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Chapter Five
Interest Aggregation and
Political Parties
Comparative Politics Today, 9/e
Almond, Powell, Dalton & Strøm
Pearson Education, Inc. publishing as Longman © 2008
Interest Aggregation
Interest Aggregation
§ The activity in which the political demands of individuals and
groups are combined into policy programs.
§ How interests are aggregated is a key feature of the political
process.
§ In a democratic system, two or more parties compete to gain
support for their alternative policy programs.
§ In an authoritarian system, a single party or institution may try to
mobilize citizens’ support for its policies.
§ Covert and controlled
§ Process is top­down rather than bottom­up
§ Parties
§ The distinctive and defining goal of a political party ­ its
mobilization of support for policies and candidates ­ is especially
related to interest aggregation.
§ The activity in which the political demands of individuals and
groups are combined into policy programs.
§ How interests are aggregated is a key feature of the political
process.
§ In a democratic system, two or more parties compete to gain
support for their alternative policy programs.
§ In an authoritarian system, a single party or institution may try to
mobilize citizens’ support for its policies.
§ Covert and controlled
§ Process is top­down rather than bottom­up
§ Parties
§ The distinctive and defining goal of a political party ­ its
mobilization of support for policies and candidates ­ is especially
related to interest aggregation.
Personal Interest Aggregation
Personal Interest Aggregation
§ Patron­Client Networks
§ System in which a central officeholder, authority figure, or group
provides benefits (patronage) to supporters in exchange for their
loyalty
§ Defining principle of feudalism
§ Primitive structure out of which larger and more complicated
political structures are composed
§ When interest aggregation is performed mainly within patron­client
networks, it is difficult to mobilize political resources behind unified
policies of social change or to respond to crises.
§ Static system
§ Structure runs through the political processes of countries such as
the Philippines, Japan, and India.
§ Patron­Client Networks
§ System in which a central officeholder, authority figure, or group
provides benefits (patronage) to supporters in exchange for their
loyalty
§ Defining principle of feudalism
§ Primitive structure out of which larger and more complicated
political structures are composed
§ When interest aggregation is performed mainly within patron­client
networks, it is difficult to mobilize political resources behind unified
policies of social change or to respond to crises.
§ Static system
§ Structure runs through the political processes of countries such as
the Philippines, Japan, and India.
Intrest aggregation and Political Parties Slides_05.pdf
Institutional Interest
Aggregation
Institutional Interest
Aggregation
§ Modern society and interest aggregation
§ Citizens aware of larger collective interests; have resources and
skills to work for them
§ Personal networks tend to be regulated, limited, and incorporated
within broader organizations.
§ Institutional Groups
§ Bureaucratic agencies and military groups are institutional groups
that can be important interest aggregators.
§ Government agencies may even be “captured” by interest groups
and used to support their demands.
§ Modern society and interest aggregation
§ Citizens aware of larger collective interests; have resources and
skills to work for them
§ Personal networks tend to be regulated, limited, and incorporated
within broader organizations.
§ Institutional Groups
§ Bureaucratic agencies and military groups are institutional groups
that can be important interest aggregators.
§ Government agencies may even be “captured” by interest groups
and used to support their demands.
Competitive Party Systems and
Interest Aggregation
Competitive Party Systems and
Interest Aggregation
§ In many contemporary political systems,
parties are the primary structures of interest
aggregation.
§ Political parties are groups or organizations
that seek to place candidates in office under
their label.
§ Party system
§ Competitive party system
§ Authoritarian party system
§ In many contemporary political systems,
parties are the primary structures of interest
aggregation.
§ Political parties are groups or organizations
that seek to place candidates in office under
their label.
§ Party system
§ Competitive party system
§ Authoritarian party system
Competitive Party Systems and
Interest Aggregation
Competitive Party Systems and
Interest Aggregation
§ History and development of parties
§ Internally created parties
§ Externally created parties
§ Stable party families: Social Democrats,
Conservatives, Christian Democrats, Nationalists,
Liberals, etc.
§ The party systems of most democratic countries
reflect a mix of these various party families.
§ No two two party systems are exactly alike.
§ Differences emerge due to various factors, including
electoral systems.
§ History and development of parties
§ Internally created parties
§ Externally created parties
§ Stable party families: Social Democrats,
Conservatives, Christian Democrats, Nationalists,
Liberals, etc.
