Looking backwards to move
               forwards
Seminal research that has influenced key researchers in
     the field of Computer Assisted Assessment

                        Denise Whitelock
               Institute of Educational Technology
                       The Open University

    d.m.whitelock@open.ac.uk
Outline


   Overview     Seminal literature            Quick survey




   Discussion        Analysis                    Response



                 DMW July 12 CAA conference
Objectives
. To understand what is meant

  by seminal work in the field


. To investigate key researchers’

  understanding of seminal work


. To analyse the findings


. To identify the gaps that need

  to be filled in the current
                            DMW July 12 CAA conference
Seminal literature for CAA
• What are the classics?             • What should all your
• What’s in the CAA                    students read?
  archive?




                      DMW July 12 CAA conference
Ask the experts
• 12 subjects
• Epistolary interviews
• Facilitated dialogue
• Seminal literature
  redefined
• What is seminal in our
  time?
• Context changes focus



                     DMW July 12 CAA conference
Subjects
                          • 5 women
                          • 7 men
                          • Age approx 48 years
                          • Majority professorial
                            status
                          • Publications that have
                            had impact



           DMW July 12 CAA conference
The experts’ response
• Difficult question
• Why do you want to know?
• What influenced me in my
  research
• What I think is a big
  influence for now
• Paper often before its time
• Ignore citation index
• Looking more to a 4*
  paper?


                      DMW July 12 CAA conference
Top articles
Journal Article                                                                            Number of
                                                                                           Responses

Bennet R.E. (2002) Inexorable and Inevitable: the Continuing Story of Technology and           6
Assessment JLearning Technology and Assessment Vol 1 no1
Collins, Hawkins and Friederiksen (1994) Three Different views of Students : the Role of       5
Technology in Assessing Student performance JLearning Sciences 3 (2) 205-217
Sleeman and Brown (1982) Intelligent Tutoring Systems Science vol 228 Issue 4698               7
Academic Press 456-462
Nicol and Macfarlane Dick (2006) Formative assessment and self regulated learning: A           9
model and 7 principles of good practice feedback studies in Higher Ed,32 (2) 199 -216
H.S Ashton, C.E Beevers et al ( 2006) Automatic measurement of Mathematical Ability in         4
Secondary Education (2006) BJET 37 1, 93-119
Landauer, Latham and Foltz Automatic Essay Assessment                                          7
http;www.tandfonline.com/dol/abs/10.1080/0969594032000148154

Whitelock, D., Watt, S., Raw, Y. and Moreale, E. (2003) ‘Analysing Tutor Feedback to           3
Students: First steps towards constructing an Electronic Monitoring System’. Association
for Learning Technology Journal (ALT-J). Vol. 11, No. 3




                                          DMW July 12 CAA conference
Main categories
• Automatic essay
  marking
• Modelling
• History recaps
• Automatic Assessment
  in Anger
• Feedback both non
  and automatic


                    DMW July 12 CAA conference
Automatic marking of free
text entry
 • Open comment
 • Mitchell
 • Science at the OU
 • Jordan
 • SafeSea new EPSRC
   project Whitelock
   and Pulman



                DMW July 12 CAA conference
Open Mentor: Feedback to
tutors
What is Open Mentor?
   • A learning support tool for tutors that provides
     reflective comments on their assessment of feedback
     added to students’ assignments

How does it work?
• Flander’s categories inappropriate
• Bales’ categories
• Open Mentor provides tutors with guidance by analysing
  the comments and grouping them in four major
  categories


                     DMW July 12 CAA conference
Identifying trends: H801
                                                           D Pass 4

                                                           D Pass 3




      Bales' Interactional Categories at each PassLlevel
                                                           D Pass 2

                                                           D Pass 1

                                                           C Pass 4

                                                           C Pass 3

                                                           C Pass 2

                                                           C Pass 1

                                                           B Pass 4

                                                           B Pass 3

                                                           B Pass 2

                                                           B Pass 1

                                                           A Pass 4

                                                           A Pass 3

                                                           A Pass 2

                                                           A Pass 1

                                                                      0   5          10        15          20   25
                                                                                 Number ofIincidences


    Graph shows conflated Bales’ categories against mean number
    of incidences in H801 scripts

