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Introduction to Multivariate Research &
Factorial Designs
• Definition and focus of multivariate research
• Definition and advantage of factorial research designs
• 5 terms necessary to understand factorial designs
• 5 patterns of factorial results for a 2x2 factorial designs
• Descriptive & misleading main effects
Definitions and Advantages of Multivariate Research Designs
Definition - a multivariate research design includes 2 or more “IVs”
Why multivariate research designs?  Multicausality
Multicausality is the idea that behavior has multiple causes, and
so, can be better studied using multivariate research designs !!!
(Up until now, we’ve focused on unicausality – looking at single
causes of outcome variables)
There are two fundamental questions about multicausality that
are asked in multivariate research…
1. Interactions
• does the effect of an IV upon the DV depend upon the
value of a 2nd IV?
• Studied using Factorial Designs
2. Unique contributions
• Is the relationship between an IV and the DV independent
other IVs?
• Studied using Multiple Regression
Introduction to factorial designs
Factorial designs have 2 (or more) Independent Variables
An Example…
Forty clients at a local clinic volunteered to participate in a research
project designed to examine the individual and combined effects of
the client’s Initial Diagnosis (either general anxiety or social anxiety)
and the Type of Therapy they receive (either group or individual).
Twenty of the participants had been diagnosed with general anxiety
and 20 had been diagnosed as having social anxiety. One-half of
the clients with each diagnosis were assigned to receive group
therapy and one-half received individual therapy. All clients
underwent 6 months of the prescribed treatment, and then
completed a battery of assessments which were combined into a
DV score of “wellness from anxiety”, for which larger scores indicate
better outcome.
Here is a depiction of this design.
Type of Therapy
Initial Diagnosis Group Individual
General clients diagnosed w/ clients diagnosed w/
Anxiety general anxiety who general anxiety who
received group therapy received individual therapy
Social clients diagnosed w/ clients diagnosed w/
Anxiety social anxiety who social anxiety who
received group therapy received individual therapy
Participants in each “cell” of this design have a unique
combination of IV conditions.
Showing this design is a 2x2 Factorial
What’s involved in a 2x2 factorial design ?
There are 3 variables examined …
1-- the DV (dependent, outcome, response, measured, etc. variable)
2 -- one IV (independent, treatment, manipulated, grouping, etc. variable)
3 – second IV (independent, treatment, manipulated, grouping, etc. variable)
There are 3 effects examined …
1 -- the interaction of the two IVs -- how they jointly relate to DV
2 -- the main effect of the one IV -- how it relates to the DV
independently of the interaction and the other main effect
3 -- the main effect of the other IV -- how it relates to the DV
independently of the interaction and the other main effect
For the example…
1 -- the “interaction” of Initial Diagnosis & Type of Therapy
2 -- the “main effect” of Initial Diagnosis
3 -- the “main effect” of Type of Therapy
The difficult part of learning about factorial designs is the large set
of new terms that must be acquired. Here’s a summary;;
cell means -- the mean DV score of all the folks with a particular
combination of IV treatments
marginal means -- the mean DV score of all the folks in a
particular condition of the specified IV
(aggregated across conditions of the other IV)
Main effects involve the comparison of marginal means.
Simple effects involve the comparison of cell means.
Interactions involve the comparison of simple effects.
