IMPACT OF RESOURCE MANAGEMENT AND SCALABILITY ON PERFORMANCE OF CLOUD APPLICATIONS – A SURVEY

International Journal of Computer Science, Engineering and Applications (IJCSEA) Vol.6, No.4, August 2016
DOI : 10.5121/ijcsea.2016.6401 1
IMPACT OF RESOURCE MANAGEMENT AND
SCALABILITY ON PERFORMANCE OF CLOUD
APPLICATIONS – A SURVEY
P.Ganesh1
, D Evangelin Geetha2
, TV Suresh Kumar3
1, 2, 3
Department of MCA, BMSIT, Bangalore, India
ABSTRACT
Cloud computing facilitates service providers to rent their computing capabilities for deploying
applications depending on user requirements. Applications of cloud have diverse composition,
configuration and deployment requirements. Quantifying the performance of applications in Cloud
computing environments is a challenging task. In this paper, we try to identify various parameters
associated with performance of cloud applications and analyse the impact of resource management and
scalability among them.
KEYWORDS
Service Level Agreement (SLA), Virtual Machine (VM), Quality of Service (QoS), Software Performance
Engineering (SPE), Software Development Life Cycle (SDLC)
1. INTRODUCTION
Cloud computing has been envisaged as a novel paradigm for providing required services on
demand [1]. Through Virtualization, physical resources are converted into a pool of resources to
provide services on demand. In this context, a service provider possesses and accomplishes
various physical resources and users/end users access them through the Internet. Considered as a
paradigm shift to make software more convenient and attractive as a service and shape the way IT
hardware is provided [2], cloud computing moves from concept to reality with overwhelming
speed as seen currently.
Cloud computing services differ from traditional ones in 3 features. Initially, they are massively
scalable; second, the services can be dynamically configured and delivered on demand; third,
multiple VMs to run on the same physical server. As the complexity and diversity of user
requests of the cloud computing system varies dynamically, its performance is difficult to model
and analyse. Though enough attention is being paid by the cloud providers, performance un-
predictability is a major concern for many cloud users and it is considered as one of the major
obstacles for cloud computing acceptance. Hence it is imperative that cloud providers make
quality of service guarantees by offering SLAs based on performance features [2]
Performance is a runtime attribute of a software system. It is required to describe the software
runtime behaviour called dynamics of software, suitably, in order to analyze performance. Once
good performance goes bad, the problem can originate within any one of a number of interacting
application and infrastructure components. However, as the complexity of the cloud computing
system varies dynamically, modelling its performance and analysing the same becomes difficult
[3]. However, Model based approach is still preferred for performance analysis, as it can be

2
applied to any phase of the software life cycle. Most widely used performance analysis models
include Queuing Networks, Stochastic Petri nets, simulation etc. To evaluate performance models
to get proper performance indices, analytical methods and simulation techniques can be used.
These indices include, throughput, utilization, response time, power consumption etc. in general.
These indices in particular to cloud applications include resource sharing, responsiveness,
scalability, latency, service availability, user satisfaction, reliability, accessibility etc.
The Section II provides a review on resource management; Section III provides review on
scalability. Section IV summarizes the literature available on resource management and
scalability.
2. REVIEW ON RESOURCE MANAGEMENT
Dan Marinescu [4], defines resource management as a core function required in any man-made
system. According to him, it affects the three basic criteria for system evaluation viz.
performance, functionality and cost. Performance and cost are directly and heavily influenced by
inefficient resource management. In addition, it can also indirectly affect system functionality. As
an effect, due to poor performance, some functions of the system may become excessively
expensive or futile.
Like for any other system, the above aspects hold good for a cloud computing environment as
well. After all, the infrastructure of a cloud computing system is complex with a huge number of
resources being shared. Cloud computing system is subject to random requests and hence it may
be affected by external events beyond our control. Resources can be categorised as Computing
resources, network resources, virtual resources etc. Typically cloud resources include Network,
CPU and Disk among others. Cloud resource management thus requires complex policies and
decisions for optimal utilization. It is also subject to continuous and unpredictable interactions
with the environment.
