2. Please note..
2
This module can be used in sensitizing
engineer about
Problem solving
Tools and techniques of problem solving
Using standard templates for a variety of
techniques
At places , suitable web sites/portals
are given for additional information/use
3. Watch this TED talk
“You don’t have to be an expert in solving problems “
by Tapiwa Chiwewe
https://www.ted.com/talks/tapiwa_chiwewe_you_don
_t_have_to_be_an_expert_to_solve_big_problems?la
nguage=en
Tapiwa Chiwewe discovered that nearly 14% of
all deaths worldwide in 2012 were caused by
household and ambient air pollution. Chiwewe
and his team developed a platform that
uncovers trends in pollution and helps city
planners make better decisions.
"Sometimes just one fresh perspective, one new
skill set, can make the conditions right for
something remarkable to happen," Chiwewe
says.
3
4. Types of Quality
Problems
4
Conformance problems: Problems with standardized inputs, processes and
outputs
Unstructured performance problems: Systems/processes that are not well
specified by standards. Sales below budget is an example
Efficiency problems; Cost efficiency etc. These are driven by employees rather
than customers
Product design problems: From customers point of view, fail to satisfy
customer
needs
Process design problems :Development of new process and revision of existing
processes, new product may dictate new process
Source: Smith Gerald, Quality problem solving, 1998, Prentice Hall
8. What is a
QC
approac
h?
VIEWS PROBLEMS AS
“OPPORTUNITY “ FOR
IMPROVEMENT
FOCUSES ON
CONTINUOUS
IMPROVEMENT THRU
PDCA
LOOKS FOR
QUANTIFICATION
LOOKS FOR TRENDS/PAST
DATA TO SUPPORT
ANALYSIS IN A GROUP
MODE
IMPLEMENTATION AND
AGAIN LOOK FOR
OPPORTUNITIES FOR
IMPROVEMENT
9. Benefits of
QC approach
Review activities & plans for future
Useful information to other groups/individuals
Report constitutes a concise record of the activities-
accumulative experience- Part of knowledge management ?
Encourages group’s team spirit
Promotes confidence and also commitment
Improves people’s ability to use the right tool for right purpose
10. Basic Tools
Kaoru Ishikawa
developed seven basic
visual tools of quality so
that the average
person could analyze
and interpret data.
These tools have been
widely used by
companies, managers
of all levels and
employees.
Source : https://asq.org/quality-resources/seven-basic-quality-tools
12. Characteristics
Simple and easy to use tools
Requires very little training
Operated at the shop floor level
Motivates quantitative orientation and h
e
l
p
s in promoting
“MANAGEMENT-by-FACT and DATA”
Cast in PDCA cycle
17. Example : Histogram for Student feedback
This was part of TQM assignment done by students
18. 10 20 30 40 50 60 70 80 90 100
Percentage of items
Percentage
of
dollar
value
100 —
90 —
0 —
Class C
Class A
80 —
70 —
60 —
50 —
40 —
30 —
20 —
10 —
Class B
Example : Pareto chart for inventory
of items
19. Example : Cause and effect diagram
This was part of TQM assignment done by students
20. Role of
QC tools
20
Express verbal
data
diagrammatically
Make information
visible
Organize
information
intelligibly
Clarify overall
picture and fine
details
Get more people
involved
21. 21
Presentation/dissemination
Implementation
Monitoring
Share the success
Solution
Problem results
Deliberate to identify possible
bottlenecks
Problem Analysis
Cause and effect
Data collection and
analysis, Use simple QC
tools
Problem
Identification
List alternatives
Brainstorm
Arrive at shared
view
Training & Sensitization
Group processes
Data collection
Problem analysis
Organization
8-10 members
Meet regularly
Quality Circles
22. Remarks.. 22
Quality circle members meet
regularly
Identify areas of concern
Suggest improvements through
Kaizens
23. Concept of
Kaizen ..1..
23
Imai has brought together various
management theories, philosophies and tools
that have been popular in Japan over the
years, as a single concept, Kaizen.
There are many quality experts, whose
principles formed the basis of the Kaizen
concept.
Kaizen means continuous improvement
involving everybody.
24. Concept of
Kaizen ..2..
24
The term Kaizen originates from the
Japanese words, ‘Kai’ that means
change, whereas, ‘zen’ means for the
better, therefore, it means ‘change for
the better’.
It signifies constant and gradual
improvement, no matter how small it is.
It should be taking place all the time in
every process, involving everyone from
all the ranks of management and the
workforce.
25. Concept of
Kaizen ..3..
25
In brief, Kaizen
includes:
Total employee involvement starting from
top management;
Empowering people;
Listening to them;
Instilling confidence in them;
Promoting zero/low
investment
improvements; and
Focus on efforts rather than results
Process of involving all is very important
26. Perspective on Kaizen
26
A selection of better means
or a better method for achieving an objective
An accumulation of small changes.
A corrective action under constraints.
Source: https://www.kaizen.com/what-is-kaizen.html
27. Kaizen techniques 27
KAIZEN techniques consists of the
following steps:
Identifying problem (s)
Examining the problem (s)
Finding ideas to solve the
problem (s)
Developing selected proposal (s)
Implementing the proposal (s)
28. Remarks
28
Quality Circle Forum of India (QCFI) is a professional body
with a mandate of popularizing the concept of Quality circle.
