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Dr. Krishna K . Trivedi
Assistant Professor
Department of Law
Janardan Rai Nagar
Rajasthan Vidyapeeth
(Deemed-To-Be-University)
Udaipur Rajasthan
Formulation of
Research Problem &
Ethical considerations
Before we start discussion on
Formulation of Research Problem
We have to consider one important
word which is Plagiarism
What is Plagiarism
FORMULATION of research problem and ethical issues
 UGC (University Grants Commission) Role: UGC
establishes regulations and guidelines to
promote academic integrity in higher education
institutions in India.
UGC’s Guidelines on Plagiarism (2018):Mandates
the use of plagiarism detection software.
Limits acceptable similarity index to a
maximum of 10% in research.
Strict penalties for plagiarism, including
debarment from academic programs.
UGC Norms on Plagiarism
 Level 1: Warning and Revision (10–40%)
If plagiarism is found in 10–40% of the submitted work, it is
considered minor. The researcher receives a warning and is required
to revise the work thoroughly to eliminate plagiarism. This level is
treated as a learning opportunity for the individual.
 Level 2: Cancellation and Disqualification (40–60%)
For plagiarism between 40–60%, the consequences are severe. The
research work is canceled, and the individual faces disqualification
from academic or research activities for a specified period. This aims
to deter deliberate malpractice and reinforce academic integrity.
 Level 3: Legal Actions and Expulsion (Above 60%)
If the similarity index exceeds 60%, it indicates blatant and intentional
plagiarism. Legal proceedings may be initiated, and the individual
could face permanent expulsion from the institution. This ensures
zero tolerance for unethical practices, upholding the credibility of
academic research.
Plagiarism Monitoring and Punitive
Measures
 Case 1: University of Delhi v. R.K. Verma, AIR 2016 Del 235
Facts: Professor R.K. Verma's research article was found to have substantial
plagiarized content.
Ruling: The Delhi High Court ruled in favor of the University, emphasizing the
importance of plagiarism-free academic content. Strict measures were imposed
to ensure ethical compliance in research and to maintain academic integrity.
Impact: This judgment strengthened the norms for university faculty, making
adherence to research ethics a top priority in academic institutions.
 Case 2: Dr
. R.K. Gupta v. Indian Medical Association, AIR 2015 SC 789
Facts: Dr. R.K. Gupta, a renowned medical practitioner, was found to have plagiarized
research content and presented it as his original work.
Ruling: The Supreme Court ordered the withdrawal of the publication and imposed a
monetary fine. The decision reinforced the importance of ethical research and the
accountability of professionals in maintaining originality.
Impact: This case set a precedent, emphasizing that plagiarism in professional and
academic circles is a serious offense with legal consequences.
 Case 3: Board of Secondary Education v. Ravi Kumar, AIR 2020 SC 1124
Facts: Ravi Kumar's dissertation contained extensive plagiarized material sourced
from previously published works.
Ruling: The Supreme Court upheld the Board’s decision to cancel his doctoral degree
and imposed a one-year ban on his enrollment in any university.
Impact: The case highlighted the enforcement of UGC norms and demonstrated how
institutions can effectively address academic dishonesty to uphold research
standards.
- Proper Citation: Always cite the original
author/source.
- Paraphrasing: Use your own words, and provide
citations.
- Use Plagiarism Checkers: Tools like Turnitin and
Grammarly.
- Understand Fair Use: Learn what constitutes
acceptable use of others’ work under copyright
law.
How to Avoid Plagiarism
FORMULATION of research problem and ethical issues
FORMULATION of research problem and ethical issues
FORMULATION of research problem and ethical issues
FORMULATION of research problem and ethical issues
FORMULATION of research problem and ethical issues
Research Process
Hypothesis
Define Research
Problem
Design Research
Problem
Collect Data
Analyses
of Data
Test
Of
Hypothesis
Report writing
Define Research
Problem
Process Starts by Hypothesis
Process Starts by Research Problem
Hypothesis
Design Research
Problem
Collect Data
Analyses
of Data
Analyses
of Data
Report writing
Title
The title should contain three elements:
 the particular aspect or system
studied
 the variable(s)
 Your contribution
 Methods
Grammatically creative is Myth !