§ The party systems of most democratic countries
reflect a mix of these various party families.
§ No two two party systems are exactly alike.
§ Differences emerge due to various factors, including
electoral systems.
Intrest aggregation and Political Parties Slides_05.pdf
Elections
Elections
§ In democracies, elections are very important to parties.
§ Determine whether they survive
§ The act of voting is one of the simplest and most frequently
performed political acts.
§ By aggregating these votes, citizens can make collective decisions
about their future leaders and public policies.
§ Elections are one of the few devices through which diverse
interests can be expressed equally and comprehensively.
§ Parties
§ Often caught between the demands of voters and activists
§ Do parties need to be internally democratic?
§ Some say yes, others (J. Schumpeter) argue that vigorous competition
between parties is what matters for a healthy democracy and that
democracy within parties is irrelevant or even harmful.
§ In democracies, elections are very important to parties.
§ Determine whether they survive
§ The act of voting is one of the simplest and most frequently
performed political acts.
§ By aggregating these votes, citizens can make collective decisions
about their future leaders and public policies.
§ Elections are one of the few devices through which diverse
interests can be expressed equally and comprehensively.
§ Parties
§ Often caught between the demands of voters and activists
§ Do parties need to be internally democratic?
§ Some say yes, others (J. Schumpeter) argue that vigorous competition
between parties is what matters for a healthy democracy and that
democracy within parties is irrelevant or even harmful.
Electoral Systems
Electoral Systems
§ Rules by which elections are conducted
§ Determine who can vote, how people vote, and how the votes get
counted
§ Single­member district plurality (SMDP) election rule
§ First past the post
§ A variation on this is the majority runoff system (or double ballot)
§ Proportional representation
§ Nominations
§ Primary elections
§ In most countries with SMD elections, party officials select the
candidates.
§ In proportional representation elections, the party draws up a list of
candidates.
§ Closed­list PR systems
§ Open­list system
§ Rules by which elections are conducted
§ Determine who can vote, how people vote, and how the votes get
counted
§ Single­member district plurality (SMDP) election rule
§ First past the post
§ A variation on this is the majority runoff system (or double ballot)
§ Proportional representation
§ Nominations
§ Primary elections
§ In most countries with SMD elections, party officials select the
candidates.
§ In proportional representation elections, the party draws up a list of
candidates.
§ Closed­list PR systems
§ Open­list system
Intrest aggregation and Political Parties Slides_05.pdf
Patterns of Electoral
Competition
Patterns of Electoral
Competition
§ Duverger’s law
§ Mechanical effect
§ Psychological effect
§ Strategic voting
§ Anthony Downs
§ Media voter result: centrist pull or “convergence”
§ Effective number of parties
§ Duverger’s law
§ Mechanical effect
§ Psychological effect
§ Strategic voting
§ Anthony Downs
§ Media voter result: centrist pull or “convergence”
§ Effective number of parties
Competitive Parties in
Government
Competitive Parties in
Government
§ Ability to implement policies is determined by
the the nature of the electoral outcome
§ Winning control of legislature and executive
§ Question of level of support: system produces
majority outcome without a majority of voter
support
§ Coalition governments
§ The aggregation of interests at the executive
rather than electoral can have both costs and
benefits.
§ Minority interests
§ Ability to implement policies is determined by
the the nature of the electoral outcome
§ Winning control of legislature and executive
§ Question of level of support: system produces
majority outcome without a majority of voter
support
§ Coalition governments
§ The aggregation of interests at the executive
rather than electoral can have both costs and
benefits.
§ Minority interests
Cooperation and Conflict in
Competitive Party Systems
Cooperation and Conflict in
Competitive Party Systems
§ Majoritarian two party systems
§ Either dominated by just two parties (U.S), or they have two
dominant parties and election laws that usually create
legislative majorities for one of them, as a Britain.
§ Majority­coalition systems
§ Establish pre­electoral coalitions so that voters know which
parties will attempt to work together to form government
§ Multi­party systems
§ Have election laws and party systems that virtually ensure
that no single party wins a legislative majority and no
tradition of pre­lection coalitions
§ Majoritarian two party systems
§ Either dominated by just two parties (U.S), or they have two
dominant parties and election laws that usually create
legislative majorities for one of them, as a Britain.
