Roles &
Suggestions
for
effectiveness
Ethical
Committees
ETHICAL COMMITTEE
– The ethical committee is a standing
committee of the broad of trustees. It
promotes the ethical practices of
psychology and is responsible for the code
of ethics and conduct and other ethical
guidance within the organisation.
– The committee may issue internal and
external reports on the extent to which the
company is living up to its ethical
standards and oversees the organizations
reporting on corporate responsibility
generally.
Responsibilities of an
ethical committee
– To establish and monitor help lines.
– To oversee subsequent actions following
breaches of the ethical policy.
– Developing and reviewing the
effectiveness of and updating ethics and
related polices.
– The liaison with stakeholders over ethical
issues.
To ensure the protection of rights, safety
and well-being of participants involved in
an organization.
To ensure that there is effective
communication reinforcing ethical values
and good practices in the business and
censuring unacceptable practices.
– To ensure that there is effective training in
the code of ethics of all levels.
– Setting up monitoring, reporting and
accountability processes.
Responsibilities of
committee members
 Acting with integrity and avoiding or
declaring personal conflicts of interest.
 As committee members, they will make
decisions as a collective group and hold
joint responsibility for decisions and
actions taken by the committee, even in
their absence.
 They are responsible for ensuring that all
decisions are taken in the best interests of
the organisation and that their role is
carried out effectively.
 Individual members should demonstrate
selflessness, integrity, objectivity,
accountability, openness, honesty and
leadership.
Role of Ethical
Committee
– To define Formal codes of conduct
– Developing ethical policy for
the organization and also investigating ethical
infractions by employees
– Establish Ethics communication system that
would include the facility for employees to
post queries, get advice, or report any
wrongdoing.
–
– Develop and organise ethics
training program meant to make workers
conscious of ethical issues that
are likely to arise in place of work;
and how to deal with them effectively.
– Establish and a disciplinary system that
would ensure prompt, decisive and impartial
dealings with violations.
– Setup an ethics office with officer(s) to
oversee the process
and facilitate the communication of
the policy to employees
How to form an Ethical
committee?
– NEEDS ASSESSMENTS Before initiating an
OEC, those responsible should conduct a needs
assessment to provide a necessary' foundation for
the committee's work. Such a review will not
only surface areas needing education and policy
analysis but also provide colleagues with an
opportunity to voice ethical concerns
– CHOOSING THE MEMBERS Each
organization sets its own bylaws for ethics
committees, often citing the types of
persons who should be invited to
participate, remembering always that
membership is voluntary and not
remunerated.
– The persons choosen must be:
– • Knowledgeable
– . • Able and willing to do the preparatory
work necessary for such deliberations
(including professional reading,
workshops, programs, or courses).
– • Capable of ethical discourse
–• Sufficiently oriented to.
• Recognized for their
honesty and integrity
Who chairs the
committee?
– The leader of such a group should be a
woman or man of recognized strength,
integrity, and moral leadership.
Supporting the committee
– The kinds of support needed tend to be
quite practical and measurable. They
include (but are not restricted to):
– • Administrative assistance for scheduling
meetings, taking minutes, calling ad hoc
consults, managing calendar, and
numerous other services
• Sufficient funds to ensure adequate
education for committee chair and
members. This includes books,
subscriptions to ethics journals, and tuition
to workshops. While these tuitions are
costly, many committees rotate attendance,
the participants promising to share their
learning with the entire OEC
. • Cooperation from, and the active
involvement of, individuals who manage
key departments in the organization..
• Use of the system's or facility's public
relations and educational mechanisms to
inform colleagues about the committee's
existence, role, and function. This includes
simple and clear information about how to
access the committee for a consultation
• The participation of all who commit to
involvement on the committee. While
membership in an OEC may look quite good
on a professional resume, it does not serve
the organization if members do not do their
homework or fail to attend meetings.
Finally
get started…
Ethics Officer
– The ethics officer serves as the
organization's internal control point for
ethics and improprieties, allegations,
complaints, and conflicts of interest and
provides corporate leadership and advice
on corporate governance issues.
Essential Functions of
ethics officer
– Develops and disseminates corporate ethics
statements, policies and supporting
forms/acknowledgements.
– Provides an internal review of other corporate
policies to ensure corporate consistency and
integration with the corporation's ethics
philosophies. Integrates the corporate ethics
message throughout the corporate culture
– Oversees the development and
implementation of corporate ethics and
conflict-of-interest training and conducts
ethical decision-making training for senior
management on ethics issues and avoiding
conflicts of interest.
– Promptly conducts investigations pursuant
to complaints and allegations of ethical
wrongdoing or conflicts of interest.
Prepares written investigative reports as
necessary.
Ethics Communication
System
– Ethics communication systems play a crucial
role in making an ethics program successful.
– Ethics communication systems should allow employees to
make enquiries, get advice if needed, or
report wrongdoing.
The objective of the ethics
communication system
 The company’s values and standards of
ethical business conduct to employees.
 Provide information to employees
on the company policies and procedures
regarding ethical business conduct.
–
 Put in place processes to help employees
obtain guidance and to resolve questions
regarding compliance with the firm’s
conduct and values; and
 Establish means of enquiry such as
telephone hotlines, suggestion boxes
and email facilities for employees to
get in touch with and get advice
from competent authorities. It is also
ideal to have one of these facilities
available to allow anonymous contact,
where and when required.
Suggestions for
Effectiveness
– Make the proceedings of the committee
transparent and accountable.
– Encourage whistle blowers.
– Have the spirit of ethical behaviour
injected to whole of the organisation.
– Ensure participation in related activities
and training.
– Ensure top management support
Thank You
– Presented By
– Aswathy Krishnan A.S.
