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©Silberschatz, Korth and Sudarshan1.1Database System Concepts
Chapter 1: IntroductionChapter 1: Introduction
I Purpose of Database Systems
I View of Data
I Data Models
I Data Definition Language
I Data Manipulation Language
I Transaction Management
I Storage Management
I Database Administrator
I Database Users
I Overall System Structure
©Silberschatz, Korth and Sudarshan1.2Database System Concepts
Database Management System (DBMS)Database Management System (DBMS)
I Collection of interrelated data
I Set of programs to access the data
I DBMS contains information about a particular enterprise
I DBMS provides an environment that is both convenient and
efficient to use.
I Database Applications:
# Banking: all transactions
# Airlines: reservations, schedules
# Universities: registration, grades
# Sales: customers, products, purchases
# Manufacturing: production, inventory, orders, supply chain
# Human resources: employee records, salaries, tax deductions
I Databases touch all aspects of our lives
2
©Silberschatz, Korth and Sudarshan1.3Database System Concepts
Purpose of Database SystemPurpose of Database System
I In the early days, database applications were built on top of
file systems
I Drawbacks of using file systems to store data:
# Data redundancy and inconsistency
✔ Multiple file formats, duplication of information in different files
# Difficulty in accessing data
✔ Need to write a new program to carry out each new task
# Data isolation — multiple files and formats
# Integrity problems
✔ Integrity constraints (e.g. account balance > 0) become part
of program code
✔ Hard to add new constraints or change existing ones
©Silberschatz, Korth and Sudarshan1.4Database System Concepts
Purpose of Database Systems (Cont.)Purpose of Database Systems (Cont.)
I Drawbacks of using file systems (cont.)
# Atomicity of updates
✔ Failures may leave database in an inconsistent state with partial
updates carried out
✔ E.g. transfer of funds from one account to another should either
complete or not happen at all
# Concurrent access by multiple users
✔ Concurrent accessed needed for performance
✔ Uncontrolled concurrent accesses can lead to inconsistencies
– E.g. two people reading a balance and updating it at the same
time
# Security problems
I Database systems offer solutions to all the above problems
3
©Silberschatz, Korth and Sudarshan1.5Database System Concepts
Levels of AbstractionLevels of Abstraction
I Physical level describes how a record (e.g., customer) is stored.
I Logical level: describes data stored in database, and the
relationships among the data.
type customer = record
name : string;
street : string;
city : integer;
end;
I View level: application programs hide details of data types.
Views can also hide information (e.g., salary) for security
purposes.
©Silberschatz, Korth and Sudarshan1.6Database System Concepts
View of DataView of Data
An architecture for a database system
4
©Silberschatz, Korth and Sudarshan1.7Database System Concepts
Instances and SchemasInstances and Schemas
I Similar to types and variables in programming languages
I Schema – the logical structure of the database
# e.g., the database consists of information about a set of customers and
accounts and the relationship between them)
# Analogous to type information of a variable in a program
# Physical schema: database design at the physical level
# Logical schema: database design at the logical level
I Instance – the actual content of the database at a particular point in time
# Analogous to the value of a variable
I Physical Data Independence – the ability to modify the physical schema
without changing the logical schema
# Applications depend on the logical schema
# In general, the interfaces between the various levels and components should
be well defined so that changes in some parts do not seriously influence others.
©Silberschatz, Korth and Sudarshan1.8Database System Concepts
Data ModelsData Models
I A collection of tools for describing
# data
# data relationships
# data semantics
# data constraints
I Entity-Relationship model
I Relational model
I Other models:
# object-oriented model
# semi-structured data models
# Older models: network model and hierarchical model
5
©Silberschatz, Korth and Sudarshan1.9Database System Concepts
Entity-Relationship ModelEntity-Relationship Model
Example of schema in the entity-relationship model
©Silberschatz, Korth and Sudarshan1.10Database System Concepts
Entity Relationship Model (Cont.)Entity Relationship Model (Cont.)