The strategies for cloud resource management associated with the three cloud delivery models,
namely, Infrastructure as a Service (IaaS), Platform as a Service (PaaS) and Software as a Service
(SaaS), differ from each other, essentially. In all the three cases, the cloud service providers are
faced with large and changing loads that challenge the privilege of cloud elasticity. As changes
are recurrent and unpredictable in the cloud, it is unlikely that centralized control will provide
continuous service and performance guarantees. In fact, adequate solutions cannot be provided by
the centralized control to the pool of cloud management policies that we need to impose.
The principal guiding decisions are normally referred by a policy while, its associated
mechanisms represent the means to implement such policies. As a guiding principle of computer
science, we need to separate policies from their mechanisms. Cloud resource management
policies can be roughly grouped into five classes namely; Admission Control, Capacity
Allocation, Load Balancing, Cost Minimisation and Quality of Service.
The system can be prevented from accepting workloads in violation of high-level system policies
using Admission control policy. As an example, an additional workload that might stop it from
completing work already in progress or contracted may not be accepted by the system. Capacity
Allocation takes care of allocating resources for individual instances. At the time when the state
of individual systems is changing so rapidly, it requires to search a large space to locate resources
that are subject to multiple global optimization constraints. The cost of providing services will be
affected by the correlated effect of load balancing and energy optimization. Load balancing refers

3
to evenly distributing the load to a set of servers. In cloud computing, another critical goal is
minimizing the cost of providing the service. In precise, it refers to minimizing energy
consumption.
This points to a different sense of the word, load balancing. Thus, we may need to concentrate the
load and use the smallest number of servers switching the others to standby mode, where in a
server uses less energy, in lieu of having the load evenly distributed among all servers. QoS is the
key feature of resource management which is perhaps the most hard to address and, at the same
time, probably the most critical and challenging to the prospects of cloud computing.
Performance and power consumption are often together targeted by resource management
policies.
All the optimal or near-optimal mechanisms to address the five policy classes do not scale up,
virtually. They normally target either of the aspect of resource management, say, admission
control, but overlook energy conservation. Many require complex computations that can’t be
done effectively in the time available to respond. Too complex performance models, intractable
analytical solutions and the monitoring systems used to collect state information for these models
are too invasive and unable to provide precise data.
As a result, most of the techniques of system performance are focussed on throughput and time in
system. Energy trade-offs or QoS guarantees are seldom included by these techniques. Some
techniques are based on unrealistic assumptions. As an example, under the assumption that
servers are protected from overload, the capacity allocation is viewed as an optimization problem.
Hence, based on a disciplined approach, the allocation techniques in computer clouds are
identified, rather than ad-hoc methods. Following is the list of four basic mechanisms to
implement resource management policies:
Control theory: To guarantee system stability and predict transient behaviour, It uses feedback,
but can only predict local behaviour.
Machine learning: Machine-learning techniques don’t need a performance model of the system.
Utility-based: It requires a performance model and a mechanism to correlate user-level
performance with cost.
Market-oriented/economic mechanisms: It does not require a system model, such as combining
auctions for bundles of resources.
3. REVIEW ON SCALABILITY
The prime goal of cloud environment is to provide equal or near-equal access to every user of
cloud to its services. In this direction, one of the most related issues facing cloud computing is the
ability of various services, let it be apps or web objects, to effectively scale up or down in order to
match the system that they’re running on. The ability of providing applications, processes etc. to
ever growing numbers of users can be viewed as scalability. We shall consider a cloud’s
scalability as its performance report card. Most cloud users believe that all scalability issues are
automatically dealt with by the cloud itself, due to virtualization of resources [5]. This is certainly
not the case at all. It may be true that many cloud networks are set up to grant certain individuals
(users) access to greater amounts of system resources than other cloud users. For example, Gmail
(SaaS) access to subscribed users and normal users. Such kinds of provision of services

4
selectively can cause scalability issues as well. Yet, many a times scalability problems are just a
part of too many individuals accessing the similar data at the same time. This signals that the
data delivery capabilities need to be significantly upgraded.
