Geometric Function Theory and Non linear Analysis 1st Edition Tadeusz Iwaniec
Geometric Function Theory and Non linear Analysis 1st Edition Tadeusz Iwaniec
Geometric Function Theory and Non linear Analysis 1st Edition Tadeusz Iwaniec
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5. Geometric Function Theory and Non linear Analysis 1st
Edition Tadeusz Iwaniec Digital Instant Download
Author(s): Tadeusz Iwaniec, Gaven Martin
ISBN(s): 9780198509295, 0198509294
Edition: 1st
File Details: PDF, 13.46 MB
Year: 2002
Language: english
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8. OXFORD MATHEMATICAL MONOGRAPHS
A. Belleni-Moranti: Applied semigroups and evolution equations
A. M. Arthurs: Complementary variational principles 2nd edition
M. Rosenblum and J. Rovnyalc Hardy classes and operator theory
J. W. P. Hirschfeld: Finite projective spaces of three dimensions
A. Pressley and G. Segal: Loop groups
D. E. Edmunds and W. D. Evans: Spectral theory and differential operators
Wang Jianhua: The theory of games
S. Omatu and J. H. Seinfeld: Distributed parameter systems: theory and applications
J. Hilgert, K. H. Hofmann, and J. D. Lawson: Lie groups, convex cones, and semi groups
S. Dineen: The Schwarz lemma
S. K. Donaldson and P. B. Kronheimer: The geometry offour-manifolds
D. W. Robinson: Elliptic operators and Lie groups
A. G. Werschulz: The computational complexity of differential and integral equations
L. Evens: Cohomology of groups
G. Effinger and D. R. Hayes: Additive number theory of polynomials
J. W. P. Hirschfeld and J. A. Thas: General Galois geometries
P. N. Hoffman and J. F. Humphreys: Projective representations of the symmetric groups
1. Gyori and G. Lades: The oscillation theory of delay differential equations
J. Heinonen, T. Kilpelainen, and O. Martio: Non-linear potential theory
B. Amberg, S. Franciosi, and F. de Giovanni: Products of groups
M. E. Gurtin: Thermomechanics of evolving phase boundaries in the plane
1. Ionescu and M. Sofonea: Functional and numerical methods in viscoplasticity
N. Woodhouse: Geometric quantization 2nd edition
U. Grenander: General pattern theory
J. Faraut and A. Koranyi: Analysis on symmetric cones
I. G. Macdonald: Symmetric functions and Hall polynomials 2nd edition
B. L. R. Shawyer and B. B. Watson: Borel's methods of summability
M. Holschneider: Wavelets. an analysis tool
Jacques Thhvenaz: G-algebras and modular representation theory
Hans-Joachim Baues: Homotopy type and homology
P. D. D'Eath: Black holes: gravitational interactions
R. Lowen: Approach spaces: the missing link in the topology-uniformity-metric triad
Nguyen Dinh Cong: Topological dynamics of random dynamical systems
J. W. P. Hirschfeld: Projective geometries over finite fields 2nd edition
K. Matsuzald and M. Taniguchi Hyperbolic manifolds and Kleinian groups
David E. Evans and Yasuyuld Kawahigashi: Quantum symmetries on operator algebras
Norbert Klingen: Arithmetical similarities: prime decomposition andfinite group theory
Isabelle Catto, Claude Le Bris, and Pierre-Louis Lions: The mathematical theory of
thermodynamic limits: Thomas-Fermi type models
D. McDuff and D. Salamon: Introduction to symplectic topology 2nd edition
William M. Goldman: Complex hyperbolic geometry
Charles J. Colbourn and Alexander Rosa: Triple systems
V. A. Kozlov, V. G. Maz'ya and A. B. Movchan: Asymptotic analysis offields in multi-structures
Girard A. Maugin: Nonlinear waves in elastic crystals
George Dassios and Ralph Kleinman: Low frequency scattering
Gerald W. Johnson and Michel L. Lapidus: The Feynman integral and Feynman's
operational calculus
W. Lay and S. Y. Slavyanov: Special functions: A unified theory based on singularities
D. Joyce: Compact manifolds with special holonomy
A. Carbone and S. Semmes: A graphic apology for symmetry and implicitness
Johann Boos: Classical and modern methods in summability
Nigel Higson and John Roe: Analytic K-homology
S. Semmes: Some novel types of fractal geometry
Tadeusz Iwaniec and Gaven Martin: Geometric function theory and non-linear analysis
9. Geometric Function Theory
and
Non linear Analysis
TADEUSZ IWANIEC
John Raymond French
Distinguished Professor of Mathematics at Syracuse University
and
GAVEN MARTIN
Professor of Mathematics at the University of Auckland and
James Cook Fellow of Royal Society (NZ)
CLARENDON PRESS OXFORD
2001
12. PREFACE
This book is largely about the geometry of mappings - that is, functions or
deformations between subsets of the Euclidean n-space R" and more generally
between manifolds or other geometric objects. Such mappings may be homeo-
morphisms, diffeomorphisms, branched coverings or more abstract cor-
respondences such as Sobolev mappings. They may arise as the solutions to
differential equations, the minima of certain optimization problems in the calculus
of variations, as local coordinates on a manifold or as geometric realizations of
abstract isomorphisms between spaces. In each case the regularity and geometric
properties of these mappings will tell us something about the problem at hand or
the spaces we are investigating.
Of course such a general topic intersects many areas of modern mathematics.
Thus we will run into aspects of differential geometry, topology, partial differen-
tial equations and harmonic analysis, as well as nonlinear analysis, the calculus of
variations and so forth. A good deal of this intersection is surveyed in Chapter 1,
in which our aim is to give the reader some appreciation of the diversity of
applications and directions in which current research is moving, as well as a
glimpse of the substantial body of work which we were unable to cover in any
detail here.
This book is essentially a research monograph. We have tried to present a
fairly complete account of the most recent developments in these areas as they
pertain to the geometry of mappings, and indeed a significant portion of this book
was new or recent at the time of writing. However, we do cover and offer new
approaches to many aspects of the classical theory as well as devoting a few
chapters to foundational material, and we have pitched the level of the book at
the competent graduate student.
We wish to express our deep gratitude to the many fellow mathematicians who
have contributed in one way or another to this book. In particular, those from the
Finnish and Italian Schools with whom we have collaborated and discussed many
ideas and whose theorems can be found throughout this book. Also many thanks
to Tsukasa Yashiro who created all the pictures for us, and to John Duncan and
Volker Mayer who read and commented on a good portion of the manuscript.
Both authors would like to acknowledge the support they received from the US
National Science Foundation and the NZ Marsden Fund.
While this book is dedicated to our families, there are two others we must
acknowledge. These are our teachers, Bogdan Bojarski and Fred Gehring, who
13. Preface vii
pioneered much of the theory presented here. In particular, Fred brought us
together in Ann Arbor from either end of the world to do mathematics, and
throughout our careers he and his wife Lois have been unfailingly supportive.
Thanks!
March 2001 T.I.
G.M.
