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4711 (Cologne)




             Intellectual Property Law
                Dr. Tabrez Ahmad
              www.technolexindia.com
              http://iplexindia.blogspot.com


Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   1
Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   2
 All rights and IPRs in the e-contents of various power
 point presentation slides/syllabus/pages are reserved
 in favour of Dr. Tabrez Ahmad and any violation will
 result in prosecution."Prior Written Affirmative
 Permission" is required before dealing with or using of
 any part of the e-contents in any manner whatsoever.©




               Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   3
Must do before starting the course
 Collect IPR syllabus from KLS Library
 Purchase an IPL Bare Act
 Get membership
 http://groups.google.co.in/group/iprkls
 Become follower of the Blog:
  http://iplexindia.blogspot.com



              Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   4
Agenda

1.   CONCEPT OF PROPERTY & INTELLECTUAL PROPERTY
2.   IP UBIQUITOUS IN LIFE
3.   RATIONALE BEHIND IP
4.   PROTECTION OF IP BY PRIVATE AND PUBLIC DEBATE
5.   NATURE OF IPRs
6.   MAIN IP INSTRUMENTS
7. STRATEGIC ELEMENTS
8. INTERNATIONAL FRAMEWORK
9. NATIONAL REGIME
10. RECENT WIPO CASE of Mahindra & Mahindra v. Zach Segal.


                                        Dr. Tabrez Ahmad,
                                        http://iplexindia.blogspot.com   5
CONCEPT OF PROPERTY INTELLECTUAL
               PROPERTY

Natural object becomes a resource when it
 satisfies a human want
A resource possessed and owned becomes a
 property
Traditional property have bundle of legal rights
 linked to ownership and possession of an item
 (Tangible: related to physical objects)
Intellectual Property is intangible property

            Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   6
CONCEPT OF INTELLECTUAL PROPERTY Cont…

Concept of Private Property and Freedom
 of contract

   Private property and contract
   Right to property and Indian constitution
   Freedom of Contract




              Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   7
CONCEPT OF INTELLECTUAL PROPERTY

It is the PROPERTY CREATED BY APPLICATION OF
HUMAN MIND and Investment of money, labour and
judgment.
Intangible (non-physical) in nature- derives
  value from ideas
There is no uniform definition of IP
 In knowledge age, IP is a key to techno-
  economic growth

            Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   8
2. IP UBIQUITOUS IN LIFE
 Articles of food, furniture, clothing, textiles,
  cosmetics, pharmaceuticals, entertainment
  gadgets, machinery, books, etc. are all IP
  protected.
 Domain of IP is ever expanding with advent
  of Technology and Globalization : GI, IC
  topography are new additions, Traditional
  Knowledge/Biodiversity are likely additions

             Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   9
3.   RATIONALE BEHIND IP
 The creative activity culminating in IP is necessary
 for socio-economic progress
 Material incentives and rewards encourage greater
  creative activity
 IP rights grant monopoly through contract with the
  Govt. to ensure rewards
 The interests of owner and society are balanced by
  limiting periods of monopoly with obligation to
 disclose and remedies against abuse of rights
 Disclosure brings knowledge in public domain
               Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   10
4. PROTECTION OF IP BY
PRIVATE AND PUBLIC DEBATE

 Why govt. is required to protect IP
 Whether govt. is really able to protect IPRs
 Whether we require IPR govt. offices.
 Why not only Private Protection




                Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   11
5. Nature of IPRs


 a. Key issues
 b. Balancing of Interests




           Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   12
5. NATURE OF IPRs
 Essentially negative rights to stop others from
 copying or counterfeiting
   In patents, being first with an invention pre-empts any
    right of another making same invention independently.
   In copyrights, the right is diluted as right is over the form
    of expression and not over idea.
 IPRs being statutory rights are legally enforceable.
 They are territorial in nature.



                 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   13
5.a.  Key issue :
 Ownership of Knowledge

                             versus

           Knowledge Piracy

   IPR plays a decisive role
        Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   14
5.b Balancing of Interests



       Private                                               Public
  Producer                                                         Consumer
Industrialized Economies                                   Developing Economies


Monopoly                                                              Competition
  “Private Interest Must Yield Public Good”
                 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com                   15
5.b Balancing of Interests




         Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   16
5.b. Balancing of Interests cont….




           Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   17
5.b Balancing of Interests
cont….
Controlling Counterfeiting

…….A never ending challenge




        Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   18
Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   19
.6 MAIN IP INSTRUMENTS

 1.   Trademarks, Trade Names & Services Marks
 2.   Geographical Indications
 3.   Trade Secrets and Confidential Information
 4.   Patents
 5.   Industrial Designs
 6.   Layout-designs of Integrated Circuits
 7.   Plant Varieties
 8.   Copyrights And Related Rights


 First seven are also called as Industrial Property Rights

                   Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   20
7. STRATEGIC ELEMENTS

  Protection Offered By Each One Of The
   Tools
  Period Of Validity


  Geographical Limits


  Enforcement Features


  Licensing Issues, Benefit Sharing


  Other Legal Implications

A clear appreciation of these…. Imperative for all IPR players

                Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   21
7. STRATEGIC ELEMENTS
Options available to the IPR Holder
  Exploit the IPR himself
  License the IPR to another party (s) with mutually
     negotiated benefit sharing arrangements
    Cross License for mutually independent working and / or
     collaborative working
    Assign the IPR to another party (s) for an appropriate
     return
    Barter rights
    Establish a franchise system involving other parties
    Take action against those who infringe his rights
    Let the rights selectively lapse in certain countries

                 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   22
Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   23
7. STRATEGIC ELEMENTS Cont..

 Realising Value

   Valuation of Knowledge and IPR
   Licensing of IPR
   IPR Insurance
   IPR as a collateral




                 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   24
7. STRATEGIC ELEMENTS Cont..

  How does one realise the value of
      one’s intellectual assets




    A structured audit is necessary
         Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   25
7. STRATEGIC ELEMENTS Cont…

 IPR Strategies
   Effective use of International Conventions
   Strategic options in the statutory provisions
    e.g. divisional applications, continuation, and
    continuation in part
   Extending life of an invention
   Joint IPR
   IPR Leveraging
   IPR Litigation as a strategy

             Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   26
Beware !!!!


Seek usage clearance




 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   27
7. STRATEGIC ELEMENTS Cont...
 Institutional Imperatives
     Institutional IPR Policy
     Integrating IPR into business strategy & project
      management
     Effective Use of IPR information
     Identifying areas of possible infringements
     Licensing strategy
     Policing of institutional IP assets
     Litigation strategy
     IPR audit
     Effective utilisation of International Conventions.
                Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   28
8. INTERNATIONAL FRAMEWORK
 Paris Convention 1883- Industrial Property
 Berne Convention 1886- Copyright
 BIRPI was based on Berne , Switzerland with a staff of
  seven
 Madrid Agreement is one of the special arrangement
  created to standardize the provisions related to
  Trademarks, approximately thirty nations , the USA not
  being one of them are party to Madrid Agreement
 The agreement was completed at the Madrid revision
  conference of the Paris convention in 1890, and later
  revised at Stockholm in 1967.
 (Paris Convention + Berne Convention) Merged in 1893 =
  United International Bureau for the Protection of
  Intellectual Property ( BIRPI)= WIPO in 1970

                 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   29
 1974 WIPO became a specialized agency of the
  United Nations system of organisations, with a
  mandate to administer Intellectual Property matters
  recognised by the member states of the UN.
 Today all international applications go to the WIPO
  which forwards the applications to the designated
  countries for examination persuant to national law.



              Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   30
 The agreements of the WTO system encompasses
  trade in goods and services.
 other areas include Agreements relating to protection
  of IP and dispute settlement
 The Trade Related Intellectual Property subjects (
  TRIPS Agreements) sets out inter alia, the legal regime
  governing Patents, Trade marks, Industrial Designs,
  Copyright, Computer Programmes, Micro Organisms,
  and Micro Biological Processes.


               Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   31
The IPR regime is managed by many conventions
and agreements, in the world and the TRIPS
agreements is the last one in the series of
agreement. They are
1.    Paris Convention for the protection of Industrial Property, 1983
      ( revised in 1967 and 1979
2.    Berne Convention for the protection of Literary and Artistic
      works, 1886 ( last revised in 1971)
3.    Madrid Agreement, 1891
4.    Universal Copyright convention 1952
5.    Lisbon Agreement, 1891
6.    Rome convention 1961
7.    Convention establishing the WIPO, 1967
8.    Geneva Convention
9.    Treaty on Intellectual Property in respect of Integrated circuits,
      1989 and
10.   The TRIPs Agreement 1995.
                     Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   32
9. National Regime
1. Patent Amendment Act 2005
2. Trademarks Act, 1999
3. Design Act 2000
4. Copyright ( Amendment) Act, 1999
5. Protection of Plant Varieties and Farmers Rights Act,
   2001
6. Geographical Indications of Goods ( Registration and
   Protection) Act, 1999
7. Biological Diversity Act 2002
8. Semiconductor Integrated Circuits Layout Design Act
   2000

               Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   33
10. Recent WIPO Case
 Mahindra & Mahindra v. Zach Segal, www.wipo.int,
 August, 12 , 2009.




              Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   34
Introduction to intellectual property law
Dr. Tabrez Ahmad, http://iplexindia.blogspot.com   36

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Introduction to intellectual property law

  • 1. 4711 (Cologne) Intellectual Property Law Dr. Tabrez Ahmad www.technolexindia.com http://iplexindia.blogspot.com Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 1
  • 2. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 2
  • 3.  All rights and IPRs in the e-contents of various power point presentation slides/syllabus/pages are reserved in favour of Dr. Tabrez Ahmad and any violation will result in prosecution."Prior Written Affirmative Permission" is required before dealing with or using of any part of the e-contents in any manner whatsoever.© Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 3
  • 4. Must do before starting the course  Collect IPR syllabus from KLS Library  Purchase an IPL Bare Act  Get membership http://groups.google.co.in/group/iprkls  Become follower of the Blog: http://iplexindia.blogspot.com Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 4
  • 5. Agenda 1. CONCEPT OF PROPERTY & INTELLECTUAL PROPERTY 2. IP UBIQUITOUS IN LIFE 3. RATIONALE BEHIND IP 4. PROTECTION OF IP BY PRIVATE AND PUBLIC DEBATE 5. NATURE OF IPRs 6. MAIN IP INSTRUMENTS 7. STRATEGIC ELEMENTS 8. INTERNATIONAL FRAMEWORK 9. NATIONAL REGIME 10. RECENT WIPO CASE of Mahindra & Mahindra v. Zach Segal.  Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 5
  • 6. CONCEPT OF PROPERTY INTELLECTUAL PROPERTY Natural object becomes a resource when it satisfies a human want A resource possessed and owned becomes a property Traditional property have bundle of legal rights linked to ownership and possession of an item  (Tangible: related to physical objects) Intellectual Property is intangible property Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 6
  • 7. CONCEPT OF INTELLECTUAL PROPERTY Cont… Concept of Private Property and Freedom of contract  Private property and contract  Right to property and Indian constitution  Freedom of Contract Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 7
  • 8. CONCEPT OF INTELLECTUAL PROPERTY It is the PROPERTY CREATED BY APPLICATION OF HUMAN MIND and Investment of money, labour and judgment. Intangible (non-physical) in nature- derives value from ideas There is no uniform definition of IP  In knowledge age, IP is a key to techno- economic growth Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 8
  • 9. 2. IP UBIQUITOUS IN LIFE Articles of food, furniture, clothing, textiles, cosmetics, pharmaceuticals, entertainment gadgets, machinery, books, etc. are all IP protected. Domain of IP is ever expanding with advent of Technology and Globalization : GI, IC topography are new additions, Traditional Knowledge/Biodiversity are likely additions Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 9
  • 10. 3. RATIONALE BEHIND IP  The creative activity culminating in IP is necessary for socio-economic progress  Material incentives and rewards encourage greater creative activity  IP rights grant monopoly through contract with the Govt. to ensure rewards  The interests of owner and society are balanced by limiting periods of monopoly with obligation to disclose and remedies against abuse of rights  Disclosure brings knowledge in public domain Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 10
  • 11. 4. PROTECTION OF IP BY PRIVATE AND PUBLIC DEBATE  Why govt. is required to protect IP  Whether govt. is really able to protect IPRs  Whether we require IPR govt. offices.  Why not only Private Protection Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 11
  • 12. 5. Nature of IPRs a. Key issues b. Balancing of Interests Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 12
  • 13. 5. NATURE OF IPRs  Essentially negative rights to stop others from copying or counterfeiting  In patents, being first with an invention pre-empts any right of another making same invention independently.  In copyrights, the right is diluted as right is over the form of expression and not over idea.  IPRs being statutory rights are legally enforceable.  They are territorial in nature. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 13
  • 14. 5.a. Key issue : Ownership of Knowledge versus Knowledge Piracy IPR plays a decisive role Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 14
  • 15. 5.b Balancing of Interests Private Public Producer Consumer Industrialized Economies Developing Economies Monopoly Competition “Private Interest Must Yield Public Good” Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 15
  • 16. 5.b Balancing of Interests Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 16
  • 17. 5.b. Balancing of Interests cont…. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 17
  • 18. 5.b Balancing of Interests cont…. Controlling Counterfeiting …….A never ending challenge Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 18
  • 19. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 19
  • 20. .6 MAIN IP INSTRUMENTS 1. Trademarks, Trade Names & Services Marks 2. Geographical Indications 3. Trade Secrets and Confidential Information 4. Patents 5. Industrial Designs 6. Layout-designs of Integrated Circuits 7. Plant Varieties 8. Copyrights And Related Rights First seven are also called as Industrial Property Rights Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 20