Some titles:
Right to Life with Dignity also includes Right to
Die with Dignity: Time To Amend Article 21 of
Indian Constitution and Law of Euthenesia
?
Research Topic
Its not Research topic
It is Research Problem
One of the most important aspects of a
research is the Title. Sometimes success
depends on right selection because the
writing is so much more fun when you know
what you are writing about.
LET’S SEE THESE TIPS
1.PICK UP A SUBJECT THAT OF YOUR INTERESTS
2. SELECT SOMETHING YOU KNOW ABOUT
3.FIND AN INTERESTING WAY TO APPROACH A
RESEARCH
4. LOOK AROUND OF YOU
5.BRAINSTORM
6. USE A TOPIC ONCE AGAIN
HOW TO FORMULATE RESEARCH PROBLEM
Step1: Identifyareaofinterest.
Step 2: Investigate the nature of the problem.
Step 3: Define the Variable Relationships.
Step 4: Raise research questions
Step 5: Formulate and Assess your objectives
Hypothesis
1. Interest,
2. Experience and Expertise
3. Relevance,
4. Availability of data,
5. Ethical issues.
Step1: Identifyareaofinterest.
Step1: Identifyareaofinterest.
Area of Interest defiantly connect to your subject
But What is
my Interest ?
Sometime it is difficult to prefer a subject
Sometime it is not difficult to prefer a subject
Online
Business and
Real Market
Society and
development
Business and
technology
Business
Management
Tulsi Das
Medicine and
health
Education
and learning
Law and
Governance
Failure of
Product in
Market
Road safety
Step 2: Investigate the Nature of the Problem
.
I select Following Problem
Any of your
Problem
Analytical Critical
Interdisciplinary
Professional
Doctrinal
Technical
Non Doctrinal
Geographical
Commercial
Artistic
Comparative
Historical
Step 3: Define the Variable Relationships
.
Any of Problem
Data Changed
Method Change
Market Changed
Year Changed
Step 4: Raise research questions
Observe following questions:-
1 -What is the effect of problem over Political, Economic
or Social Sectors?
2- Why your subject is Important for current period ?
3- Why you select this area (Hypothesis)?
4- What will be result of your research?
5- How this problem will solve?
1. Your objectives grow out of your research questions.
2. The main difference between objectives and research
questions is the way in which they are written.
3. Research questions are obviously that—questions.
Step 5: Formulate and Assess your objectives
Assess your objectives in the light of:
1- work involved
2- time available to you
3- financial resources available
4- your technical expertise in the area
Contribution of your Problem
 Theoretical contributions.
 Empirical contributions.
 Methodological contributions.
 Practical contributions.
Example
Step 1
Start with your Hypothesis
Indian Economy is poor in comparison with
Japan ?
Step 2
Indian Economy is poor in comparison with Japan ?
Indian Economy is poor in Manufacturing Industries
in comparison with Japan
Step 3
Indian Economy is poor in comparison with Japan ?
Indian Economy is poor in Manufacturing Industries
in comparison with Japan.
Indian Economy is poor in Car Manufacturing
Industries in comparison with Japan.
Step 4
•Indian Economy is poor in comparison with
Japan ?
•Indian Economy is poor in Manufacturing
Industries in comparison with Japan.
•Indian Economy is poor in Car Manufacturing
Industries in comparison with Japan.
•Indian Economy is poor in Car Manufacturing
Industries in Comparison with Japan
Step 5
•Indian Economy is poor in comparison with
Japan ?
•Indian Economy is poor in Manufacturing
Industries in comparison with Japan.
•Indian Economy is poor in Car Manufacturing
Industries in comparison with Japan.
