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New findings on the dynamics between forests, land use 
and food security 
Global Landscapes Forum 2 
Westin, Lima, 6-7 December 2014 
DRIVERS OF CHANGE IN THE CONTEXT OF 
FORESTS AND FOOD SECURITY AND MACRO-LEVEL 
RESPONSE OPTIONS 
Henry Neufeldt 
World Agroforestry Centre (ICRAF) 
7 December 2014
Reliance on forests and tree-based agricultural 
systems for food security 
Small-scale	 
subsistence	farmers	 
Isolated	hunter-gatherer 
	communities	 
No	reliance	 Full	reliance	 
Consumers	in	urban	 
areas	 
Small-scale	farmers	 
growing	coffee	in	AF	 
systems
Social		 Economic		 Policy	 Environment	 
Land	use	 Forest	Management	 
Food	Security	 
Indirect	drivers	 
Direct	drivers	 
Chapter 4: 
Macro-scale drivers at the forest and food 
security and nutrition nexus 
Chapter 6: 
Macro scale response options to support 
landscape approaches
Chapter 4 
4.1 Introduction 
4.2 Social drivers of the forest and food security nexus 
Conflicts in and around forests 
Poverty and Inequality 
Demographic change: Migration, urbanization and agrarian transformation 
4.3 Economic drivers affecting forests and food security system 
Income per capita 
Absolute and relative food prices 
Policies 
Production system changes 
4.4 Political drivers affecting forests and food security systems 
Changing context of forest governance 
Territorial governance 
Networked governance 
4.5 Environmental drivers 
Climate change 
Deforestation and forest transition 
Invasive species 
Water supply 
4.6 Conclusions
Chapter 6 
6.1 Introduction 
6.2 Social and cultural response options 
Gender responsive roles 
Dietary choices, education and behavior change 
Strengthening technology for improved food security 
Mobilization for forests, food security and justice 
Urban demand to improve food security and nutrition from forests 
6.3 Market relate initiatives and innovations in the governance of food systems 
The challenges of inclusiveness and sustainability in food supply 
Global initiatives to support responsible finance and investment 
Emerging corporate sustainability initiatives 
“Hybrid” models for inclusiveness and sustainable supply 
6.4 Governance responses to enhance forest-food security linkages 
Tenure and governance responses 
Decentralization and accountability responses 
Market regulation responses 
Access to information, knowledge and technology 
Inclusive and equitable resource governance 
Catalyzing governance reform 
6.5 Conclusions
Key messages on drivers 
A range of drivers (social, political, economic, environmental) interact with each 
other and influence the role of forests and tree-based systems for food and 
nutrition. These impacts are differentiated across different locations, actors and 
time. While interrelated drivers lead to complexity they also provide an 
opportunity for innovation in relation to responses. 
Lack of secure tenure may lead to the loss of access of local people (e.g. from 
industrialisation and commercialisation of forest resources such as plantations) to 
forests and tree-based systems, undermining their entitlements to a key source of 
food and nutrition. 
Inequalities at different levels (inter-generational, gender, developed/developing, 
and the intersection of these factors) are critical to the forest-food security nexus. 
Forests and tree-based diets matter most for vulnerable groups who are often at 
risk of hunger and malnutrition, especially women and children (who are also, 
often, responsible for the collection of forest- and tree-based foods).
Key messages on drivers 
One of the conclusions of this chapter is that generalization of drivers of the 
forest and food security system remains difficult as they impact differently across 
locations, actors and time. 
Drivers impact food security directly by interconnected changes in nutrition but 
mainly indirectly by changes in land use and management and changes of 
incomes and livelihoods. 
Social, political, economic, environmental drivers interact with each other and 
influence the role of forests and tree-based systems for food and nutrition. 
These drivers are differentiated across different locations, actors and time. 
While interrelated drivers lead to complexity they also provide an opportunity for 
innovation in relation to responses (multifunctionality).
Key messages on drivers (continued) 
Industrialization and commercialization of forest resources (eg plantations) can 
affect tenure and may lead to the loss of access of local people to forests and tree-based 
systems, undermining their entitlements to a key source of food and 
nutrition. 
Demographic factors (population growth; feminization of agriculture; 
urbanization; migration) affect consumption and production patterns from forest 
and agricultural systems, with associated impacts for food and nutrition security. 
Deforestation and forest degradation, combined with climate change, will impact 
directly and indirectly on the availability of food from forests and tree-based 
systems. 
Inequalities at different levels (inter-generational, gender, developed/developing, 
and the intersection of these factors) are critical to the forest-food security nexus 
and affect food security and nutrition of vulnerable groups, especially women and 
children, most.
Key messages on response options 
Co-regulatory approaches (private/public) provide opportunities to improve forest 
protection and food and nutrition security if they focus on the needs of 
smallholders, family farmers and vulnerable groups (especially women and 
children). 