                                                                              DMW July 12 CAA conference
Identifying trends: H801
                1.61
                               5.96
        5.73                                              Key:
                                                    A
                                                          A = Positive reactions
                                                    B
                                                    C     B = Responses
                                                    D     C = Questions
                                                          D = Negative reactions
                       17.13




Pie Chart shows the mean number of incidences per pass per conflated
Bales' Interactional Category for all four levels of pass in H801 scripts



                                  DMW July 12 CAA conference
DMW, CALRG, May 2009
HEA-funded Synthesis Report
on Assessment and Feedback
• Consult the academic community on useful references
   –   Seminar series
   –   Survey
   –   Advisors
   –   Invited contributors
• Prioritise evidence-based references
• Synthesise main points
• For readers:
   – Academics using technology enhancement for assessment and
     feedback
   – Learning technologists
   – Managers of academic departments

                          DMW July 12 CAA conference
Evidence-based literature
                          • 142 references
                          • Technology-enhanced
                            methods
                          • Use for assessment and
                            feedback
                          • Type of evidence
                          • Ease of access (18 could
                            not be retrieved)




           DMW July 12 CAA conference
Categories of evidence used
 Category   Description
 1a         Peer reviewed generalizable study providing effect
            size estimates and which includes (i) some form of
            control group or treatment (may involve
            participants acting as their own control, such as
            before and after), and / or (ii) blind or preferably
            double-blind protocol.
 1b         Peer reviewed generalizable study providing effect
            size estimates, or sufficient information to allow
            estimates of effect size.
 2          Peer reviewed ‘generalizable’ study providing
            quantified evidence (counts, percentages, etc)
            short of allowing estimates of effect sizes.
 3          Peer-reviewed study.
 4          Other reputable study providing guidance.


                     DMW July 12 CAA conference
Number of references recommended in
each evidence category
      Evidence     Number of     Cumulative
      category     references    %
                   recommended
      1a                      15       12.1%
      1b                                  8        18.5%
      2                                 12         28.2%
      3                                 49         67.7%
      4                                 40        100.00%
           Total                      124




                     DMW July 12 CAA conference
How do the findings compare with Gilbert,
Whitelock and Gale HEA study?
 • All Journal articles
 • No practice guides
 • More technical papers
 • History of deep questions
   showing the early
   struggles in the field
 • David Nicholls’ work
   common to both
 • Whitelock’s work common
   to both

                          DMW July 12 CAA conference
Characteristics                                         Descriptor
Authentic                     Involving real-world knowledge and skills
Personalised                  Tailored to the knowledge, skills and interests of each student
Negotiated                    Agreed between the learner and the teacher
Engaging                      Involving the personal interests of the students
Recognises existing skills    Willing to accredit the student’s existing work
Deep                          Assessing deep knowledge – not memorization
Problem oriented              Original tasks requiring genuine problem solving skills
Collaboratively produced      Produced in partnership with fellow students
Peer and self assessed        Involving self reflection and peer review
Tool supported                Encouraging the use of ICT



    Advice                               for                          Action
               Elliott’s characteristics of Assessment 2.0 activities

                                  DMW July 12 CAA conference
What’s under the bonnet?:
Algorithms or heuristics?
•   Well! It’s all code
•   Pros and cons
•   Formalising models
•   Pedagogical theory
    operationalised
    OPEN TO TEST



                     DMW July 12 CAA conference
e-Assessment futures
• Free text entry
• Adaptive testing
• Automatic marking
• Advice for Action
• Learning Analytics
  Data mining
• Motivation Badges
  and Dweck


                     DMW July 12 CAA conference
Four assessment special issues
 •   Brna, P. & Whitelock, D. (Eds.) (2010) Special Issue of International
     Journal of Continuing Engineering Education and Life-long Learning,
     Focusing on electronic Feedback: Feasible progress or just
     unfulfilled promises? Volume 2, No. 2
 •   Whitelock, D. (Ed.) (2009) Special on e-Assessment: Developing
     new dialogues for the digital age. Volume 40, No. 2
 •   Whitelock, D. and Watt, S. (Eds.) (2008). Reframing e-assessment:
     adopting new media and adapting old frameworks. Learning, Media
     and Technology, Vol. 33, No. 3
 •   Whitelick, D. and Warburton, W. (2010). Special Issue of
     International Journal of e-Assessment (IJEA) entitled ‘Computer
     Assisted Assessment: Supporting Student Learning’