•Indian Economy is poor in Car Manufacturing
Industries in Comparison with Japan
• Indian Economy is poor in Car Manufacturing
Industries in Comparison with Japan in year 2010 to
2020
Step 6
Indian Economy is poor in Car Manufacturing
Industries in Comparison with Japan in year 2011 to
2020
“A study of Indian Car Manufacturing Industries
with Japan
(An Comparative Study of Economic growth
between year 2011 to 2020)
Thank you

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FORMULATION of research problem and ethical issues

  • 1. Dr. Krishna K . Trivedi Assistant Professor Department of Law Janardan Rai Nagar Rajasthan Vidyapeeth (Deemed-To-Be-University) Udaipur Rajasthan Formulation of Research Problem & Ethical considerations
  • 2. Before we start discussion on Formulation of Research Problem We have to consider one important word which is Plagiarism What is Plagiarism
  • 4.  UGC (University Grants Commission) Role: UGC establishes regulations and guidelines to promote academic integrity in higher education institutions in India. UGC’s Guidelines on Plagiarism (2018):Mandates the use of plagiarism detection software. Limits acceptable similarity index to a maximum of 10% in research. Strict penalties for plagiarism, including debarment from academic programs. UGC Norms on Plagiarism
  • 5.  Level 1: Warning and Revision (10–40%) If plagiarism is found in 10–40% of the submitted work, it is considered minor. The researcher receives a warning and is required to revise the work thoroughly to eliminate plagiarism. This level is treated as a learning opportunity for the individual.  Level 2: Cancellation and Disqualification (40–60%) For plagiarism between 40–60%, the consequences are severe. The research work is canceled, and the individual faces disqualification from academic or research activities for a specified period. This aims to deter deliberate malpractice and reinforce academic integrity.  Level 3: Legal Actions and Expulsion (Above 60%) If the similarity index exceeds 60%, it indicates blatant and intentional plagiarism. Legal proceedings may be initiated, and the individual could face permanent expulsion from the institution. This ensures zero tolerance for unethical practices, upholding the credibility of academic research. Plagiarism Monitoring and Punitive Measures
  • 6.  Case 1: University of Delhi v. R.K. Verma, AIR 2016 Del 235 Facts: Professor R.K. Verma's research article was found to have substantial plagiarized content. Ruling: The Delhi High Court ruled in favor of the University, emphasizing the importance of plagiarism-free academic content. Strict measures were imposed to ensure ethical compliance in research and to maintain academic integrity. Impact: This judgment strengthened the norms for university faculty, making adherence to research ethics a top priority in academic institutions.  Case 2: Dr . R.K. Gupta v. Indian Medical Association, AIR 2015 SC 789 Facts: Dr. R.K. Gupta, a renowned medical practitioner, was found to have plagiarized research content and presented it as his original work. Ruling: The Supreme Court ordered the withdrawal of the publication and imposed a monetary fine. The decision reinforced the importance of ethical research and the accountability of professionals in maintaining originality. Impact: This case set a precedent, emphasizing that plagiarism in professional and academic circles is a serious offense with legal consequences.  Case 3: Board of Secondary Education v. Ravi Kumar, AIR 2020 SC 1124 Facts: Ravi Kumar's dissertation contained extensive plagiarized material sourced from previously published works. Ruling: The Supreme Court upheld the Board’s decision to cancel his doctoral degree and imposed a one-year ban on his enrollment in any university. Impact: The case highlighted the enforcement of UGC norms and demonstrated how institutions can effectively address academic dishonesty to uphold research standards.
