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Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
Database Management Systems
Chapter 1
Hazem Hajj
Presentations based on Course Material
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
Content
 What is a DBMS? Why use it?
 Describing and Storing data in a DBMS
 Relational Model
 Levels of abstraction
 Queries in DBMS
 Transaction Management
 Concurrent execution
 Incomplete transaction and system crash
 Structure of a DBMS
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
DBMS – A Historical Perspective
 1960s:
 Data collection, database creation, IDS (early 60s Integrated data store) and network DBMS.
ACM Turing Award for Charles Bachman (GE).
 1970s:
 Relational data model, relational DBMS implementation. ACM Turing Award to Edgard
Codd (IBM)
 1980s:
 RDBMS, advanced data models (extended-relational, OO, deductive, etc.)
 Application-oriented DBMS (spatial, scientific, engineering, etc.)
 SQL – standard query Language
 1990s:
 Data mining, data warehousing, multimedia databases, and Web databases
 2000s
 Stream data management and mining
 Data mining and its applications
 Major DB Projects: NASA’s Earth Observation System and Human Genome Mapping Project
 Web technology (XML, data integration) and global information systems
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
Why Study Databases??
 Shift from computation to information
 at the “low end”: scramble to webspace (a mess!)
 at the “high end”: scientific applications
 Datasets increasing in diversity and volume.
 Digital libraries, interactive video, Human
Genome project, EOS project
 ... need for DBMS exploding
 DBMS encompasses most of CS
 OS, languages, theory, multimedia, logic
?
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
Why Study DBMS – For data mining
 Data mining—”Getting
the golden data nuggets
out of data tombs”
Data Cleaning
Data Integration
Databases
Data
Warehouse
Task-relevant Data
Selection
Data Mining
Pattern Evaluation
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
What Is a DBMS?
 A very large, integrated collection of data.
 Models real-world enterprise (one or more
related organizations, e.g. university)
 Entities (e.g., students, courses)
 Relationships (e.g., Obama is taking EECE433)
 A Database Management System (DBMS) is a
software package designed to store and
manage databases.
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
Files vs. DBMS
 Using Files, the programmer would need to
handle:
 Application must stage large datasets between main
memory and secondary storage (e.g., buffering,
page-oriented access, 32-bit addressing, etc.)
 Special code for different queries
 Must protect data from inconsistency due to
multiple concurrent users
 Crash recovery
 Security and access control
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
Why Use a DBMS?
 A DBMS would address all previous issues. It would
provide:
 Data independence (No need to know how the data is
stored in a class/data structure)
 Efficient access (e.g. use of indexing and hashing)
 Reduced application development time
 Data integrity (e.g. integrity constraints- no grade above
100) and security (need to know access)
 Uniform data administration (one for all users)
 Concurrent access (multiple users), recovery from crashes.
Are there cases where we would not want to use a DBMS?
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
Content
 What is a DBMS? Why use it?
 Describing and Storing data in a DBMS
 Relational Model
 Levels of abstraction
 Queries in DBMS
 Transaction Management
 Concurrent execution
 Incomplete transaction and system crash
 Structure of a DBMS
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Describing & Storing Data in a
DBMS - Data Models
 The relational model of data is the most
widely used model today.
• Main concept: relation, basically a table with
rows and columns.
• Every relation has a schema, which describes the
columns, or fields.
• Example: Table with: SID | NAME | LOGIN |
AGE
 Semantic data model – higher level of
abstraction – Use ER model
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Lec2
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Describing & Storing Data in a
DBMS - Levels of Abstraction
 Three Levels of Abstraction
 Many views, single
conceptual (logical) schema
and physical schema.
 Views describe how users see
the data.
 Conceptual schema defines
logical structure
 Physical schema describes
the files and indexes used.
NOTE Schemas & views are defined using DDL; data is modified/queried using
DML.