I E-R model of real world
# Entities (objects)
✔ E.g. customers, accounts, bank branch
# Relationships between entities
✔ E.g. Account A-101 is held by customer Johnson
✔ Relationship set depositor associates customers with accounts
I Widely used for database design
# Database design in E-R model usually converted to design in the
relational model (coming up next) which is used for storage and
processing
6
©Silberschatz, Korth and Sudarshan1.11Database System Concepts
Relational ModelRelational Model
I Example of tabular data in the relational model
customer-
name
Customer-
id
customer-
street
customer-
city
account-
number
Johnson
Smith
Johnson
Jones
Smith
192-83-7465
019-28-3746
192-83-7465
321-12-3123
019-28-3746
Alma
North
Alma
Main
North
Palo Alto
Rye
Palo Alto
Harrison
Rye
A-101
A-215
A-201
A-217
A-201
Attributes
©Silberschatz, Korth and Sudarshan1.12Database System Concepts
A Sample Relational DatabaseA Sample Relational Database
7
©Silberschatz, Korth and Sudarshan1.13Database System Concepts
Data Definition Language (DDL)Data Definition Language (DDL)
I Specification notation for defining the database schema
# E.g.
create table account (
account-number char(10),
balance integer)
I DDL compiler generates a set of tables stored in a data
dictionary
I Data dictionary contains metadata (i.e., data about data)
# database schema
# Data storage and definition language
✔ language in which the storage structure and access methods
used by the database system are specified
✔ Usually an extension of the data definition language
©Silberschatz, Korth and Sudarshan1.14Database System Concepts
Data Manipulation Language (DML)Data Manipulation Language (DML)
I Language for accessing and manipulating the data organized by
the appropriate data model
# DML also known as query language
I Two classes of languages
# Procedural – user specifies what data is required and how to get
those data
# Nonprocedural – user specifies what data is required without
specifying how to get those data
I SQL is the most widely used query language
8
©Silberschatz, Korth and Sudarshan1.15Database System Concepts
SQLSQL
I SQL: widely used non-procedural language
# E.g. find the name of the customer with customer-id 192-83-7465
select customer.customer-name
from customer
where customer.customer-id = ‘192-83-7465’
# E.g. find the balances of all accounts held by the customer with
customer-id 192-83-7465
select account.balance
from depositor, account
where depositor.customer-id = ‘192-83-7465’ and
depositor.account-number = account.account-number
I Application programs generally access databases through one of
# Language extensions to allow embedded SQL
# Application program interface (e.g. ODBC/JDBC) which allow SQL
queries to be sent to a database
©Silberschatz, Korth and Sudarshan1.16Database System Concepts
Database UsersDatabase Users
I Users are differentiated by the way they expect to interact with
the system
I Application programmers – interact with system through DML
calls
I Sophisticated users – form requests in a database query
language
I Specialized users – write specialized database applications that
do not fit into the traditional data processing framework
I Naïve users – invoke one of the permanent application programs
that have been written previously
# E.g. people accessing database over the web, bank tellers, clerical
staff
9
©Silberschatz, Korth and Sudarshan1.17Database System Concepts
Database AdministratorDatabase Administrator
I Coordinates all the activities of the database system; the
database administrator has a good understanding of the
enterprise’s information resources and needs.
I Database administrator's duties include:
# Schema definition
# Storage structure and access method definition
# Schema and physical organization modification
# Granting user authority to access the database
# Specifying integrity constraints
# Acting as liaison with users
# Monitoring performance and responding to changes in
requirements
©Silberschatz, Korth and Sudarshan1.18Database System Concepts
Transaction ManagementTransaction Management
I A transaction is a collection of operations that performs a single
logical function in a database application
I Transaction-management component ensures that the database
remains in a consistent (correct) state despite system failures
(e.g., power failures and operating system crashes) and
transaction failures.
I Concurrency-control manager controls the interaction among the
concurrent transactions, to ensure the consistency of the
database.
10
©Silberschatz, Korth and Sudarshan1.19Database System Concepts
Storage ManagementStorage Management
I Storage manager is a program module that provides the
interface between the low-level data stored in the database and
the application programs and queries submitted to the system.