§ Majority­coalition systems
§ Establish pre­electoral coalitions so that voters know which
parties will attempt to work together to form government
§ Multi­party systems
§ Have election laws and party systems that virtually ensure
that no single party wins a legislative majority and no
tradition of pre­lection coalitions
Cooperation and Conflict in
Competitive Party Systems
Cooperation and Conflict in
Competitive Party Systems
§ Consensual party system
§ The parties commanding most of the legislative
seats are not too far apart on policies and have a
reasonable amount of trust in each other and in
the political system.
§ Conflictual party system
§ The legislative seats are not too far apart on
policies and have a reasonable amount of trust in
each other and in the political system
§ Some party systems have both consensual
and conflictual features.
§ Consociational (accommodative)
§ Consensual party system
§ The parties commanding most of the legislative
seats are not too far apart on policies and have a
reasonable amount of trust in each other and in
the political system.
§ Conflictual party system
§ The legislative seats are not too far apart on
policies and have a reasonable amount of trust in
each other and in the political system
§ Some party systems have both consensual
and conflictual features.
§ Consociational (accommodative)
Authoritarian Party Systems
Authoritarian Party Systems
§ Can also aggregate interests
§ Aggregation takes place within the party or in
interactions with groups.
§ Sham elections: no real opportunity for citizens to
shape aggregation by choosing between party
alternatives
§ Exclusive governing party
§ Inclusive governing party
§ Authoritarian corporatist system
§ Electoral authoritarianism
§ Can also aggregate interests
§ Aggregation takes place within the party or in
interactions with groups.
§ Sham elections: no real opportunity for citizens to
shape aggregation by choosing between party
alternatives
§ Exclusive governing party
§ Inclusive governing party
§ Authoritarian corporatist system
§ Electoral authoritarianism
The Military and Interest
Aggregation
The Military and Interest
Aggregation
§ Major limitation of the military in
interest aggregation is that its
internal structures are not designed
for interest aggregation.
§ Good at some things, but not others
§ Major limitation of the military in
interest aggregation is that its
internal structures are not designed
for interest aggregation.
§ Good at some things, but not others
Trends in Interest Aggregation
Trends in Interest Aggregation
§ Democratic trend in the world has gained momentum
since the end of the 1980s.
§ In 1978 fewer than one­third of the world’s almost 200
independent countries were classified as free.
§ These regimes (free) tended to have competitive party
systems as their predominant interest aggregation. They
were dominant in Western Europe and North America.
§ Military dominated regimes accounted for a third or more
countries in Africa and Latin America (not free).
§ Single party systems were the main form in Eastern Europe
and relatively common in Africa and Asia and accounted for
the remaining unfree countries.
§ Democratic trend in the world has gained momentum
since the end of the 1980s.
§ In 1978 fewer than one­third of the world’s almost 200
independent countries were classified as free.
§ These regimes (free) tended to have competitive party
systems as their predominant interest aggregation. They
were dominant in Western Europe and North America.
§ Military dominated regimes accounted for a third or more
countries in Africa and Latin America (not free).
§ Single party systems were the main form in Eastern Europe
and relatively common in Africa and Asia and accounted for
the remaining unfree countries.
Trends in Interest Aggregation
Trends in Interest Aggregation
§ Trend toward democracy
§ Eastern Europe (began in 1989)
§ Declining acceptance of authoritarian regimes.
§ Few authoritarian party systems with exclusive
governing parties are still around: China and
Cuba
§ Most of the unfree states are in the Middle East,
Central Asia, and Africa.
§ Trend toward democracy
§ Eastern Europe (began in 1989)
§ Declining acceptance of authoritarian regimes.
§ Few authoritarian party systems with exclusive
governing parties are still around: China and
Cuba
§ Most of the unfree states are in the Middle East,
Central Asia, and Africa.
Intrest aggregation and Political Parties Slides_05.pdf
Significance of Interest
Aggregation
Significance of Interest
Aggregation
§ How interests are aggregated is an important determinant of
what a country’s government does for and to its citizens.
§ In democratic countries, competitive party systems narrow
down and combine policy preferences.
§ In noncompetitive party systems, military governments, and
monarchies, aggregation works differently, but with the similar
effect of narrowing policy options.
