Can we actually assess learner autonomy?

Shanlax
International Journal of Education
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8
Can We Actually Assess Learner
Autonomy? The Problematic Nature of
Assessing Student Autonomy
Andrew G.D. Holmes
University of Hull, England
https://orcid.org/0000-0002-5147-0761
Abstract
This paper explores, from a theoretical basis, the difficulty in defining and assessing learner
autonomy in higher education. Although the development of learner autonomy as a key aim of
higher education, it is a vague and ill-defined term. As such, the assessment of learner autonomy
within university programs of study is highly problematic. The author argues that the authentic
assessment of genuine learner autonomy may not be possible within formal credit-bearing
programs of higher education. The aim of the paper is to stimulate reflection and discussion so
that university teaching staff may reflect and consider whether they can assess autonomy in the
programs they are responsible for.
Keywords: Higher education, Assessment, Autonomy, Learner autonomy, Independent
learning, Autonomous learning
Introduction
Globally, higher education programs frequently claim that they develop
learner autonomy. Learner autonomy has been a central aim of higher education
for many years, arguably, one of the ‘ultimate goals of higher education
(Bajrami, 2015). Over 40 years ago, Boud (1981) argued that in terms of the
goals of higher education, it was: “not just one goal among many but rather a
characteristic of all of the others: it is how all skills should be displayed and all
beliefs held.” This is still true today, with autonomy has become increasingly
important (Lamb & Reinders, 2008; Viera, 2009, Blin, 2004; Cao, 2012;
Kormos & Csizer, 2014; Moore, 2016). Numerous university program and
module specifications, along with pre-specified learning outcomes, identify
autonomy as an aim, an output and, a ‘graduate attribute’ (Channock et al.,
2004), along with a claim that it is being developed and assessed. Yet, the
concept of learner autonomy is not a simple one (Boud, 1988; Benson, 2011).
Autonomy is a problematic concept; it is multifaceted, its development being
both a product of and a process in education. From a practitioner’s perspective,
it is frequently conflated with ‘independent learning.’ From an assessment
perspective, it is difficult to assess with authenticity (Murase, 2015). This paper
builds on previous work by providing a critical overview of problematic nature
of learner autonomy and its assessment.
Background
Autonomy in learning is not a simple concept; it can mean many different
things to different people. While there is common understanding amongst
educators about what learner autonomy in general is, there is a lack of consensus
about precisely what it means. Within programs of higher education, it would
seem to be an “essentially contested concept” (Gallie, 1956), i.e., something
OPEN ACCESS
Manuscript ID:
EDU-2021-09033858
Volume: 9
Issue: 3
Month: June
Year: 2021
P-ISSN: 2320-2653
E-ISSN: 2582-1334
Received: 23.03.2021
Accepted: 25.04.2021
Published: 01.06.2021
Citation:
Holmes, Andrew G.D.
“Can We Actually Assess
Learner Autonomy?
The Problematic Nature
of Assessing Student
Autonomy.” Shanlax
International Journal of
Education, vol. 9, no. 3,
2021, pp. 8-15.
DOI:
https://doi.org/10.34293/
education.v9i3.3858
This work is licensed
under a Creative Commons
Attribution-ShareAlike 4.0
International License

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that is impossible to conclusively define, but
perfectly possible and rational for people to discuss
and justify their holding of one interpretation rather
than a competing one. Yet, if it is acknowledged that
autonomy may not be possible to conclusively define
and that there are different interpretations, it implies
that its assessment is problematic.
The terms: ‘autonomy,’ ‘independent learning,’
‘autonomous learning,’ and ‘independent study’ are
oftenusedinterchangeablybypractitionersandwithin
some of the literature to describe what is essentially
the same thing. Definitions and explanations of
autonomy often include independence (e.g., Little,
1988), and vice-versa, definitions of independent
learning often include autonomy (e.g., Moore, 1973).
Autonomy is, unfortunately, neither a simple nor
easily described behavior (Dam, 2003; Little, 1991).
‘Autonomous learning’ is rarely clearly defined
(Macaskill & Denovan, 2013), and there is an overall
lack of consensus as to precisely what ‘independent
learning’ itself means (Broad, 2006). Scott et al.,
(2015) suggest a “myriad of inter-related definitions
of autonomous/independent learning” in existence.