Two methods exist that are used to enhance the potentiality of scalability, namely: Vertical
Scalability and Horizontal Scalability. By adding additional hardware such as hard drives,
servers, CPU’s, etc., we can achieve Vertical scalability. Though this is not a total solution in
itself, it might be necessary if we need a cloud network to be able to accommodate ever
increasing numbers of virtual machines.
Horizontal scalability emphasises creating more access points within the current
system. Horizontal scalability can be just a quick fix for a growing or expanding cloud.
Horizontal scalability also serves as a kind of supportive for vertical scalability. Like the manner
with which points of access are distributed across a network, horizontal scalability is closely
associated.
Alternatively, integrating multiple load balancers into a cloud system is probably the viable
solution for dealing with scalability issues. Currently, there exist many diverse forms of load
balancers to choose from, such as, server farms, software to even hardware which have been
intended to handle and distribute increased traffic.
Following list highlights the items that hamper the scalability.
1. Too much software clutter within the hardware stack(s)
2. Overuse of third-party scaling
3. Reliance on the use of synchronous calls
4. Not enough caching
5. Databases not being used properly
Finally, creation of a cloud network that offers the maximum level of scalability potential can be
feasible if we apply a more “diagonal” solution. The benefits of horizontal and vertical scaling
can be realised by incorporating best solutions present in both of them. When cloud servers reach
the threshold (no growth state), we should simply start imitating them. By doing so, we shall be
able to keep a consistent architecture when adding new components, software, apps and users.
4. LITERATURE SURVEY
Cloud computing, viewed as major IT revolution of the recent years, offering computing
resources in a pay-as-you-go mode, is anticipated to minimize service operators’ cost without
compromising the performance of services. Yet, it is considerably harder to guarantee the
performance of cloud applications given the architectural complexities of cloud, the types of
interaction between co-deployed applications and the unpredictability of workload. There are
numerous research resources available on various aspects of performance in cloud setup. The
main motive behind the development and deployment of cloud computing is the on-demand
dynamic and scalable resource allocation [6]. Hence, here we attempt to concentrate on two
important aspects of cloud paradigm namely resource and scalability, in order to understand their
relevance with performance of cloud applications.
Survey on the literature available on performance of Cloud applications and its related issues
(Resource Management and Scalability) is carried out to understand the status of performance
aspects of cloud applications and related concerns/challenges.

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The capability to construct software and systems to provide performance objectives early in the
SDLC is enabled by SPE. Conie U Smith, was first to propose SPE approach to integrate software
performance analysis into the software engineering process. [7] Evangelin Geetha D et al.,
addresses the problem of performance analysis of distributed systems during feasibility study and
also during the early stages of software development.[8] In this, a process model, called Hybrid
Performance Prediction (HP3) model, was proposed to model and evaluate distributed systems
with the goal of assessing performance of software system during feasibility study. Also it was
determined that an execution environment can achieve the defined performance goal based on
dynamic workload. [9]
Network resources is one of the central resources in cloud computing. Chrysa Papagianni et al.,
discusses allocation of virtual resources and describes that network performance, is key to the
cloud performance.[10]
According to Sunil Kumar S. Manvi et al., resource management in IaaS can offer the benefits
like Scalability, QoS, optimal utility, reduced latency, reduced overheads, improved throughput
etc. provided the performance metrics such as delay, bandwidth overhead, security, reliability etc.