I The storage manager is responsible to the following tasks:
# interaction with the file manager
# efficient storing, retrieving and updating of data
©Silberschatz, Korth and Sudarshan1.20Database System Concepts
Overall System StructureOverall System Structure
11
©Silberschatz, Korth and Sudarshan1.21Database System Concepts
Application ArchitecturesApplication Architectures
§Two-tier architecture: E.g. client programs using ODBC/JDBC to
communicate with a database
§Three-tier architecture: E.g. web-based applications, and
applications built using “middleware”

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Computing Notes Chapter 1 Zimsec Zimbabwe Alpro Cambridge

  • 1. 1 ©Silberschatz, Korth and Sudarshan1.1Database System Concepts Chapter 1: IntroductionChapter 1: Introduction I Purpose of Database Systems I View of Data I Data Models I Data Definition Language I Data Manipulation Language I Transaction Management I Storage Management I Database Administrator I Database Users I Overall System Structure ©Silberschatz, Korth and Sudarshan1.2Database System Concepts Database Management System (DBMS)Database Management System (DBMS) I Collection of interrelated data I Set of programs to access the data I DBMS contains information about a particular enterprise I DBMS provides an environment that is both convenient and efficient to use. I Database Applications: # Banking: all transactions # Airlines: reservations, schedules # Universities: registration, grades # Sales: customers, products, purchases # Manufacturing: production, inventory, orders, supply chain # Human resources: employee records, salaries, tax deductions I Databases touch all aspects of our lives
  • 2. 2 ©Silberschatz, Korth and Sudarshan1.3Database System Concepts Purpose of Database SystemPurpose of Database System I In the early days, database applications were built on top of file systems I Drawbacks of using file systems to store data: # Data redundancy and inconsistency ✔ Multiple file formats, duplication of information in different files # Difficulty in accessing data ✔ Need to write a new program to carry out each new task # Data isolation — multiple files and formats # Integrity problems ✔ Integrity constraints (e.g. account balance > 0) become part of program code ✔ Hard to add new constraints or change existing ones ©Silberschatz, Korth and Sudarshan1.4Database System Concepts Purpose of Database Systems (Cont.)Purpose of Database Systems (Cont.) I Drawbacks of using file systems (cont.) # Atomicity of updates ✔ Failures may leave database in an inconsistent state with partial updates carried out ✔ E.g. transfer of funds from one account to another should either complete or not happen at all # Concurrent access by multiple users ✔ Concurrent accessed needed for performance ✔ Uncontrolled concurrent accesses can lead to inconsistencies – E.g. two people reading a balance and updating it at the same time # Security problems I Database systems offer solutions to all the above problems
  • 3. 3 ©Silberschatz, Korth and Sudarshan1.5Database System Concepts Levels of AbstractionLevels of Abstraction I Physical level describes how a record (e.g., customer) is stored. I Logical level: describes data stored in database, and the relationships among the data. type customer = record name : string; street : string; city : integer; end; I View level: application programs hide details of data types. Views can also hide information (e.g., salary) for security purposes. ©Silberschatz, Korth and Sudarshan1.6Database System Concepts View of DataView of Data An architecture for a database system
  • 4. 4 ©Silberschatz, Korth and Sudarshan1.7Database System Concepts Instances and SchemasInstances and Schemas I Similar to types and variables in programming languages I Schema – the logical structure of the database # e.g., the database consists of information about a set of customers and accounts and the relationship between them) # Analogous to type information of a variable in a program # Physical schema: database design at the physical level # Logical schema: database design at the logical level I Instance – the actual content of the database at a particular point in time # Analogous to the value of a variable I Physical Data Independence – the ability to modify the physical schema without changing the logical schema # Applications depend on the logical schema # In general, the interfaces between the various levels and components should be well defined so that changes in some parts do not seriously influence others. ©Silberschatz, Korth and Sudarshan1.8Database System Concepts Data ModelsData Models I A collection of tools for describing # data # data relationships # data semantics # data constraints I Entity-Relationship model I Relational model I Other models: # object-oriented model # semi-structured data models # Older models: network model and hierarchical model
  • 5. 5 ©Silberschatz, Korth and Sudarshan1.9Database System Concepts Entity-Relationship ModelEntity-Relationship Model Example of schema in the entity-relationship model ©Silberschatz, Korth and Sudarshan1.10Database System Concepts Entity Relationship Model (Cont.)Entity Relationship Model (Cont.) I E-R model of real world # Entities (objects) ✔ E.g. customers, accounts, bank branch # Relationships between entities ✔ E.g. Account A-101 is held by customer Johnson ✔ Relationship set depositor associates customers with accounts I Widely used for database design # Database design in E-R model usually converted to design in the relational model (coming up next) which is used for storage and processing