15. CONTENTS
1 Introduction and overview
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
The planar theory
n-Dimensional quasiconformal mappings
The Liouville theorem
Higher integrability
Stability and rigidity phenomena
Quasiconformal structures on manifolds
Nevanlinna theory
Non-linear potential theory
Singular integral operators
Removable singularities
Quasiconformal groups, semigroups and dynamics
Continuum mechanics and non-linear elasticity
Mostow rigidity
2 Conformal mappings
2.1 The Cauchy-Riemann system
2.2 The Mobius group
2.3 The Liouville theorem (smooth case)
2.4 Curvature
2.5 Computing the Jacobian
2.6 Conclusions
2.7 Further aspects
3 Stability of the Mobius group
3.1 Mapping classes
3.2 Harnack inequalities
3.3 A stability function
3.4 Passing Harnack inequalities on to Mt
3.5 Local injectivity
4 Sobolev theory and function spaces
4.1 Schwartz distributions
4.2 Definitions of Sobolev spaces
4.3 Mollification
4.4 Lebesgue points
4.5 Pointwise coincidence of Sobolev functions
16. x Contents
4.6 Alternative characterizations
4.7 Cross product of gradient fields
4.8 The adjoint differential
4.9 Subharmonic distributions
4.10 Embedding theorems
4.11 Duals and compact embeddings
4.12 Orlicz-Sobolev spaces
4.13 Hardy spaces and BMO
5 The Liouville theorem
5.1 Introduction
5.2 Second-order estimates
5.3 Identities
5.4 Second-order equations
5.5 Continuity of the Jacobian
5.6 A formula for the Jacobian
5.7 Concluding arguments
6 Mappings of finite distortion
6.1 Differentiability
6.2 Integrability of the Jacobian
6.3 Absolute continuity
6.4 Distortion functions
6.5 Examples
6.5.1 Radial stretchings
6.5.2 Winding maps
6.5.3 Cones and cylinders
6.5.4 The Zorich exponential map
6.5.5 A regularity example
6.5.6 Squeezing the Sierpinski sponge
6.5.7 Releasing the sponge
7 Continuity
7.1 Distributional Jacobians
7.2 The Ll integrability of the Jacobian
7.3 Weakly monotone functions
7.4 Oscillation in a ball
7.5 Modulus of continuity
7.6 Exponentially integrable outer distortion
7.7 Holder estimates
7.8 Fundamental LP-inequality for the Jacobian
7.8.1 A class of Orlicz functions
7.8.2 Another proof of Corollary 7.2.1
17. Contents xi
8 Compactness 169
8.1 Distributional Jacobians revisited 169
8.2 Weak convergence of Jacobians 172
8.3 Maximal inequalities 175
8.4 Improving the degree of integrability 176
8.5 Weak limits and orientation 181
8.6 L log L integrability 185
8.7 A limit theorem 186
8.8 Polyconvex functions 187
8.8.1 Null Lagrangians 188
8.8.2 Polyconvexity of distortion functions 190
8.9 Biting convergence 191
8.10 Lower semicontinuity of the distortion 193
8.11 The failure of lower semicontinuity 197
8.12 Bounded distortion 200
8.13 Local injectivity revisited 201
8.14 Compactness for exponentially integrable distortion 205
9 Topics from Multilinear Algebra 208
9.1 The 1-covectors 208
9.2 The wedge product 209
9.3 Orientation 211
9.4 The pullback 211
9.5 Matrix representations 212
9.6 Inner products 213
9.7 The volume element 216
9.8 Hodge duality 217
9.9 Hadamard-Schwarz inequality 220
9.10 Submultiplicity of the distortion 221
10 Differential Forms 222
10.1 Differential forms in R" 222
10.2 Pullback of differential forms 228
10.3 Integration by parts 229
10.4 Orlicz-Sobolev spaces of differential forms 232
10.5 The Hodge decomposition 234
10.6 The Hodge decomposition in R" 236
11 Beltrami equations 240
11.1 The Beltrami equation 240
11.2 A fundamental example 244
11.2.1 The construction 245
11.3 Liouville-type theorem 250
18. xii Contents
11.4 The principal solution
11.5 Stoilow factorization
11.6 Failure of factorization
11.7 Solutions for integrable distortion
11.8 Distortion in the exponential class
11.8.1 An example
11.8.2 Statement of results
11.9 Distortion in the subexponential class
11.9.1 An example
11.9.2 Statement of results
11.9.3 Further generalities
11.10 Preliminaries
11.10.1 Results from harmonic analysis
11.10.2 Existence for exponentially
integrable distortion
11.10.3 Uniqueness
11.10.4 Critical exponents
11.10.5 Existence for subexponentially
integrable distortion
11.11 Global solutions
11.12 Holomorphic dependence
11.13 Examples and non-uniqueness
11.14 Compactness
11.15 Removable singularities
11.16 Final comments
12 Riesz transforms
12.1 Singular integral operators
12.2 Fourier multipliers
12.3 Trivial extension of a scalar operator
12.4 Extension to C"
12.5 The real method of rotation
12.6 The complex method of rotation
12.7 Polarization
12.8 The tensor product of Riesz transforms
12.9 Dirac operators and the Hilbert transform on forms
12.10 The LP-norms of the Hilbert transform on forms
12.11 Further estimates
12.12 Interpolation
13 Integral estimates
13.1 Non-linear commutators
13.2 The complex method of interpolation
19. Contents xiii
13.3 Jacobians and wedge products revisited 343
13.4 The H'-theory of wedge products 345
13.5 An L log L inequality 347
13.6 Estimates beyond the natural exponent 350
13.7 Proof of the fundamental inequality for Jacobians 352
14 The Gehring lemma 354
14.1 A covering lemma 356
14.2 Calderdn-Zygmund decomposition 357
14.3 Gehring's lemma in Orlicz spaces 359
14.4 Caccioppoli's inequality 363
14.5 The order of zeros 367
15 The governing equations 370
15.1 Equations in the plane 370
15.2 Absolute minima of variational integrals 375
15.3 Conformal mappings 380
15.4 Equations at the level of exterior algebra 386
15.5 Even dimensions 391
15.6 Signature operators 393
15.7 Four dimensions 398
16 Topological properties of mappings
of bounded distortion 401
16.1 The energy integrand 402
16.2 The Dirichlet problem 405
16.3 The A-harmonic equation 406
16.4 Caccioppoli inequality 410
16.5 The comparison principle 410
16.6 The polar set 411
16.7 Sets of zero conformal capacity 414
16.8 Qualitative analysis near polar points 416
16.9 Local injectivity of smooth mappings 419
16.10 The Jacobian is non-vanishing 422
16.11 Analytic degree theory 423
16.12 Openness and discreteness for
mappings of bounded distortion 426
16.13 Further generalities 427
16.14 An update 428
17 Painlev4's theorem in space 431
17.1 Painleve's theorem in the plane 431
17.2 Hausdorff dimension and capacity 432
20. xiv Contents
17.3 Removability of singularities
17.4 Distortion of dimension
18 Even dimensions
18.1 The Beltrami operator
18.2 Integrability theorems in even dimensions
18.3 Mappings with exponentially integrable distortion
18.4 The Lz inverse of I -.a S
18.5 Wl"n-regularity
18.6 Singularities
18.7 An example
19 Picard and Montel theorems in space
19.1
19.2
19.3
19.4
19.5
19.6
19.7
19.8
19.9
Picard's theorem in space
Serrin's theorem and Harnack functions
Estimates in fe(Rn)
Harnack inequalities near zeros
Collections of Harnack functions
Proof of Rickman's theorem
Normal families
Montel's theorem in space
Further generalizations
20 Conformal structures
20.1 The space S(n)
20.2 Conformal structures
20.3 The smallest ball
21 Uniformly quasiregular mappings
21.1 A first uniqueness result
21.2 First examples
21.3 Fatou and Julia sets
21.4 Lattes-type examples
21.5 Invariant conformal structures
22 Quasiconformal groups
22.1 Convergence properties
22.2 The elementary quasiconformal groups
22.3 Non-elementary quasiconformal groups
22.4 The triple space
22.5 Conjugacy results
22.6 Hilbert-Smith conjecture
22.7 Remarks
21. Contents xv
23 Analytic continuation for Beltrami systems 528
23.1 Uniqueness 528
23.2 Proof of Theorem 23.1.1 529
23.3 Remarks 530
Bibliography 531
Index 547
23. 1
INTRODUCTION AND OVERVIEW
The interplay between partial differential equations (PDEs) and the theory of
mappings has a long and distinguished history, and that connection underpins
this book. Gauss's practical geodesic survey work stimulated him to develop the
theory of conformal transformations, for mapping figures from one surface to
another. For conformal transformation from plane to plane he used a pair of
equations apparently derived by d'Alembert, who first related the derivatives of
the real and imaginary part of a complex function in 1746 in his work on hydro-
dynamics (311, p. 497. These equations have become known as the Cauchy-
Riemann equations. Gauss developed the differential geometry of surfaces around
1827, emphasizing the intrinsic geometry, with Gaussian curvature defined by
measurements within the surface. If a surface is deformed conformally (preserving
angles), then the Gaussian curvature is unchanged, and hence the intrinsic
geometry of the surface is unaffected by such deformations. Gauss also considered
geodesic curves within surfaces. In 1829 Lobachevsky constructed a surface (the
horosphere) within his non-Euclidean space, such that the intrinsic geometry
within that surface is Euclidean. with geodesic curves being called Euclidean
lines. For the converse process, he could only suggest tentatively that, within
Euclidean space, the intrinsic geometry of a sphere of imaginary radius was
Lobachevskian. But imaginary numbers were then regarded with justifiable
suspicion, and he did not propose that as an acceptable model of his geometry
within Euclidean space. In his most famous work, Beltrami [321 showed that
Lobachevsky's geometry is the intrinsic geometry of a surface of constant negative
curvature, with geodesic curves being called lines in Lobachevsky's geometry.