In a similar vein, Mayer (2010) argues that
There are several different ways of defining and
describing independent learning without there being a
shared understanding of how these different definitions
and descriptions relate to one another. The literature
works with different definitions and this may make it
difficult for policy-makers and practitioners to find
clear guidance.
Whilst Thanasoulas (2000) suggests that the
“literature is riddled with innumerable definitions of
autonomy and other synonyms for it.”
One of the difficulties with the term autonomy
is that it refers to different things (Benson &
Voller, 1997, Thanasoulas, 2000). For example:
to describe for situations in which learners study
entirely on their own; to refer to skills which can
be learned and applied in self-directed learning; to
an inborn capacity; to learners having ownership
of and taking responsibility for their learning; and
for the right of learners to determine the direction
of their learning. Because it is difficult to precisely
articulate what ‘learner autonomy’ is, other than in a
generalized way, educators/assessors hold different
understandings and interpretations. Many frequently
refer to ‘independent learning’ instead. It follows that
it is therefore worth exploring some of these terms in
detail to gain a deeper understanding, to conclude as
to whether or not learner autonomy can be assessed.
Independent Learning
Independent learning is a process, a method
and a philosophy of education. A person acquires
knowledge by their efforts and develops inquiry and
critical evaluation (Candy, 1991, Meyer, et al., 2008,
Meyer, 2010). Responsibility for learning is placed
on and lies with the learner, not a tutor/lecturer.
This responsibility includes the learner’s freedom
of choice in determining the aim(s), objective(s),
and goal(s) of and the purpose(s) for their learning.
The learner does not have to be a student registered/
enrolled in a formal program of academic study.
As such, the individual learner’s objectives may
not necessarily, and typically, are unlikely to, be
the same as those specified as learning outcomes/
objectives within a program of higher education
study. Independent learning and independent study
are typically described as involving ‘self-regulated
learning. This refers to the self-directed process
by which people become masters of their learning
processes (Zimmerman, 2002, 2015). Self-regulated
learning involves the metacognitive, motivational,
and behavioral processes and sub-processes that are
personally initiated to acquire knowledge and skills.
These include, among other things, goal setting,
planning, learning strategies, self-reinforcement,
self-recording, and self-instruction (Zimmerman,
2015). From a pedagogical standpoint, the learners
are regarded as having an understanding of their
learning, their situation and of being motivated
to take responsibility for it. Despite the term
‘independent learning,’ the consensus in the literature
is that the learner does not work alone. The teacher/
tutor/lecturer normally provides a structure and the
learning environment itself is structured (Gorman,
1998; Perry, et al., 2006). In some versions of self-
regulated learning, the student is also expected to
control their learning environment in some way
(Zimmerman and Schunk, 2001). From a definitional
standpoint, though, a teacher-provided structure
could only apply to ‘directed independent learning.
Independent learning is usually categorized into
two distinct types. Firstly, ‘directed independent

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learning’, where students are guided by curriculum
content, pedagogy and assessment, and supported by
tutors/lecturers and the learning environment, and in
which students play an active role in their learning
experience (Thomas, et al., 2014). Secondly, ‘self-
directed independent learning’. This primarily
relates to Adult Education learning and processes of
self-instruction. Self-directed independent learning
is seen as a pedagogy in which adult students have
the primary responsibility for the planning, conduct
and evaluation of their learning (Caffarella, 2000,
Hiemstra, 2000, Merriam & Caffarella, 1999).
Self-directed independent learning does not have to
occur within an educational institution or accredited
program and does not have to be a part of any formal
qualification. However, a formal qualification could
form a part of self-directed independent learning.
For example, an adult learner may choose to study
philosophy outside of a university environment.
They would set their own learning goals, such as to
learn, within a certain period, about Hume’s fork or
the problem of induction and Kant’s notion of ethics.
They would then test their knowledge, perhaps
through writing or in discussion with others. As part
of their learning process, they could decide to engage
in some university-level study, for example, through
a short Adult Education class.
