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Chapter 10




Comparative Politics III
       Governing Democracies:
Executives, Legislatures, and Judiciaries
Executives

• Presidents
  • Elected


• Prime             British Prime Minister Tony Blair, Spanish
                    Prime Minister Jose Maria Aznar, U.S.
  Ministers         President George W. Bush, and Portugese
                    Prime Minister Jose Durao Barroso,
  • Selected from
    its own ranks
European Parliaments
• “Forming a
  government” in
  Britain
  • Monarch invites the
    leader of the largest
    party in the House
    of Commons to
    become prime
    minister and “form a
    government”
                            Queen Elizabeth II
European
Parliaments
• “Constructive no
  confidence” in Germany
  • Chancellor of Germany
    stronger than British prime
    minister
  • Head of largest party in the   German Chancellor
    lower house (Bundestag)        Gerhard Schroder
  – Ousted only if the Bundestag votes in a
    replacement cabinet
  – “Constructive no confidence” succeeded only
    once in 1982
European
Parliaments
• “Cohabitation” in
  France
  • Semipresidential
    system
     • President elected for   Premier Lionel Jospin and
       7 years                 President Jacques Chirac
     • Parliament elected
       for 5 years
  – President appoints premier from majority party
    in parliament
The Clinton
Impeachment
• Snapshot of American
  politics:

  • Moralistic                    • Public
      • Example of morality           • Open to media
  • Divided                       • Legalistic
      • 2/3 pro Clinton               • Legal details
  • Partisan                      • Expensive
      • Division on party lines       • $40 million +
  • Personality-driven            • Institutionalized
      • Normal (immature)             • According to Constitution
      • “Slick Willy”             • Distasteful
                                      • Partisn politics run amok
Roles of the
Executive
• Head of state
   • Symbol of nation
• Chief of government
   • Responsible for making       • Chief diplomat
     and carrying out policy         • Grant diplomatic
     decisions                         recognition
• Party chief                        • Negotiate trade deals
   • Leaders of political party      • Executive agreements
• Commander in chief              • Dispenser of
   • Commands military              appointments
     establishment                   • Patronage (3,000 jobs)
   • Most dangerous power         • Chief legislator
                                     • Law-making powers
Executive
 Leadership
                   • Hands-on
                 Causes chief
          executives to scatter
                  and exhaust
                                             President Carter
                   themselves
                                           “Hands-On” Style of
                                                leadership


                               • Hands-off
                                    • Pay little attention to
                                      crucial matters causing
                                      serious problems
 Ronald Reagan with his horse
                                    • Rely on trusted
"Little Man" at Rancho Del Cielo.     subordinates
         February, 1977.
Executive
Leadership
• Middle Ground
  • Appeared to be
    hands-off
  • Actually very active
     • Preferred to let others
                                 President Eisenhower
       take credit (or blame)
 – “Hidden-hand presidency”
Barber’s
  Presidential
  Character

• Based on how much
  - presidents like political office
  - energy they put into it
Types of
 Presidential
 Character
• Active-positive
  • Enjoys being president and puts a lot of energy
    into it.
  • Roosevelt, Kennedy, Bush Sr.
• Active-negative
  • Real “meanies” in office
  • Lots of energy but don’t enjoy relaxed power
  • Johnson, Nixon
Types of
Presidential
Character
• Passive-positive
  • Like being president,
    but little energy
  • Prefer to delegate
    matters to subordinates
  • Taft, Harding, Reagan           General Eisenhower

  Passive-negative
  – Politicians drafted for the job, don’t relish it
  – Little energy
  – Coolidge, Eisenhower
Disabled
Presidents
 • Woodrow Wilson
   • Strokes, poor health
   • Treaty of Versailles
 • Franklin D. Roosevelt
   • Heart Failure, hypertension   Ellen Axson Wilson

