testing, vol. 32, no. 4, pp.
437–445, Aug. 2016

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Bashir_09192016

  • 1. A Wideband Digital-to-Frequency Converter with Built-In Mechanism for Self-Interference Mitigation I. Bashir, R. B. Staszewski, P. T. Balsara September 19th, 2016
  • 2. Digital Controlled Oscillator • A switch capacitor LC tank in a Digitally Controlled Oscillator (DCO) is too coarse for many narrow band FM modulation schemes such as GMSK, 8PSK etc. • The smallest possible capacitor size and therefore frequency step size is limited by process technology. [1]
  • 3. Digital Controlled Oscillator • The fine sub 1-kHz frequency resolution is achieved by dithering the smallest capacitor with a high speed ΣΔ converter. This process shapes the quantization noise as shown in the figure below. The size of the capacitor, ΣΔ clock, and the ΣΔ order must be chosen carefully to ensure that the out-of-band phase noise does not violate the standard specification. [2] OUT DCO DCO Interface Logic CTBCTB ΣΔ ÷N÷2 OSCP OSCN T d ~ dTI 1-64 dTF 1-3 T df + - VDD 6 8
  • 4. Problem Statement The ΣΔ dithering process also creates an interference signal at DCO resonance frequency. This signal creates injection pulling in the DCO and can limit the modulation accuracy of the transmitter. The amplitude of the injected signal and therefore the extent of the parasitic FM due to injection pulling is a function of the fractional portion of the oscillator’s tuning word dT f. The graphical representation of the interference mechanism is shown in the figure. dT f =0.25 f Magnitude fo Iinj fΣΔ=fo/2 DCO LC Tank Selectivity dT f =0.75 f Magnitude fo Iinj fΣΔ=fo/2 DCO LC Tank Selectivity (a) (b) (c) dTF dTF dT f =0.50 f Magnitude fo Iinj fΣΔ=fo/2 DCO LC Tank Selectivity dTF dT f Iinj fΣΔ=fo/2 dT f Iinj fΣΔ=fo/4 (d) dT f Iinj fΣΔ=fo/8 N=fo/fΣΔ [3]
  • 5. Injection Pulling Mechanism We use Adler’s equation to determine DCO frequency as it experiences injection pulling from the ΣΔ interference. The process is shown graphically in the figure. A time varying dT f creates a time varying amplitude of the injected signal. This introduces a time varying phase shift in the LC tank ϕ that produces a time varying ωout, the frequency of the composite oscillator vector, in order to Satisfy Barkhausen Criteria for oscillation. (a) ωout ϕ dT f Iinj t dT f 9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900 0 50 100 150 200 250 300 350 t Iinj 9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900 0 50 100 150 200 250 300 350 t ϕ 9400 9450 9500 9550 9600 9650 9700 9750 9800 9850 9900 0 50 100 150 200 250 300 350 t ωout (b) (f) (c) (e) (d) Vosc ItankIosc Iinj ϕ(t) θ(t) Iinj=Ir*Iosc Itank ’ ϕ(t)’ ’ Iinj (g)
  • 6. Modulation Error due to Injection Pulling induced by ΣΔ In the chart below, the modulation error is measured as frequency deviation normalized to integer step size. The data suggests that the maximum error can reach up-to 20% of the integer step size. This means that an integer step size of 20 kHz will result in a maximum frequency error of 4 kHz.
  • 7. Numerical Modeling The ADPLL transfer function (TF) analysis in [2] is extended to include the described impairment. The TF of the impairment Hcl,P has bandpass response with respect to ωout. The integration operation from ωout to ϕN,P shapes the high- pass TF into a bandpass TF. (a) + - Phase detector Normalized DCO E KDCO  Loop filter s  ϕR KDCO fR IIR filter NTW ϕ VE n,TDC/2 OTW ϕN,R N fR ϕN,V+ϕN,P s 1 (b) ϕN,R Hcl,R ϕN,V Hcl,V ϕN,TDC Hcl,TDC Hcl,P + Composite ADPLL Phase Noise Spectrum fc fc fc fc ϕR,out ϕTDC,out ϕV,out ϕP,out ωout
  • 8. Numerical Modeling The model is simulated in time domain with a GMSK test vector and the output spectrum is compared with measurement as shown in the figure below. The distortion causes ‘spectral growth’ at critical frequency offsets from the carrier such as 400 kHz. 10 5 10 6 10 7 -160 -150 -140 -130 -120 -110 -100 -90 -80 Frequency offset from carrier [Hz] PhaseNoise[dBc/Hz]  R,out  TDC,out  V,out  P,out Composite 1909.4 1909.6 1909.8 1910 1910.2 -80 -70 -60 -50 -40 -30 -20 -10 0 Frequency [MHz] Power[dBm]/30kHz Ideal Simulated Measured
  • 9. Proposed Solution An effective solution is to manipulate the phase of the aggressor such that the impact of this impairment is minimized. This operation essentially tunes the parameter θ in the equation below to ~0⁰. The phase adjustment is performance by adjusting the delay of the ΣΔ sampling clock as shown in the ‘Self-Interference Mitigation Circuit’ in the figure below. OUT 017 m DCO DCO Interface Logic CTBCTB ΣΔ ÷N÷2 OSCP OSCN Self-Interference Mitigation Circuit τd T d ~ dTI 1-64 dTF 1-3 T df + - VDD 6 8 [3]
  • 10. Calibration & Compensation The optimum delay code ‘m’ requires calibration and compensation over frequency and temperature. The calibration is performed by measuring the statistics of the phase error signal of the ADPLL. As shown in Fig(b), the worst delay setting is easily distinguished and calibrated in a particular frequency band. The compensation adds an offset to avoid the worst delay setting using the equation: Random data CKV m DCO ΣΔ ÷N ÷2τd T d 70.50 ~  dTI 1-64 dTF 1-3 Phase Detector E[k] Loop Filter (PHE) (Filtered PHE) Processor T df (a) (b)
  • 11. Calibration & Compensation The slopes of compensation curves are verified over frequency, temperature, and process. The measurement set below is data on one part measured across GSM900 band and over temperature.
  • 12. References • http://www.researchgate.net/profile/Imran_Bashir5 – “A Wideband Digital-to-Frequency Converter with Built-In Mechanism for Self-Interference Mitigation” – “Mitigation of RF Oscillator Pulling through Adjustable Phase Shifting” • [1] C.-M. Hung, et. al, "A first RF digitally-controlled oscillator for SAW- less TX in cellular systems," Proc. Of 2005 Symposium of VLSI Circuits, pp. 402-405, June 2005. • [2] Staszewski RB (2006) All digital frequency synthesizer in deep submicron CMOS. Wiley, New Jersey. • [3] I. Bashir, R. B. Staszewski, O. E. Eliezer, and P. T. Balsara “A wideband digital-to-frequency converter with built-In mechanism for self-interference mitigation ,” Journal of Electronic Testing (JETTA): Theory and Applications; Special Issue on Analog, Mixed-Signal and RF Testing, vol. 32, no. 4, pp. 437–445, Aug. 2016