Autonomous Learning
Boud (1998) suggests that the main characteristic
of autonomous learning is that students take
“significant responsibility for their learning over
and above responding to instruction.” The student
exercises their personal agency. Autonomous
learning is variously depicted as learners taking
charge of their learning (Holec, 1981; Dickinson,
1993; Benson, 2011): learning the process(es) of
‘how’ they, as an individual, learn and about their
attitudes and attitudinal values towards learning
(Dickinson, 1993): and as being about learners’
modes of learning (Benson, 2011). The most
frequently cited definition of autonomous learning
is Holec’s (1982), which is that it is “The ability to
take charge of one’s learning.” This ability to take
charge of one’s learning is the “single common
thread” that runs through the literature (Little, 2007).
Holec’s definition is a very broad one and applies
equally to independent, self-directed learning. We
may therefore assume that independent, self-directed
learning, outside of the constraints of a student
registered on a program of study and following a
university-prescribed curriculum, is the same as
autonomous learning.
A more comprehensive definition of autonomous
learning is provided by Candy (1991), who describes
six aspects of autonomy. These are that the learner:
(i) has freedom of choice; (ii) can develop goals and
plans independently of pressure from others; (iii)
has a capacity for reflection; (iv) has the will and
the capacity to “fearlessly and resolutely to carry
into practice, and through to completion, plans of
action…without having to depend on others for
encouragement and reassurance”; (v) can exercise
self-mastery; and (vi) has a personal concept of their
self as being autonomous. All of these apply equally
to self-directed independent learning. Although
Candy’sworkhelpsidentifythe‘nature’ofautonomy,
in respect of assessment, it does not tell us. No
aspects of the definitions lend themselves easily to
use for assessment purposes. Using them as the basis
for clear, assessable, pre-specified learning outcomes
within a university credit-bearing framework would
be extremely difficult, if not impossible. How, for
example, could it be determined with any level of
authenticity whether a person had acted fearlessly
and resolutely or not? Or that a ‘power of learning’
had been exercised? How, when students always
have the pressure of assessment deadlines, could it
be determined that a learner had developed goals and
planned independently of pressure from others? How
can they have freedom of choice within a prescribed
program of higher education study? What exactly is
‘self-mastery’?
The Nature of Autonomy
There are various questions that may be asked
about the nature of learner autonomy. Is it a specific
skill or a set of skills? Is it competence, an attitude, or
an understanding? Is it a disposition, a behavior, or a
set of behaviors? Or, is it some combination of many
or all of these? Learner autonomy does not comprise
a single behavior or set of behaviors that can be easily
described (Little, 1981). It is a multi-dimensional
construct (Benson, 2011) with many different

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and often unclear meanings. There are multiple
and frequently somewhat vague interpretations of
autonomous learning. Macaskill and Taylor (2010)
argue that “there does not seem to be a single
consensual definition” and that many academic
journal articles “appear to discuss autonomous
learning without defining exactly what they mean
by it.” Ecclestone (2000) argues that it is genuinely
difficult to articulate with any level of precision what
the criteria and outcomes are for autonomy. Defining
and clearly describing autonomy is also problematic
because it may manifest in many different forms, at
different ages, and in different situations (O’Leary,
2007). It is clear that the nature of learner autonomy
is, as Ecclestone (2007) suggests, a “slippery
concept.”
Distinguishing Autonomy and Directed
Independent Learning
Little (2000) conceptualizes autonomy as a
psychological capacity, which a learner may, or may
not, decide to exercise.
Autonomy… depends on the development and exercise
of a capacity for detachment, critical reflection,
decision making and independent action: autonomous
learners assume responsibility for determining the
purpose, content, rhythm and method of their learning,
monitoring its progress and evaluating its outcomes.
Little’s perspective provides us with a very
useful distinction between autonomy and directed
independent learning. From it, we can see that
whilst directed independent learners may utilize
reflection, decision making and act independently,
they would not, within a formal program of
university study, determine the content, nor purpose,
of their learning. Their learning is structured and
facilitated by a tutor/lecturer, working within a
defined and prescribed structure of a curriculum
with specified assessment tasks, with the purpose
of achieving a pass to be awarded a qualification or
credit towards one. The students’ learning resides
within the specified parameters of their program of
study, as determined by disciplinary boundaries,
the educational institution and its structures, and
those of external quality regulators and professional
body accreditation requirements. Conversely, a
self-directed independent learner, an autonomous
learner, would be able to decide the purpose and
content of their learning because it is not structured
nor constrained by the requirements of a program of
study. It follows, that directed independent learning
cannot be regarded as being autonomous learning.