are taken into consideration while addressing a resource management scheme.[11]
BahmanJavadi et al., explains that resource failure due to increasing functionality and complexity
of hybrid cloud are inevitable. Such failures result in frequent performance degradation,
premature SLAs, loss of revenue. A failure aware resource provisioning method, that is capable
of addressing the end-users’ QoS requirements was suggested.[12]
SaifU.R.Maliket. et al., work on virtualization emphasizes that any increase in the number of
VMs does not disturb the working of the models in a highly scalable environment.[13] As
resources available in a given single data center are restricted and hence if a large demand for an
elastic application arises in a given time, then that cloud provider will not be able to deliver
uniform QoS. In such a scenario, Rodrigo N Calheiros et al., proposes to enable further growing
of application across multiple or independent cloud centers through cloud coordinators. In
InterCloud project, this approach was realised using agents as cloud coordinators where increase
in performance, reliability and scalability was observed.[14]
Initialising a new virtual instance is not instantaneous in Cloud. Sadeka Islam et al., propose a
prediction based resource measurement and provisioning strategies using neural networks and
linear progression.[15]
Disadvantage of cloud-based resource-sharing approaches, in particular to private clouds, is the
existence of administrative boundaries due to the organizational principles. It is proposed to re-
apply proxy-based resource sharing methods that supported solving similar problems in grid
computing to overcome such limitations. D. CenkErdil strongly proposed that information
proxies (proxies which distribute information on behalf of a resource or a collection of resources)
can be viewed as main assisting mechanism for merging of grids and clouds. As per his findings,
dissemination overhead can be reduced significantly under different scenarios, using information
proxies.[16]
A self-organizing cloud can be modeled as scalable model that provide powerful computing
ability with distributed computers. However, the resource allocation on such cloud will be very
challenging as it involves various types of divisible resources and needs to manage with social

6
competitions. Sheng Di et al., proposed ex-post efficient resource allocation for self-organizing
cloud. [17]
Scalability heavily depends on the support of efficient network communications in virtualized
environs. Roberto R. E. et al., analyzed the main bottlenecks of performance in HPC application
scalability on Amazon EC2 and as a result it was echoed that network communication is the key
performance logjam for scalability.[18]
Over provisioning and under provisioning of resources are yet unresolved issues in cloud
computing. Over utilization and underutilization of cloud resources are considered as hitches
because elasticity in pay-per-use cloud models has not been achieved yet. [19] Javier Espadas et
al., proposed the practicality of a cost effective scalable environment via resource allocation
mechanisms built on tenant isolation and VM instance allocation in a way to deploy SaaS
applications over cloud platforms.[20]
5. OBSERVATIONS
An exhaustive survey on available literature relating to cloud resource management and
scalability was carried out. This includes public cloud to hybrid cloud; IaaS to SaaS. Based on the
above available literature, the following observations are derived.
1. Performance of cloud applications or services is dynamic in nature.
2. Performance issues can originate within any one of a number of interacting application and
infrastructure components.
3. Performance analysis requires a great deal of understanding on the related aspects like resource
sharing, responsiveness, scalability, latency, service availability, user satisfaction, reliability,
accessibility etc.
4. Performance analysis can be effectively carried through model based approach.
5. Resource management and scalability are major areas of concern to performance of cloud
services.
6. Over provisioning and under provisioning of resources are yet unresolved issues in cloud.
7. Network resources play crucial role in improving performance of cloud applications as it also
affects scalability.
8. Information proxies can be used to reduce dissemination overheads.
9.Mere increase in the number of VMs does not affect the performance in a highly scalable
environment.
10. Virtualization alone cannot solve the issues of scalability.
The below tables summarize the literature available on resource management and scalability
related to performance of cloud computing.

7
Table 1. Summary of papers wrt Resource Management
Sl.
No.
Author Title Observation
1 Chrysa Papagianni et
al.
On the Otimal Allocation
of Virtual resources in
cloud computing networks
Network performance is key to the
cloud performance.
2 Sunil Kumar S.
Manvi et al.
