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John Gavazzi, PsyD ABPP
       January 13, 2012
   Learning Objectives

   Online Information: Ethics blog and other
    sites

   Structured information sharing

   Vignette analysis and case discussions
1.   List at least three ethical principles related to
     APA’s code

2.   Compare and contrast positive ethics and risk
     management

3.   Describe the Acculturation Model

4.   Explain one ethical decision-making model

5.   Analyze one ethical vignette by identifying
     conflicting principles
www.papsyblog.org
Where Ethics is More Than a Code
   Ethics Blog

   Self-education

   Connecting with others: Blogs & other sites

   Becoming politically active
   Introduction and Applicability

   Preamble and General Principles
    (Aspirational and based on principle-based
    ethics)

   Ethical Standards (Enforceable and represent
    minimum standards)
   The ethics code does not include federal
    laws, such as HIPAA
   The ethics code does not include case law,
    though influence is noted
   The ethics code is distinct and separate from
    guidelines approved by the APA Council of
    Representatives

   Quiz Question: How many are there?
Autonomy
 Beneficence
Nonmaleficence
   Fidelity
   Justice
   Does not mean promoting autonomy
    (individuation or separation)

   Means respecting the autonomous decision
    making ability of the patient
It encompasses freedom of thought and action.
  Individuals are at liberty to behave as they
  chose.
 - Determining goals in therapy

 - Making life decisions (e.g., marriage, divorce)

 - Scheduling appointments and terminating
 treatment
   The principle of benefiting others and
    accepting the responsibility to do good
    underlies the profession.

    - Providing the best treatment possible
    - Competency
    - Referring when needed
Basis of foundational standard 2.01

“Psychologists provide services, teach, and
  conduct research with populations and in
  areas only within the boundaries of their
  competence. . . “
The principle is doing no harm.

 - Demonstrating competence
 - Maintaining appropriate boundaries
 - Not using an experimental technique as the
    first line of treatment
 - Providing benefits, risks, and costs
Foundational Standard 3.04

“Psychologists take reasonable steps to avoid
  harming their clients/patients, students,
  supervisees, research participants,
  organizational clients, and others with whom
  they work, and to minimize harm when it is
  foreseeable and unavoidable.”
This principle refers to being faithful to
 commitments. Fidelity includes promise
 keeping, trustworthiness, and loyalty.

 - Avoiding conflicts of interests that could
    compromise therapy
 - Keeping information confidential
 - Adhering to therapeutic contract (e.g.,
    session length, time, phone contacts,
    etc.)
Foundational Standard 4.01

“Psychologists have a primary obligation and
  take reasonable precautions to protect
  confidential information.”
Justice primarily refers to treating people fairly
                   and equally.

In their work-related activities, psychologists do not
     engage in unfair discrimination based on age,
    gender, gender identity, race, ethnicity, culture,
      national origin, religion, sexual orientation,
     disability, socioeconomic status, or any basis
                 proscribed by law. (3.01)
Interactive Ethics
A process to change the cultural behavior of
  an individual through contact with another
 culture. The process of acculturation occurs
     when there is an adaptation into an
            organization or society.

The process involves developing relationships
   with those within the culture to learn the
   traditions, rules, roles, and behaviors to
  become part of that group or community.
   Our system of common beliefs, shared
    meanings, norms and traditions that
    distinguish psychologists as professionals.

   It is a learned set of skills, bases of
    knowledge and ethical beliefs, as described in
    our ethics code.
   Our culture of ethics moves beyond ourselves
    as individual psychologists.

   Expands into our ability to become connected
    with the profession of psychology as well as
    other professionals.

   Our ethical culture “happens” everyday when
    we relate to our patients, peers, or general
    population.
   Can be a complex process

   Some parts of a psychologist’s behaviors,
    practice, and lifestyle may be easily
    acculturated; while others will not

   Process that may continue throughout the
    education or career as a psychologist
   Ethics Autobiography

   Exploring religious upbringing

   Exploring interpersonal relationships
Meme: a cultural unit (an idea or value or
 pattern of behavior) that is passed from one
 person to another by non-genetic means (as
 by imitation);

"memes are the cultural counterpart of genes"
Identification with personal value system
                  (high vs. low)

Identification with value system of psychology

                (high vs. low)

These are on a continuum more so than boxes.
Acculturation Model of
   Ethical Decision-making

