SlideShare a Scribd company logo
 
	
  
	
  
	
  
	
  
	
  
	
  
	
  
W7	
  
Test	
  Management	
  
5/10/17	
  13:45	
  
	
  
	
  
	
  
	
  
	
  
Effective	
  Test	
  Estimation	
  
	
  
Presented	
  by:	
  	
  
	
  
	
   Shyam	
  Sunder	
  
	
  
Sidra	
  Medical	
  and	
  Research	
  Center	
  
	
  
Brought	
  to	
  you	
  by:	
  	
  
	
  	
  
	
  
	
  
	
  
	
  
350	
  Corporate	
  Way,	
  Suite	
  400,	
  Orange	
  Park,	
  FL	
  32073	
  	
  
888-­‐-­‐-­‐268-­‐-­‐-­‐8770	
  ·∙·∙	
  904-­‐-­‐-­‐278-­‐-­‐-­‐0524	
  -­‐	
  info@techwell.com	
  -­‐	
  http://www.starwest.techwell.com/	
  	
  	
  
	
  
	
  	
  
 
Shyam	
  Sunder	
  
	
  
A	
  PMP®	
  Certified	
  Project	
  Manager	
  with	
  19	
  years	
  of	
  IT	
  experience,	
  Shyam	
  Sunder	
  is	
  
currently	
  working	
  at	
  Sidra	
  Medical	
  &	
  Research	
  Center	
  (Qatar)	
  and	
  has	
  worked	
  in	
  
various	
  reputed	
  organizations	
  like	
  Dell,	
  United	
  Health	
  Group,	
  HCL	
  etc.	
  previously.	
  
Shyam's	
  strengths	
  are	
  in	
  the	
  areas	
  of	
  Project	
  Management,	
  Software	
  Quality,	
  and	
  
Client	
  relationship	
  management.	
  He	
  has	
  been	
  actively	
  involved	
  in	
  IV&V	
  along	
  with	
  
his	
  IT	
  delivery	
  projects.	
  With	
  his	
  consistent	
  track	
  record	
  of	
  successful	
  product	
  
introduction	
  and	
  implementation,	
  Shyam	
  is	
  productive	
  both	
  as	
  an	
  individual	
  
contributor	
  and	
  project	
  manager.	
  He	
  regularly	
  contributes	
  papers,	
  presentations,	
  
and	
  workshops	
  to	
  IT	
  forums.	
  Contact	
  Shyam	
  on	
  LinkedIn	
  and	
  at	
  
shyamconf@gmail.com.	
  
	
  