– Athira T.S.
– Biju B

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Ethical Committees- Roles and Suggestions for Effectiveness

  • 2. ETHICAL COMMITTEE – The ethical committee is a standing committee of the broad of trustees. It promotes the ethical practices of psychology and is responsible for the code of ethics and conduct and other ethical guidance within the organisation.
  • 3. – The committee may issue internal and external reports on the extent to which the company is living up to its ethical standards and oversees the organizations reporting on corporate responsibility generally.
  • 4. Responsibilities of an ethical committee – To establish and monitor help lines. – To oversee subsequent actions following breaches of the ethical policy. – Developing and reviewing the effectiveness of and updating ethics and related polices. – The liaison with stakeholders over ethical issues.
  • 5. To ensure the protection of rights, safety and well-being of participants involved in an organization. To ensure that there is effective communication reinforcing ethical values and good practices in the business and censuring unacceptable practices.
  • 6. – To ensure that there is effective training in the code of ethics of all levels. – Setting up monitoring, reporting and accountability processes.
  • 7. Responsibilities of committee members  Acting with integrity and avoiding or declaring personal conflicts of interest.  As committee members, they will make decisions as a collective group and hold joint responsibility for decisions and actions taken by the committee, even in their absence.
  • 8.  They are responsible for ensuring that all decisions are taken in the best interests of the organisation and that their role is carried out effectively.  Individual members should demonstrate selflessness, integrity, objectivity, accountability, openness, honesty and leadership.
  • 9. Role of Ethical Committee – To define Formal codes of conduct – Developing ethical policy for the organization and also investigating ethical infractions by employees – Establish Ethics communication system that would include the facility for employees to post queries, get advice, or report any wrongdoing. –
  • 10. – Develop and organise ethics training program meant to make workers conscious of ethical issues that are likely to arise in place of work; and how to deal with them effectively. – Establish and a disciplinary system that would ensure prompt, decisive and impartial dealings with violations.
  • 11. – Setup an ethics office with officer(s) to oversee the process and facilitate the communication of the policy to employees
  • 12. How to form an Ethical committee? – NEEDS ASSESSMENTS Before initiating an OEC, those responsible should conduct a needs assessment to provide a necessary' foundation for the committee's work. Such a review will not only surface areas needing education and policy analysis but also provide colleagues with an opportunity to voice ethical concerns
  • 13. – CHOOSING THE MEMBERS Each organization sets its own bylaws for ethics committees, often citing the types of persons who should be invited to participate, remembering always that membership is voluntary and not remunerated.
  • 14. – The persons choosen must be: – • Knowledgeable – . • Able and willing to do the preparatory work necessary for such deliberations (including professional reading, workshops, programs, or courses). – • Capable of ethical discourse
  • 15. –• Sufficiently oriented to. • Recognized for their honesty and integrity
  • 16. Who chairs the committee? – The leader of such a group should be a woman or man of recognized strength, integrity, and moral leadership.
  • 17. Supporting the committee – The kinds of support needed tend to be quite practical and measurable. They include (but are not restricted to): – • Administrative assistance for scheduling meetings, taking minutes, calling ad hoc consults, managing calendar, and numerous other services
  • 18. • Sufficient funds to ensure adequate education for committee chair and members. This includes books, subscriptions to ethics journals, and tuition to workshops. While these tuitions are costly, many committees rotate attendance, the participants promising to share their learning with the entire OEC
  • 19. . • Cooperation from, and the active involvement of, individuals who manage key departments in the organization..
  • 20. • Use of the system's or facility's public relations and educational mechanisms to inform colleagues about the committee's existence, role, and function. This includes simple and clear information about how to access the committee for a consultation
  • 21. • The participation of all who commit to involvement on the committee. While membership in an OEC may look quite good on a professional resume, it does not serve the organization if members do not do their homework or fail to attend meetings.
  • 23. Ethics Officer – The ethics officer serves as the organization's internal control point for ethics and improprieties, allegations, complaints, and conflicts of interest and provides corporate leadership and advice on corporate governance issues.
  • 24. Essential Functions of ethics officer – Develops and disseminates corporate ethics statements, policies and supporting forms/acknowledgements. – Provides an internal review of other corporate policies to ensure corporate consistency and integration with the corporation's ethics philosophies. Integrates the corporate ethics message throughout the corporate culture
  • 25. – Oversees the development and implementation of corporate ethics and conflict-of-interest training and conducts ethical decision-making training for senior management on ethics issues and avoiding conflicts of interest.
  • 26. – Promptly conducts investigations pursuant to complaints and allegations of ethical wrongdoing or conflicts of interest. Prepares written investigative reports as necessary.
  • 27. Ethics Communication System – Ethics communication systems play a crucial role in making an ethics program successful. – Ethics communication systems should allow employees to make enquiries, get advice if needed, or report wrongdoing.
  • 28. The objective of the ethics communication system  The company’s values and standards of ethical business conduct to employees.  Provide information to employees on the company policies and procedures regarding ethical business conduct. –
  • 29.  Put in place processes to help employees obtain guidance and to resolve questions regarding compliance with the firm’s conduct and values; and
  • 30.  Establish means of enquiry such as telephone hotlines, suggestion boxes and email facilities for employees to get in touch with and get advice from competent authorities. It is also ideal to have one of these facilities available to allow anonymous contact, where and when required.
  • 31. Suggestions for Effectiveness – Make the proceedings of the committee transparent and accountable. – Encourage whistle blowers. – Have the spirit of ethical behaviour injected to whole of the organisation. – Ensure participation in related activities and training. – Ensure top management support
  • 32. Thank You – Presented By – Aswathy Krishnan A.S. – Athira T.S. – Biju B