Beltrami illustrated various surfaces with constant negative curvature, the sim-
plest of which is the pseudosphere generated by revolving a tractrix around its
axis. Beltrami's paper convinced most mathematicians that the geometries of
Euclid and of Lobachevsky are logically equivalent. In that work Beltrami used
a differential equation corresponding to Gauss's equation. This has come to be
known as Beltrami's equation, and later in this book we shall present the most
recent developments in this area, solving Beltrami's equation at the critical point,
where uniform ellipticity bounds are lost. This will necessitate the development of
some considerable technical machinery to enable us to move away from the
classical setting of uniformly elliptic PDEs to the case of degenerate elliptic
equations. Beltrami's equation and its solutions, the quasiconformal mappings,
have found a home in virtually all aspects of modern complex analysis, from the
24. 2 Introduction and overview
theory of Riemann surfaces and Teichmiiller and Moduli spaces to more recent
developments such as holomorphic dynamics and three-dimensional hyperbolic
geometry. We hope the developments presented in this book encourage new
applications of quasiconformal mappings in these areas.
It has been nearly 200 years since Cauchy created the basic framework of
complex function theory, principally during the years 1814-1831 [3061, since when
the theory of conformal mappings and analytic functions has expanded in many
different directions, far too numerous to relate here. This theory lies at the
foundation of virtually all of modern analysis. Moreover, practical applications,
such as in fluid flow, hydrodynamics and more modern areas of control theory,
robotics and dynamical systems, abound.
Geometric function theory (GFT) in higher dimensions is largely concerned
with generalizations to R" of aspects of this theory of analytic functions of one
complex variable, particularly the geometric and function-theoretic properties.
We hope to give the reader a clear picture of these connections.
In this sense GFT has been quite a successful theory, with many diverse
applications. The category of maps that one usually considers in the higher-
dimensional theory are, as in the planar case, the quasiregular mappings, or, if
injective, quasiconformal mappings. Both kinds of mappings have the character-
istic property of "bounded distortion" and solve PDEs closely analogous to the
Cauchy-Riemann and Beltrami equations. Moreover, these mappings preserve
the natural Sobolev spaces which arise in consideration of the function theory and
PDEs on subdomains of R", or more generally n-manifolds.
More recent developments have emphasized the connections between quasi-
conformal mappings, harmonic analysis and PDEs. This connection is an import-
ant aspect of our book. And that is why we depart from the usual theory of
quasiconformal mappings quite early on and develop the theory of mappings with
finite distortion. Again, the motivation here is to move into the realm of degen-
erate elliptic equations where important applications lie. Usually, however, some
control of the distortion functions (or equivalently the ellipticity bounds) will be
necessary to achieve concrete results. These often take the form of integral
estimates in some Lebesgue or Sobolev space.
As mentioned, the governing equations for mappings of finite distortion are
non-linear first-order systems of PDEs closely related to the Cauchy-Riemann
equations and the complex Beltrami equation. There are also related second-order
equations. For example, the components of an analytic function are harmonic,
while those of a quasiregular mapping are "A-harmonic". In this way such well-
known non-linear differential operators as the p-Laplacian and the associated non-
linear potential theory arise naturally. There is also a close analogy between the
analytic aspects of the theory of holomorphic functions and higher-dimensional
theories of mappings of finite distortion. As we shall see, this analogy is particu-
larly pronounced in even dimensions.
A fruitful idea when studying quasiregular mappings, or more generally map-
pings of finite distortion, is to view them as conformal with respect to certain
25. Introduction and overview 3
measurable metric or conformal structures. Indeed, it is from this point of view
that the Beltrami equation initially arose and it is a view which we adopt in the
last few chapters, where we present a selection of topics that represent fairly
recent developments in a different direction from the analytic development in the
first part of the book.
Many of these notions, ideas and results extend to manifolds, and accordingly,
while we do not develop this aspect in full, the reader should note that all the
machinery we set up is ready for these developments. It is a deep result of Sullivan
that all topological n-manifolds (n 54 4) admit quasiconformal structures, and we
discuss this later in our overview. Thus one is able to do analysis on purely
topological objects, relating topological and analytical invariants. For instance,
Donaldson and Sullivan have developed a measurable Yang-Mills theory [78],
there are analogues of the Atiyah-Singer index theory [321], and there is also the
recent work of Connes, Sullivan and Teleman [73] developing the theory of
characteristic classes in this setting.
Quasiconformal mappings provide a class which lies between homeomorph-
isms and diffeomorphisms. Mappings of finite distortion are even more flexible.
Many constructions in analysis, geometry and topology rely on limiting processes.
The compactness properties of families of mappings with finite distortion
make them ideal tools for solving various problems in n-dimensional analysis
and topology. For instance, in studying deformations of elastic bodies and
the related extremals for variational integrals, mappings of finite distortion
are often the natural candidates to consider because they are closed under
uniform convergence, whereas the limit of a diffeomorphism need not be smooth
nor even a homeomorphism. In this book, we present a considerable number
of such compactness results for the class of mappings of finite distortion, see
Chapter 8.
In recent years there has been another well-known theory of mappings
(referred to as deformations) whose ideas have come to the core of geometry
and analysis. This is the non-linear elasticity theory of Antman, Ball and Ciarlet
[12, 21, 22, 66], building on earlier work of Green [118, 119]. The theory was
founded by the eighteenth-century mathematicians Bernoulli and Euler, who
were concerned with the practical problems of mathematics and physics of that
time. Nowadays the theory of elasticity studies mappings (in certain Sobolev
classes) which minimize stored energy integrals. These mappings are not always
quasiregular, but the governing PDEs are the same. It is necessary to study non-
linear equations to observe certain physical phenomena such as bifurcation and
phase transition. In particular, the Jacobian determinant (a highly non-linear
geometric object itself) of these mappings has been subjected to a great deal of
investigation. Its higher integrability properties were already recognized in the
celebrated paper of Gehring in the 1960s, where he discovered the "reverse Holder
inequalities". In this monograph we shall give a comprehensive account of higher
integrability properties of Jacobians and other, more general, non-linear quant-
ities which arise naturally in the L" theory of differential forms.
27. We meet, for instance, with nations enjoying very ancient
civilisations, like the Hindus and the Chinese; some, like the
Mahomedans, under the power of a religion which they hold with the
utmost tenacity of enthusiasm; others again, like the Buddhists, in
proud possession of a philosophy and a literature that fully satisfies
them. It is in such cases that the Gospel is confronted with its
greatest difficulties. In conjunction with these conditions, others of a
social character are sometimes found, that greatly increase the
difficulties of the situation, as, for instance, where large communities
are hedged round with the restraints of caste, which, while they
secure them in the exclusive enjoyment of rank, influence and
privilege, greatly cripple them in respect of liberty of conscience and
conduct. To win people to the Gospel from such conditions has
always been a difficult task, for it usually requires them to give up all
that human beings ordinarily value most.
But in the case of races like the Karens of Burma, the Pariahs and
other low castes of India, and the negro slaves of the West Indies,
Christianity finds human beings suffering from special disabilities, a
lowly people, shut out, by the selfishness of those above them, from
all the ordinary chances of bettering their lot, ill-used, oppressed,
enslaved, kept in unlettered ignorance, deprived of all that makes
life worth living. When the Gospel messenger speaks to them
hopefully of a better state of things, and holds out a helping hand, it
is evident, even to their dark minds, that this is their one chance of
improvement, both in temporal and eternal things. They have
everything to gain and almost nothing to lose by embracing the
Gospel, and the consequence is that the success of the Gospel
amongst such races is usually rapid.