Almost 50 years ago, Moore (1973) argued that
For the non-autonomous learner…the teacher’s role is
that of a director of learning and the learners respond
to the teacher’s directions. The teacher tells the
learner what is to be learned, how it is to be learned
and when it has been learned.
Based on Moore’s definition of the non-
autonomous learner, a definition of autonomous
learning was developed (Holmes, 2018) – the
“autonomous learner has freedom of choice in
determining what to learn, how they should learn
it, and by when they should have learned it.” Using
this definition, it may be argued that autonomous
learning cannot be part of a formal program of
academic study. Therefore, the author’s assertion
that universities should not claim that they assess
their students as being autonomous learners because,
by the very nature of studying a prescribed program
of university study, the student is, by definition, not
an autonomous learner. They may be able to exercise
responsibility for their learning over and above
responding to tutor instruction and may have some
flexibility or choice in deciding how they learn. Yet,
they cannot decide what to learn, nor when they may
learn it by. Students have very little, if any, flexibility
in deciding when they may submit their assessed
work (Holmes, 2019); there are fixed assessment
points, fixed examination boards, fixed graduation
points. Students have limited freedom of choice in
determining what and how; they may learn something
and almost no choice when they learn something.
Consequently, they cannot be autonomous learners.
Developing Autonomy
Universities may, however, be able to facilitate
the development of student autonomy. Within the
literature, there are opposing views. One regards
autonomy as something that students need to be
taught and to learn. The other regards it as pre-
existing/innate, something that all learners have and
can exercise to some extent. Holec’s (1981) work,
for example, frequently cited as a key text, supported
the former view, arguing that learner autonomy was
not inborn but must be acquired through learning

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(whether formal or informal). Contrastingly, Moore
(1973) argues that it is innate and is related to a
person’s state of development, and at some point,
a person “acquires” autonomy. Holec’s (1982)
definition of autonomy, “The ability to take charge
of one’s learning,” has subsequently been modified
by others, frequently depending on whether they
see learner autonomy as a means to an end or an
end product itself of a learning process. Some (e.g.,
Candy, 1991; Thanasoulas, 2000) argue that it is a
process, not a product and that a learner does not
become autonomous, only that they work towards
autonomy. Others, however, regard it as being both
a process and an outcome. It is advocated as both
a means to an end and as an end in itself. This is
problematic for educators, assessors and learners, as
it may be unclear which of these is the aim. Is it what
Boud (1988) labels as being a product-orientation;
that is, producing an autonomous person? Or, is it
a process orientation, i.e., introducing activities
to the teaching and learning process which require
students to act autonomously (e.g., Dam, 1998)?
Or is it, as Holec’s definition would suggest, both?
For assessment purposes, it would be essential to
ensure which was being referred to. It is also worth
noting that a process-oriented approach may not
lead to a satisfactory product outcome. A capacity
for behavior is not the same as demonstrating that
behavior. A student may believe that they are and
that they are acting autonomously, yet in practice,
their behavior may exhibit few signs of this (Holmes,
2018).
Challenges in Assessing Learner Autonomy
As has been shown, using the existing definitions
of learner autonomy means that a student studying
a prescribed university program of study cannot be
considered to be an autonomous learner. Yet, from
the perspective of autonomy being a process, not a
product, university educators can facilitate students
‘becoming autonomous’, and aspects of this may
be assessable. The rationale for assessing it is that,
if universities do not, then, as the literature on
assessment suggests (e.g., Gibbs, 2006; Race, 2014;
Torrance, 2012; Baird, et al., 2017), some students
may not regard it as being important and therefore
not make any effort to become autonomous. Yet,
to identify if a student is in the process of actually
‘becoming autonomous,’ this would need to be
demonstrable and assessable. As Benson argues, “If
we aim to help learners to become more autonomous,
we should at least have some ways of judging whether
we have been successful or not” (Benson, 2001).
In respect of pre-university education, Black et al.
