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Capacity Analysis of GSM Systems using Slow Frequency
        Hopping and Multiple Beam Smart Antennas

              Mohamed H. Ahmed and Samy A. Mahmoud
            Department of Systems and Computer Engineering

             E-Mail: [mhahmed, mahmoud]@sce.carleton.ca




                                                             1/20
I. Introduction
A. GSM Basic Features

1- GSM (Global System for Mobile communications) is the European standard and
   the most popular cellular radio system allover the world.

2- TDMA (or more accurately) Hybrid FDMA/TDMA

                                Time Frame (4.614 msec)

                            0   1   2   3      4   5      6     7




                Frequency
                                                                     200 KHz

                                        Time                  0.577msec
                                                                                2/20
3- 8 time slots per carrier, 200KHz carrier spacing, 270.833 Kbps aggregate bit rate
    per carrier.

4- Modulation scheme: GMSK with a BT product of 0.3.

5- Coding and Interleaving: Cyclic block code (with a minimum free distance
   dmin=2) + 1/2 rate convolutional coding (with constraint length K=5) + 456 data
   bits are separated into 8 blocks and then spaced 8 bits apart within the interleaved
   block.

6- FDD at 900 MHz and 1900 MHz.

7- The raw data rate is 13 Kbps (full rate coded speech), 7 Kbps (half rate coded
   speech).

8- Slow frequency hopping is optional.

9- Power control is used with 20 dB and 30 dB dynamic range in the uplink and
    downlink respectively and with a 2 dB power step size.
                                                                                          3/20
B. Slow Frequency Hopping



 0 1 2 3 4 5   6 7 0 1   2 3 4 5 6 7                   0 1 2    3 4 5   6 7

                                           ........

     fi                  fi                               fi

                              No Frequency Hopping


 0 1 2 3 4 5   6 7 0 1   2 3 4 5 6 7                   0 1 2    3 4 5   6 7


                                        ........

      fi                 fj                                fk

                              Slow Frequency Hopping
                                                                              4/20
• Slow since the hopping rate is much slower than the symbol rate

• Cyclic or Random

• Frequency Diversity:


    It combats the frequency selective fading since the frequency is changing every

    time frame (4.614 msec)


• Interference Diversity (Averaging):


    A different set of cochannel interferes is encountered every frame with different

    displacement and propagation parameters
                                                                                        5/20
C. Fractional Loading


• A tight frequency planning (e.g. 1/3) is used

• Only a certain FRACTION of the assigned channels to each cell (sector) can be used

   simultaneously to preserve the signal quality.

• A Call Admission Control (CAC) algorithm is employed to control the cell loading.


• Less blocking and dropping rates compared to those of the conventional frequency

   planning (e.g. 4/12 or 5/15).

System Capacity                                           System Capacity
                                                                                           Blocking limit

                                 Interference limit                                        Interference limit

                                 Blocking limit


   System capacity with conventional frequency planning           System capacity with fractional loading
                                                                                                                6/20
D. System Capacity

• The maximum system capacity (C) is given by

                               C = Nch . LFmax

 Where Nch is the number of channels per cell and LFmax is the maximum cell loading
 factor.


• The maximum loading factor is determined from the blocking limit using the Erlang-B
  formula (for the blocking-limited capacity) and from the outage probability (for the
  interference-limited capacity).

• The average system capacity (Cavg) is given by

                         Cavg = C . (1-Pb) . (1-Pd)

  Where Pb is the call blocking probability and Pd is the call dropping probability
                                                                                      7/20
E. Smart Antennas

  • Switched-Beam Antennas with 12 beams (30o beamwidth each) are utilized



                    90
                             1                                  0
             120                   60

                            0.75
                                                             −20

       150                 0.5           30


                                                             −40
                          0.25



                                                             −60
 180                                           0




                                                   Gain dB
                                                             −80



       210                               330
                                                             −100




             240                   300
                                                             −120
                                                                −4   −3   −2   −1     0     1   2   3     4
                    270                                                             Angle


                                                                                                        8/20
II. Simulation Description
A wireless simulator has been developed with the following features and characteristics:

  • It is designed as a time-driven simulator to include the dynamic behavior of the wire-
  less network.

