EPSRC Policy Compliance: What researchers need to know
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EPSRC has established a policy framework for managing publicly-funded research data, requiring researchers to comply with nine expectations centered on data accessibility, security, and management. Key expectations include secure storage of data for at least 10 years, creating an online record within 12 months, and including access descriptions in published research. Compliance monitoring will begin on May 1, 2015, and sanctions may be imposed for non-compliance.
EPSRC Policy Compliance: What researchers need to know
- 1. EPSRC Policy Compliance: What researchers need to know Stuart Macdonald RDM Service Coordinator stuart.macdonald@ed.ac.uk
- 2. • EPSRC have introduced a policy framework concerning the management and provision of access to publicly-funded research data. • EPSRC Principal Investigators and the University must demonstrate to EPSRC that their expectations are being met. The 9 expectations are detailed at: http://www.epsrc.ac.uk/about/standards/researchdata/ • EPSRC will begin to monitor compliance from 1st May 2015 on a case-by-case basis. If it judges sharing of research data is being obstructed then it reserves the right to impose sanctions.
- 3. EPSRC Policy Framework on Research Data
- 4. The expectations arise from 7 core principles which align with the core RCUK principles on data sharing, namely: • EPSRC-funded research data is a public good produced in the public interest and should be made freely and openly available with as few restrictions as possible in a timely and responsible manner. • EPSRC recognises that there are legal, ethical and commercial constraints on release of research data • Sharing research data is an important contributor to the impact of publicly funded research.
- 5. • EPSRC-funded researchers should be entitled to a limited period of privileged access to the data they collect to allow them to work on and publish their results. • Data management policies and plans should be in accordance with relevant standards and community best practice and should exist for all data • Sufficient metadata should be recorded and made openly available to enable other researchers to understand the potential for further research and re-use of the data • It is appropriate to use public funds to support the preservation and management of publicly-funded research data.
- 6. What do PIs and researchers need to know? • All researchers or research students funded by EPSRC will be required to comply with these expectations. • Data that is not generated in digital format will be stored in a manner to facilitate it being shared in the event of a valid request for access. • A link to digital research data is expected to be included in the metadata. • Where access to data is restricted published metadata should give the reason and summarise the conditions which must be satisfied for access to be granted.
- 7. • Key expectation 1: The data should be securely stored for at least 10 years • Key expectation 2: An online record should be created within 12 months of the data being generated that describes the research data and how to access it. • Key expectation 3: Published research papers should include a short statement describing how and on what terms any supporting research data may be accessed. What do PIs and researchers need to do?
- 8. • Research data that underpins a publication must be stored safely and securely, and made accessible. • Data may already be being managed by a trusted domain archive or facility outside of the university, in which case data may not need to be stored locally. • If not then data must be stored in a suitable University of Edinburgh storage solution. Minimal compliance is achieved by having your data on DataStore and then making a secure copy of it into the Data Vault (this service is currently in development). • For those who wish to openly publish data , Edinburgh DataShare is the university’s open online digital repository of data produced by University of Edinburgh researchers (policies, DOI, licence, citation). • Datasets added to DataShare will be allocated persistent identifiers (DOIs) for citations. Key expectation 1: store data securely
- 9. • The University is using PURE to record descriptive data (metadata) about the research data in order to meet this expectation. Research staff are therefore expected to add a metadata record for any EPSRC-funded research data into PURE, normally within 12 months of the data being generated. • To enter a new dataset description in PURE, click on the green ‘Add new’ button, and select ‘Dataset’. • Once added to PURE via the dataset content type, the resulting record should link to the funding source and also link to any associated publications. Key expectation 2: a record describing the data must be freely available online
- 10. Data Catalogue in PURE
- 11. • If the dataset is available online, for example in DataShare, the URL of that dataset should also be added. • Where access to the data is to be restricted, the published dataset metadata in PURE should give the reason and summarise the conditions which must be satisfied to grant access. • Dataset metadata added to PURE will ultimately be publicly accessible via the Edinburgh Research Explorer subject to confidentiality and other such restrictions.
- 12. • EPSRC state that the expectation could be satisfied by citing such data in the published research including direct links to the data or to supporting documentation that describes the data in detail, how it may be accessed and any constraints that may apply. Such links should be persistent URLs such as DOIs. • An example of a basic data citation would be of the form: ‘Creator (Publication Year): Title. Publisher. DOI’ Further details can be found at: https://www.datacite.org/services/cite-your-data.html • If commercial, legal or ethical reasons exist to protect access to the data these should be noted in a statement included in the published research paper. A simple direction to interested parties to ‘contact the author for access’ may not be considered sufficient. • The paper must also be made Open Access in PURE. Key expectation 3: include a statement in published papers under-pinned by EPSRC-funded data
- 13. http://datashare.is.ed.ac.uk/ www.ed.ac.uk/is/data-management http://datablog.is.ed.ac.uk/http://datalib.edina.ac.uk/mantra/ DataStore https://dmponline.dcc.ac.uk/ Data Catalogue in PURE http://edin.ac/1OF8Auq Data Vault http://edin.ac/1GdvTKk
- 14. Support The implementation of the EPSRC Policy at Edinburgh is being supported by the University’s Research Data Management (RDM) Programme delivered by Information Services For help about meeting this policy requirement contact: • Email: IS.Helpline@ed.ac.uk with “Help with EPSRC data policy framework” in your subject line. • Email: PURE@ed.ac.uk if you have questions about PURE. For help about research data management in general contact: • Email: IS.Helpline@ed.ac.uk with “Help with Research Data Management in general” in your subject line. • Email: IS.Helpline@ed.ac.uk if you would like to arrange an RDM training or awareness raising session.
- 15. Thanks! Links • EPSRC Policy Framework on Research Data: http://www.epsrc.ac.uk/about/standards/researchdata/impact/ • DataStore: https://www.wiki.ed.ac.uk/x/Np9FD • Edinburgh DataShare: http://datashare.is.ed.ac.uk/ • Data Catalogue in PURE: http://www.pure.ed.ac.uk