Another class of races there is, consisting of tribes wild and
barbarous, beyond the confines of civilisation, and from time
immemorial left to themselves, whose state of primitive savagery
precludes the possibility of any elaborate form of religion, quite
unlettered, and without a written language. Such are many of the
races of the interior of Africa, many of the hill-tribes of Asia, and the
inhabitants of the groups of islands in Polynesia. Here, again, are
28. found the conditions generally favourable for a rapid ingathering,
notwithstanding their extreme barbarism and coarse brutality at first,
amounting sometimes to cannibalism. For even the savage is
conscious before long that he has something to gain by adopting the
ways of civilisation. Where mission work has been conducted with
perseverance in such countries it has always been successful.
When we have fully recognised the mighty power of the Holy
Spirit, to whose gracious influences we are indebted for all Gospel
success, and when we have said all we have to say about different
methods and men, the student of missions will still feel that he has
not fully accounted for the marked diversity in the successes; he
must also take account of the social and economic conditions of the
different races, when the Gospel addresses them, and the hold their
own religions generally have upon their minds. For the Gospel is like
every other force in the universe, whether moral or physical, in this,
that it always proceeds with most energy along the track of the least
resistance; and he will find, if he carefully studies the matter, that
the difficulties arising from social disabilities, and from a low state of
civilisation, are not the greatest possible hindrances to the Gospel.
In the approaching revival of missionary activity and enthusiasm
these questions are sure to receive more careful attention; and when
these problems come to be considered, Burma with its different
races will contribute not a few interesting facts and experiences.
The success of the Gospel amongst the Karens causes one to look
wistfully at some others of the frontier mountain races of Burma.
The religious views of all these primitive tribes are of much the same
type, and their religious observances, what few they have, are
similar. Their religion consists in the worship of nats or demons.
They believe all nature is filled with nats; every stone, and tree, and
pool, and breath of air has its spirit inhabiting it; and these nats are
malevolent in their nature. Their religious observances consist not so
much in worshipping them, as in propitiating them by means of
offerings. They practise no regular system of worship, but consult
the nats occasionally, whenever things do not go well with them, or
29. whenever there seems special reason to fly to the supernatural for
guidance. Thus they have not much to cling to in the way of a
religion, and their life and surroundings are so barbarous as to
appear, even to themselves, obviously capable of improvement.
In the north of Burma, on the mountains in the neighbourhood of
Bhamo, are found the Kachins, a warlike hill people who have, since
the annexation of Upper Burma, given the British some trouble by
their raiding propensities. Amongst them the bones of sacrificed
animals and other articles are placed outside the villages, to prevent
the nats from entering in search of victims. It is believed that by this
means their attention is called off. Some of the Kachins have taken
to coming down from the hills and settling in Bhamo for work as
labourers; and a successful work is being carried on by the American
Baptist Mission there.
Since the annexation a good deal has been done in the way of
exploring the country, and bringing to light interesting facts with
regard to these barbarous tribes on our frontiers. Lieutenant R. M.
Rainey, Commandant of the Chin Frontier Levy, has published some
interesting notes of his observations amongst the Chin tribes
bordering on the Yaw country in the Pakokku district. The following
facts are largely culled from his notes, many of them having been
corroborated by what the writer and a missionary companion
witnessed, in a recent visit to the tribe of the Chinbôk Chins, living
nearest to the district described.
The Chins of that region consist of various tribes all more or less
distinct in language, and to some extent in customs, the Weloung
Chins, the Boungshès, the Chinbôks, the Yindus, and the Chinbôns.
No less than eight different dialects are spoken by these tribes, the
Chinbôk language itself subdividing into three.
There is no attempt at any system of laws or government amongst
them, beyond the fact that they have something of a village system,
and there are certain customs which all observe. Quarrels are wiped
out with blood. Their religion, in common with that of all the other
mountain tribes of the frontiers, consists in propitiating and
30. consulting the nats. For this an animal must be slaughtered—a
buffalo, a bullock, a goat, a pig, a dog, or a fowl. The slaughtered
animal is always afterwards eaten. In consulting the nats they
observe the direction in which the blood of the sacrificed animal
flows; this and similar omens are observed and acted upon. When
raiding, or on a journey, or passing through a notoriously unhealthy
jungle, sacrifices are frequently made, the animals being taken with
them on purpose. Dogs are preferred for this object, as they follow,
and require no carrying or leading. If the omens prove unfavourable
they fear to carry out their purpose. Raids are frequently abandoned
in this way at the last moment, and after they have travelled long
distances.
If, when the omens prove unfavourable, the parties are
nevertheless desirous of accomplishing their purpose, as for instance
in the case of an intended marriage, the nats are periodically
consulted until they are favourable. This must always happen in time
if they are only consulted frequently enough.
The Chins are very much given to drunkenness, and are inclined
to make of any and every incident a special occasion for getting
drunk. A visitor, a birth, a marriage, a death, a case of sickness, are
all possible and likely occasions for a carousal. In this worship of
Bacchus they differ essentially from their Buddhist neighbours; but
they may fairly claim to resemble in that respect many individuals of
a distant race, and a race laying claim to a far higher civilisation.
They have a novel mode of drinking the rice beer they manufacture
for these occasions. The liquor is stored in jars standing two feet in
height, and half full of fermenting grain. A hollow bamboo, the
thickness of one’s little finger, is thrust into the jar and pressed well
down into the grain. The company sit round and take sucks in turn.
Of medicine and surgery they know nothing. When they fall sick
they make no attempt at medicine, but merely consult the nats to
ascertain the result, and propitiate them to avert the calamity.
Scarcely any clothing is worn by the men, and that of the women,
though sufficient for mere decency, is scanty, the legs being entirely
31. bare. They are all fond of ornaments. Necklaces of beads of all kinds
are much worn, cocks’ feathers appear in the topknots of the men,
and a kind of brass skewer is worn in the hair. They are also fond of
wearing deer’s teeth and cowries. Telegraph wire, a new importation
into their territory, forms a great temptation to them, inasmuch as a
few inches of that metal, bent into a circle, forms a most becoming
earring.
Their weapons consist of bows and arrows, which they use with
great dexterity. They often carry a short spear, and every man has a
kind of weapon, which is dagger, knife and hatchet all in one, which
sadly too often does murderous execution in their quarrels, and
which, when not in use, is worn on the person in a bone scabbard
consisting of the shoulder-blade of the buffalo.
Their cultivation, though of a very rude description, is a laborious
business. They have first to fell the jungle on the steep slopes of the
hills, and after some months, during which it has had time to dry,
they burn what has been felled. The grain is then sown without
further preparation. They can only cultivate in the same place in this
primitive fashion for two years together. In the third year the grass
has grown so strong that cultivation is impossible. They then usually
leave the land for five years, during which the jungle again grows
up, when it is again cleared and cultivated as before. Their crops
consist of rice and other grains, a considerable variety of yams and
roots, including ginger, beans and vegetables, also cotton.
32. TATTOOING OF THE FACES OF CHIN WOMEN.
The propensity of the Chins for raiding upon their weaker
neighbours, and especially upon the Burman villages, is that which
has compelled the British as the governing power to take account of
them. Several military expeditions have had to be organised in order
to punish this raiding, and to impress upon them the fact that it
cannot be allowed. Many are the tales of the sudden descents of the
Chins upon the peaceful villagers in the plains, robbing them of
money, cattle and other property, and taking away prisoners, who
are removed to the Chin villages, and held to ransom. If not quickly
redeemed by their people they are often sold from village to village,
which renders it difficult to trace and recover them. Many of these
unfortunate captives have been rescued through our military
expeditions.
Perhaps the most extraordinary custom they have is that of
tattooing the faces of their women. The process is commenced when
they are young, and is gradually completed. Although the result is
hideous to our eyes, it is said that the beauty of a woman is judged
by the style in which the tattooing has been done. Thus fashion
rules the world despite appearances and common sense. The Yindu
women are tattooed in lines across the face. The Chinbôns tattoo jet
black, and are the most repulsive in appearance, though often fair-
33. skinned. The Chinbôk method is to have several lines down the
forehead, the nose and the chin; and the cheeks are covered with
rows of little circles.
35. CHAPTER XI.
BUDDHISM IN BURMA.