A combination of regulatory frameworks and effective local governance can 
create conditions which strengthen equitable rights of local communities over 
forests and tree-based systems for direct and indirect food and nutritional needs. 
There are tangible and practical opportunities for improving the livelihoods of 
communities and food and nutrition security, using strategies that are sensitive to 
the dynamics of social and cultural factors (eg education; traditions; consumer 
pressure) that determine the conservation and management of forests and tree-based 
systems. 
There is a systematic lack of knowledge at all levels of the interface between 
forests and tree-based systems and their roles in food and nutrition security.
Thanks for a future
Chapter 4: Conclusions 
Armed conflicts in forest landscapes can lead to exploitation, undermine 
conservation issues and detach households from forest and food, but can lead as 
well to (illegal) opportunities for consumption 
Formalization of tenure rights on the one hand can foster benefit sharing 
amongst those living in and with the forest; on the other hand it can contribute to 
increased vulnerability and reduce food security 
Structural gender imbalances lead to the prioritization of commercial/timber 
products over food, fodder and fuel wood which can have consequences on food 
security and nutrition 
Forest transitions resulting from carbon and market-based reforestation 
threatens local livelihoods through curtailed access and changes in forest 
composition and structure 
Climate change will impact forest foods directly through its effect on plant and 
animal species distributions, dispersal and abundance, and through synergistic 
impacts on plant and forest health
Chapter 4: Conclusions 
The forest and food security system is determined by developments in the 
environmental and human system and in particular by the interrelations of these 
systems. The challenge is to maintain the balance between these systems to 
secure food security and at the same time ensure the sustainability of forests. 
This chapter identified a variety of partly interconnected, partly conflicting social, 
economic, policy and environmental drivers affecting the forest and food security 
system. These drivers have consequential impacts on forests and food/nutrition. 
Drivers impact food security directly by interconnected changes in nutrition but 
mainly indirectly by changes in land use and management and changes of 
incomes and livelihoods. 
One of the conclusions of this chapter is that generalization of drivers of the 
forest and food security system remains difficult as they impact differently across 
locations, actors and time.
Chapter 6: Conclusions 
Co-regulatory approaches between public and private sector actors and voluntary 
sustainability standards can markedly improve forest protection and food and 
nutritional security if smallholders and family farmers are actively included in the 
articulation and development of inclusive value chains. 
More needs to be done to strengthen equitable rights of local communities over 
forest and tree resources for direct and indirect food and nutritional benefits 
through crafting an effective local governance and enabling regulatory 
frameworks, while also creating conducive policy environments for the generation 
and application of transformative knowledge that catalyse food security orientated 
innovations in the management of forest and tree resources.
Social		 Economic		 Policy	 Environment	 
Land	use	 Forest	Management	 
Food	Security	 
Indirect	drivers	 
Direct	drivers	 
Drivers of the forest – food security 
and nutrition nexus
Drivers of Change in the Context of Forests and Food Security and Macro-Level response options

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Drivers of Change in the Context of Forests and Food Security and Macro-Level response options

  • 1. New findings on the dynamics between forests, land use and food security Global Landscapes Forum 2 Westin, Lima, 6-7 December 2014 DRIVERS OF CHANGE IN THE CONTEXT OF FORESTS AND FOOD SECURITY AND MACRO-LEVEL RESPONSE OPTIONS Henry Neufeldt World Agroforestry Centre (ICRAF) 7 December 2014
  • 2. Reliance on forests and tree-based agricultural systems for food security Small-scale subsistence farmers Isolated hunter-gatherer communities No reliance Full reliance Consumers in urban areas Small-scale farmers growing coffee in AF systems
  • 3. Social Economic Policy Environment Land use Forest Management Food Security Indirect drivers Direct drivers Chapter 4: Macro-scale drivers at the forest and food security and nutrition nexus Chapter 6: Macro scale response options to support landscape approaches
  • 4. Chapter 4 4.1 Introduction 4.2 Social drivers of the forest and food security nexus Conflicts in and around forests Poverty and Inequality Demographic change: Migration, urbanization and agrarian transformation 4.3 Economic drivers affecting forests and food security system Income per capita Absolute and relative food prices Policies Production system changes 4.4 Political drivers affecting forests and food security systems Changing context of forest governance Territorial governance Networked governance 4.5 Environmental drivers Climate change Deforestation and forest transition Invasive species Water supply 4.6 Conclusions
  • 5. Chapter 6 6.1 Introduction 6.2 Social and cultural response options Gender responsive roles Dietary choices, education and behavior change Strengthening technology for improved food security Mobilization for forests, food security and justice Urban demand to improve food security and nutrition from forests 6.3 Market relate initiatives and innovations in the governance of food systems The challenges of inclusiveness and sustainability in food supply Global initiatives to support responsible finance and investment Emerging corporate sustainability initiatives “Hybrid” models for inclusiveness and sustainable supply 6.4 Governance responses to enhance forest-food security linkages Tenure and governance responses Decentralization and accountability responses Market regulation responses Access to information, knowledge and technology Inclusive and equitable resource governance Catalyzing governance reform 6.5 Conclusions
  • 6. Key messages on drivers A range of drivers (social, political, economic, environmental) interact with each other and influence the role of forests and tree-based systems for food and nutrition. These impacts are differentiated across different locations, actors and time. While interrelated drivers lead to complexity they also provide an opportunity for innovation in relation to responses. Lack of secure tenure may lead to the loss of access of local people (e.g. from industrialisation and commercialisation of forest resources such as plantations) to forests and tree-based systems, undermining their entitlements to a key source of food and nutrition. Inequalities at different levels (inter-generational, gender, developed/developing, and the intersection of these factors) are critical to the forest-food security nexus. Forests and tree-based diets matter most for vulnerable groups who are often at risk of hunger and malnutrition, especially women and children (who are also, often, responsible for the collection of forest- and tree-based foods).