Identifying Cell Means and Marginal Means
Type of Therapy
Initial Diagnosis Group Individual
General
Anxiety 50 50 50
Social 90 10 50
Anxiety
70 30
Cell means  mean DV of subjects in a design cell
Marginal means  average mean DV of all subjects in
one condition of an IV
Identifying Main Effects -- difference between the marginal means
of that IV (ignoring the other IV)
Type of Therapy
Initial Diagnosis Group Individual
General
Anxiety 50 50 50
Social
Anxiety 90 10 50
70 30
Main effect of Initial Diagnosis
Main effect of Type of Therapy
Identifying Simple Effects -- cell means differences between
conditions of one IV for a specific level of the other IV
Type of Therapy
Initial Diagnosis Group Individual
General
Anxiety 50 50 1
Social
Anxiety 90 10 2
a b
Simple effects of Initial Diagnosis for each Type of Therapy
a Simple effect of Initial Diagnosis for group therapy
b Simple effect of Initial Diagnosis for individual therapy
Identifying Simple Effects -- cell means differences between
conditions of one IV for a specific level of the other IV
Type of Therapy
Initial Diagnosis Group Individual
General
Anxiety 50 50 1
Social
Anxiety 90 10 2
a b
Simple effects of Type of Therapy for each Initial Diagnosis
1 Simple effect of Type of Therapy for general anxiety patients
2 Simple effect of Type of Therapy for social anxiety patients
Identifying and Describing Interactions
Patterns of data that include interactions can be identified and
described using the “it depends” approach. This approach is
referred to different ways, here are three commonly used
expressions”
• the simple effect of one IV is different at different
levels of the other IV
• “different differences”
• “different simple effects”
Here are the three basic patterns of interactions
#1 Task Presentation
Paper Computer
Task Difficulty
Easy 90 = 90 one simple effect “null”
Hard 40 < 70 one simple effect
There is an interaction of Task Presentation and Task Difficulty as
they relate to performance. Easy tasks are performed equally
well using paper and using the computer (90 vs. 90), however,
hard tasks are performed better using the computer than using
paper (70 vs. 40).
#2
Task Presentation
Paper Computer
Task Difficulty
Easy 90 > 70 simple effects are
Hard 40 < 60 opposite directions
There is an interaction of Task Presentation and Task Difficulty as
they relate to performance. Easy tasks are performed better
using paper than using computer (90 vs. 70), whereas hard tasks
are performed better using the computer than using paper (60 vs.
40).
#3
Task Presentation
Paper Computer
Task Difficulty
Easy 80 < 90 simple effects in the same
direction,
Hard 40 < 70 but of different sizes
There is an interaction of Task Presentation and Task Difficulty as
they relate to performance. Performance was better using the
computer than using paper, however this effect was larger for hard
tasks (70 vs. 40) than for easy tasks (90 vs. 80).
Here are the two basic patterns of NON-interactions
#1 Task Presentation
Paper Computer
Task Difficulty
Easy 30 < 50 both simple effects are in the
same direction and are
Hard 50 < 70 the same size
There is no interaction of Task Presentation and Task Difficulty as
they relate to performance. Performance is better for computer
than for paper presentations (for both Easy and Hard tasks).
#2 Task Presentation
Paper Computer
Task Difficulty
Easy 50 = 50 both simple effects
Hard 70 = 70 are nulls
There is no interaction of Task Presentation and Task Difficulty as
they relate to performance. Performance is the same for
computer and paper presentations (for both Easy and Hard tasks).
So, there are 5 basic patterns of results from a 2x2 Factorial
Three patterns that have an interaction:
1. = vs. < one null simple effect and one simple effect
2. < vs. > simple effects in opposite directions
3. < vs. < simple effects in same direction, but different sizes
Two patterns that have no interaction:
4. < vs. < simple effects of the same size in the same direction
5. = vs. = both null simple effects
Interpreting main effects … When there is an interaction, the
pattern of the interaction may influence the interpretability
(generality) of the description of the marginal means.
Task Presentation
Paper Computer
Task Difficulty There is a main effect for
Easy 80 < 90 Task Presentation, overall
performance was better
using computer presenta-
Hard 40 < 70 tion than using paper
presentation.
60 < 80
Notice: that the pattern of the main effect is consistent with both
the simple effect of Task Presentation for easy tasks and the
simple effect of Task Presentation for hard tasks.
Another example …
Task Presentation
Paper Computer
Task Difficulty
Easy 90 = 90
Hard 40 < 70
65 < 80
There is a main effect for Task Presentation, overall performance
was better using computer presentation than using paper
presentation. However, this pattern is descriptive for hard tasks,
but not for easy tasks, for which there was no simple effect of Task
Presentation.