 • John F. Kennedy
   • Addison’s disease
 • Ronald Reagan
   • Assassination attempt
Psychology of Power
• Classic 1936 work of
  Harold Lasswell
  • Politicians start out mentally
    unbalanced
     • Have unusual need for power and dominance
     • Normal people find politics uninteresting
  Plato
  – Even sane people who become too powerful in
    high office go crazy.
     • They have to because they can trust no one
  Solution
  – Limit power and have mechanisms to remove
    officeholders who abuse it.
Cabinets
• Major executive
  divisions called
  department in U.S.,
  ministry in most of the
  rest of the world.
• Who serves in a                U.S. Treasury Department
                                 transfers its law
  cabinet?                       enforcement units, including
   • Parliamentary systems       the Customs Service and
                                 the Secret Service, to the
   • Presidential systems        Department of Homeland
                                 Security and the Justice
• Rise of noncabinet             Department.
  advisers                       Secretary of Homeland Security Tom
                                 Ridge, Treasury Secretary John Snow, and
   • Chief of Staff              Deputy Attorney General Larry Thompson
   • National Security Adviser
Expecting
Too Much?
• Presidents and Prime Ministers are expected
  to
  • Deliver economic growth with low unemployment
    and low inflation
  • Be responsible for anything that goes wrong
  • Delegate to subordinates (“hands-off”)
• What matters is getting reelected
  • Personality counts more than policy
  • Symbols count more than performance
How Do We Safeguard
Democracy?




 Electoral Punishment!
Legislatures
Executive Roles
• Head of state
  • Top leader, but with only
    symbolic duties
     • Queen of England
     • King of Sweden
  Head of government
   – The real working executive
      • Prime minister, premier, or chancellor
          – Britain’s Prime Minister Tony Blair
          – Germany Chancellor Angela D. Merkel
– United States
   – President is both head of state and head of
     government.
Presidential
Democracy
• Separation of power
  between executive
  and legislative
  branches
• President combines
  head of state with
  chief of government
  roles
  Executive not easily ousted by legislature
  Less dependent on legislative majority
Grigsby slides 10
Parliamentary
System
• Fusion of power between
  executive and legislative
  branches
• Head of state distinct
  from chief of government
• Chief political official
  (usually prime minister)
  easily ousted
• Cabinet members are
  members of parliament
Grigsby slides 10
Separation and
Fusion of Power
• Government
  • In Europe, a given cabinet
  • U.S. “administration”
• Executive-legislative
  deadlock
  Vote of confidence
  – Major vote in parliament on which government
    stands or falls.
  – Can oust cabinet on a no-confidence vote
  Immobilism
  – Inability of coalition governments to solve major
    questions.
Coalition

• Multiparty alliance
  to form a
  government
  When no one party has majority
  of seats in parliament
Legislative
Chambers
• Bicameral
  • Parliament having
    two chambers, upper
    and lower
• Unicameral
  • Parliament with one
    chamber
The Committee
System
• Real power of
  modern legislatures
• Screen much
  proposed legislation
  Can make or break a proposal
  Includes
  - Standing (permanent) committees
  - Special ad hoc committees
  - Subcommittees
A Closer Look at
Legislatures
• Lawmaking
  • Pass laws, few originate
    laws
• Constituency work
  Supervision and criticism of government
  – Keeping a critical eye on the executive
  Education
  – Keep citizenry informed
  Representation
  – Chief function to represent the people
Decline of
Legislatures
• Structural disadvantages
  • Legislators obey party whips
  • U.S. lacks efficiency
• Lack of expertise
  • Must rely on experts
• Psychological disadvantages
  • A President can have charisma, but a legislature
    cannot
  • “President worship”
Decline of
Legislatures
• The absentee problem
• Lack of turnover
• Dilemma of parliaments
  • To get things done, power must be
    concentrated, as in the hands of a powerful
    executive.
  • To keep things democratic, power must be
    dispersed, divided between an executive
    and a legislature.
Judiciaries
Types of Law

• Positive law
  • Written by humans and
    accepted over time

  Criminal law
   – Regulates the conduct of individuals, defines
     crimes, and provides punishment for violations
      • Infractions
      • Misdemeanors
      • Felonies
   • U.S. criminal law codified or statutory
Types of Law
• Civil law
   • Private matters brought
     to court by individuals,
     not by governments
   • Marriage and divorce,
     inheritance
  Constitutional law
   – Grows out of a country’s basic documents
   – U.S. Supreme Court interprets the Constitution
   – Judicial review of legislation
Types of Law
• Administrative law
  • Regulatory orders by
    government agencies

  International law
  –   Guides relations among nations
  –   Include treaties, authority, and customs
  –   Reciprocity and consistency
  –   No enforcement apparatus
Types of Law
• Common law
  • “Judge-made law”; old
    decisions built up over the
    centuries
 Code law
  – Laws arranged in books, usually updated Roman
    law
 Canon law
  – Laws of the Roman Catholic Church, based on
    Roman law
The Roots of Law

• Higher law
  • Attributed to God or the
    Creator and thus higher than
    laws made by humans                     John Locke
  – People are “endowed by their Creator” with
    the rights to life, liberty, and the pursuit of
    happiness…-- rights that no just government
    can take away.
  Natural law
  – That which comes from nature, understood by
    reasoning.
U.S. Federal Court System