  • It includes 16 Macrocells (each consists of 3 sectors) with width W=12 Km and length
  L=14 Km.

  • To avoid the boundary effect a wrap around grid is employed.

  • Mobiles are generated uniformly through the covered area.

  • The time resolution of the simulation is the frame duration.

  • The hand over criterion is based on the absolute received power (the distance or CIR
  can be also used).

  • Discontinues Transmission (DTX) and Power Control (PC) are included in the model.
                                                                                       9/20
A snapshot of the simulator output

            16


            14


            12


            10


             8


             6




   Y (Km)
             4


             2


             0


            −2        Blocking probability=0.013            Dropping probability=0.009


            −4                                Macro Base Stations             x Mobile Station


            −6
             −2   0        2            4             6          8          10           12      14
                                                   X (Km)
                                                                                                      10/20
III. Analytical Solution
A. Without Power Control

The cochannel interference from the BS in jth cell at the MS in cell 0
                                                  λj
                                                  -----
                                                      -
                                         –n       10                                             (1)
                           I j = A j P l j 10           g ( θ i, θ bj )
                                      t


Because of the frequency hopping we are interested in the average interference which is given by
                                       λj
                                    -----
                                         -     N
                                    10 – n b
          I j = E ( I j ) = qP t E  10  l j ∑ g ( θ i, θ bj = φ k ) f ( θ bj = φ k )           (2)
                                            k=1
                                         


It is straightforward to show that
                                           λj
                                        -----
                                             -
                                        10         ( ασ ) 2
                                     E  10  = exp  ---------------                           (3)
                                                   2 
                                             
                                                                                               11/20
Sector 1
                   MS
         rm
                        θ bm
              θm

              θj

                          l j ( r m, θ m )
Cell 0
                   Dj
                                                    MS
                               θi      rj                θ ij


                                             θ bj




                         Cell j




                                                                12/20
Then total interference is given by
                                                                 N int
                                        I tot ( r m, θ ) =
                                                      m            ∑ Ij                          (4)
                                                       i=1
While the carrier power from the BS to the MS at cell 0 is given by
                                             λ
                                           -----
                                               -
                                  –n       10                                                    (5)
                        C = P t r m 10               g ( θ m, θ bm )
Thus the CIR can be expressed as
                                                           λ
                                                          -----
                                                              -
                                             – n 10
                                      P t r m 10 g ( θ m, θ bm )
                              CIR = ---------------------------------------------------------
                                                                                            -    (6)
                                                             I tot
After some manipulations the outage probability can be given by
                                                             2π
                                                             -----
                                                                 -
                                                               3 R
                                                                       β
                                                                       -
                        P ( CI R < γ ) = ∫ ∫  1 – Q  --   f ( r m, θ m )r m dr m dθ m        (7)
                                                                     σ 
                                                               0 0
                γ I ( r , θ )r n 
                tot m m m
                                                          -
where β=10 log  ------------------------------------------ 
                                
                P t g  θ m, θ bm                    
                                                           
                                                                                                13/20
B. With Power Control

Here the transmitted power is adjusted such that the received power at the BS from each MS is
constant S. Thus the interference from the BS at jth cell at the MS in cell 0 is
                                                 ( λ j – λ jj )
                                                                       -
                                                 ----------------------- g ( θ , θ )                               (8)
                                        r j n           10                       i bj
                                           -
                          I j = A j S  ---- 10                         -------------------------
                                                                                                 -
                                        l j                            g ( θ ij, θ bj )