  • 21. 7. STRATEGIC ELEMENTS  Protection Offered By Each One Of The Tools  Period Of Validity  Geographical Limits  Enforcement Features  Licensing Issues, Benefit Sharing  Other Legal Implications A clear appreciation of these…. Imperative for all IPR players Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 21
  • 22. 7. STRATEGIC ELEMENTS Options available to the IPR Holder  Exploit the IPR himself  License the IPR to another party (s) with mutually negotiated benefit sharing arrangements  Cross License for mutually independent working and / or collaborative working  Assign the IPR to another party (s) for an appropriate return  Barter rights  Establish a franchise system involving other parties  Take action against those who infringe his rights  Let the rights selectively lapse in certain countries Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 22
  • 23. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 23
  • 24. 7. STRATEGIC ELEMENTS Cont..  Realising Value  Valuation of Knowledge and IPR  Licensing of IPR  IPR Insurance  IPR as a collateral Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 24
  • 25. 7. STRATEGIC ELEMENTS Cont.. How does one realise the value of one’s intellectual assets A structured audit is necessary Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 25
  • 26. 7. STRATEGIC ELEMENTS Cont…  IPR Strategies  Effective use of International Conventions  Strategic options in the statutory provisions e.g. divisional applications, continuation, and continuation in part  Extending life of an invention  Joint IPR  IPR Leveraging  IPR Litigation as a strategy Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 26
  • 27. Beware !!!! Seek usage clearance Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 27
  • 28. 7. STRATEGIC ELEMENTS Cont... Institutional Imperatives  Institutional IPR Policy  Integrating IPR into business strategy & project management  Effective Use of IPR information  Identifying areas of possible infringements  Licensing strategy  Policing of institutional IP assets  Litigation strategy  IPR audit  Effective utilisation of International Conventions. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 28
  • 29. 8. INTERNATIONAL FRAMEWORK  Paris Convention 1883- Industrial Property  Berne Convention 1886- Copyright  BIRPI was based on Berne , Switzerland with a staff of seven  Madrid Agreement is one of the special arrangement created to standardize the provisions related to Trademarks, approximately thirty nations , the USA not being one of them are party to Madrid Agreement  The agreement was completed at the Madrid revision conference of the Paris convention in 1890, and later revised at Stockholm in 1967.  (Paris Convention + Berne Convention) Merged in 1893 = United International Bureau for the Protection of Intellectual Property ( BIRPI)= WIPO in 1970 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 29
  • 30.  1974 WIPO became a specialized agency of the United Nations system of organisations, with a mandate to administer Intellectual Property matters recognised by the member states of the UN.  Today all international applications go to the WIPO which forwards the applications to the designated countries for examination persuant to national law. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 30
  • 31.  The agreements of the WTO system encompasses trade in goods and services.  other areas include Agreements relating to protection of IP and dispute settlement  The Trade Related Intellectual Property subjects ( TRIPS Agreements) sets out inter alia, the legal regime governing Patents, Trade marks, Industrial Designs, Copyright, Computer Programmes, Micro Organisms, and Micro Biological Processes. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 31
  • 32. The IPR regime is managed by many conventions and agreements, in the world and the TRIPS agreements is the last one in the series of agreement. They are 1. Paris Convention for the protection of Industrial Property, 1983 ( revised in 1967 and 1979 2. Berne Convention for the protection of Literary and Artistic works, 1886 ( last revised in 1971) 3. Madrid Agreement, 1891 4. Universal Copyright convention 1952 5. Lisbon Agreement, 1891 6. Rome convention 1961 7. Convention establishing the WIPO, 1967 8. Geneva Convention 9. Treaty on Intellectual Property in respect of Integrated circuits, 1989 and 10. The TRIPs Agreement 1995. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 32
  • 33. 9. National Regime 1. Patent Amendment Act 2005 2. Trademarks Act, 1999 3. Design Act 2000 4. Copyright ( Amendment) Act, 1999 5. Protection of Plant Varieties and Farmers Rights Act, 2001 6. Geographical Indications of Goods ( Registration and Protection) Act, 1999 7. Biological Diversity Act 2002 8. Semiconductor Integrated Circuits Layout Design Act 2000 Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 33
  • 34. 10. Recent WIPO Case  Mahindra & Mahindra v. Zach Segal, www.wipo.int, August, 12 , 2009. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 34
  • 36. Dr. Tabrez Ahmad, http://iplexindia.blogspot.com 36