Diversity
Jurisdiction:     U.S. Supreme Court
Litigants who
are citizens of
different
states               Circuit Courts



                    District Courts
State Court System
Adversary
Process:        CA Supreme Court
Two sides:
Plaintiff and
Defendant
                 Court of Appeals



                 Superior Courts
Judges

• Federal Judges
  • Nominated by President and appointed
    with the advice and consent of the Senate
  • Position held during “good behavior”
• State Judges
  • Either popularly elected or appointed
  • Terms range up to 14 years
Comparing Courts
• British court system
  • Common law traditions
  • Divided into civil and criminal
    branches
  – Judges
     • All judges appointed by the Monarch on advice of prime
       minister
     • Lifetime tenure
     • Lack power of judicial review
         – No written constitution
  – Lawyers
     • Barristers represent clients in court
     • Solicitors handle all other legal matters
Comparing
Courts
• European court system
  •   Based on French system
  •   No separate civil/criminal divisions
  •   Accused bears burden of proving innocence
  •   Lawyers
       • Court questions witnesses, not lawyers
       • Lawyers try to sway jury and show factual mistakes
       • Role not as vital as in U.S./British systems
Role of the Courts

• Judicial review
  - Marbury v. Madison (1803)
  • Supreme Court’s power to
    review the constitutionality    Chief Justice
    of laws                        John Marshall
  Political role
  – Appointment of judges
  – Impact on laws
Influences
on Judges
•   Geography
•   Outlook and background
•   Occupational background
•   Party affiliation
•   Conception of judicial role
•   Colleagues’ opinions
•   Public opinion
Warren Court

• Civil rights
  • Brown v. Bd. Of Ed of Topeka (1954)
     • Reversed “separate but equal” doctrine
     • Ordered desegregation of schools
  • Lombard v. Louisiana (1963)
     • Supported the sit-in
Warren Court
• Criminal justice
  • Mapp v. Ohio (1961)
     • Evidence seized without
       warrant was inadmissible in
       state court
  – Gideon v. Wainwright (1963)
     • Indigent defendants must be provided counsel
  – Escobedo v. Illinois (1964)
     • Suspect could not be denied right to lawyer during
       police questioning
  – Miranda v. Arizona (1966)
     • Once detained by police, suspect must be told rights
Warren Court
• Legislative
  reapportionment
  • Outlawed
    “gerrymandering”
  – Unequal representation denied citizens
    their 14th Amendment rights
  – States must apply the principle of “one
    person, one vote” in redrawing electoral
    lines
Post-Warren
Courts
• Burger Court (1969 –1986)
  • 1978 Bakke Case
    • Reverse discrimination
  • 1984 added “good faith exception” to the
    Mapp rule
• Rehnquist Court (1986-present)
  • Burning of the American flag protected
    form of free speech
  • Our current Supreme Court
“Even when laws
    have been
   written down,
  they ought not
  always remain
    unaltered.”
      -- Aristotle