Thus the mean value is
                                                         2π
                                                         -----
                                                             -
                                                           3 R
                             –n               2         n                 g ( θ i, θ bj )
                                                                                                 -r
        I j = E ( I j ) = q l j S exp ( ( ασ ) ) ∫ ∫ r j f ( r j, θ ij ) ------------------------- j dr j dθ ij    (9)
                                                                         g ( θ ij, θ bj )
                                                 0 0

After some manipulation the outage probability can be expressed as
                          2π
                          -----
                              -
                            3 R
                                                       S
                                                        -
         P ( CI R < γ ) = ∫ ∫ u  I tot ( r m, θ m ) – -- f ( r m, θ m )r m dr m dθ m                            (10)
                                                      γ
                            0 0

Where u( ) is the unit step function
                                                                                                                  14/20
IV. Results
CDF(CIR) at 20% loading
       0                                                                      0
      10                                                                     10




       −1                                                                     −1
      10                                                                     10




       −2                                                                     −2
      10                                                                     10




                                                                       CDF




CDF
       −3                                                                     −3
      10                                                                     10




       −4                                                                     −4
      10                                                                     10
                                                  SC−Simulation                                                          SC−Simulation
                                                  MB−Simulation                                                          MB−Simulation
                                                  SC−Analysis                                                            SC−Analysis
                                                  MB−Analysis                                                            MB−Analysis
       −5                                                                     −5
      10                                                                     10
            4   6   8   10              12   14        16         18               4   6   8   10              12   14       16          18
                             CIR (dB)                                                               CIR (dB)



                        Without PC                                                             With PC
                                                                                                                                     15/20
CDF(CIR) at 40% loading

       0                                                                      0
      10                                                                     10




       −1                                                                     −1
      10                                                                     10




       −2                                                                     −2
      10                                                                     10




                                                                       CDF




CDF
       −3                                                                     −3
      10                                                                     10




       −4                                                                     −4
      10                                                                     10
                                                  SC−Simulation                                                          SC−Simulation
                                                  MB−Simulation                                                          MB−Simulation
                                                  SC−Analysis                                                            SC−Analysis
                                                  MB−Analysis                                                            MB−Analysis
       −5                                                                     −5
      10                                                                     10
            4   6   8   10              12   14       16          18               4   6   8   10              12   14       16          18
                             CIR (dB)                                                               CIR (dB)



                        Without PC                                                             With PC
                                                                                                                                    16/20
CDF(CIR) at 60% loading
       0                                                                      0
      10                                                                     10




       −1                                                                     −1
      10                                                                     10




       −2                                                                     −2
      10                                                                     10




                                                                       CDF




CDF
       −3                                                                     −3
      10                                                                     10




       −4                                                                     −4
      10                                                                     10
                                                  SC−Simulation                                                          SC−Simulation
                                                  MB−Simulation                                                          MB−Simulation
                                                  SC−Analysis                                                            SC−Analysis
                                                  MB−Analysis                                                            MB−Analysis
       −5                                                                     −5
      10                                                                     10
            4   6   8   10              12   14       16          18               4   6   8   10              12   14       16          18
                             CIR (dB)                                                               CIR (dB)


                        Without PC                                                             With PC
                                                                                                                                    17/20
0
                                    10
                                              MB+No PC
                                              SC+No PC
                                              MB+PC
                                              SC+PC
                                     −1
                                    10




                                     −2
                                    10




                                     −3
                                    10




Outage Probability (CDF(CIR=9dB))
                                     −4
                                    10




                                     −5
                                    10
                                          5   10   15    20    25    30       35     40      45   50   55   60   65   70
                                                                          Loading Factor LF%

                                                         Outage Probability versus Loading Factor
                                                                                                                           18/20
Table 1 Outage Probability (CDF(CIR = 9 dB)) for uplink at different loading factor values