Resource management for
IaaS cloud : A survey
Resource management in IaaS can
offer key benefits provided the
performance metrics are taken into
consideration while addressing a
resource management scheme.
3 BahmanJavadi et al. Failure-aware resource
provisioning for hybrid
cloud infrastructure
Resource failure due to increasing
functionality and complexity of
hybrid cloud are inevitable
4 Saif U.R.Malik et. al. Modeling and Analysis of
VM based cloud
management platforms
Any increase in the number of VMs
does not disturb the working of the
models in a greatly scalable
environment.
5 Rodrigo N Calheiros
et al.
A coordinator for scaling
elastic applications across
multiple clouds
Cloud coordinators enable further
growing of application across
multiple or independent cloud
centers.
6 Sadeka Islam
et al.
Empirical prediction
models for adaptive
resource provisioning in
the cloud
Prediction based resource
measurement and provisioning
strategies using neural networks and
linear progression to initialise a new
instance of VM
Table 2. Summary of papers wrt Scalability
Sl.
No.
Author Title Observation
1 Sheng Di et al. Ex-Post efficient resource
allocation for self-
organizing cloud
Ex-post efficient resource allocation
for self-organizing cloud, is possible.
2 Roberto R. Exposito
et al.
Performance analysis of
High Performance
Computing applications in
the Cloud
Network communication is the key
bottleneck of performance for
scalability.
3 M. Stillwella et al. Resource allocation
methods for virtualised
service platforms
Over provisioning and under
provisioning of resources are still
unresolved issues in cloud.
4 Javier Espadas et al. Tenant-based resource
allocation model for
scaling SaaS over cloud
infrastructure
Feasibility of cost effective scalable
environment via resource allocation
methods built on tenant isolation and
VM instance allocation.

8
6. CONCLUSION
It is required to describe the software runtime behaviour called dynamics of software, suitably, in
order to analyze performance. . Once good performance goes bad, the problem can originate
within any one of a number of interacting application and infrastructure components. However, as
the complexity of the cloud computing system varies dynamically, modelling its performance and
analysing the same becomes difficult. Performance is affected by various parameters like
resource sharing, responsiveness, scalability, latency, service availability, user satisfaction,
reliability, accessibility etc. and is measured in terms of throughput, utilization, response time,
power consumption etc. in general. Though there are multiple parameters that influence cloud
services, resource management and scalability are the important two parameters that play crucial
role in determining the QoS. In this paper we tried to analyze the available literature on cloud
performance in general and on these two aspects in particular. It was observed that network
resources are the one critical resource that impact scalability. Numerous methods as pointed in
the literature can be used to mitigate the issues like over utilization and underutilization of
resources, reduction of dissemination overheads etc. In our future work, we would like to extend
the survey to analyze other critical aspects of performance.
REFERENCES
[1] Xiaodong Liu, Weiqin Tong, XiaoliZhi, Fu ZhiRen, Liao WenZhao, “Performance analysis of cloud
computing services considering resources sharing among virtual machines”,Springer, Online, 20th
March 2014
[2] M. Armbrust, A. Fox, R. Griffith, A.D. Joseph, R.H. Katz, A. Konwinski, G. Lee, D. Patterson, A.
Rabkin, I. Stoica, and M. Zaharia, “Above the Clouds: A Berkeley view of cloud computing”,EECS
Department, UCB, Tech Rep. UCB/EECS-2009-28,2009.
[3] KhazaeiH(2012), “Performance analysis of cloud computing centers using M/G/m/m+r queuing
system”, IEEE Trans Parallel Distributed Systems, 23:936-943
[4] Dan Marinescu, “Cloud Computing: Theory and Practice”, Elsevier Science & Technology
[5] http://artofservice.com.au/cloud-computing-and-scalability-issues, 2 May 2011
[6] Ashraf Zia and Muhammad Naeem Ahmad Khan, “Identifying Key Challenges in Performance Issues
in Cloud Computing”, Int. Journal of Modern Education and Computer Science, 2012, 10, 59-68
[7] C U smith, Performance Engineering of Software Systems, Addison Wesley, 1990.