Yet another example …
Task Presentation
Paper Computer
Task Difficulty
Easy 80 > 60
Hard 20 < 70
50 < 65
There is a main effect for Task Presentation, overall performance
was better using computer presentation than using paper
presentation. However, this pattern is descriptive for hard tasks,
but not for easy tasks, for which performance was better using
paper presentations than using computer presentation.
“Null” main effects can also be misleading….
Task Presentation
Paper Computer
Task Difficulty
Easy 90 > 70
Hard 40 < 60
65 = 65
There is no main effect for Task Presentation, overall performance
was equivalent using computer presentation and using paper
presentation. However, this pattern is descriptive for neither hard
tasks, for which computer presentations worked better than paper,
nor for easy tasks, for which performance was better using paper
presentations than using computer presentation.
1. = vs. < one null simple effect
and one simple effect
2. < vs. > simple effects in
opposite directions
3. < vs. < simple effects in same
direction, but different
sizes
4. < vs. < simple effects of the
same size in the same
direction
5. = vs. = both null simple effects
Remember the 5 basic patterns of results from a 2x2 Factorial ?
Interaction
-- simple
effects of
different size
and/or
direction
Misleading
main effects
Descriptive
main effects
No
Interaction
-- simple
effects are null
or same size
Factorial designs have been the fundamental design throughout
the history of Psychology, because of the importance and
completeness of “it depends” explanations of behavior.
However, factorial designs are also among the more complex
research designs we will work with this semester.
The “secret” to learning these designs is to learn the language !!!
cell mean marginal mean
main effect simple (main) effect interaction
Once you’ve mastered the terminology, the rest of it is things you
are used to --- comparing means, F-values, p-values and all that.
However there are several of each, and everything has its own
“special” name, so again, knowing the language is key.
# Practices
0 20
Prior Task
Experience
“none”
“lots”
30”
DV = putting error distance (inches)
12”
16” 4”
What sort of mean?
What population is represented?
21”
10”
23” 8”
What sort of mean?
What population is represented?
What effect involves these means?
What effect involves these means?
Cell mean
Folks with no experience who
received no practice
Marginal mean
Folks with lots of practice
SE of Practice for those with
lots of experience
Main effect of # practices

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fact_intro.ppt

  • 1. Introduction to Multivariate Research & Factorial Designs • Definition and focus of multivariate research • Definition and advantage of factorial research designs • 5 terms necessary to understand factorial designs • 5 patterns of factorial results for a 2x2 factorial designs • Descriptive & misleading main effects
  • 2. Definitions and Advantages of Multivariate Research Designs Definition - a multivariate research design includes 2 or more “IVs” Why multivariate research designs?  Multicausality Multicausality is the idea that behavior has multiple causes, and so, can be better studied using multivariate research designs !!! (Up until now, we’ve focused on unicausality – looking at single causes of outcome variables) There are two fundamental questions about multicausality that are asked in multivariate research… 1. Interactions • does the effect of an IV upon the DV depend upon the value of a 2nd IV? • Studied using Factorial Designs 2. Unique contributions • Is the relationship between an IV and the DV independent other IVs? • Studied using Multiple Regression
  • 3. Introduction to factorial designs Factorial designs have 2 (or more) Independent Variables An Example… Forty clients at a local clinic volunteered to participate in a research project designed to examine the individual and combined effects of the client’s Initial Diagnosis (either general anxiety or social anxiety) and the Type of Therapy they receive (either group or individual). Twenty of the participants had been diagnosed with general anxiety and 20 had been diagnosed as having social anxiety. One-half of the clients with each diagnosis were assigned to receive group therapy and one-half received individual therapy. All clients underwent 6 months of the prescribed treatment, and then completed a battery of assessments which were combined into a DV score of “wellness from anxiety”, for which larger scores indicate better outcome. Here is a depiction of this design.