            Antenna     CDF (CIR = 9 dB)
            Type
                        LF = 10%    LF = 20% LF = 30% LF = 40% LF = 50% LF = 60%
            3 sectors   2.9x10-02   5.7x10-02    8.1x10-02   9.0x10-02    1.0x10-01   1.2x10-01
no PC       Multiple    7.5x10-03   1.9x10-02    3.3x10-02   4.5x10-02    5.6x10-02   6.7x10-02
            Beam
            3 sectors   1.0x10-05   6.0x10-02    1.3x10-01   2.5x10-01    4.1x10-01   6.3x10-01
with PC     Multiple    1.0x10-05   1.0x10-05    1.0x10-05   1.0x10-05    1.0x10-05   2.0x10-02
            Beam


  Table 2 Maximum loading factor for the uplink with various outage probability requirements

                                           Maximum Loading Factor (LFmax)
   Antenna type              pmax=2%                 pmax=4%              pmax=10% Outage
                        with PC     No PC       with PC      No PC       with PC      No PC
        3 sectors         18%        7%          19%         15%          26%          40%
  Multiple Beam           60%        20%         70%         36%         100%          90%

                                                                                                19/20
V. Conclusions

1-The Network Capacity of FH-GSM can be determined analytically with a high degree of

accuracy and with less computational time compared to the simulation approach.

2-The dependence of the signal quality (in terms of the CDF(CIR)) on the loading factor is

derived analytically and by simulation

3- The dependence of the CDF(CIR) on the loading factor shows the importance of the

CAC algorithms to enhance the system capacity without degrading the signal quality.

4-The use of multiple beam antennas in FH-GSM systems can enhance the system capac-

ity by 100-150%.


                                                                                      20/20

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Capacity analysis of gsm systems using slow frequency hoppin