Test Estimation
SHYAM SUNDER - PMP, CSM, 6σGB
Sidra Medical & Research Center
shyamconf@gmail.com
Agenda
v  Software Test Estimation
v  How do we do Estimations ?
v  Types of Test Estimations
v  Software Test Estimation - Overview
v  Issues while Estimating
v  Software Test Estimation - Techniques
v  Conclusion
Software Test Estimation
v  Estimation is a prediction based on probabilistic assignments
v  Software estimation is a continuous process, which should be
followed and used through out the project life cycle
v  Effective software estimation helps track and control cost/effort
overruns
v  Estimations covers following broad areas
Ø Estimate size
Ø Estimate cost & effort
Ø Determine the schedule
Ø Assess risks
How Can We do Test Estimations?
Test
Estimates
Test
Estimation Model
Test team
Product Exp.
Test Capability
…
Quality
Test Specifications
Test Size
/ Complexity
…
Test Platform
Test
Environment
Test Tools
…
Types of Test Estimation
Manual Test Execution Effort Estimation
The specifications
of a given test suite
23.5
man-hours
Estimated test
execution effort
Tools, Experience, ...
Test Automation Effort Estimation
The specifications
of a given test suite
APIs, Experience, ...
23.5
man-hours
Estimated test
automation effort
Test Coverage x Execution Effort Analysis
The specifications
of a given test suite
Maximum Effort
(optional)
Quality Criteria
Tests sorted to maximize
coverage with minimal effort
…
Tests to not
execute
Cost-benefit Analysis to Prioritize Tests for Automation
The specifications
of a given test suite
APIs, Experience, ...
Tools, Experience, ...
Tests to execute
manually
Frequency of
execution
Tests to automate
…
Software Test Estimation - Overview
Fine tune the
estimation process
Re-Estimate
Estimate Test Size
Estimate Cost & Effort
Determine Schedule
Track & Compare
Actual / Estimated
Budget
Baseline Data
Release Roadmap
Type of testing
Application size
INPUTS
Why Good Estimation is Needed and Why it Fails?
v  Why good estimates are important?
Ø  Testing is often blamed for late delivery
Ø  Testing time is ”squeezed”
Ø  It promotes early risk assessment
v  Reasons for poor estimates?
Ø  Incomplete/ambiguous requirements
Ø  New technology
Ø  Skills (Testers & developers)
Ø  Project delays
Ø  Poor environments
Issues While Estimating
v Major Issues
Ø  Estimation method / Process
Ø  Environment & Tools
Ø  Testing to be performed
Ø  Complexity of the application under tests
v Minor Issues
Ø  Test Resource
Ø  Other factors
Issues While Estimating - Process
v Requirement Stability
v Change Requests
v Finalize types of testing
v Follow the test process
v Non-availability of test cases and test data
v Timely reviews of the test cases and other artifacts
v Coordination with various teams/modules/interfaces
v Scope changes
Issues While Estimating – Environment & Tools
v Separate Environment
v Environment not similar to the deployment environment.
v Downtime of the environment available during testing
v Availability of test management tools
v Availability of test automation tools
Issues While Estimating – Environment & Tools
v Separate Environment
v Environment not similar to the deployment environment.
v Downtime of the environment available during testing
v Availability of test management tools
v Availability of test automation tools
Issues While Estimating – Testing Resources
v Management commitment towards completion and following the test life cycle
v Common and realistic expectation toward the testing goal from all the
stakeholder in project
v Availability of key resources
v Application knowledge among the test team
v Connect / Attitude between the development and testing team
v Correct resolution on the defect fixes
v Clear Communication
Issues While Estimating – Others factors
v Complexity of the application under tests
v Incorrect assumptions during estimation
v Ownership of testing, Independent  Development Vendor Customer
v Timeline assigned for testing
v Development timeline and release of code for testing
v Availability of correct test data during test execution
v Geographical location of testing team involved
v Not doing periodic re-estimation
Software Test Estimation - Techniques
v Simple Medium Complex (SMC) Method
v Top Down
v Bottom Up
v Test Point Analysis (TPA)
Software Test Estimation – SMC Method
This model will consider the test functions / test conditions and their
complexities (Simple, Medium, Complex) as the basis for estimation
and the effort involved for the following test activities can be