§ Interest aggregation can alter the polarization that the political
culture projects into policymaking.
§ Aggregation ultimately affects the government’s adaptability
and stability.
§ Authoritarian regimes
§ Free and fair electoral competition; democracy
§ How interests are aggregated is an important determinant of
what a country’s government does for and to its citizens.
§ In democratic countries, competitive party systems narrow
down and combine policy preferences.
§ In noncompetitive party systems, military governments, and
monarchies, aggregation works differently, but with the similar
effect of narrowing policy options.
§ Interest aggregation can alter the polarization that the political
culture projects into policymaking.
§ Aggregation ultimately affects the government’s adaptability
and stability.
§ Authoritarian regimes
§ Free and fair electoral competition; democracy

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Intrest aggregation and Political Parties Slides_05.pdf

  • 1. Chapter Five Interest Aggregation and Political Parties Comparative Politics Today, 9/e Almond, Powell, Dalton & Strøm Pearson Education, Inc. publishing as Longman © 2008
  • 2. Interest Aggregation Interest Aggregation § The activity in which the political demands of individuals and groups are combined into policy programs. § How interests are aggregated is a key feature of the political process. § In a democratic system, two or more parties compete to gain support for their alternative policy programs. § In an authoritarian system, a single party or institution may try to mobilize citizens’ support for its policies. § Covert and controlled § Process is top­down rather than bottom­up § Parties § The distinctive and defining goal of a political party ­ its mobilization of support for policies and candidates ­ is especially related to interest aggregation. § The activity in which the political demands of individuals and groups are combined into policy programs. § How interests are aggregated is a key feature of the political process. § In a democratic system, two or more parties compete to gain support for their alternative policy programs. § In an authoritarian system, a single party or institution may try to mobilize citizens’ support for its policies. § Covert and controlled § Process is top­down rather than bottom­up § Parties § The distinctive and defining goal of a political party ­ its mobilization of support for policies and candidates ­ is especially related to interest aggregation.
  • 3. Personal Interest Aggregation Personal Interest Aggregation § Patron­Client Networks § System in which a central officeholder, authority figure, or group provides benefits (patronage) to supporters in exchange for their loyalty § Defining principle of feudalism § Primitive structure out of which larger and more complicated political structures are composed § When interest aggregation is performed mainly within patron­client networks, it is difficult to mobilize political resources behind unified policies of social change or to respond to crises. § Static system § Structure runs through the political processes of countries such as the Philippines, Japan, and India. § Patron­Client Networks § System in which a central officeholder, authority figure, or group provides benefits (patronage) to supporters in exchange for their loyalty § Defining principle of feudalism § Primitive structure out of which larger and more complicated political structures are composed § When interest aggregation is performed mainly within patron­client networks, it is difficult to mobilize political resources behind unified policies of social change or to respond to crises. § Static system § Structure runs through the political processes of countries such as the Philippines, Japan, and India.
  • 5. Institutional Interest Aggregation Institutional Interest Aggregation § Modern society and interest aggregation § Citizens aware of larger collective interests; have resources and skills to work for them § Personal networks tend to be regulated, limited, and incorporated within broader organizations. § Institutional Groups § Bureaucratic agencies and military groups are institutional groups that can be important interest aggregators. § Government agencies may even be “captured” by interest groups and used to support their demands. § Modern society and interest aggregation § Citizens aware of larger collective interests; have resources and skills to work for them § Personal networks tend to be regulated, limited, and incorporated within broader organizations. § Institutional Groups § Bureaucratic agencies and military groups are institutional groups that can be important interest aggregators. § Government agencies may even be “captured” by interest groups and used to support their demands.
  • 6. Competitive Party Systems and Interest Aggregation Competitive Party Systems and Interest Aggregation § In many contemporary political systems, parties are the primary structures of interest aggregation. § Political parties are groups or organizations that seek to place candidates in office under their label. § Party system § Competitive party system § Authoritarian party system § In many contemporary political systems, parties are the primary structures of interest aggregation. § Political parties are groups or organizations that seek to place candidates in office under their label. § Party system § Competitive party system § Authoritarian party system
  • 7. Competitive Party Systems and Interest Aggregation Competitive Party Systems and Interest Aggregation § History and development of parties § Internally created parties § Externally created parties § Stable party families: Social Democrats, Conservatives, Christian Democrats, Nationalists, Liberals, etc. § The party systems of most democratic countries reflect a mix of these various party families. § No two two party systems are exactly alike. § Differences emerge due to various factors, including electoral systems. § History and development of parties § Internally created parties § Externally created parties § Stable party families: Social Democrats, Conservatives, Christian Democrats, Nationalists, Liberals, etc. § The party systems of most democratic countries reflect a mix of these various party families. § No two two party systems are exactly alike. § Differences emerge due to various factors, including electoral systems.