Physical Schema
Conceptual Schema
View 1 View 2 View 3
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Example: University Database
 Conceptual schema:
 Students(sid: string, name: string, login: string,
age: integer, gpa:real)
 Courses(cid: string, cname:string, credits:integer)
 Enrolled(sid:string, cid:string, grade:string)
 Physical schema:
 Relations stored as unordered files.
 Index on first column of Students.
 External Schema (View):
 Course_info(cid:string,enrollment:integer)
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Describing & Storing Data in a
DBMS - Data Independence *
 Applications insulated from how data is
structured and stored.
 Logical data independence: Protection from
changes in logical structure of data.
 Physical data independence: Protection from
changes in physical structure of data.
 One of the most important benefits of using a DBMS!
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Content
 What is a DBMS? Why use it?
 Describing and Storing data in a DBMS
 Relational Model
 Levels of abstraction
 Queries in DBMS
 Transaction Management
 Concurrent execution
 Incomplete transaction and system crash
 Structure of a DBMS
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Queries in a DBMS
 What is the name of the student with student
ID = 2345?
 How many students are enrolled in
EECE433?
 Use SQL
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Content
 What is a DBMS? Why use it?
 Describing and Storing data in a DBMS
 Relational Model
 Levels of abstraction
 Queries in DBMS
 Transaction Management
 Concurrent execution
 Incomplete transaction and system crash
 Structure of a DBMS
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Transaction Management -
Concurrency Control
 Concurrent execution of user programs is
essential for good DBMS performance.
 Because disk accesses are frequent, and relatively slow, it
is important to keep the cpu humming by working on
several user programs concurrently.
 Interleaving actions of different user programs can
lead to inconsistency: e.g., check is cleared while
account balance is being computed.
 DBMS ensures such problems don’t arise: users can
pretend they are using a single-user system.
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
1
Transaction Management - Transaction:
An Execution of a DB Program
 Key concept is transaction, which is an atomic sequence of
database actions (reads/writes). Atomic => All happens
or none.
 Each transaction, executed completely, must leave the DB
in a consistent state if DB is consistent when the
transaction begins.
 Users can specify some simple integrity constraints on the data,
and the DBMS will enforce these constraints.
 Beyond this, the DBMS does not really understand the semantics
of the data. (e.g., it does not understand how the interest on a
bank account is computed).
 Thus, ensuring that a transaction (run alone) preserves
consistency is ultimately the user’s responsibility!
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
2
Transaction Management - Scheduling
Concurrent Transactions
 DBMS ensures that execution of {T1, ... , Tn} is
equivalent to some serial execution T1’ ... Tn’.
 Before reading/writing an object, a transaction requests
a lock on the object, and waits till the DBMS gives it the
lock. All locks are released at the end of the transaction.
(Strict 2PL: Two-Phase locking protocol.)
 Idea: If an action of Ti (say, writing X) affects Tj (which
perhaps reads X), one of them, say Ti, will obtain the
lock on X first and Tj is forced to wait until Ti completes;
this effectively orders the transactions.
 What if Tj already has a lock on Y and Ti later requests a
lock on Y? (Deadlock!) Ti or Tj is aborted and restarted!
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
2
Transaction Management - Ensuring Atomicity &
Dealing with Incomplete transaction, e.g crash
 DBMS ensures atomicity (all-or-nothing property)
even if system crashes in the middle of a Xact.
 Idea: Keep a log (history) of all actions carried out by
the DBMS while executing a set of Xacts:
 Before a change is made to the database, the
corresponding log entry is forced to a safe location.
(WAL: Write Ahead Log protocol; OS support for this is
often inadequate.)
 After a crash, the effects of partially executed transactions
are undone using the log. (Thanks to WAL, if log entry
wasn’t saved before the crash, corresponding change was
not applied to database!)
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
2
Transaction Management - The Log
 The following actions are recorded in the log:
 Ti writes an object: the old value and the new value.
• Log record must go to disk before the changed page!
 Ti commits/aborts: a log record indicating this action.
 Log records chained together by Xact id, so it’s easy to
undo a specific Xact (e.g., to resolve a deadlock).