The greater part of the inhabitants of Burma are Buddhists. The
Burman race are so universally, except in the cases where
Christianity has gained a few. It is in Burma that Buddhism is found
with the least admixture of any other religion, and where it is
followed with a more thoroughgoing devotion perhaps than
anywhere else. Even the Burman, however, has never discarded in
spirit, or even in form, the indigenous nat worship of his far-off
ancestors. It may have little of outward appearance, but it remains
side by side with Buddhism to the present day. In their numerous
popular stories the nats play a prominent part, the wicked ones
performing all manner of mischievous pranks, the good ones
appearing at the opportune moment to succour the hero of the
story, usually some “payaloung,” or incipient Buddha, for the
moment in peril through the trials that have befallen him.
This hankering after the nats is a significant fact. There is no God
in Buddhism, and yet a man must have a deity or deities of some
kind. The elaborate philosophy of Buddhism may occupy the
intellect, and dominate the religious life, but it cannot satisfy this
natural craving in man for God. Hence the worship and the fear of
the nats, and the many superstitious ceremonies to propitiate them.
And hence, too, if we mistake not, the strong tendency to plunge
deeply into the occult, and to claim intimacy with the world of
spirits, which characterises those Europeans and Americans who
have discarded Christianity, and have devised for themselves a
system fashioned on the basis of Buddhism, for their light and
guidance.
Buddhism has been well described as “A proud attempt to create a
faith without a God, and to conceive a deliverance in which man
36. delivers himself.” Gautama, the future Buddha, and the founder of
the Buddhist religion, was born at Kapilavastu, a town about one
hundred miles from Benares, about 500 b.c. His father was the ruler
of the Sakya tribe. Gautama early showed a disposition for a retired,
studious, ascetic, contemplative life. His father wished to see him fit
himself for the career of a prince, and heaped upon him every
luxury, but in vain. At length we find the young prince, after many
struggles between family affection and his view of duty, secretly by
night leaving his home of luxury, his wife and child, exchanging his
dress for the garments of a mendicant, and commencing his long
quest after truth. Six years he spent in fastings and acts of penance.
Then perceiving that mere ritual could bring him to no new
conceptions of truth, he changed his method, and set himself to
devise that system of philosophy which to this day is associated with
his name.
The ethics of Buddhism are grand, and for its noble conceptions of
man’s duty it well deserves the title of the finest system of
heathenism ever devised by man. But it fails altogether as a moral
power. The account it gives of man’s nature, and the problem of life
generally, though very elaborate, is erroneous and misleading. It
knows nothing of a Divine Creator and Father, a Divine Saviour, or a
Divine Regenerator. It proclaims no God, offers no Gospel of glad
tidings, enjoins no prayer (in our sense of the word, as petition),
sets forth no sacrifice for sin, holds out no hope of Divine help, no
saving grace, no pardon, no renewal. Man must work out everything
by his own endeavours.
For forty-five years Buddha lived to preach his doctrines, winning
many converts, and he died at over eighty years of age greatly
revered.
37. “IMAGES OF BUDDHA ARE EXTENSIVELY USED.”
That Buddhism is an uninspired system of teaching is most clearly
indicated by its attempts at natural science. We need nothing more
than a glance at these absurdities to dispose at once of Buddha’s
claim to omniscience. His geography followed that of the Hindus,
and was no improvement upon it. Its only virtue is that it is very
liberal with numbers. It has its countless worlds, in the centre of
which is the mountain called Maha Meru, 1,344,000 miles in length,
the same in breadth, the same in depth beneath the sea, and rising
to the same height out of it. Its teaching upon such matters as
eclipses, earthquakes and the like, consists of the wildest of
guesses.
It may be well to give the reader a brief outline of the religious
teachings of Buddhism. Buddhism denies the creation of the world.
Matter is eternal, and all the changes attending it are caused and
regulated by certain laws co-eternal with it. Matter and its laws are
38. not under the control of any being. Hence creation and a creator are
out of the question.
With such a formidable list of negations to begin with, it becomes
a matter of no small interest to inquire out of what materials this
vast system could possibly have been constructed. First, then, we
have the Buddhist ten commandments. Five of these are binding
upon all:—
1. Not to take life.
2. Not to steal.
3. Not to commit adultery.
4. Not to lie.
5. Not to take that which intoxicates.
The other five are applicable only to the monastic order:—
6. Not to eat after midday.
7. Not to attend theatrical amusements, or dance, sing, or play on
a musical instrument.
8. Not to use garlands, scents, or cosmetics.
9. Not to stand, sit, or sleep on a platform or elevated place.
10. Not to receive gold or silver.
Besides these precepts there are many minor regulations, some of
them entering very minutely into the life of the laity, and others the
monks. There are rules for the conduct of parents and children,
pupils and teachers, husband and wife, friends and companions,
masters and servants, laymen and the religious order; in fact,
considering the light Gautama possessed, the moral teaching of
Buddhism is of a very high order.
But what about the means of attaining to moral excellence? Here
Buddhism, it must be confessed, is found wanting. To conceive of a
high state of moral excellence is manifestly better within the reach of
39. man’s unaided mind, than to find out a way for the bulk of mankind
in their frailty and sinfulness to reach it.
In order to place before the reader any intelligible view of the
Buddhist way of salvation, it is essential that we consider first its
teaching concerning the nature and circumstances of man.
Buddhism is thoroughly pessimistic in its outlook. It teaches that
life is a misery, existence an evil. This doctrine is taught in the
sacred books with a wealth and ingenuity of illustration worthy of a
more gay and festive theme. The sentient being is “like a worm in
the midst of a nest of ants; like a lizard in the hollow of a bamboo
that is burning at both ends; like a living carcass, bereft of hands
and feet, and thrown upon the sand.” All beings are “entangled in a
web of passions; tossed upon the raging billows of a sea of ever-
renewing existences; whirling in a vortex of endless miseries;
tormented incessantly by the stings of concupiscence; sunk in a dark
abyss of ignorance; the wretched victims of an illusory, unsubstantial
and unreal world.”
It is true these views of life do not seem unduly to distress the
followers of Gautama. The Burmans, the best of Buddhists, are as
merry and laughing a people as are to be found anywhere, and the
burden of life rests not more lightly upon any people than upon
them. Nevertheless such is the teaching. “Anaiksa, Doakka, Anatta”
is the formula in Burmese: “Transient, Sorrowful, Unreal.” The monk
muses on this in his monastery. The pious Buddhist repeats it to
himself as he spends his spare time smoking and meditating on the
bench at his door, or strolling idly about, telling off the beads of his
rosary the while.
Seeing that life is necessarily a misery, and existence an evil, the
problem of life would seem to be how to bring existence to an end.
The Christian would say wait for the release of death, but two
formidable difficulties stand in the way, to prevent death proving any
release—namely, Transmigration and Karma (Burmese Kan).
40. Transmigration constantly renews sentient existence in a countless
succession of births and lives. Hence the polite form of the
announcement of a death is that the deceased has “changed his
state of existence,” that is, put off one existence and taken on
another. This is not merely a polite form of speech, but more
correctly embodies the popular belief than the mere statement that
he has “died.” Moreover, in future births man may rise and fall in the
scale of existences; and as human life and animal life are considered
to be of the same nature, no difficulty is experienced in readily
believing that a man may become an animal, or an animal may
become a man in future births. Hence the scruple against taking any
kind of animal life amongst the Burmans, extending even to vermin.
Supposing transmigration to be true, it follows that if one kills any
animal, large or small, even the smallest insect, he may be taking
the life of his deceased grandfather, who has thus reappeared in the
body.
This universal belief of the Buddhists in transmigration was
curiously illustrated quite recently in a court of justice in Burma. A
mother and her son came one day to the magistrate of their district
and expressed a desire to institute a suit. The case for the son, who
was the plaintiff, was as follows. Some years before, a certain man,
it was stated, had left in charge of the defendant some jewellery and
a silk cloth for safe keeping. While engaged in repairing the roof of a
house he fell off and died of the injury. The jewellery and cloth
remained in the hands of the defendant, and the suit was now
instituted to recover the same.