                 Higher on Professional EthicsLower on Professional Ethics


                        Integration              Separation
Higher on Personal
Ethics



                        Assimilation             Marginalization
 Lower on Personal
 Ethics
Style:Lower focus on professional ethics
       Lower focus on personal ethics

Risks: Greatest risk of harm
       Lack appreciation for ethics
       Motivated by self-interest
       Less concern for patients
Style:Lower focus on professional ethics
       Higher focus on personal ethics

Risks:Compassion overrides good
       professional judgment
      Fail to recognize the unique role
       of psychologists
Style: Higher focus on professional ethics
       Lower focus on personal ethics



Risks: Developing overly legalistic stance
        Rigidly conforming to individual rules
                 while missing broader issues
Style:High focus on professional ethics
       High focus on personal ethics

Reward:Implement values in context of
           professional roles
         Reaching for the ethical ceiling
Aspirational ethics
Our level of acculturation and our style of
                  ethical decision-making
   Mandatory “floor”

   Minimum standards adopted by the
    profession

   Focus on the law or standards to protect
    the public
   A means to reduce risk in an uncertain
    situation

   Decision-making strategies to avert problems
    or liability of the psychologist

   False risk management strategies (memes,
    such as the No Suicide Contract)
   No evidence to indicate that it helps reduce
    suicidal behavior

   Cannot be used an part of an assessment

   Contract implies a legal tool to reduce risk

   May actually harm the therapeutic alliance,
    not promote it
   Overemphasis on regulations and
    enforceable standards

   Incomplete view of ethics

   Ethics is more than just a code
   Ethics as a movement away from the
    punishment and anxiety-producing
    components of ethics

   Fulfill their highest ideals

   A means to help interpret and apply
    ethics standards
   An avoidance of ethical codes, case law,
    regulations, and statutes

   A rationalization to explain inappropriate
    behaviors or decisions
   Broadens a psychologist’s
    understanding of ethics in a larger
    context

   Sensitize psychologists to ethical
    implications of decisions on a daily
    basis
   Heighten awareness related to
    ethics beyond our offices

   Assist psychologists in balancing
    competing ethical demands
Remedial: Acquiring and maintaining
          minimal formal qualifications

Positive: Striving for highest standards
          Includes self-awareness and self-care
          Emotional competence
Remedial: Avoiding boundary violations
          Focus on sexual boundaries
          Adhere to strict interpretation

Positive: Striving to enhance quality of
          all professional relationships

          Understand issues related to
          multiple relationships
Remedial: Fulfilling legal responsibilities
          to get consent forms or Privacy
          Notices signed

Positive: Working to maximize client
          participation with goals
          and treatment processes
Remedial: Avoiding prohibited disclosure
          Emphasis legal requirements

Positive: Striving to enhance trust
          Understanding nuances when
          working with families
What are some options?
The APA Ethical Principles and Code of
 Conduct do not include a model of
      ethical decision-making
Interactive Ethics
   The means to comply with a standard may
    not always be readily apparent

   Two seemingly competing standards may
    appear equally appropriate

   Application with of a single standard or set of
    standards appear consistent with one or more
    aspirational principle, but not another
Often ethical dilemmas involve apparent
     conflicts between respect for patient
         autonomy versus beneficence

                    or

Respect for autonomy versus general or public
                 beneficence
S   Scrutinize
H   Hypothesize
A   Analyze
P   Proceed
E   Evaluate
1. Goal is to define the problem

2. Generate a wide range of possible solutions
     and identify pros and cons
3. Merge or knit the possible solutions
    together in a way that maximizes the
    benefits and limits the disadvantages
4. Implement

5. Look back or evaluate
“integrative framework”

steps two and three generate solutions that
  maximize your personal values within the
      context of your professional role
Avoid dichotomous thinking– either I have to
 do x or y.