 Log is often duplexed and archived on “stable” storage.
 All log related activities (and in fact, all CC related
activities such as lock/unlock, dealing with deadlocks
etc.) are handled transparently by the DBMS.
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
2
Content
 What is a DBMS? Why use it?
 Describing and Storing data in a DBMS
 Relational Model
 Levels of abstraction
 Queries in DBMS
 Transaction Management
 Concurrent execution
 Incomplete transaction and system crash
 Structure of a DBMS
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
2
Structure of a DBMS
 A typical DBMS has a
layered architecture.
 This is one of several
possible architectures;
each system has its own
variations.
Query Optimization
and Execution
Relational Operators
Files and Access Methods
Buffer Management
Disk Space Management
DB
concurre
ncy
control
and
recovery
SQL Commands
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
2
Databases make these folks happy ...
 End users and DBMS vendors
 DB application programmers
 E.g. smart webmasters
 Database administrator (DBA)
 Designs logical /physical schemas
 Handles security and authorization
 Data availability, crash recovery
 Database tuning as needs evolve
Must understand how a DBMS works!
Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke
2
Summary
 DBMS used to maintain, query large datasets.
 Benefits include recovery from system crashes,
concurrent access, quick application development,
data integrity and security.
 Levels of abstraction give data independence.
 A DBMS typically has a layered architecture.
 DBAs hold responsible jobs and
are well-paid!
 DBMS R&D is one of the broadest,
most exciting areas in CS.

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ch1_intro_HH_upd lectures othe be hand.ppt

  • 1. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke Database Management Systems Chapter 1 Hazem Hajj Presentations based on Course Material
  • 2. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke Content  What is a DBMS? Why use it?  Describing and Storing data in a DBMS  Relational Model  Levels of abstraction  Queries in DBMS  Transaction Management  Concurrent execution  Incomplete transaction and system crash  Structure of a DBMS
  • 3. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke DBMS – A Historical Perspective  1960s:  Data collection, database creation, IDS (early 60s Integrated data store) and network DBMS. ACM Turing Award for Charles Bachman (GE).  1970s:  Relational data model, relational DBMS implementation. ACM Turing Award to Edgard Codd (IBM)  1980s:  RDBMS, advanced data models (extended-relational, OO, deductive, etc.)  Application-oriented DBMS (spatial, scientific, engineering, etc.)  SQL – standard query Language  1990s:  Data mining, data warehousing, multimedia databases, and Web databases  2000s  Stream data management and mining  Data mining and its applications  Major DB Projects: NASA’s Earth Observation System and Human Genome Mapping Project  Web technology (XML, data integration) and global information systems
  • 4. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke Why Study Databases??  Shift from computation to information  at the “low end”: scramble to webspace (a mess!)  at the “high end”: scientific applications  Datasets increasing in diversity and volume.  Digital libraries, interactive video, Human Genome project, EOS project  ... need for DBMS exploding  DBMS encompasses most of CS  OS, languages, theory, multimedia, logic ?
  • 5. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke Why Study DBMS – For data mining  Data mining—”Getting the golden data nuggets out of data tombs” Data Cleaning Data Integration Databases Data Warehouse Task-relevant Data Selection Data Mining Pattern Evaluation
  • 6. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke What Is a DBMS?  A very large, integrated collection of data.  Models real-world enterprise (one or more related organizations, e.g. university)  Entities (e.g., students, courses)  Relationships (e.g., Obama is taking EECE433)  A Database Management System (DBMS) is a software package designed to store and manage databases.
  • 7. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke Files vs. DBMS  Using Files, the programmer would need to handle:  Application must stage large datasets between main memory and secondary storage (e.g., buffering, page-oriented access, 32-bit addressing, etc.)  Special code for different queries  Must protect data from inconsistency due to multiple concurrent users  Crash recovery  Security and access control
  • 8. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke Why Use a DBMS?  A DBMS would address all previous issues. It would provide:  Data independence (No need to know how the data is stored in a class/data structure)  Efficient access (e.g. use of indexing and hashing)  Reduced application development time  Data integrity (e.g. integrity constraints- no grade above 100) and security (need to know access)  Uniform data administration (one for all users)  Concurrent access (multiple users), recovery from crashes. Are there cases where we would not want to use a DBMS?