  • 4. Type of Therapy Initial Diagnosis Group Individual General clients diagnosed w/ clients diagnosed w/ Anxiety general anxiety who general anxiety who received group therapy received individual therapy Social clients diagnosed w/ clients diagnosed w/ Anxiety social anxiety who social anxiety who received group therapy received individual therapy Participants in each “cell” of this design have a unique combination of IV conditions. Showing this design is a 2x2 Factorial
  • 5. What’s involved in a 2x2 factorial design ? There are 3 variables examined … 1-- the DV (dependent, outcome, response, measured, etc. variable) 2 -- one IV (independent, treatment, manipulated, grouping, etc. variable) 3 – second IV (independent, treatment, manipulated, grouping, etc. variable) There are 3 effects examined … 1 -- the interaction of the two IVs -- how they jointly relate to DV 2 -- the main effect of the one IV -- how it relates to the DV independently of the interaction and the other main effect 3 -- the main effect of the other IV -- how it relates to the DV independently of the interaction and the other main effect For the example… 1 -- the “interaction” of Initial Diagnosis & Type of Therapy 2 -- the “main effect” of Initial Diagnosis 3 -- the “main effect” of Type of Therapy
  • 6. The difficult part of learning about factorial designs is the large set of new terms that must be acquired. Here’s a summary;; cell means -- the mean DV score of all the folks with a particular combination of IV treatments marginal means -- the mean DV score of all the folks in a particular condition of the specified IV (aggregated across conditions of the other IV) Main effects involve the comparison of marginal means. Simple effects involve the comparison of cell means. Interactions involve the comparison of simple effects.
  • 7. Identifying Cell Means and Marginal Means Type of Therapy Initial Diagnosis Group Individual General Anxiety 50 50 50 Social 90 10 50 Anxiety 70 30 Cell means  mean DV of subjects in a design cell Marginal means  average mean DV of all subjects in one condition of an IV
  • 8. Identifying Main Effects -- difference between the marginal means of that IV (ignoring the other IV) Type of Therapy Initial Diagnosis Group Individual General Anxiety 50 50 50 Social Anxiety 90 10 50 70 30 Main effect of Initial Diagnosis Main effect of Type of Therapy
  • 9. Identifying Simple Effects -- cell means differences between conditions of one IV for a specific level of the other IV Type of Therapy Initial Diagnosis Group Individual General Anxiety 50 50 1 Social Anxiety 90 10 2 a b Simple effects of Initial Diagnosis for each Type of Therapy a Simple effect of Initial Diagnosis for group therapy b Simple effect of Initial Diagnosis for individual therapy
  • 10. Identifying Simple Effects -- cell means differences between conditions of one IV for a specific level of the other IV Type of Therapy Initial Diagnosis Group Individual General Anxiety 50 50 1 Social Anxiety 90 10 2 a b Simple effects of Type of Therapy for each Initial Diagnosis 1 Simple effect of Type of Therapy for general anxiety patients 2 Simple effect of Type of Therapy for social anxiety patients
  • 11. Identifying and Describing Interactions Patterns of data that include interactions can be identified and described using the “it depends” approach. This approach is referred to different ways, here are three commonly used expressions” • the simple effect of one IV is different at different levels of the other IV • “different differences” • “different simple effects”
  • 12. Here are the three basic patterns of interactions #1 Task Presentation Paper Computer Task Difficulty Easy 90 = 90 one simple effect “null” Hard 40 < 70 one simple effect There is an interaction of Task Presentation and Task Difficulty as they relate to performance. Easy tasks are performed equally well using paper and using the computer (90 vs. 90), however, hard tasks are performed better using the computer than using paper (70 vs. 40).
  • 13. #2 Task Presentation Paper Computer Task Difficulty Easy 90 > 70 simple effects are Hard 40 < 60 opposite directions There is an interaction of Task Presentation and Task Difficulty as they relate to performance. Easy tasks are performed better using paper than using computer (90 vs. 70), whereas hard tasks are performed better using the computer than using paper (60 vs. 40).
  • 14. #3 Task Presentation Paper Computer Task Difficulty Easy 80 < 90 simple effects in the same direction, Hard 40 < 70 but of different sizes There is an interaction of Task Presentation and Task Difficulty as they relate to performance. Performance was better using the computer than using paper, however this effect was larger for hard tasks (70 vs. 40) than for easy tasks (90 vs. 80).