(2006) have suggested that the difficulties associated
with assessing autonomy are so great that the focus
should be on promoting educational practices that
can increase learner autonomy without attempting
to assess it. Yet compulsory education does not
typically claim that it develops autonomous learners.
Therefore there is no real need for its assessment in
schools.
How Many Higher Education Institutions
Legitimately Claim that their Students are
Becoming Autonomous Learners?
From the position that autonomy is a process,
not an outcome, Boud (1981) suggests that it is not
an absolute standard to be met. Still, a goal to be
pursued and that what is important is the direction
taken by the student towards responsibility for their
learning, not the magnitude of change. Building
on previous work by Lewis (1978), he argues that
the “only realistic goal for higher education is that
students should be more autonomous when they
leave a course than when they enter” (Boud, 1981),
not that they have reached a specific point that may
be measured or judged for assessment purposes.
There is a very clear argument that all assessment
involves making a judgment (Taras, 2010) and that,
without a judgment, there can be no assessment. Yet
Boud argues that universities should not attempt to
make a judgment and therefore not assess whether
a student has become, or the extent to which they
have become, an autonomous learner, but, instead, to
focus on whether they are in the process of becoming
one. If the focus is on whether a learner is in the
process of becoming autonomous, then there would
be no need for them to have to demonstrate that
they had become autonomous, only that they were
becoming so during a program of study and were, in
some way, ‘more autonomous’ at the end, compared
with when they commenced it. Although this would
necessarily involve some form of academic judgment

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in comparing their behavior at the start and end of
their studies and there are in-practice tensions that
would arise from this (Holmes, 2018), though they
are not insurmountable. Whether or not a learner
demonstrated they were becoming autonomous
would not easily be graded for assessment purposes.
Therefore any process of determining whether they
were may have to lie outside of university credit-
bearing frameworks used for the award of degrees.
However, assessment tasks that required a student
to increasingly act autonomously in some way to
produce their assessed work could legitimately be
used to demonstrate the development of autonomy.
A simple example is that at the start of a program
of study, a student needs to be provided with a
prescribed reading list of specific books and journal
articles that they must-read. Towards the end of the
program, they can identify the reading they need to
do themselves for a final-year research project or
dissertation. Although this would be only one aspect
of autonomy, it would demonstrate that a student
was in the process of ‘becoming autonomous.’
Similar scenarios may be envisaged for students
engaged in, for example, lab work, group work, and
group research projects as they moved from the first
to second to the final year of undergraduate study.
Adopting such an approach might allow universities
to legitimately claim that they were fulfilling one of
higher education’s central aims; the development of
learner autonomy.
Unfortunately, one further serious challenge may
be anticipated. If educators explain to their students
that their developing autonomy will be assessed in
some way as they progress through their degree,
this creates further problems. Benson (2001) argues
that measuring autonomy is problematic because
autonomous behavior should be initiated by the
student rather than in response to an assessment or
learning task. This creates a serious challenge. If
a tutor/assessor explains to learners that they are,
or will be, assessing their autonomy in any way,
some students will demonstrate behavior that they
believe the tutor/assessor will perceive as being
autonomous, although it will not be genuinely
autonomous behavior. Almost by default, as soon as
it is indicated to learners that their autonomy may be
assessed, it may be impossible to do so authentically.
This raises a further question about universities’
espoused aims of developing autonomous learners.
If lecturers cannot assess genuine autonomy, then
should universities claim that it is being developed
in their students?
Conclusion
It is evident that whilst the development of
learner autonomy is seen to be a key aspiration
of higher education, the term is not at all clearly
defined. Teaching staff holds different positions
and understandings of what autonomy is. Whilst
this does not cause any problems for the individual
learner engaged in independent, self-directed
learning, it does lead to serious issues in credit-
bearing programs of higher education. Its assessment
is highly problematic. It is the author’s belief that,
from a theoretical perspective, for accredited
programs of higher education, until more detailed
and ‘workable-in-practice’ definitions are available,
the development of learner autonomy in some shape
and form is possible, yet its assessment is not.
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Author Details
Dr. Andrew G.D. Holmes, University of Hull, England, Email ID: andrewgaryholmes@hotmail.com.

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