                             DMW July 12 CAA conference

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Looking backwards to move forwards: Seminal research that has influenced key researcher in the field of Computer Assisted Assessment

  • 1. Looking backwards to move forwards Seminal research that has influenced key researchers in the field of Computer Assisted Assessment Denise Whitelock Institute of Educational Technology The Open University d.m.whitelock@open.ac.uk
  • 2. Outline Overview Seminal literature Quick survey Discussion Analysis Response DMW July 12 CAA conference
  • 3. Objectives . To understand what is meant by seminal work in the field . To investigate key researchers’ understanding of seminal work . To analyse the findings . To identify the gaps that need to be filled in the current DMW July 12 CAA conference
  • 4. Seminal literature for CAA • What are the classics? • What should all your • What’s in the CAA students read? archive? DMW July 12 CAA conference
  • 5. Ask the experts • 12 subjects • Epistolary interviews • Facilitated dialogue • Seminal literature redefined • What is seminal in our time? • Context changes focus DMW July 12 CAA conference
  • 6. Subjects • 5 women • 7 men • Age approx 48 years • Majority professorial status • Publications that have had impact DMW July 12 CAA conference
  • 7. The experts’ response • Difficult question • Why do you want to know? • What influenced me in my research • What I think is a big influence for now • Paper often before its time • Ignore citation index • Looking more to a 4* paper? DMW July 12 CAA conference
  • 8. Top articles Journal Article Number of Responses Bennet R.E. (2002) Inexorable and Inevitable: the Continuing Story of Technology and 6 Assessment JLearning Technology and Assessment Vol 1 no1 Collins, Hawkins and Friederiksen (1994) Three Different views of Students : the Role of 5 Technology in Assessing Student performance JLearning Sciences 3 (2) 205-217 Sleeman and Brown (1982) Intelligent Tutoring Systems Science vol 228 Issue 4698 7 Academic Press 456-462 Nicol and Macfarlane Dick (2006) Formative assessment and self regulated learning: A 9 model and 7 principles of good practice feedback studies in Higher Ed,32 (2) 199 -216 H.S Ashton, C.E Beevers et al ( 2006) Automatic measurement of Mathematical Ability in 4 Secondary Education (2006) BJET 37 1, 93-119 Landauer, Latham and Foltz Automatic Essay Assessment 7 http;www.tandfonline.com/dol/abs/10.1080/0969594032000148154 Whitelock, D., Watt, S., Raw, Y. and Moreale, E. (2003) ‘Analysing Tutor Feedback to 3 Students: First steps towards constructing an Electronic Monitoring System’. Association for Learning Technology Journal (ALT-J). Vol. 11, No. 3 DMW July 12 CAA conference
  • 9. Main categories • Automatic essay marking • Modelling • History recaps • Automatic Assessment in Anger • Feedback both non and automatic DMW July 12 CAA conference
  • 10. Automatic marking of free text entry • Open comment • Mitchell • Science at the OU • Jordan • SafeSea new EPSRC project Whitelock and Pulman DMW July 12 CAA conference
  • 11. Open Mentor: Feedback to tutors What is Open Mentor? • A learning support tool for tutors that provides reflective comments on their assessment of feedback added to students’ assignments How does it work? • Flander’s categories inappropriate • Bales’ categories • Open Mentor provides tutors with guidance by analysing the comments and grouping them in four major categories DMW July 12 CAA conference
  • 12. Identifying trends: H801 D Pass 4 D Pass 3 Bales' Interactional Categories at each PassLlevel D Pass 2 D Pass 1 C Pass 4 C Pass 3 C Pass 2 C Pass 1 B Pass 4 B Pass 3 B Pass 2 B Pass 1 A Pass 4 A Pass 3 A Pass 2 A Pass 1 0 5 10 15 20 25 Number ofIincidences Graph shows conflated Bales’ categories against mean number of incidences in H801 scripts DMW July 12 CAA conference
  • 13. Identifying trends: H801 1.61 5.96 5.73 Key: A A = Positive reactions B C B = Responses D C = Questions D = Negative reactions 17.13 Pie Chart shows the mean number of incidences per pass per conflated Bales' Interactional Category for all four levels of pass in H801 scripts DMW July 12 CAA conference
  • 15. HEA-funded Synthesis Report on Assessment and Feedback • Consult the academic community on useful references – Seminar series – Survey – Advisors – Invited contributors • Prioritise evidence-based references • Synthesise main points • For readers: – Academics using technology enhancement for assessment and feedback – Learning technologists – Managers of academic departments DMW July 12 CAA conference