For example, either I have to warn the potential
 victim of a threat or I have to protect
 confidentiality.
   Overemphasis on regulations and enforceable
    standards

   “Thou shall not” oriented

   Minimum standards or the “ethical floor”

   Incomplete view of ethics
   Ethics as a movement away from the
    punishment and anxiety-producing
    components of ethics

   Fulfill their highest ideals

   A means to help interpret and apply ethics
    standards
Interactive Ethics
   Knowledge base: APA code, Pennsylvania law,
    regulations
   Emotional factors
   Cognitive biases/situational factors
   Outcomes are uncertain
   Ethics occurs within the therapeutic
    relationship

   Commitment to the relationship and high
    quality of care

   Pulling together the code, your training, and
    current professional role within the context of
    the relationship with patient
   Ethics happens within the relationship

   Active approach to ethics, the relationship,
    and decision-making

   Combines psychologist factors (which
    includes emotions and biases) with clinical
    features and the patient
Interactive Ethics

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Interactive Ethics

  • 1. John Gavazzi, PsyD ABPP January 13, 2012
  • 2. Learning Objectives  Online Information: Ethics blog and other sites  Structured information sharing  Vignette analysis and case discussions
  • 3. 1. List at least three ethical principles related to APA’s code 2. Compare and contrast positive ethics and risk management 3. Describe the Acculturation Model 4. Explain one ethical decision-making model 5. Analyze one ethical vignette by identifying conflicting principles
  • 5. Ethics Blog  Self-education  Connecting with others: Blogs & other sites  Becoming politically active
  • 6. Introduction and Applicability  Preamble and General Principles (Aspirational and based on principle-based ethics)  Ethical Standards (Enforceable and represent minimum standards)
  • 7. The ethics code does not include federal laws, such as HIPAA  The ethics code does not include case law, though influence is noted  The ethics code is distinct and separate from guidelines approved by the APA Council of Representatives  Quiz Question: How many are there?
  • 9. Does not mean promoting autonomy (individuation or separation)  Means respecting the autonomous decision making ability of the patient
  • 10. It encompasses freedom of thought and action. Individuals are at liberty to behave as they chose. - Determining goals in therapy - Making life decisions (e.g., marriage, divorce) - Scheduling appointments and terminating treatment
  • 11. The principle of benefiting others and accepting the responsibility to do good underlies the profession. - Providing the best treatment possible - Competency - Referring when needed
  • 12. Basis of foundational standard 2.01 “Psychologists provide services, teach, and conduct research with populations and in areas only within the boundaries of their competence. . . “
  • 13. The principle is doing no harm. - Demonstrating competence - Maintaining appropriate boundaries - Not using an experimental technique as the first line of treatment - Providing benefits, risks, and costs
  • 14. Foundational Standard 3.04 “Psychologists take reasonable steps to avoid harming their clients/patients, students, supervisees, research participants, organizational clients, and others with whom they work, and to minimize harm when it is foreseeable and unavoidable.”
  • 15. This principle refers to being faithful to commitments. Fidelity includes promise keeping, trustworthiness, and loyalty. - Avoiding conflicts of interests that could compromise therapy - Keeping information confidential - Adhering to therapeutic contract (e.g., session length, time, phone contacts, etc.)
  • 16. Foundational Standard 4.01 “Psychologists have a primary obligation and take reasonable precautions to protect confidential information.”
  • 17. Justice primarily refers to treating people fairly and equally. In their work-related activities, psychologists do not engage in unfair discrimination based on age, gender, gender identity, race, ethnicity, culture, national origin, religion, sexual orientation, disability, socioeconomic status, or any basis proscribed by law. (3.01)
  • 19. A process to change the cultural behavior of an individual through contact with another culture. The process of acculturation occurs when there is an adaptation into an organization or society. The process involves developing relationships with those within the culture to learn the traditions, rules, roles, and behaviors to become part of that group or community.
  • 20. Our system of common beliefs, shared meanings, norms and traditions that distinguish psychologists as professionals.  It is a learned set of skills, bases of knowledge and ethical beliefs, as described in our ethics code.
  • 21. Our culture of ethics moves beyond ourselves as individual psychologists.  Expands into our ability to become connected with the profession of psychology as well as other professionals.  Our ethical culture “happens” everyday when we relate to our patients, peers, or general population.
  • 22. Can be a complex process  Some parts of a psychologist’s behaviors, practice, and lifestyle may be easily acculturated; while others will not  Process that may continue throughout the education or career as a psychologist
  • 23. Ethics Autobiography  Exploring religious upbringing  Exploring interpersonal relationships