[8] Evangelin Geetha D., Suresh Kumar T V , Rajanikanth K, Predicting the software performance during
feasibility study, IET Software, April 2011, Vol.5, Issue 2, pp 201-215
[9] Evangelin Geetha D., Suresh Kumar T V , Rajanikanth K, Determining suitable execution
environment based on dynamic workload during early stages of software development life cycle: a
simulation approach, Int. Journal of Computational Science and Engg., Inderscience, Vol X., No.Y,
200X
[10] ChrysaPapagianni et al., “On the Otimal Allocation of Virtual resources in cloud computing
networks, IEEE Transactions on Computers”, Vol 62, No.6, June 2012
[11] Sunil Kumar S Manvi and Gopal Krishna Shyam, “Resource management for infrastructure as a
service(IaaS) in cloud computing : A survey”, Journal of Network and Computer Applications,
Elsevier, 2013
[12] BahmanJavadi, JemalAbawajy, RajkumarBuyya, “Failure-aware resource provisioning for hybrid
cloud infrastructure”, Journal of parallel distributed comuting, Elsevier, June 2012
[13] Saif U.R. Malik et al., “Modeling and Analysis of state of the art VM based cloud management
platforms”, IEEE Transactions on Cloud Computing, Vol.1, No.1, January-June 2013
[14] Rodrigo N Calheiros, Adel NadjaranToosi, Christian Vecchiola, RajkumarBuyya, “A coordinator for
scaling elastic applications across multiple clouds”, Future Generation Computer Systems, Elsevier,
2012
[15] Sadeka Islam, Jacky Keung, Kevin Lee, Anna Liu, “Empirical prediction models for adaptive
resource provisioning in the cloud”, Future Generation Computer Systems, Elsevier, 2011.

9
[16] D.CenkErdil, “Autonomic cloud resource sharing for intercloud federations”, Future Generation
Computer Systems, Elsevier, 2012.
[17] Sheng Di, Cho-Li Wang, Ling Chen, “Ex-Post efficient resource allocation for self-organizing cloud”,
Computers and Electrical Engineering, Elsevier, 2013.
[18] Roberto R. Exposito, Guillermo L. Taboada, Sabela Ramos, Juan Tourino, Ramon Doallo,
“Performance analysis of HPC applications in the Cloud”, Future Generation Computer Systems,
Elsevier, 2013
[19] M. Stillwella, D. Schanzenbacha , F. Vivienb, H. Casanova, “Resource allocation algorithms for
virtualised service hosting platforms”, Journal of Parallel and Distributed Computing, 70(9)(2010)
962-974.
[20] Javier Espadas, Arturo Molina, Guillermo Jimenez, Martin Molina, Raul Ramirez, David Concha, “A
tenant-based resource allocation model for scaling software-as-a-service applications over cloud
computing infrastructure”, Future Generation Computer Systems, Elsevier, 2011.
AUTHORS
P. Ganesh, working as Associate Professor, Department of MCA at BMS Institute of Technology and
Management, Bangalore, India. He has 14 years of teaching experience. His areas of interest are Software
Engineering, SPE, Cloud Computing.
Dr. Evangelin Geetha, working as Associate Professor, Department of MCA at MS Ramaiah Institute of
Technology, Bangalore, India. She has 20 years of teaching and 4 years of research experience. Her areas
of interest are Software Engineering, SPE, Distributed Computing, Cloud Computing.
Dr. T V Suresh Kumar, working as Professor and HoD, Department of MCA, at MS Ramaiah Institute of
Technology, Bangalore, India. He has 25 years of teaching and 10 years of research experience. His areas
of interest are Software Engineering, SPE, Distributed Computing, Cloud Computing, Business Analytics.

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