  • 7. - Proper Citation: Always cite the original author/source. - Paraphrasing: Use your own words, and provide citations. - Use Plagiarism Checkers: Tools like Turnitin and Grammarly. - Understand Fair Use: Learn what constitutes acceptable use of others’ work under copyright law. How to Avoid Plagiarism
  • 13. Research Process Hypothesis Define Research Problem Design Research Problem Collect Data Analyses of Data Test Of Hypothesis Report writing Define Research Problem Process Starts by Hypothesis Process Starts by Research Problem Hypothesis Design Research Problem Collect Data Analyses of Data Analyses of Data Report writing
  • 14. Title The title should contain three elements:  the particular aspect or system studied  the variable(s)  Your contribution  Methods Grammatically creative is Myth ! Some titles: Right to Life with Dignity also includes Right to Die with Dignity: Time To Amend Article 21 of Indian Constitution and Law of Euthenesia
  • 15. ? Research Topic Its not Research topic It is Research Problem
  • 16. One of the most important aspects of a research is the Title. Sometimes success depends on right selection because the writing is so much more fun when you know what you are writing about. LET’S SEE THESE TIPS 1.PICK UP A SUBJECT THAT OF YOUR INTERESTS 2. SELECT SOMETHING YOU KNOW ABOUT 3.FIND AN INTERESTING WAY TO APPROACH A RESEARCH 4. LOOK AROUND OF YOU 5.BRAINSTORM 6. USE A TOPIC ONCE AGAIN
  • 17. HOW TO FORMULATE RESEARCH PROBLEM Step1: Identifyareaofinterest. Step 2: Investigate the nature of the problem. Step 3: Define the Variable Relationships. Step 4: Raise research questions Step 5: Formulate and Assess your objectives
  • 19. 1. Interest, 2. Experience and Expertise 3. Relevance, 4. Availability of data, 5. Ethical issues. Step1: Identifyareaofinterest.
  • 20. Step1: Identifyareaofinterest. Area of Interest defiantly connect to your subject But What is my Interest ? Sometime it is difficult to prefer a subject Sometime it is not difficult to prefer a subject Online Business and Real Market Society and development Business and technology Business Management Tulsi Das Medicine and health Education and learning Law and Governance Failure of Product in Market Road safety
  • 21. Step 2: Investigate the Nature of the Problem . I select Following Problem Any of your Problem Analytical Critical Interdisciplinary Professional Doctrinal Technical Non Doctrinal Geographical Commercial Artistic Comparative Historical
  • 22. Step 3: Define the Variable Relationships . Any of Problem Data Changed Method Change Market Changed Year Changed
  • 23. Step 4: Raise research questions Observe following questions:- 1 -What is the effect of problem over Political, Economic or Social Sectors? 2- Why your subject is Important for current period ? 3- Why you select this area (Hypothesis)? 4- What will be result of your research? 5- How this problem will solve?
  • 24. 1. Your objectives grow out of your research questions. 2. The main difference between objectives and research questions is the way in which they are written. 3. Research questions are obviously that—questions. Step 5: Formulate and Assess your objectives
  • 25. Assess your objectives in the light of: 1- work involved 2- time available to you 3- financial resources available 4- your technical expertise in the area
  • 26. Contribution of your Problem  Theoretical contributions.  Empirical contributions.  Methodological contributions.  Practical contributions.
  • 27. Example Step 1 Start with your Hypothesis Indian Economy is poor in comparison with Japan ?
  • 28. Step 2 Indian Economy is poor in comparison with Japan ? Indian Economy is poor in Manufacturing Industries in comparison with Japan
  • 29. Step 3 Indian Economy is poor in comparison with Japan ? Indian Economy is poor in Manufacturing Industries in comparison with Japan. Indian Economy is poor in Car Manufacturing Industries in comparison with Japan.
  • 30. Step 4 •Indian Economy is poor in comparison with Japan ? •Indian Economy is poor in Manufacturing Industries in comparison with Japan. •Indian Economy is poor in Car Manufacturing Industries in comparison with Japan. •Indian Economy is poor in Car Manufacturing Industries in Comparison with Japan
  • 31. Step 5 •Indian Economy is poor in comparison with Japan ? •Indian Economy is poor in Manufacturing Industries in comparison with Japan. •Indian Economy is poor in Car Manufacturing Industries in comparison with Japan. •Indian Economy is poor in Car Manufacturing Industries in Comparison with Japan • Indian Economy is poor in Car Manufacturing Industries in Comparison with Japan in year 2010 to 2020
  • 32. Step 6 Indian Economy is poor in Car Manufacturing Industries in Comparison with Japan in year 2011 to 2020 “A study of Indian Car Manufacturing Industries with Japan (An Comparative Study of Economic growth between year 2011 to 2020)