  • 9. Elections Elections § In democracies, elections are very important to parties. § Determine whether they survive § The act of voting is one of the simplest and most frequently performed political acts. § By aggregating these votes, citizens can make collective decisions about their future leaders and public policies. § Elections are one of the few devices through which diverse interests can be expressed equally and comprehensively. § Parties § Often caught between the demands of voters and activists § Do parties need to be internally democratic? § Some say yes, others (J. Schumpeter) argue that vigorous competition between parties is what matters for a healthy democracy and that democracy within parties is irrelevant or even harmful. § In democracies, elections are very important to parties. § Determine whether they survive § The act of voting is one of the simplest and most frequently performed political acts. § By aggregating these votes, citizens can make collective decisions about their future leaders and public policies. § Elections are one of the few devices through which diverse interests can be expressed equally and comprehensively. § Parties § Often caught between the demands of voters and activists § Do parties need to be internally democratic? § Some say yes, others (J. Schumpeter) argue that vigorous competition between parties is what matters for a healthy democracy and that democracy within parties is irrelevant or even harmful.
  • 10. Electoral Systems Electoral Systems § Rules by which elections are conducted § Determine who can vote, how people vote, and how the votes get counted § Single­member district plurality (SMDP) election rule § First past the post § A variation on this is the majority runoff system (or double ballot) § Proportional representation § Nominations § Primary elections § In most countries with SMD elections, party officials select the candidates. § In proportional representation elections, the party draws up a list of candidates. § Closed­list PR systems § Open­list system § Rules by which elections are conducted § Determine who can vote, how people vote, and how the votes get counted § Single­member district plurality (SMDP) election rule § First past the post § A variation on this is the majority runoff system (or double ballot) § Proportional representation § Nominations § Primary elections § In most countries with SMD elections, party officials select the candidates. § In proportional representation elections, the party draws up a list of candidates. § Closed­list PR systems § Open­list system
  • 12. Patterns of Electoral Competition Patterns of Electoral Competition § Duverger’s law § Mechanical effect § Psychological effect § Strategic voting § Anthony Downs § Media voter result: centrist pull or “convergence” § Effective number of parties § Duverger’s law § Mechanical effect § Psychological effect § Strategic voting § Anthony Downs § Media voter result: centrist pull or “convergence” § Effective number of parties
  • 13. Competitive Parties in Government Competitive Parties in Government § Ability to implement policies is determined by the the nature of the electoral outcome § Winning control of legislature and executive § Question of level of support: system produces majority outcome without a majority of voter support § Coalition governments § The aggregation of interests at the executive rather than electoral can have both costs and benefits. § Minority interests § Ability to implement policies is determined by the the nature of the electoral outcome § Winning control of legislature and executive § Question of level of support: system produces majority outcome without a majority of voter support § Coalition governments § The aggregation of interests at the executive rather than electoral can have both costs and benefits. § Minority interests
  • 14. Cooperation and Conflict in Competitive Party Systems Cooperation and Conflict in Competitive Party Systems § Majoritarian two party systems § Either dominated by just two parties (U.S), or they have two dominant parties and election laws that usually create legislative majorities for one of them, as a Britain. § Majority­coalition systems § Establish pre­electoral coalitions so that voters know which parties will attempt to work together to form government § Multi­party systems § Have election laws and party systems that virtually ensure that no single party wins a legislative majority and no tradition of pre­lection coalitions § Majoritarian two party systems § Either dominated by just two parties (U.S), or they have two dominant parties and election laws that usually create legislative majorities for one of them, as a Britain. § Majority­coalition systems § Establish pre­electoral coalitions so that voters know which parties will attempt to work together to form government § Multi­party systems § Have election laws and party systems that virtually ensure that no single party wins a legislative majority and no tradition of pre­lection coalitions