What was the ground for this claim? Not that this boy or his
mother were related to the deceased, but that the boy was that
identical man in another birth. But how could he prove it? There was
no difficulty in proving this, at least to the satisfaction of the
Buddhists. The boy displayed upon his body certain marks, which
those who knew the deceased said were precisely similar to marks
he bore. The mother, by a comparison of, dates, sought to prove the
date of the birth of the boy was just when it would be supposing his
claim to be true. But the most convincing testimony of all was that
41. the boy distinctly remembered the whole of the circumstances
happening in his former existence! The defendant admitted receiving
the silk cloth, but denied all knowledge of the jewellery. He admitted
that he believed the boy was the very man who left the cloth with
him, and was willing to return it if the boy paid a small debt of eight
annas borrowed on it by the owner. The boy said he remembered
the eight annas, but also insisted on the jewellery. Unfortunately for
him his good memory did not avail him; it was a British court of
justice, not a Burmese, and the magistrate had to dismiss the case
as extending to matters beyond his jurisdiction.
Karma or Kan (Burmese), or Fate, as it is sometimes rather
inadequately rendered, is that self-originating, self-operating,
inflexible law which necessitates and causes the working out of the
cumulative influences of merit and demerit; these separately
producing in succeeding births their full and appropriate effects,
extending through cycles of ages, the Kan being modified from time
to time by the passage through these different births. Thus Kan is
not in any sense a Divine Providence. It is a blind impersonal force
that attends our destiny through all the course of our many
existences, and makes us to reap in other births what we sow in
this. It may be compared to a balance. In the one side we are
always putting in acts of merit, and in the other side acts of demerit,
and the Kan goes on determining which preponderates, and blindly
producing its appropriate consequences until each has worked itself
out to the pleasant or the bitter end.
Undoubtedly this doctrine is a bold expedient for explaining the
apparent anomalies and wrongs in the distribution of happiness and
misery in this life; and although it is incapable alike of proof and of
disproof, it fully satisfies those who can believe it. A child, for
instance, is blind,—this is owing to his eye-vanity, lust of the eye in a
former birth,—but he has also unusual powers of hearing; this is
because he loved in a former birth to listen to the preaching of the
law. Thus the theory can always be made to fit the facts, for it is
derived from them. But it satisfies the Oriental mind none the less
42. for that, and it is the belief of millions of Hindus and Buddhists to-
day.
Nirvana (Burmese Neibbân) is the state of complete deliverance
from further births and deaths. So long as existence lasts evil and
suffering must continue, and there is no hope of blessedness until
conscious individuality has become wholly eliminated, and the
individual has arrived at that state where further births are no longer
possible. This means practically annihilation; but it is so much easier
to do wrong than to do right, and it takes so long for Kan to work
out its result, that Neibbân becomes, by the ordinary way, so distant
and so difficult of attainment as to be out of reach to the vast
majority of the human race.
If Buddhism ended there, and if nothing had been devised to
relieve this strain of seeking after an all but hopeless and well-nigh
impossible good, it would have been of all creeds the most
pessimistic and miserable. The mind must needs have revolted from
an outlook so gloomy, and we may safely affirm that it would in that
case never have numbered its votaries by hundreds of millions as it
does to-day. For it just amounts to this, that “Sin and its
consequences follow man as the wheels of the cart follow the legs of
the bullocks,” and there is no Saviour and no salvation that he can
seek outside of himself.
But just at this point the doctrine of works of merit steps in and
offers its hopes to the Buddhist, and seems to bring the attainment
of future good at once within the sphere of the practicable.
According to this, man can be continually improving his Kan by so-
called works of merit, and he may hope, with comparatively little
trouble, to make his merits outweigh his demerits, and thereby
improve his lot in future existences.
See that row of waterpots under the shade of that great tree upon
a dusty road, set upon a neat stand, with a neatly carved roof
constructed over them, with a ladle to drink out of, and each of the
pots covered with a tin cover to keep out the dust and insects. It is
privately constructed and presented for public use, a work of merit;
43. all done to get what they are often thinking and talking about—
koothoh.
What is the meaning of all this lavishing on the monks of food
daily, and various offerings, including almost everything except
money, which they are under vows not to touch? Answer, koothoh.
So with all alms and offerings to monks, to the poor, to dogs, or
crows; so with good works of every imaginable description. You may
acquire merit by conforming to the ceremonies, by attending the
festivals, by listening to the reading of the Law, by striking the
pagoda bells, by buying and lighting pagoda tapers, by plastering
gold leaf on the pagoda, by contributing to the repairs of the sacred
edifices, by showing lights at the festival of lighting in October, and
by many, many ways. As might be expected, when the acquiring of
merit is so important a matter, there are many avenues opened to it.
Though of course you have not kept all the laws, yet if you have
gone out of your way a little to do something more than keep one of
them it gives you merit. The care for animal life offers great scope in
that direction. An English soldier whilst fishing caught a tortoise and
was taking it home, when a Burman met him, bought the tortoise for
a rupee, and took it back to its native element. He would expect to
gain merit by that. Men have been known to make a regular trade of
snaring little birds in the jungle, and bringing them to the bazaar to
sell to the merit seekers, who buy them merely to set them free.
Many works of merit involve great expense, such as the digging of
a well, the erection of a bridge, a zayat or rest-house, a monastery,
a pagoda. Judging by the enormous number of these sacred
buildings in Upper Burma, it would appear that this is a favourite
way of seeking merit. The builder of a pagoda is honoured with a
special title attached to his name, and he is understood to be in a
fair way for Nirvana. This seeking after merit is practically the most
predominant aim in Burmese religious life.
So fixed is this belief in merit, that when the Burmans see the
English so intent upon opening up the country, making roads and
railways, metalling streets and lighting them, building hospitals and
44. markets, constructing irrigation works, and carrying out a multitude
of other necessary and useful efforts of public utility, they measure
us by their own bushel, and remark that there will be great merit to
the Government and its officers by means of these things. What
other motive could men have for taking so much pains and trouble
for the public good, if not to accumulate merit?
In elaborating this law relating to merit, Gautama was preparing
the sheet anchor of his system. It is that mainly by which it abides,
and retains its influence over its millions of followers until this day.
“IN THE MORNING THE MONKS INVARIABLY GO FORTH CARRYING THE ALMS-
BOWLS TO COLLECT THEIR DAILY FOOD FROM THE PEOPLE.”
Every false religion, however, whatever master mind designed it,
must show, somewhere or other, its weak places. It is manifestly a
weak place in Buddhism that alms and works of merit may so easily
outweigh whatever demerit may attach through real crimes and sins,
and that, too, without any repentance or reformation on the part of
the offender. This also makes the attainment of merit largely
45. dependent on the pecuniary means and influence at the disposal of
the individual. A work may be very easy for a king or a rich man
which would be utterly impossible for a poor man. To the Christian
mind this seems very unequal and unfair, but to the Burman it
presents no stumbling-block. Supposing we do see great inequalities
in money, or any other temporal advantages that men possess. Be it
so. It arises from differences in their Kan, and that depends on what
took place in previous births. One’s Kan is not a thing to rail against,
but to submit to.
It might be thought that as Christianity is so evidently superior to
Buddhism as a religious system, it should be an easy matter to get
them to discard their religion and accept the religion of Christ. But
this is very far from being the case. The superiority is not apparent
to a mind sophisticated by a lifelong familiarity with only the one
religion, and it is only, as a rule, perceived after a prolonged and
impartial study and comparison of the two has opened the mind.
This is the great reason for educational work. It is a very difficult
matter to make the votaries of an elaborate system like Buddhism
see the superiority of Christ over Buddha; they are more than
contented with what they have.
Besides this, we ought to remember that Buddhism has everything
on its side that tends to make a religion powerful and influential. It
has a concrete existence, and very much of outward and visible form
and appearance; it is in possession; it has numbers, a voluminous
literature, a definite and consistent system of philosophy. It has
plenty of popular observances and popular enthusiasm. It is cleverly
adapted to man’s natural desire to work out his own salvation. It is
most powerfully sustained and buttressed in the regard and
confidence of the people by its very numerous monastic institutions,
which are recruited from all classes of the people, from the prince to
the peasant, for every male Burman must be a monk, for a longer or
a shorter time, at some period of his life.
47. CHAPTER XII.
BURMESE RELIGIOUS INSTITUTIONS AND
USAGES.
The Burmans, like most nations of the East, are essentially a
religious people, and pay great regard to the religious usages and
institutions in which they have been brought up.