estimated using this model.
Following test activities could be covered
•  Test Initiation
•  Test Planning & Design
•  Test Execution
•  Test Closure activities
SMC Method( Contd.. )
Test Initiation :
Effort estimate for the following activities can be done using SMC model under Initiation Phase :
v Knowledge Transfer , Application Familiarity, Requirements Analysis.
Test Planning and Design:
Effort estimate for the following activities can be done using SMC model under Test Planning & Design Phase:
v Test Plan ; Preparation of Scenarios, Test Cases, Test Data.
v Preparation of Execution Plan
v Test Ware Re-work & Reviews & Prepare and Review of Zero-day checklist
Test Execution :
Effort estimate for the following activities can be done using SMC model under Test Execution Phase :
v Creation of test bed & Test Execution ;Review of Defects & Update the Defect/Execution report
Test Closure :
Effort estimate for the following activities can be done using SMC model under test closure Phase:
v Closure Metrics Preparation ,Closure meeting
v Archive project data (Project Closure Activities)
Software Test Estimation – Top Down Method
v  The Overall effort estimate for the project is determined first in FP
or Line of code method.
v  The effort for various activities are determined.
v  The method is more applicable to
Ø  Early cost estimate (High level estimate)
Ø  When only global properties are known
v  The estimation procedure is as follows:
Ø  Get the total size in FP
Ø  Define the lower level project test component.
Ø  Based on experience and productivity data from previous projects,
obtain the effort estimate
§  Overall effort estimate = productivity *size
Software Test Estimation – Bottom Up Method
v It is also known as “divide and conquer” technique
v It is hierarchical decomposition of the test effort into stages, activities
and tasks.
Ø Planning
Ø Test environment & configuration
Ø Test case creation
Ø Test execution
v Again decompose the above activity in smaller packages which can be
estimated in short period of time.
v Estimate the total effort by understanding the duration and effort of
each activity.
Dynamic Test Points Static Test Points
Environment Factor
Total Test Points
Productivity Factor
Primary Test Hours
Total Test Hours
Control Factor
1 2
4
3
5
Software Test Estimation –Test Point Analysis
Test Point Analysis(TPA) – Contd..
Test Point Analysis can be used to objectively prepare an estimate for black box
testing (excluding performance testing). Test Case Point Analysis methodology is
based on Test Case Points. Test Case Point is a Verification Point used to verify
that the value on AUT matches with the expected value. This O/p value can be I/p
data for other verification points.
v Test Points analysis is a method of estimation, which helps independent
testing projects estimate effort required for different phases of testing.
v TPA is concerned only with the measurable quality characteristics which fall
within the scope of acceptance testing and/or system testing.
v TPA is in principle analyst-independent. In other words, if two different
people performed a TPA of the same information system, they should obtain
the same result.
v TPA depends on the availability of a function point count
v For TPA purposes, the test team's matter knowledge is not treated as a
variable which affects the amount of work involved in the tests
v More Suitable for projects which have more planned releases and not adhoc
Test Point Analysis(TPA) – Contd..
v  Experience with the TPA technique suggests that the following percentages are generally
appropriate:
Test Phase %
Test Scripting Preparation 
(includes Functional Understanding)
10
Specification 
(includes Test Conditions, Test Data identification, Test Script preparation)
40
Test Execution Test Script Execution and Defect Management 
(includes Smoke, System, Integration, End to End and Regression Test)
45
Completion
(includes UAT)
5
The estimation technique guidelines explained in the earlier sections
can be enhanced to cover the various environmental factors. Pilot
these guidelines for couple of projects in your organization and
compare the estimated effort and actual effort. As we get
proficient with its implementation we will find that Estimated
and Actual efforts are getting closer which will result in better
execution of the testing projects.
Conclusion
Please feel free to contact me at
eMail : shyamconf@gmail.com
Twitter : shyam_sunder_30
Linkedin : sundershyam30