  • 9. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke Content  What is a DBMS? Why use it?  Describing and Storing data in a DBMS  Relational Model  Levels of abstraction  Queries in DBMS  Transaction Management  Concurrent execution  Incomplete transaction and system crash  Structure of a DBMS
  • 10. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Describing & Storing Data in a DBMS - Data Models  The relational model of data is the most widely used model today. • Main concept: relation, basically a table with rows and columns. • Every relation has a schema, which describes the columns, or fields. • Example: Table with: SID | NAME | LOGIN | AGE  Semantic data model – higher level of abstraction – Use ER model
  • 11. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Lec2
  • 12. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Describing & Storing Data in a DBMS - Levels of Abstraction  Three Levels of Abstraction  Many views, single conceptual (logical) schema and physical schema.  Views describe how users see the data.  Conceptual schema defines logical structure  Physical schema describes the files and indexes used. NOTE Schemas & views are defined using DDL; data is modified/queried using DML. Physical Schema Conceptual Schema View 1 View 2 View 3
  • 13. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Example: University Database  Conceptual schema:  Students(sid: string, name: string, login: string, age: integer, gpa:real)  Courses(cid: string, cname:string, credits:integer)  Enrolled(sid:string, cid:string, grade:string)  Physical schema:  Relations stored as unordered files.  Index on first column of Students.  External Schema (View):  Course_info(cid:string,enrollment:integer)
  • 14. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Describing & Storing Data in a DBMS - Data Independence *  Applications insulated from how data is structured and stored.  Logical data independence: Protection from changes in logical structure of data.  Physical data independence: Protection from changes in physical structure of data.  One of the most important benefits of using a DBMS!
  • 15. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Content  What is a DBMS? Why use it?  Describing and Storing data in a DBMS  Relational Model  Levels of abstraction  Queries in DBMS  Transaction Management  Concurrent execution  Incomplete transaction and system crash  Structure of a DBMS
  • 16. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Queries in a DBMS  What is the name of the student with student ID = 2345?  How many students are enrolled in EECE433?  Use SQL
  • 17. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Content  What is a DBMS? Why use it?  Describing and Storing data in a DBMS  Relational Model  Levels of abstraction  Queries in DBMS  Transaction Management  Concurrent execution  Incomplete transaction and system crash  Structure of a DBMS
  • 18. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Transaction Management - Concurrency Control  Concurrent execution of user programs is essential for good DBMS performance.  Because disk accesses are frequent, and relatively slow, it is important to keep the cpu humming by working on several user programs concurrently.  Interleaving actions of different user programs can lead to inconsistency: e.g., check is cleared while account balance is being computed.  DBMS ensures such problems don’t arise: users can pretend they are using a single-user system.
  • 19. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1 Transaction Management - Transaction: An Execution of a DB Program  Key concept is transaction, which is an atomic sequence of database actions (reads/writes). Atomic => All happens or none.  Each transaction, executed completely, must leave the DB in a consistent state if DB is consistent when the transaction begins.  Users can specify some simple integrity constraints on the data, and the DBMS will enforce these constraints.  Beyond this, the DBMS does not really understand the semantics of the data. (e.g., it does not understand how the interest on a bank account is computed).  Thus, ensuring that a transaction (run alone) preserves consistency is ultimately the user’s responsibility!
  • 20. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Transaction Management - Scheduling Concurrent Transactions  DBMS ensures that execution of {T1, ... , Tn} is equivalent to some serial execution T1’ ... Tn’.  Before reading/writing an object, a transaction requests a lock on the object, and waits till the DBMS gives it the lock. All locks are released at the end of the transaction. (Strict 2PL: Two-Phase locking protocol.)  Idea: If an action of Ti (say, writing X) affects Tj (which perhaps reads X), one of them, say Ti, will obtain the lock on X first and Tj is forced to wait until Ti completes; this effectively orders the transactions.  What if Tj already has a lock on Y and Ti later requests a lock on Y? (Deadlock!) Ti or Tj is aborted and restarted!