  • 7. Key messages on drivers One of the conclusions of this chapter is that generalization of drivers of the forest and food security system remains difficult as they impact differently across locations, actors and time. Drivers impact food security directly by interconnected changes in nutrition but mainly indirectly by changes in land use and management and changes of incomes and livelihoods. Social, political, economic, environmental drivers interact with each other and influence the role of forests and tree-based systems for food and nutrition. These drivers are differentiated across different locations, actors and time. While interrelated drivers lead to complexity they also provide an opportunity for innovation in relation to responses (multifunctionality).
  • 8. Key messages on drivers (continued) Industrialization and commercialization of forest resources (eg plantations) can affect tenure and may lead to the loss of access of local people to forests and tree-based systems, undermining their entitlements to a key source of food and nutrition. Demographic factors (population growth; feminization of agriculture; urbanization; migration) affect consumption and production patterns from forest and agricultural systems, with associated impacts for food and nutrition security. Deforestation and forest degradation, combined with climate change, will impact directly and indirectly on the availability of food from forests and tree-based systems. Inequalities at different levels (inter-generational, gender, developed/developing, and the intersection of these factors) are critical to the forest-food security nexus and affect food security and nutrition of vulnerable groups, especially women and children, most.
  • 9. Key messages on response options Co-regulatory approaches (private/public) provide opportunities to improve forest protection and food and nutrition security if they focus on the needs of smallholders, family farmers and vulnerable groups (especially women and children). A combination of regulatory frameworks and effective local governance can create conditions which strengthen equitable rights of local communities over forests and tree-based systems for direct and indirect food and nutritional needs. There are tangible and practical opportunities for improving the livelihoods of communities and food and nutrition security, using strategies that are sensitive to the dynamics of social and cultural factors (eg education; traditions; consumer pressure) that determine the conservation and management of forests and tree-based systems. There is a systematic lack of knowledge at all levels of the interface between forests and tree-based systems and their roles in food and nutrition security.
  • 10. Thanks for a future
  • 11. Chapter 4: Conclusions Armed conflicts in forest landscapes can lead to exploitation, undermine conservation issues and detach households from forest and food, but can lead as well to (illegal) opportunities for consumption Formalization of tenure rights on the one hand can foster benefit sharing amongst those living in and with the forest; on the other hand it can contribute to increased vulnerability and reduce food security Structural gender imbalances lead to the prioritization of commercial/timber products over food, fodder and fuel wood which can have consequences on food security and nutrition Forest transitions resulting from carbon and market-based reforestation threatens local livelihoods through curtailed access and changes in forest composition and structure Climate change will impact forest foods directly through its effect on plant and animal species distributions, dispersal and abundance, and through synergistic impacts on plant and forest health
  • 12. Chapter 4: Conclusions The forest and food security system is determined by developments in the environmental and human system and in particular by the interrelations of these systems. The challenge is to maintain the balance between these systems to secure food security and at the same time ensure the sustainability of forests. This chapter identified a variety of partly interconnected, partly conflicting social, economic, policy and environmental drivers affecting the forest and food security system. These drivers have consequential impacts on forests and food/nutrition. Drivers impact food security directly by interconnected changes in nutrition but mainly indirectly by changes in land use and management and changes of incomes and livelihoods. One of the conclusions of this chapter is that generalization of drivers of the forest and food security system remains difficult as they impact differently across locations, actors and time.
  • 13. Chapter 6: Conclusions Co-regulatory approaches between public and private sector actors and voluntary sustainability standards can markedly improve forest protection and food and nutritional security if smallholders and family farmers are actively included in the articulation and development of inclusive value chains. More needs to be done to strengthen equitable rights of local communities over forest and tree resources for direct and indirect food and nutritional benefits through crafting an effective local governance and enabling regulatory frameworks, while also creating conducive policy environments for the generation and application of transformative knowledge that catalyse food security orientated innovations in the management of forest and tree resources.
  • 14. Social Economic Policy Environment Land use Forest Management Food Security Indirect drivers Direct drivers Drivers of the forest – food security and nutrition nexus