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Effective Test Estimation

  • 1.                 W7   Test  Management   5/10/17  13:45             Effective  Test  Estimation     Presented  by:         Shyam  Sunder     Sidra  Medical  and  Research  Center     Brought  to  you  by:                 350  Corporate  Way,  Suite  400,  Orange  Park,  FL  32073     888-­‐-­‐-­‐268-­‐-­‐-­‐8770  ·∙·∙  904-­‐-­‐-­‐278-­‐-­‐-­‐0524  -­‐  info@techwell.com  -­‐  http://www.starwest.techwell.com/            
  • 2.   Shyam  Sunder     A  PMP®  Certified  Project  Manager  with  19  years  of  IT  experience,  Shyam  Sunder  is   currently  working  at  Sidra  Medical  &  Research  Center  (Qatar)  and  has  worked  in   various  reputed  organizations  like  Dell,  United  Health  Group,  HCL  etc.  previously.   Shyam's  strengths  are  in  the  areas  of  Project  Management,  Software  Quality,  and   Client  relationship  management.  He  has  been  actively  involved  in  IV&V  along  with   his  IT  delivery  projects.  With  his  consistent  track  record  of  successful  product   introduction  and  implementation,  Shyam  is  productive  both  as  an  individual   contributor  and  project  manager.  He  regularly  contributes  papers,  presentations,   and  workshops  to  IT  forums.  Contact  Shyam  on  LinkedIn  and  at   shyamconf@gmail.com.    
  • 3. Test Estimation SHYAM SUNDER - PMP, CSM, 6σGB Sidra Medical & Research Center shyamconf@gmail.com
  • 4. Agenda v  Software Test Estimation v  How do we do Estimations ? v  Types of Test Estimations v  Software Test Estimation - Overview v  Issues while Estimating v  Software Test Estimation - Techniques v  Conclusion
  • 5. Software Test Estimation v  Estimation is a prediction based on probabilistic assignments v  Software estimation is a continuous process, which should be followed and used through out the project life cycle v  Effective software estimation helps track and control cost/effort overruns v  Estimations covers following broad areas Ø Estimate size Ø Estimate cost & effort Ø Determine the schedule Ø Assess risks
  • 6. How Can We do Test Estimations? Test Estimates Test Estimation Model Test team Product Exp. Test Capability … Quality Test Specifications Test Size / Complexity … Test Platform Test Environment Test Tools …
  • 7. Types of Test Estimation Manual Test Execution Effort Estimation The specifications of a given test suite 23.5 man-hours Estimated test execution effort Tools, Experience, ... Test Automation Effort Estimation The specifications of a given test suite APIs, Experience, ... 23.5 man-hours Estimated test automation effort Test Coverage x Execution Effort Analysis The specifications of a given test suite Maximum Effort (optional) Quality Criteria Tests sorted to maximize coverage with minimal effort … Tests to not execute Cost-benefit Analysis to Prioritize Tests for Automation The specifications of a given test suite APIs, Experience, ... Tools, Experience, ... Tests to execute manually Frequency of execution Tests to automate …
  • 8. Software Test Estimation - Overview Fine tune the estimation process Re-Estimate Estimate Test Size Estimate Cost & Effort Determine Schedule Track & Compare Actual / Estimated Budget Baseline Data Release Roadmap Type of testing Application size INPUTS
  • 9. Why Good Estimation is Needed and Why it Fails? v  Why good estimates are important? Ø  Testing is often blamed for late delivery Ø  Testing time is ”squeezed” Ø  It promotes early risk assessment v  Reasons for poor estimates? Ø  Incomplete/ambiguous requirements Ø  New technology Ø  Skills (Testers & developers) Ø  Project delays Ø  Poor environments
  • 10. Issues While Estimating v Major Issues Ø  Estimation method / Process Ø  Environment & Tools Ø  Testing to be performed Ø  Complexity of the application under tests v Minor Issues Ø  Test Resource Ø  Other factors
  • 11. Issues While Estimating - Process v Requirement Stability v Change Requests v Finalize types of testing v Follow the test process v Non-availability of test cases and test data v Timely reviews of the test cases and other artifacts v Coordination with various teams/modules/interfaces v Scope changes
  • 12. Issues While Estimating – Environment & Tools v Separate Environment v Environment not similar to the deployment environment. v Downtime of the environment available during testing v Availability of test management tools v Availability of test automation tools
  • 13. Issues While Estimating – Environment & Tools v Separate Environment v Environment not similar to the deployment environment. v Downtime of the environment available during testing v Availability of test management tools v Availability of test automation tools
  • 14. Issues While Estimating – Testing Resources v Management commitment towards completion and following the test life cycle v Common and realistic expectation toward the testing goal from all the stakeholder in project v Availability of key resources v Application knowledge among the test team v Connect / Attitude between the development and testing team v Correct resolution on the defect fixes v Clear Communication