  • 6. 6 ©Silberschatz, Korth and Sudarshan1.11Database System Concepts Relational ModelRelational Model I Example of tabular data in the relational model customer- name Customer- id customer- street customer- city account- number Johnson Smith Johnson Jones Smith 192-83-7465 019-28-3746 192-83-7465 321-12-3123 019-28-3746 Alma North Alma Main North Palo Alto Rye Palo Alto Harrison Rye A-101 A-215 A-201 A-217 A-201 Attributes ©Silberschatz, Korth and Sudarshan1.12Database System Concepts A Sample Relational DatabaseA Sample Relational Database
  • 7. 7 ©Silberschatz, Korth and Sudarshan1.13Database System Concepts Data Definition Language (DDL)Data Definition Language (DDL) I Specification notation for defining the database schema # E.g. create table account ( account-number char(10), balance integer) I DDL compiler generates a set of tables stored in a data dictionary I Data dictionary contains metadata (i.e., data about data) # database schema # Data storage and definition language ✔ language in which the storage structure and access methods used by the database system are specified ✔ Usually an extension of the data definition language ©Silberschatz, Korth and Sudarshan1.14Database System Concepts Data Manipulation Language (DML)Data Manipulation Language (DML) I Language for accessing and manipulating the data organized by the appropriate data model # DML also known as query language I Two classes of languages # Procedural – user specifies what data is required and how to get those data # Nonprocedural – user specifies what data is required without specifying how to get those data I SQL is the most widely used query language
  • 8. 8 ©Silberschatz, Korth and Sudarshan1.15Database System Concepts SQLSQL I SQL: widely used non-procedural language # E.g. find the name of the customer with customer-id 192-83-7465 select customer.customer-name from customer where customer.customer-id = ‘192-83-7465’ # E.g. find the balances of all accounts held by the customer with customer-id 192-83-7465 select account.balance from depositor, account where depositor.customer-id = ‘192-83-7465’ and depositor.account-number = account.account-number I Application programs generally access databases through one of # Language extensions to allow embedded SQL # Application program interface (e.g. ODBC/JDBC) which allow SQL queries to be sent to a database ©Silberschatz, Korth and Sudarshan1.16Database System Concepts Database UsersDatabase Users I Users are differentiated by the way they expect to interact with the system I Application programmers – interact with system through DML calls I Sophisticated users – form requests in a database query language I Specialized users – write specialized database applications that do not fit into the traditional data processing framework I Naïve users – invoke one of the permanent application programs that have been written previously # E.g. people accessing database over the web, bank tellers, clerical staff
  • 9. 9 ©Silberschatz, Korth and Sudarshan1.17Database System Concepts Database AdministratorDatabase Administrator I Coordinates all the activities of the database system; the database administrator has a good understanding of the enterprise’s information resources and needs. I Database administrator's duties include: # Schema definition # Storage structure and access method definition # Schema and physical organization modification # Granting user authority to access the database # Specifying integrity constraints # Acting as liaison with users # Monitoring performance and responding to changes in requirements ©Silberschatz, Korth and Sudarshan1.18Database System Concepts Transaction ManagementTransaction Management I A transaction is a collection of operations that performs a single logical function in a database application I Transaction-management component ensures that the database remains in a consistent (correct) state despite system failures (e.g., power failures and operating system crashes) and transaction failures. I Concurrency-control manager controls the interaction among the concurrent transactions, to ensure the consistency of the database.
  • 10. 10 ©Silberschatz, Korth and Sudarshan1.19Database System Concepts Storage ManagementStorage Management I Storage manager is a program module that provides the interface between the low-level data stored in the database and the application programs and queries submitted to the system. I The storage manager is responsible to the following tasks: # interaction with the file manager # efficient storing, retrieving and updating of data ©Silberschatz, Korth and Sudarshan1.20Database System Concepts Overall System StructureOverall System Structure
  • 11. 11 ©Silberschatz, Korth and Sudarshan1.21Database System Concepts Application ArchitecturesApplication Architectures §Two-tier architecture: E.g. client programs using ODBC/JDBC to communicate with a database §Three-tier architecture: E.g. web-based applications, and applications built using “middleware”