  • 1. Capacity Analysis of GSM Systems using Slow Frequency Hopping and Multiple Beam Smart Antennas Mohamed H. Ahmed and Samy A. Mahmoud Department of Systems and Computer Engineering E-Mail: [mhahmed, mahmoud]@sce.carleton.ca 1/20
  • 2. I. Introduction A. GSM Basic Features 1- GSM (Global System for Mobile communications) is the European standard and the most popular cellular radio system allover the world. 2- TDMA (or more accurately) Hybrid FDMA/TDMA Time Frame (4.614 msec) 0 1 2 3 4 5 6 7 Frequency 200 KHz Time 0.577msec 2/20
  • 3. 3- 8 time slots per carrier, 200KHz carrier spacing, 270.833 Kbps aggregate bit rate per carrier. 4- Modulation scheme: GMSK with a BT product of 0.3. 5- Coding and Interleaving: Cyclic block code (with a minimum free distance dmin=2) + 1/2 rate convolutional coding (with constraint length K=5) + 456 data bits are separated into 8 blocks and then spaced 8 bits apart within the interleaved block. 6- FDD at 900 MHz and 1900 MHz. 7- The raw data rate is 13 Kbps (full rate coded speech), 7 Kbps (half rate coded speech). 8- Slow frequency hopping is optional. 9- Power control is used with 20 dB and 30 dB dynamic range in the uplink and downlink respectively and with a 2 dB power step size. 3/20
  • 4. B. Slow Frequency Hopping 0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7 ........ fi fi fi No Frequency Hopping 0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7 0 1 2 3 4 5 6 7 ........ fi fj fk Slow Frequency Hopping 4/20
  • 5. • Slow since the hopping rate is much slower than the symbol rate • Cyclic or Random • Frequency Diversity: It combats the frequency selective fading since the frequency is changing every time frame (4.614 msec) • Interference Diversity (Averaging): A different set of cochannel interferes is encountered every frame with different displacement and propagation parameters 5/20
  • 6. C. Fractional Loading • A tight frequency planning (e.g. 1/3) is used • Only a certain FRACTION of the assigned channels to each cell (sector) can be used simultaneously to preserve the signal quality. • A Call Admission Control (CAC) algorithm is employed to control the cell loading. • Less blocking and dropping rates compared to those of the conventional frequency planning (e.g. 4/12 or 5/15). System Capacity System Capacity Blocking limit Interference limit Interference limit Blocking limit System capacity with conventional frequency planning System capacity with fractional loading 6/20
  • 7. D. System Capacity • The maximum system capacity (C) is given by C = Nch . LFmax Where Nch is the number of channels per cell and LFmax is the maximum cell loading factor. • The maximum loading factor is determined from the blocking limit using the Erlang-B formula (for the blocking-limited capacity) and from the outage probability (for the interference-limited capacity). • The average system capacity (Cavg) is given by Cavg = C . (1-Pb) . (1-Pd) Where Pb is the call blocking probability and Pd is the call dropping probability 7/20
  • 8. E. Smart Antennas • Switched-Beam Antennas with 12 beams (30o beamwidth each) are utilized 90 1 0 120 60 0.75 −20 150 0.5 30 −40 0.25 −60 180 0 Gain dB −80 210 330 −100 240 300 −120 −4 −3 −2 −1 0 1 2 3 4 270 Angle 8/20
  • 9. II. Simulation Description A wireless simulator has been developed with the following features and characteristics: • It is designed as a time-driven simulator to include the dynamic behavior of the wire- less network. • It includes 16 Macrocells (each consists of 3 sectors) with width W=12 Km and length L=14 Km. • To avoid the boundary effect a wrap around grid is employed. • Mobiles are generated uniformly through the covered area. • The time resolution of the simulation is the frame duration. • The hand over criterion is based on the absolute received power (the distance or CIR can be also used). • Discontinues Transmission (DTX) and Power Control (PC) are included in the model. 9/20
  • 10. A snapshot of the simulator output 16 14 12 10 8 6 Y (Km) 4 2 0 −2 Blocking probability=0.013 Dropping probability=0.009 −4 Macro Base Stations x Mobile Station −6 −2 0 2 4 6 8 10 12 14 X (Km) 10/20