Chief amongst these is the monastic institution of Buddhism.
Buddha was not only a great philosopher and thinker, but a great
organiser too, and he provided in the monastic system a social bond
of union that knits the entire community together in the Buddhist
faith. This is made more obvious by the fact that every male Burman
must be a monk at some time in his life, for a longer or shorter
period, otherwise the demerit attaching to him would so overbalance
his merits, as to render it impossible for him ever to make any
improvement in his future existences. His ill deeds would swell the
sum of his demerits, but no act of charity or pious devotion would be
recorded to his advantage. Hence, in Upper Burma, almost every
youth dons the yellow robe and becomes a monk. It may be for a
week, a month, or a season or two, or it may be for many years, or
it may prove to be lifelong. The longer they stay in the monastery
the more sanctity attaches to them. But the Buddhist monk, unlike
some other monks, is at liberty to terminate his monastic vows at
pleasure, and return to ordinary life. The monks reckon the
continuance of their monastic condition by the number of Wahs
spent in the monastery, the Wah being the annual recurrence of a
kind of Buddhist Lent, extending from July to October.
This recruiting of the monks from the entire population—so
different from Hinduism, which acknowledges a rigidly exclusive,
priestly caste—immensely strengthens the hold Buddhism has on the
people, and widens the popular basis upon which it rests. In my
48. missionary life amongst the Hindus in Ceylon, I have observed in
reading and expounding the parable of “The Good Samaritan” to a
heathen congregation, a great readiness to apply, of their own
accord, the cases of the Priest and the Levite, who passed by on the
other side, to their own Brahmin priests, and they were always ready
to take sides against them as quite a separate caste; but there can
never be the same alienation between monks and laity in a Buddhist
land like Burma, where the monks are their own kith and kin.
The monasteries are very extensively spread over the country.
Mandalay, at the time of the annexation, was officially stated to have
close upon 6,000 monks, and you can visit scarcely any town or
village, however small or remote, which has not its monastic
establishment. The monastery is always the best building in the
place, and has the cleanest enclosure of any house in the village,
and there is an air of sanctity and repose about it. The monks are
very approachable. The stranger, whether native or foreigner, is
always made welcome; indeed, that is a characteristic of the
Burmans everywhere, that they receive strangers freely and affably,
and being free from those caste scruples so usual amongst the
Hindus, one is not for ever fearful of transgressing their notions of
propriety, or unwittingly hurting their dignity. As the monasteries are
spacious, and often supplied with additional zayats or rest-houses, it
will rarely happen in travelling that they will be unable or unwilling to
assign the stranger some humble place of rest, where he may tie up
his pony, eat his food, and spread his mat and pillow for the night.
To the poor and destitute the monastery is a place of relief, where
they can always hope to obtain a little food out of that which is daily
given to the monks in their house to house morning visits.
It must be frankly admitted that the monasteries of the country do
a useful work in the way of imparting elementary education. To them
is chiefly due the creditable fact that there are comparatively few of
the men who cannot read and write; and this does much to bind the
people to the support of the Order. But the education scarcely ever
goes beyond the most elementary stage. They learn to read
Burmese, and they learn to repeat a few Pali prayers and forms of
49. devotion. Pali is the sacred language; very few even of the monks
understand the meaning.
On the other hand, the monks’ life is a very idle one. They live in
perfect ease, all their wants are supplied by the people, and they are
not expected to work at all, except some of them at teaching. There
are usually far more of them in the monastery than are required for
that purpose, so that they spend a vast amount of idle time, and it is
thought by many that the indolent, easy-going habits, and the lack
of discipline and enterprise the Burmans display as a nation, is
largely owing to the idle life of the monastery, which is continually
before their eyes, for there they receive their teaching when young.
The Buddhist monk is not a minister of religion in our sense. He
has no pastoral charge. He is for himself, and for his own
deliverance, and the merit he acquires he shares with nobody. He
may occasionally be called to attend this or that function, when the
presence of a monk is customary, or he may expound the law
occasionally, if he so choose, reciting some of the sacred writings for
that purpose; but he undertakes no responsibility for the guidance of
the souls of others. In Buddhism a man must save himself, and
nothing that a monk or any one else may do can alter the balance of
his merits and demerits. Even if the monk be summoned to the
couch of a dying man, as he is sometimes, it is not that he may
speak words of consolation, or offer him the comforts of religion. It
is merely that the presence of the holy man may drive away the evil
spirits that would be liable to haunt the place on such an occasion.
The habits of the monastic Order are very simple. In the morning,
after the few Pali prayers have been uttered, the monks invariably
go forth through the village, attended by the boys carrying the alms-
bowls, to collect their daily food from the people. Not that they beg.
There is no occasion for that. Their rules forbid them to ask; and in
going from door to door amongst their own people they do not ask.
But privately, I must own, I have found occasionally amongst the
Buddhist monks of my acquaintance some of the most arrant
cadgers I ever met with. Few, indeed, are the matrons who do not
50. put something in the way of food in the alms-bowl. Nor do they
thank the people for what they receive. They would never think of
doing so. In fact, the obligation is all on the other side. The monks
are conferring a favour by giving the people the opportunity to do
this work of high merit by means of their alms. A useful hint, by the
way, to collectors for good and useful objects in England!
In their walks abroad, and in the performance of such functions as
bring them into mixed companies, many of the monks carry a large
palm-leaf fan in their hands, in order that, as celibate ascetics, they
may shut off the sight of feminine charms from their eyes.
The education given at the monasteries is very poor, but the
acquisition of any learning at all by the children is a matter for
wonder, when we consider how poor the instruction is. What they do
succeed in learning is not so much by means of teaching, as we
understand it, but is almost entirely due to the system of noisy
repetition of the lessons, at the full pitch of their voices in unison, in
which all the children engage, the elder ones leading, and the
younger following. For this reason the little learning imparted at
these schools is of a mechanical sort, and lacks intelligence.
Arithmetic is very low indeed. Geography, if taught at all, must of
course square with the orthodox Buddhist cosmogony; and as there
is much that is doubtful about that, it is perhaps best left alone, and
is accordingly. Burmese history is abundant in quantity, but in quality
it only consists of what we call fiction, and has but a poor foothold
upon fact, and is left out of the curriculum. All other branches of
study are unknown, except a little of Pali in the form of devotions,
which, however, is mostly taught in mere parrot fashion.
51. “THERE THE PEOPLE ASSEMBLE OF AN EVENING, AND ARE TO BE SEEN IN THE
OPEN SPACE AROUND THE PAGODA, ON THEIR KNEES IN THE OPEN AIR,
REPEATING THEIR DEVOTIONS IN PALI.”
The Director of Public Instruction in Burma told me a good story
of his first visit to Mandalay. He had been calling on the great
Thathanabine or Buddhist Archbishop of Burma, and had sought to
impress upon that venerable ecclesiastic the desirability of improving
the education given at the monastery schools. He mentioned
arithmetic and geography as very desirable subjects to be taught,
offering to supply teachers already trained and able to teach them.
One of the attendant monks, an elderly brother of the yellow robe,
remarked that for his part he could not see any great need for
learning geography, especially now that the English Government had
been good enough to construct a railway. “If you want to go
anywhere all you have to do is to take your ticket and get into the
train.” Where was the use of learning geography?
52. The honour paid to the monks by the people is quite
extraordinary. In the Burmese language the commonest acts of life
as performed by the monks are spoken of with respectful
expressions, which are never applied to similar acts as done by the
common people. The oldest layman honours the youngest monk,
and gives place to him. The ordinary posture before a monk is down
on their knees, and often on their elbows also, with the palms of the
hands joined together, and raised as if in supplication, and the title
“Paya” is used—the very name which has to do duty for the deity.
An instance is on record of a venerable monk being called from
Mandalay to settle a dispute between two parties concerning some
religious point, in a town on the banks of the Irrawaddy. On his
arrival the whole population lined both sides of the path up to the
monastery, and kneeling, they loosed down their long black hair, for
the men as well as the women wear it long, and spread it across the
path, so that he walked all the distance from the river bank to the
monastery on human tresses.