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Grigsby slides 10

  • 1. Chapter 10 Comparative Politics III Governing Democracies: Executives, Legislatures, and Judiciaries
  • 2. Executives • Presidents • Elected • Prime British Prime Minister Tony Blair, Spanish Prime Minister Jose Maria Aznar, U.S. Ministers President George W. Bush, and Portugese Prime Minister Jose Durao Barroso, • Selected from its own ranks
  • 3. European Parliaments • “Forming a government” in Britain • Monarch invites the leader of the largest party in the House of Commons to become prime minister and “form a government” Queen Elizabeth II
  • 4. European Parliaments • “Constructive no confidence” in Germany • Chancellor of Germany stronger than British prime minister • Head of largest party in the German Chancellor lower house (Bundestag) Gerhard Schroder – Ousted only if the Bundestag votes in a replacement cabinet – “Constructive no confidence” succeeded only once in 1982
  • 5. European Parliaments • “Cohabitation” in France • Semipresidential system • President elected for Premier Lionel Jospin and 7 years President Jacques Chirac • Parliament elected for 5 years – President appoints premier from majority party in parliament
  • 6. The Clinton Impeachment • Snapshot of American politics: • Moralistic • Public • Example of morality • Open to media • Divided • Legalistic • 2/3 pro Clinton • Legal details • Partisan • Expensive • Division on party lines • $40 million + • Personality-driven • Institutionalized • Normal (immature) • According to Constitution • “Slick Willy” • Distasteful • Partisn politics run amok
  • 7. Roles of the Executive • Head of state • Symbol of nation • Chief of government • Responsible for making • Chief diplomat and carrying out policy • Grant diplomatic decisions recognition • Party chief • Negotiate trade deals • Leaders of political party • Executive agreements • Commander in chief • Dispenser of • Commands military appointments establishment • Patronage (3,000 jobs) • Most dangerous power • Chief legislator • Law-making powers
  • 8. Executive Leadership • Hands-on Causes chief executives to scatter and exhaust President Carter themselves “Hands-On” Style of leadership • Hands-off • Pay little attention to crucial matters causing serious problems Ronald Reagan with his horse • Rely on trusted "Little Man" at Rancho Del Cielo. subordinates February, 1977.
  • 9. Executive Leadership • Middle Ground • Appeared to be hands-off • Actually very active • Preferred to let others President Eisenhower take credit (or blame) – “Hidden-hand presidency”
  • 10. Barber’s Presidential Character • Based on how much - presidents like political office - energy they put into it
  • 11. Types of Presidential Character • Active-positive • Enjoys being president and puts a lot of energy into it. • Roosevelt, Kennedy, Bush Sr. • Active-negative • Real “meanies” in office • Lots of energy but don’t enjoy relaxed power • Johnson, Nixon
  • 12. Types of Presidential Character • Passive-positive • Like being president, but little energy • Prefer to delegate matters to subordinates • Taft, Harding, Reagan General Eisenhower Passive-negative – Politicians drafted for the job, don’t relish it – Little energy – Coolidge, Eisenhower
  • 13. Disabled Presidents • Woodrow Wilson • Strokes, poor health • Treaty of Versailles • Franklin D. Roosevelt • Heart Failure, hypertension Ellen Axson Wilson • John F. Kennedy • Addison’s disease • Ronald Reagan • Assassination attempt
  • 14. Psychology of Power • Classic 1936 work of Harold Lasswell • Politicians start out mentally unbalanced • Have unusual need for power and dominance • Normal people find politics uninteresting Plato – Even sane people who become too powerful in high office go crazy. • They have to because they can trust no one Solution – Limit power and have mechanisms to remove officeholders who abuse it.
  • 15. Cabinets • Major executive divisions called department in U.S., ministry in most of the rest of the world. • Who serves in a U.S. Treasury Department transfers its law cabinet? enforcement units, including • Parliamentary systems the Customs Service and the Secret Service, to the • Presidential systems Department of Homeland Security and the Justice • Rise of noncabinet Department. advisers Secretary of Homeland Security Tom Ridge, Treasury Secretary John Snow, and • Chief of Staff Deputy Attorney General Larry Thompson • National Security Adviser
  • 16. Expecting Too Much? • Presidents and Prime Ministers are expected to • Deliver economic growth with low unemployment and low inflation • Be responsible for anything that goes wrong • Delegate to subordinates (“hands-off”) • What matters is getting reelected • Personality counts more than policy • Symbols count more than performance
  • 17. How Do We Safeguard Democracy? Electoral Punishment!
  • 19. Executive Roles • Head of state • Top leader, but with only symbolic duties • Queen of England • King of Sweden Head of government – The real working executive • Prime minister, premier, or chancellor – Britain’s Prime Minister Tony Blair – Germany Chancellor Angela D. Merkel – United States – President is both head of state and head of government.
  • 20. Presidential Democracy • Separation of power between executive and legislative branches • President combines head of state with chief of government roles Executive not easily ousted by legislature Less dependent on legislative majority
  • 22. Parliamentary System • Fusion of power between executive and legislative branches • Head of state distinct from chief of government • Chief political official (usually prime minister) easily ousted • Cabinet members are members of parliament