  • 16. Evidence-based literature • 142 references • Technology-enhanced methods • Use for assessment and feedback • Type of evidence • Ease of access (18 could not be retrieved) DMW July 12 CAA conference
  • 17. Categories of evidence used Category Description 1a Peer reviewed generalizable study providing effect size estimates and which includes (i) some form of control group or treatment (may involve participants acting as their own control, such as before and after), and / or (ii) blind or preferably double-blind protocol. 1b Peer reviewed generalizable study providing effect size estimates, or sufficient information to allow estimates of effect size. 2 Peer reviewed ‘generalizable’ study providing quantified evidence (counts, percentages, etc) short of allowing estimates of effect sizes. 3 Peer-reviewed study. 4 Other reputable study providing guidance. DMW July 12 CAA conference
  • 18. Number of references recommended in each evidence category Evidence Number of Cumulative category references % recommended 1a 15 12.1% 1b 8 18.5% 2 12 28.2% 3 49 67.7% 4 40 100.00% Total 124 DMW July 12 CAA conference
  • 19. How do the findings compare with Gilbert, Whitelock and Gale HEA study? • All Journal articles • No practice guides • More technical papers • History of deep questions showing the early struggles in the field • David Nicholls’ work common to both • Whitelock’s work common to both DMW July 12 CAA conference
  • 20. Characteristics Descriptor Authentic Involving real-world knowledge and skills Personalised Tailored to the knowledge, skills and interests of each student Negotiated Agreed between the learner and the teacher Engaging Involving the personal interests of the students Recognises existing skills Willing to accredit the student’s existing work Deep Assessing deep knowledge – not memorization Problem oriented Original tasks requiring genuine problem solving skills Collaboratively produced Produced in partnership with fellow students Peer and self assessed Involving self reflection and peer review Tool supported Encouraging the use of ICT Advice for Action Elliott’s characteristics of Assessment 2.0 activities DMW July 12 CAA conference
  • 21. What’s under the bonnet?: Algorithms or heuristics? • Well! It’s all code • Pros and cons • Formalising models • Pedagogical theory operationalised OPEN TO TEST DMW July 12 CAA conference
  • 22. e-Assessment futures • Free text entry • Adaptive testing • Automatic marking • Advice for Action • Learning Analytics Data mining • Motivation Badges and Dweck DMW July 12 CAA conference
  • 23. Four assessment special issues • Brna, P. & Whitelock, D. (Eds.) (2010) Special Issue of International Journal of Continuing Engineering Education and Life-long Learning, Focusing on electronic Feedback: Feasible progress or just unfulfilled promises? Volume 2, No. 2 • Whitelock, D. (Ed.) (2009) Special on e-Assessment: Developing new dialogues for the digital age. Volume 40, No. 2 • Whitelock, D. and Watt, S. (Eds.) (2008). Reframing e-assessment: adopting new media and adapting old frameworks. Learning, Media and Technology, Vol. 33, No. 3 • Whitelick, D. and Warburton, W. (2010). Special Issue of International Journal of e-Assessment (IJEA) entitled ‘Computer Assisted Assessment: Supporting Student Learning’ DMW July 12 CAA conference

Editor's Notes

  • #13: When it came to identifying trends then, In this graph, we compared the distribution of the four main categories of comments within the four levels of pass. The results can be seen in this graph. There is, more or less, a pattern for each standard of pass with regard to the types of comments given by tutors. [talk through graph] (The comments had been coded by two people with a ratability of approximately 89%) So category A shows ‘praise and agreement’ B shows ‘direction and evaluation’ C shows questions and D shows ‘disagreement’ So looking at the four levels of pass….. Etc [talk through graph] So the main objective of this phase of the analysis was to identify a set of trends in the tutor interactions that matched the grade awarded.
  • #14: The results can be seen here once again. This chart illustrates the distribution of each category of comment across all levels of pass. This doesn’t however enable us to identify trends. This gets interesting when we look at the break-down once again… [next slide]
  • #20: Are you comparing another study to SRAFTE? OR SRAFTE to REAQ