  • 21. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Transaction Management - Ensuring Atomicity & Dealing with Incomplete transaction, e.g crash  DBMS ensures atomicity (all-or-nothing property) even if system crashes in the middle of a Xact.  Idea: Keep a log (history) of all actions carried out by the DBMS while executing a set of Xacts:  Before a change is made to the database, the corresponding log entry is forced to a safe location. (WAL: Write Ahead Log protocol; OS support for this is often inadequate.)  After a crash, the effects of partially executed transactions are undone using the log. (Thanks to WAL, if log entry wasn’t saved before the crash, corresponding change was not applied to database!)
  • 22. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Transaction Management - The Log  The following actions are recorded in the log:  Ti writes an object: the old value and the new value. • Log record must go to disk before the changed page!  Ti commits/aborts: a log record indicating this action.  Log records chained together by Xact id, so it’s easy to undo a specific Xact (e.g., to resolve a deadlock).  Log is often duplexed and archived on “stable” storage.  All log related activities (and in fact, all CC related activities such as lock/unlock, dealing with deadlocks etc.) are handled transparently by the DBMS.
  • 23. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Content  What is a DBMS? Why use it?  Describing and Storing data in a DBMS  Relational Model  Levels of abstraction  Queries in DBMS  Transaction Management  Concurrent execution  Incomplete transaction and system crash  Structure of a DBMS
  • 24. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Structure of a DBMS  A typical DBMS has a layered architecture.  This is one of several possible architectures; each system has its own variations. Query Optimization and Execution Relational Operators Files and Access Methods Buffer Management Disk Space Management DB concurre ncy control and recovery SQL Commands
  • 25. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Databases make these folks happy ...  End users and DBMS vendors  DB application programmers  E.g. smart webmasters  Database administrator (DBA)  Designs logical /physical schemas  Handles security and authorization  Data availability, crash recovery  Database tuning as needs evolve Must understand how a DBMS works!
  • 26. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2 Summary  DBMS used to maintain, query large datasets.  Benefits include recovery from system crashes, concurrent access, quick application development, data integrity and security.  Levels of abstraction give data independence.  A DBMS typically has a layered architecture.  DBAs hold responsible jobs and are well-paid!  DBMS R&D is one of the broadest, most exciting areas in CS.

Editor's Notes

  • #1: The slides for this text are organized into chapters. This lecture covers Chapter 1. Chapter 1: Introduction to Database Systems Chapter 2: The Entity-Relationship Model Chapter 3: The Relational Model Chapter 4 (Part A): Relational Algebra Chapter 4 (Part B): Relational Calculus Chapter 5: SQL: Queries, Programming, Triggers Chapter 6: Query-by-Example (QBE) Chapter 7: Storing Data: Disks and Files Chapter 8: File Organizations and Indexing Chapter 9: Tree-Structured Indexing Chapter 10: Hash-Based Indexing Chapter 11: External Sorting Chapter 12 (Part A): Evaluation of Relational Operators Chapter 12 (Part B): Evaluation of Relational Operators: Other Techniques Chapter 13: Introduction to Query Optimization Chapter 14: A Typical Relational Optimizer Chapter 15: Schema Refinement and Normal Forms Chapter 16 (Part A): Physical Database Design Chapter 16 (Part B): Database Tuning Chapter 17: Security Chapter 18: Transaction Management Overview Chapter 19: Concurrency Control Chapter 20: Crash Recovery Chapter 21: Parallel and Distributed Databases Chapter 22: Internet Databases Chapter 23: Decision Support Chapter 24: Data Mining Chapter 25: Object-Database Systems Chapter 26: Spatial Data Management Chapter 27: Deductive Databases Chapter 28: Additional Topics