  • 24. Separation and Fusion of Power • Government • In Europe, a given cabinet • U.S. “administration” • Executive-legislative deadlock Vote of confidence – Major vote in parliament on which government stands or falls. – Can oust cabinet on a no-confidence vote Immobilism – Inability of coalition governments to solve major questions.
  • 25. Coalition • Multiparty alliance to form a government When no one party has majority of seats in parliament
  • 26. Legislative Chambers • Bicameral • Parliament having two chambers, upper and lower • Unicameral • Parliament with one chamber
  • 27. The Committee System • Real power of modern legislatures • Screen much proposed legislation Can make or break a proposal Includes - Standing (permanent) committees - Special ad hoc committees - Subcommittees
  • 28. A Closer Look at Legislatures • Lawmaking • Pass laws, few originate laws • Constituency work Supervision and criticism of government – Keeping a critical eye on the executive Education – Keep citizenry informed Representation – Chief function to represent the people
  • 29. Decline of Legislatures • Structural disadvantages • Legislators obey party whips • U.S. lacks efficiency • Lack of expertise • Must rely on experts • Psychological disadvantages • A President can have charisma, but a legislature cannot • “President worship”
  • 30. Decline of Legislatures • The absentee problem • Lack of turnover • Dilemma of parliaments • To get things done, power must be concentrated, as in the hands of a powerful executive. • To keep things democratic, power must be dispersed, divided between an executive and a legislature.
  • 32. Types of Law • Positive law • Written by humans and accepted over time Criminal law – Regulates the conduct of individuals, defines crimes, and provides punishment for violations • Infractions • Misdemeanors • Felonies • U.S. criminal law codified or statutory
  • 33. Types of Law • Civil law • Private matters brought to court by individuals, not by governments • Marriage and divorce, inheritance Constitutional law – Grows out of a country’s basic documents – U.S. Supreme Court interprets the Constitution – Judicial review of legislation
  • 34. Types of Law • Administrative law • Regulatory orders by government agencies International law – Guides relations among nations – Include treaties, authority, and customs – Reciprocity and consistency – No enforcement apparatus
  • 35. Types of Law • Common law • “Judge-made law”; old decisions built up over the centuries Code law – Laws arranged in books, usually updated Roman law Canon law – Laws of the Roman Catholic Church, based on Roman law
  • 36. The Roots of Law • Higher law • Attributed to God or the Creator and thus higher than laws made by humans John Locke – People are “endowed by their Creator” with the rights to life, liberty, and the pursuit of happiness…-- rights that no just government can take away. Natural law – That which comes from nature, understood by reasoning.
  • 37. U.S. Federal Court System Diversity Jurisdiction: U.S. Supreme Court Litigants who are citizens of different states Circuit Courts District Courts
  • 38. State Court System Adversary Process: CA Supreme Court Two sides: Plaintiff and Defendant Court of Appeals Superior Courts
  • 39. Judges • Federal Judges • Nominated by President and appointed with the advice and consent of the Senate • Position held during “good behavior” • State Judges • Either popularly elected or appointed • Terms range up to 14 years
  • 40. Comparing Courts • British court system • Common law traditions • Divided into civil and criminal branches – Judges • All judges appointed by the Monarch on advice of prime minister • Lifetime tenure • Lack power of judicial review – No written constitution – Lawyers • Barristers represent clients in court • Solicitors handle all other legal matters
  • 41. Comparing Courts • European court system • Based on French system • No separate civil/criminal divisions • Accused bears burden of proving innocence • Lawyers • Court questions witnesses, not lawyers • Lawyers try to sway jury and show factual mistakes • Role not as vital as in U.S./British systems
  • 42. Role of the Courts • Judicial review - Marbury v. Madison (1803) • Supreme Court’s power to review the constitutionality Chief Justice of laws John Marshall Political role – Appointment of judges – Impact on laws
  • 43. Influences on Judges • Geography • Outlook and background • Occupational background • Party affiliation • Conception of judicial role • Colleagues’ opinions • Public opinion
  • 44. Warren Court • Civil rights • Brown v. Bd. Of Ed of Topeka (1954) • Reversed “separate but equal” doctrine • Ordered desegregation of schools • Lombard v. Louisiana (1963) • Supported the sit-in
  • 45. Warren Court • Criminal justice • Mapp v. Ohio (1961) • Evidence seized without warrant was inadmissible in state court – Gideon v. Wainwright (1963) • Indigent defendants must be provided counsel – Escobedo v. Illinois (1964) • Suspect could not be denied right to lawyer during police questioning – Miranda v. Arizona (1966) • Once detained by police, suspect must be told rights
  • 46. Warren Court • Legislative reapportionment • Outlawed “gerrymandering” – Unequal representation denied citizens their 14th Amendment rights – States must apply the principle of “one person, one vote” in redrawing electoral lines
  • 47. Post-Warren Courts • Burger Court (1969 –1986) • 1978 Bakke Case • Reverse discrimination • 1984 added “good faith exception” to the Mapp rule • Rehnquist Court (1986-present) • Burning of the American flag protected form of free speech • Our current Supreme Court
  • 48. “Even when laws have been written down, they ought not always remain unaltered.” -- Aristotle