  • 24. Meme: a cultural unit (an idea or value or pattern of behavior) that is passed from one person to another by non-genetic means (as by imitation); "memes are the cultural counterpart of genes"
  • 25. Identification with personal value system (high vs. low) Identification with value system of psychology (high vs. low) These are on a continuum more so than boxes.
  • 26. Acculturation Model of Ethical Decision-making Higher on Professional EthicsLower on Professional Ethics Integration Separation Higher on Personal Ethics Assimilation Marginalization Lower on Personal Ethics
  • 27. Style:Lower focus on professional ethics Lower focus on personal ethics Risks: Greatest risk of harm Lack appreciation for ethics Motivated by self-interest Less concern for patients
  • 28. Style:Lower focus on professional ethics Higher focus on personal ethics Risks:Compassion overrides good professional judgment Fail to recognize the unique role of psychologists
  • 29. Style: Higher focus on professional ethics Lower focus on personal ethics Risks: Developing overly legalistic stance Rigidly conforming to individual rules while missing broader issues
  • 30. Style:High focus on professional ethics High focus on personal ethics Reward:Implement values in context of professional roles Reaching for the ethical ceiling Aspirational ethics
  • 31. Our level of acculturation and our style of ethical decision-making
  • 32. Mandatory “floor”  Minimum standards adopted by the profession  Focus on the law or standards to protect the public
  • 33. A means to reduce risk in an uncertain situation  Decision-making strategies to avert problems or liability of the psychologist  False risk management strategies (memes, such as the No Suicide Contract)
  • 34. No evidence to indicate that it helps reduce suicidal behavior  Cannot be used an part of an assessment  Contract implies a legal tool to reduce risk  May actually harm the therapeutic alliance, not promote it
  • 35. Overemphasis on regulations and enforceable standards  Incomplete view of ethics  Ethics is more than just a code
  • 36. Ethics as a movement away from the punishment and anxiety-producing components of ethics  Fulfill their highest ideals  A means to help interpret and apply ethics standards
  • 37. An avoidance of ethical codes, case law, regulations, and statutes  A rationalization to explain inappropriate behaviors or decisions
  • 38. Broadens a psychologist’s understanding of ethics in a larger context  Sensitize psychologists to ethical implications of decisions on a daily basis
  • 39. Heighten awareness related to ethics beyond our offices  Assist psychologists in balancing competing ethical demands
  • 40. Remedial: Acquiring and maintaining minimal formal qualifications Positive: Striving for highest standards Includes self-awareness and self-care Emotional competence
  • 41. Remedial: Avoiding boundary violations Focus on sexual boundaries Adhere to strict interpretation Positive: Striving to enhance quality of all professional relationships Understand issues related to multiple relationships
  • 42. Remedial: Fulfilling legal responsibilities to get consent forms or Privacy Notices signed Positive: Working to maximize client participation with goals and treatment processes
  • 43. Remedial: Avoiding prohibited disclosure Emphasis legal requirements Positive: Striving to enhance trust Understanding nuances when working with families
  • 44. What are some options?
  • 45. The APA Ethical Principles and Code of Conduct do not include a model of ethical decision-making
  • 47. The means to comply with a standard may not always be readily apparent  Two seemingly competing standards may appear equally appropriate  Application with of a single standard or set of standards appear consistent with one or more aspirational principle, but not another
  • 48. Often ethical dilemmas involve apparent conflicts between respect for patient autonomy versus beneficence or Respect for autonomy versus general or public beneficence
  • 49. S Scrutinize H Hypothesize A Analyze P Proceed E Evaluate
  • 50. 1. Goal is to define the problem 2. Generate a wide range of possible solutions and identify pros and cons 3. Merge or knit the possible solutions together in a way that maximizes the benefits and limits the disadvantages 4. Implement 5. Look back or evaluate
  • 51. “integrative framework” steps two and three generate solutions that maximize your personal values within the context of your professional role
  • 52. Avoid dichotomous thinking– either I have to do x or y. For example, either I have to warn the potential victim of a threat or I have to protect confidentiality.
  • 53. Overemphasis on regulations and enforceable standards  “Thou shall not” oriented  Minimum standards or the “ethical floor”  Incomplete view of ethics
  • 54. Ethics as a movement away from the punishment and anxiety-producing components of ethics  Fulfill their highest ideals  A means to help interpret and apply ethics standards
  • 56. Knowledge base: APA code, Pennsylvania law, regulations  Emotional factors  Cognitive biases/situational factors  Outcomes are uncertain
  • 57. Ethics occurs within the therapeutic relationship  Commitment to the relationship and high quality of care  Pulling together the code, your training, and current professional role within the context of the relationship with patient
  • 58. Ethics happens within the relationship  Active approach to ethics, the relationship, and decision-making  Combines psychologist factors (which includes emotions and biases) with clinical features and the patient