  • 15. Issues While Estimating – Others factors v Complexity of the application under tests v Incorrect assumptions during estimation v Ownership of testing, Independent Development Vendor Customer v Timeline assigned for testing v Development timeline and release of code for testing v Availability of correct test data during test execution v Geographical location of testing team involved v Not doing periodic re-estimation
  • 16. Software Test Estimation - Techniques v Simple Medium Complex (SMC) Method v Top Down v Bottom Up v Test Point Analysis (TPA)
  • 17. Software Test Estimation – SMC Method This model will consider the test functions / test conditions and their complexities (Simple, Medium, Complex) as the basis for estimation and the effort involved for the following test activities can be estimated using this model. Following test activities could be covered •  Test Initiation •  Test Planning & Design •  Test Execution •  Test Closure activities
  • 18. SMC Method( Contd.. ) Test Initiation : Effort estimate for the following activities can be done using SMC model under Initiation Phase : v Knowledge Transfer , Application Familiarity, Requirements Analysis. Test Planning and Design: Effort estimate for the following activities can be done using SMC model under Test Planning & Design Phase: v Test Plan ; Preparation of Scenarios, Test Cases, Test Data. v Preparation of Execution Plan v Test Ware Re-work & Reviews & Prepare and Review of Zero-day checklist Test Execution : Effort estimate for the following activities can be done using SMC model under Test Execution Phase : v Creation of test bed & Test Execution ;Review of Defects & Update the Defect/Execution report Test Closure : Effort estimate for the following activities can be done using SMC model under test closure Phase: v Closure Metrics Preparation ,Closure meeting v Archive project data (Project Closure Activities)
  • 19. Software Test Estimation – Top Down Method v  The Overall effort estimate for the project is determined first in FP or Line of code method. v  The effort for various activities are determined. v  The method is more applicable to Ø  Early cost estimate (High level estimate) Ø  When only global properties are known v  The estimation procedure is as follows: Ø  Get the total size in FP Ø  Define the lower level project test component. Ø  Based on experience and productivity data from previous projects, obtain the effort estimate §  Overall effort estimate = productivity *size
  • 20. Software Test Estimation – Bottom Up Method v It is also known as “divide and conquer” technique v It is hierarchical decomposition of the test effort into stages, activities and tasks. Ø Planning Ø Test environment & configuration Ø Test case creation Ø Test execution v Again decompose the above activity in smaller packages which can be estimated in short period of time. v Estimate the total effort by understanding the duration and effort of each activity.
  • 21. Dynamic Test Points Static Test Points Environment Factor Total Test Points Productivity Factor Primary Test Hours Total Test Hours Control Factor 1 2 4 3 5 Software Test Estimation –Test Point Analysis
  • 22. Test Point Analysis(TPA) – Contd.. Test Point Analysis can be used to objectively prepare an estimate for black box testing (excluding performance testing). Test Case Point Analysis methodology is based on Test Case Points. Test Case Point is a Verification Point used to verify that the value on AUT matches with the expected value. This O/p value can be I/p data for other verification points. v Test Points analysis is a method of estimation, which helps independent testing projects estimate effort required for different phases of testing. v TPA is concerned only with the measurable quality characteristics which fall within the scope of acceptance testing and/or system testing. v TPA is in principle analyst-independent. In other words, if two different people performed a TPA of the same information system, they should obtain the same result. v TPA depends on the availability of a function point count v For TPA purposes, the test team's matter knowledge is not treated as a variable which affects the amount of work involved in the tests v More Suitable for projects which have more planned releases and not adhoc
  • 23. Test Point Analysis(TPA) – Contd.. v  Experience with the TPA technique suggests that the following percentages are generally appropriate: Test Phase % Test Scripting Preparation  (includes Functional Understanding) 10 Specification  (includes Test Conditions, Test Data identification, Test Script preparation) 40 Test Execution Test Script Execution and Defect Management  (includes Smoke, System, Integration, End to End and Regression Test) 45 Completion (includes UAT) 5
  • 24. The estimation technique guidelines explained in the earlier sections can be enhanced to cover the various environmental factors. Pilot these guidelines for couple of projects in your organization and compare the estimated effort and actual effort. As we get proficient with its implementation we will find that Estimated and Actual efforts are getting closer which will result in better execution of the testing projects. Conclusion
  • 25. Please feel free to contact me at eMail : shyamconf@gmail.com Twitter : shyam_sunder_30 Linkedin : sundershyam30