  • 15. Here are the two basic patterns of NON-interactions #1 Task Presentation Paper Computer Task Difficulty Easy 30 < 50 both simple effects are in the same direction and are Hard 50 < 70 the same size There is no interaction of Task Presentation and Task Difficulty as they relate to performance. Performance is better for computer than for paper presentations (for both Easy and Hard tasks).
  • 16. #2 Task Presentation Paper Computer Task Difficulty Easy 50 = 50 both simple effects Hard 70 = 70 are nulls There is no interaction of Task Presentation and Task Difficulty as they relate to performance. Performance is the same for computer and paper presentations (for both Easy and Hard tasks).
  • 17. So, there are 5 basic patterns of results from a 2x2 Factorial Three patterns that have an interaction: 1. = vs. < one null simple effect and one simple effect 2. < vs. > simple effects in opposite directions 3. < vs. < simple effects in same direction, but different sizes Two patterns that have no interaction: 4. < vs. < simple effects of the same size in the same direction 5. = vs. = both null simple effects
  • 18. Interpreting main effects … When there is an interaction, the pattern of the interaction may influence the interpretability (generality) of the description of the marginal means. Task Presentation Paper Computer Task Difficulty There is a main effect for Easy 80 < 90 Task Presentation, overall performance was better using computer presenta- Hard 40 < 70 tion than using paper presentation. 60 < 80 Notice: that the pattern of the main effect is consistent with both the simple effect of Task Presentation for easy tasks and the simple effect of Task Presentation for hard tasks.
  • 19. Another example … Task Presentation Paper Computer Task Difficulty Easy 90 = 90 Hard 40 < 70 65 < 80 There is a main effect for Task Presentation, overall performance was better using computer presentation than using paper presentation. However, this pattern is descriptive for hard tasks, but not for easy tasks, for which there was no simple effect of Task Presentation.
  • 20. Yet another example … Task Presentation Paper Computer Task Difficulty Easy 80 > 60 Hard 20 < 70 50 < 65 There is a main effect for Task Presentation, overall performance was better using computer presentation than using paper presentation. However, this pattern is descriptive for hard tasks, but not for easy tasks, for which performance was better using paper presentations than using computer presentation.
  • 21. “Null” main effects can also be misleading…. Task Presentation Paper Computer Task Difficulty Easy 90 > 70 Hard 40 < 60 65 = 65 There is no main effect for Task Presentation, overall performance was equivalent using computer presentation and using paper presentation. However, this pattern is descriptive for neither hard tasks, for which computer presentations worked better than paper, nor for easy tasks, for which performance was better using paper presentations than using computer presentation.
  • 22. 1. = vs. < one null simple effect and one simple effect 2. < vs. > simple effects in opposite directions 3. < vs. < simple effects in same direction, but different sizes 4. < vs. < simple effects of the same size in the same direction 5. = vs. = both null simple effects Remember the 5 basic patterns of results from a 2x2 Factorial ? Interaction -- simple effects of different size and/or direction Misleading main effects Descriptive main effects No Interaction -- simple effects are null or same size
  • 23. Factorial designs have been the fundamental design throughout the history of Psychology, because of the importance and completeness of “it depends” explanations of behavior. However, factorial designs are also among the more complex research designs we will work with this semester. The “secret” to learning these designs is to learn the language !!! cell mean marginal mean main effect simple (main) effect interaction Once you’ve mastered the terminology, the rest of it is things you are used to --- comparing means, F-values, p-values and all that. However there are several of each, and everything has its own “special” name, so again, knowing the language is key.
  • 24. # Practices 0 20 Prior Task Experience “none” “lots” 30” DV = putting error distance (inches) 12” 16” 4” What sort of mean? What population is represented? 21” 10” 23” 8” What sort of mean? What population is represented? What effect involves these means? What effect involves these means? Cell mean Folks with no experience who received no practice Marginal mean Folks with lots of practice SE of Practice for those with lots of experience Main effect of # practices