  • 15. Cooperation and Conflict in Competitive Party Systems Cooperation and Conflict in Competitive Party Systems § Consensual party system § The parties commanding most of the legislative seats are not too far apart on policies and have a reasonable amount of trust in each other and in the political system. § Conflictual party system § The legislative seats are not too far apart on policies and have a reasonable amount of trust in each other and in the political system § Some party systems have both consensual and conflictual features. § Consociational (accommodative) § Consensual party system § The parties commanding most of the legislative seats are not too far apart on policies and have a reasonable amount of trust in each other and in the political system. § Conflictual party system § The legislative seats are not too far apart on policies and have a reasonable amount of trust in each other and in the political system § Some party systems have both consensual and conflictual features. § Consociational (accommodative)
  • 16. Authoritarian Party Systems Authoritarian Party Systems § Can also aggregate interests § Aggregation takes place within the party or in interactions with groups. § Sham elections: no real opportunity for citizens to shape aggregation by choosing between party alternatives § Exclusive governing party § Inclusive governing party § Authoritarian corporatist system § Electoral authoritarianism § Can also aggregate interests § Aggregation takes place within the party or in interactions with groups. § Sham elections: no real opportunity for citizens to shape aggregation by choosing between party alternatives § Exclusive governing party § Inclusive governing party § Authoritarian corporatist system § Electoral authoritarianism
  • 17. The Military and Interest Aggregation The Military and Interest Aggregation § Major limitation of the military in interest aggregation is that its internal structures are not designed for interest aggregation. § Good at some things, but not others § Major limitation of the military in interest aggregation is that its internal structures are not designed for interest aggregation. § Good at some things, but not others
  • 18. Trends in Interest Aggregation Trends in Interest Aggregation § Democratic trend in the world has gained momentum since the end of the 1980s. § In 1978 fewer than one­third of the world’s almost 200 independent countries were classified as free. § These regimes (free) tended to have competitive party systems as their predominant interest aggregation. They were dominant in Western Europe and North America. § Military dominated regimes accounted for a third or more countries in Africa and Latin America (not free). § Single party systems were the main form in Eastern Europe and relatively common in Africa and Asia and accounted for the remaining unfree countries. § Democratic trend in the world has gained momentum since the end of the 1980s. § In 1978 fewer than one­third of the world’s almost 200 independent countries were classified as free. § These regimes (free) tended to have competitive party systems as their predominant interest aggregation. They were dominant in Western Europe and North America. § Military dominated regimes accounted for a third or more countries in Africa and Latin America (not free). § Single party systems were the main form in Eastern Europe and relatively common in Africa and Asia and accounted for the remaining unfree countries.
  • 19. Trends in Interest Aggregation Trends in Interest Aggregation § Trend toward democracy § Eastern Europe (began in 1989) § Declining acceptance of authoritarian regimes. § Few authoritarian party systems with exclusive governing parties are still around: China and Cuba § Most of the unfree states are in the Middle East, Central Asia, and Africa. § Trend toward democracy § Eastern Europe (began in 1989) § Declining acceptance of authoritarian regimes. § Few authoritarian party systems with exclusive governing parties are still around: China and Cuba § Most of the unfree states are in the Middle East, Central Asia, and Africa.
  • 21. Significance of Interest Aggregation Significance of Interest Aggregation § How interests are aggregated is an important determinant of what a country’s government does for and to its citizens. § In democratic countries, competitive party systems narrow down and combine policy preferences. § In noncompetitive party systems, military governments, and monarchies, aggregation works differently, but with the similar effect of narrowing policy options. § Interest aggregation can alter the polarization that the political culture projects into policymaking. § Aggregation ultimately affects the government’s adaptability and stability. § Authoritarian regimes § Free and fair electoral competition; democracy § How interests are aggregated is an important determinant of what a country’s government does for and to its citizens. § In democratic countries, competitive party systems narrow down and combine policy preferences. § In noncompetitive party systems, military governments, and monarchies, aggregation works differently, but with the similar effect of narrowing policy options. § Interest aggregation can alter the polarization that the political culture projects into policymaking. § Aggregation ultimately affects the government’s adaptability and stability. § Authoritarian regimes § Free and fair electoral competition; democracy