  • 11. III. Analytical Solution A. Without Power Control The cochannel interference from the BS in jth cell at the MS in cell 0 λj ----- - –n 10 (1) I j = A j P l j 10 g ( θ i, θ bj ) t Because of the frequency hopping we are interested in the average interference which is given by λj  ----- - N  10 – n b I j = E ( I j ) = qP t E  10  l j ∑ g ( θ i, θ bj = φ k ) f ( θ bj = φ k ) (2)   k=1   It is straightforward to show that λj  ----- -  10  ( ασ ) 2 E  10  = exp  --------------- (3)    2    11/20
  • 12. Sector 1 MS rm θ bm θm θj l j ( r m, θ m ) Cell 0 Dj MS θi rj θ ij θ bj Cell j 12/20
  • 13. Then total interference is given by N int I tot ( r m, θ ) = m ∑ Ij (4) i=1 While the carrier power from the BS to the MS at cell 0 is given by λ ----- - –n 10 (5) C = P t r m 10 g ( θ m, θ bm ) Thus the CIR can be expressed as λ ----- - – n 10 P t r m 10 g ( θ m, θ bm ) CIR = --------------------------------------------------------- - (6) I tot After some manipulations the outage probability can be given by 2π ----- - 3 R β - P ( CI R < γ ) = ∫ ∫  1 – Q  --   f ( r m, θ m )r m dr m dθ m (7)   σ  0 0  γ I ( r , θ )r n   tot m m m - where β=10 log  ------------------------------------------    P t g  θ m, θ bm     13/20
  • 14. B. With Power Control Here the transmitted power is adjusted such that the received power at the BS from each MS is constant S. Thus the interference from the BS at jth cell at the MS in cell 0 is ( λ j – λ jj ) - ----------------------- g ( θ , θ ) (8)  r j n 10 i bj - I j = A j S  ---- 10 ------------------------- -  l j g ( θ ij, θ bj ) Thus the mean value is 2π ----- - 3 R –n 2 n g ( θ i, θ bj ) -r I j = E ( I j ) = q l j S exp ( ( ασ ) ) ∫ ∫ r j f ( r j, θ ij ) ------------------------- j dr j dθ ij (9) g ( θ ij, θ bj ) 0 0 After some manipulation the outage probability can be expressed as 2π ----- - 3 R S - P ( CI R < γ ) = ∫ ∫ u  I tot ( r m, θ m ) – -- f ( r m, θ m )r m dr m dθ m (10)  γ 0 0 Where u( ) is the unit step function 14/20
  • 15. IV. Results CDF(CIR) at 20% loading 0 0 10 10 −1 −1 10 10 −2 −2 10 10 CDF CDF −3 −3 10 10 −4 −4 10 10 SC−Simulation SC−Simulation MB−Simulation MB−Simulation SC−Analysis SC−Analysis MB−Analysis MB−Analysis −5 −5 10 10 4 6 8 10 12 14 16 18 4 6 8 10 12 14 16 18 CIR (dB) CIR (dB) Without PC With PC 15/20
  • 16. CDF(CIR) at 40% loading 0 0 10 10 −1 −1 10 10 −2 −2 10 10 CDF CDF −3 −3 10 10 −4 −4 10 10 SC−Simulation SC−Simulation MB−Simulation MB−Simulation SC−Analysis SC−Analysis MB−Analysis MB−Analysis −5 −5 10 10 4 6 8 10 12 14 16 18 4 6 8 10 12 14 16 18 CIR (dB) CIR (dB) Without PC With PC 16/20
  • 17. CDF(CIR) at 60% loading 0 0 10 10 −1 −1 10 10 −2 −2 10 10 CDF CDF −3 −3 10 10 −4 −4 10 10 SC−Simulation SC−Simulation MB−Simulation MB−Simulation SC−Analysis SC−Analysis MB−Analysis MB−Analysis −5 −5 10 10 4 6 8 10 12 14 16 18 4 6 8 10 12 14 16 18 CIR (dB) CIR (dB) Without PC With PC 17/20
  • 18. 0 10 MB+No PC SC+No PC MB+PC SC+PC −1 10 −2 10 −3 10 Outage Probability (CDF(CIR=9dB)) −4 10 −5 10 5 10 15 20 25 30 35 40 45 50 55 60 65 70 Loading Factor LF% Outage Probability versus Loading Factor 18/20
  • 19. Table 1 Outage Probability (CDF(CIR = 9 dB)) for uplink at different loading factor values Antenna CDF (CIR = 9 dB) Type LF = 10% LF = 20% LF = 30% LF = 40% LF = 50% LF = 60% 3 sectors 2.9x10-02 5.7x10-02 8.1x10-02 9.0x10-02 1.0x10-01 1.2x10-01 no PC Multiple 7.5x10-03 1.9x10-02 3.3x10-02 4.5x10-02 5.6x10-02 6.7x10-02 Beam 3 sectors 1.0x10-05 6.0x10-02 1.3x10-01 2.5x10-01 4.1x10-01 6.3x10-01 with PC Multiple 1.0x10-05 1.0x10-05 1.0x10-05 1.0x10-05 1.0x10-05 2.0x10-02 Beam Table 2 Maximum loading factor for the uplink with various outage probability requirements Maximum Loading Factor (LFmax) Antenna type pmax=2% pmax=4% pmax=10% Outage with PC No PC with PC No PC with PC No PC 3 sectors 18% 7% 19% 15% 26% 40% Multiple Beam 60% 20% 70% 36% 100% 90% 19/20
  • 20. V. Conclusions 1-The Network Capacity of FH-GSM can be determined analytically with a high degree of accuracy and with less computational time compared to the simulation approach. 2-The dependence of the signal quality (in terms of the CDF(CIR)) on the loading factor is derived analytically and by simulation 3- The dependence of the CDF(CIR) on the loading factor shows the importance of the CAC algorithms to enhance the system capacity without degrading the signal quality. 4-The use of multiple beam antennas in FH-GSM systems can enhance the system capac- ity by 100-150%. 20/20