The pagodas are the ordinary resorts of the people as places of
worship; not all of them, however, for the great majority are merely
erected as works of merit, and never attain any celebrity as places of
worship; only the chief and most notable shrines. There the people
assemble of an evening, and are to be seen in the flagged open
space around the pagoda, on their knees in the open air, repeating
their devotions in Pali. Though many of them come together, it is not
of the nature of congregational worship, nor is any one appointed to
lead their devotions. It is each one for himself. There is no prayer in
our sense of that term, that is, petition. With no God to address,
what place is there for prayer? Buddhism knows no higher being
than the Buddha, and he is gone, twenty-four centuries ago, into
Nirvana. The sentences they utter in Pali consist of expressions in
praise of Buddha, the Law, and the Monastic Order. Images of
Buddha are extensively used, but for all that, the people can hardly
be called idolaters. The burning of candles and of incense at worship
time is customary.
53. The Burmese “duty days,” of which there are four in the month,
are observed on the eighth of the crescent, the full, the eighth of the
waning, and the change of the moon. These are kept more strictly
as worship days during what is called the Wah than at any other
time. That is the period from July to October, which is observed as a
time of special fasting and solemnity, ever since the days of their
founder, who used to spend this, the rainy season, when travelling
about in India is scarcely practicable, in retirement and meditation.
During the Wah there is a cessation of all festivities, and of the
theatrical performances of which the Burmans are so fond.
At the end of the Wah there is a time of general rejoicing. For
some days before amusements are observed to be in progress in the
streets. Effigies of animals, very well executed, are carried about.
Here a buffalo of gigantic size, made of some light material,
cunningly finished and coloured to the life, with horns and hide and
all complete, is seen walking about on two pairs of human legs, the
said legs being clad in the very baggy dark trousers worn by the
Shans; its head balanced so as to swing with the walk in a most
realistic and natural manner.
Yonder, in the Chinese temple, a huge pasteboard demon is seen
disporting himself, with head of frightful aspect and enormous size,
and body of cloth. You may freely walk in; and as you look around
and admire the excellence of the building and the expensive and
choice furniture, lamps and decorations, you may also see the huge
creature writhing about, with all manner of contortions, to the
deafening din of drums and the clash of cymbals. Somehow
Orientals seem to be able to combine amusement with devotion. My
three little children who have walked in with me, scared almost out
of their wits with the noise, and still more with the portentous sight
of the demon, promptly take to their heels and rush out of the
temple, and cannot be induced to return, so I go out in search of
them. At the corner of the next street an enormous representation
of a tiger, ten times life size, in teeth and claws complete, and with a
most ferocious aspect, has been glaring at the passers-by for some
days. And, as you look, here comes a rude likeness of a gigantic lady
54. ten feet high, who, however, seems to move along very ungracefully,
and bows very stiffly in acknowledgment of the cheers of the crowd.
The Chinese are particularly fond of getting up a very brilliantly
executed figure of a serpent, in great splendour and in very bright
colours, many yards long, which is borne high overhead through the
streets on these occasions, with quite a procession. This particular
show seems to afford scope for high art in representing the
wrigglings of the monster as it is carried along.
But this is all only preparatory to the festival called Wah-gyoot
(literally “the release from the Wah”). It is a festival of lights. For
three nights the whole city of Mandalay is one blaze of illumination.
Every house has its complement of candles or oil lamps; the rich in
keeping with their means, and the poor according to their poverty.
At that season the air is still, there is little or no wind, all the lights
are out of doors and burn brightly. The streets are lit up with candles
at every ten paces; the pagodas are effectively illuminated with
hundreds of lights far up into their spires. Little children are
trundling extemporised carts with bamboo wheels, each carrying a
tiny illumination, covered with a lamp of thin, coloured paper. In
addition to the house illuminations, paper lanterns are quite the
fashion in China Street, where the well-known ingenuity of John
Chinaman produces fantastic shapes in various colours, representing
sundry animals, fishes, ships and what not. On the great river, as
soon as it grows dark, the villagers row out into the middle of the
stream and set adrift multitudes of oil lamps, each fastened to a little
float of bamboo or plantain stem. Thousands of them are sent out
by each village, so that the whole Irrawaddy is one blaze of
twinkling lights.
Another very prominent and popular festival of the Burmans is the
Water Feast, which occurs at their New Year in April. For two or
three days at that time “the compliments of the season” consist in
walking up to you in the street, or even in your own house, and
discharging a jar of clean water over you, with the expression, “I will
do homage to you with water”; and it would be considered very bad
form to show any resentment for this kind and polite attention. It is
55. obvious that such a custom as this must afford great scope to the
rollicking Burmans of both sexes. It leads to abundance of larking
and merriment in the streets. Everybody who ventures forth stands a
great chance of a thorough drenching. Fortunately it occurs in April,
the time of the sun’s greatest power, and the sweltering heat
renders it less of an inconvenience than it would be in a colder
climate.
There is nothing the Burmans are more scrupulous about than the
taking of life. A mother has been seen to pick up the scorpion that
stung her child, between two pieces of bamboo, and merely drop it
gently outside the door. Twice when I have found a deadly cobra
lurking about the house where the children were playing—the most
venomous of snakes, whose bite is death—and have asked a
Burmese servant to help me to kill it, he has declined, and I have
had to kill it myself. But though the Burman will not kill a snake, he
will not scruple to take it home to cook and eat it after some other
person has killed it. Animal food seldom comes amiss to them,
whether it has been killed by another or has died of itself. They are
not very choice in their food.
Mandalay swarms with thousands of half-starved, mangy,
miserable animals—nobody’s dogs. No matter how they increase and
multiply, no Burman is willing to “put them out of their misery”; the
firm belief in transmigration prevents this. I have known half a dozen
such dreadful creatures quarter themselves uninvited on the Mission
premises. One of the half-dozen, a savage brute, living under the
school on the Mission premises, one day bit a little Burman boy, and
tore his bare arm very badly. This was too much for me. Fearing it
might do further mischief, and might even be mad, I waylaid and
shot it. The Burmans thought I had done very wrong. Their tender
care for animals often appears in touching forms. I have noticed a
Burman coolie engaged in mixing mortar, on finding he had brought
a number of tadpoles from the neighbouring pond in his bucket of
water, take them all out with great care, and carry them back to the
pond, though it was 150 yards away and he had to go on purpose.
And yet, so strangely inconsistent is human nature, there are
56. perhaps few countries in the world, with any pretensions to
civilisation, where human life is held so cheap as in Burma, and
where the people have commonly such a propensity to the crime of
dacoity or robbery with violence, and often with murder. And yet,
again, with strange inconsistency, the coarse and hardened criminal,
the Burman dacoit, who has imbrued his hands in his neighbour’s
blood more than once, will scruple to harm the vermin that infests
his couch.
Some of the great Buddhist shrines in Burma are buildings of
wonderful magnificence. The Shwê Dagohn Pagoda at Rangoon is
one of the most important and sacred. It is considered to be over
two thousand years old. Originally it was very small, but now it rises
to a height of 370 feet, or a little higher than St. Paul’s Cathedral,
and is a quarter of a mile in circumference at the base. It is situated
on the top of a very high hill, of which the summit has been, at vast
labour and expense, made into a level platform, and carefully paved.
This immense platform is partly occupied by many smaller pagodas,
resting places for worshippers, and chapels containing colossal
images of Buddha; and considerable open space is left for the
immense crowds of worshippers that assemble there. In the centre
rises the great pagoda in the usual bell shape, one vast, solid mass
of masonry terminating in a spire. Four flights of stone steps lead up
from the plain beneath, one on each side of the hill. On the summit
of the pagoda is the htee, or gilt iron framework in the form of an
umbrella, with multitudes of gold and silver bells, richly bejewelled,
which tinkle with every passing breeze. The htee was presented by
King Mindohn, the father of King Theebaw, and cost £50,000. The
pagoda itself with the adjacent buildings must have cost, from first
to last, a fabulous sum. This pagoda, like many others of the
principal ones, is covered with pure gold leaf. Every few years it has
to be regilt. Sometimes this has been done by some particular king,
as a great work of merit. One king is said to have spent his own
weight of gold upon it. In 1887 there was a regilding by public
subscription. The accounts when published showed an expenditure
of some £9,000; and this money, be it known to all Christians, was
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