Visit their web site to know their training programmes and other
activities www.qcfi.in
Read this article : https://qcfi.in/10-things-to-avoid-during-a-
kaizen/
Insightful and highly engaging 10 books on Kaizen
http://insights.btoes.com/business-transformation-opex/lists/the-
best-10-kaizen-books
https://qcfi.in/qcfihq/store
/
29. Examples..
29
Sn Theme Mechanisms Examples
1 Cutting costs Involve employees for reduction in
costs, ask for suggestion s from cross
section , Install incentive schemes
Read more at:
https://yourstory.com/2014/07/kaizen
Reduction in energy costs,
product development cost,
inventory levels
2 Product &
Service
Innovations
Observe pain and gain points, look
at the competitors, get voices of
customer to be heard
Read more at:
https://yourstory.com/2014/07/kaizen
New Product, alternatives uses
of product
3 Improve quality Analyze customer complaints and
feedback, analyze failure data
Read more at: https://yourstory.com/2014/07/kaizen
Reduction in failure costs,
reduction in customer
complaints, Increase in
customer recommendations
31. Problem
Solving
31
Problem Solving: Typically involves a
methodology of clarifying the
description of the problem, analyzing
causes, identifying alternatives,
assessing each alternative, choosing
one, implementing it, and evaluating
whether the problem was solved or
not.
8D, PDCA,
DMAIC
32. 8 D
8D means Eight Disciplines
It is a methodology used for solving problems
8D also refers to the form that is used to
document the problem and resolution
Also called 8-D Report
Corrective Action Report
32
The US Government
first ‘standardized’ the
system in Mil-Std-1520
“Corrective Action
and Disposition System
for Nonconforming
Material”
Mil-Std-1520 - First
released: 1974
1986
Last Revision was C of
1986
1995
Cancelled in 1995
33. 33 8D
8D is a structured approach to solving problems
Fact Based
Data Collection & Analysis
Tests progress and results
Verify & Validate
Documented
History – An information database
Anticipate future problems
Prevent recurrence
Source : https://asq.org/quality-resources/eight-disciplines-8d
34. 34
8D - Various stages
D0: Recognize the
Problem
D1: Establish the
Team
D3: Determine and
Implement
Containment
Actions
D2: Describe the
Problem
Identify Potential
Causes
Select Likely
Causes
Identify Possible
Corrective Actions
Root Cause?
D5: Choose &
Verify Corrective
Actions
D6: Implement &
Validate
Corrective Actions
D7: Prevent
Recurrence
D8: Congratulate
the Team
Yes
No
D4:
35. PDCA approach ..1..
improvement
Watch YouTube :
http://www.youtube.com/watch?v=wE7EXRKYKy0
1. Plan
Identify problem
Develop plan for
2. Do
Implement plan on
test basis
3. Study / Check
Is the plan working
4. Act
Institutionalize
improvement
Continuecycle
37. DMAIC
Define, Measure, Analyze, Improve, Control
Very structured
Links a quality initiative directly to measurable outcomes
Define: definition of the problem .
Measure: It involves the analysis of the process to
determine its present state and the desired future state
Analyze: analysis for identification of various parts of
process which affect the quality of the process
Improve: This phase adds value to the process with a view
to improve
Control: the process of closing the cycle by putting in the
right procedures, initiatives and appropriate quantifiable
statistics.
38. DMAIC vis-à-vis
D8 vis-à-vis PDCA
D1: Team Approach
Define
D0: Recognize Problem D2:
Describe Problem D3:
Containment
D4: Define & Verify Root Causes
Measure
Analyze
Improve D5: Select & Validate Corrective Actions D6:
Implement Corrective Actions
Control D7: Prevent Recurrence
D8: Congratulate Team
D1: Team Approach
Plan:
Identify the Problem
AnalyzeTheProblem
D0: Recognize Problem
D2: Describe Problem D3:
Containment
Do:
DevelopSolutions
ImplementSolutions
D4: Define & Verify Root Causes
D5: Select & Validate Corrective Actions
D6: Implement Corrective Actions
Check:
EvaluateResultsAchieve
DesiredResults?
Act:
StandardizeSolution D7: Prevent Recurrence
D8: Congratulate Team
38
39. Problem
Solving Issues
Description of Problem
Factors: Constructive vs Limiting
Ownership
Scope of Problem
Consequence of Problem
Alternative Solutions
Rank Ordered Solutions
40. Issues in
Problem
Solving
Typically Individuals are the problem
solvers
Motivation of the problem solvers matters
a lot
Decision making process involved in
selecting solution- Is it autocratic or
involving all
Execution of the
solution depends on
Understanding of the problem
Willingness to solve the problem
Commitment of the leadership
41. Components of
the Problem
Size of Problem - costs, risks,
losses , affecting whom ?
Cognitive Input
How’s it look?
How’s it sound?
How’s it taste?
How’s its smell?
How’s it feel?
42. Pre-requisites
for Problem
Solving Process
Unconditional acceptance & non-
judgmental attitude of participants
Respect for each participant’s input
Freedom to openly express , record
response to the problem & solutions
Defined limits and boundaries on
problem solving process
44. Brainstorming
Brainstorming is a group activity
technique.It is designed to
generate lots of ideas for solution of
a problem.
The underlying principle is that the
greater the number of ideas
generated,the possibility that a
quality solution will be found.
Brainstorming is a commonly used
tool by academic researchers and
business teams.
45. Brainstorming
Set a time frame to be completed
Be clear what problem you are trying to solve
All ideas should be heard without any bias/prejudice
No idea is too wild to be expressed.
Quantity is wanted; each idea coming to mind should be
expressed.
Combining ideas for improvement is highly desirable.
Criticism or negative discussion regarding ideas is
absolutely
forbidden.
46. Basic tenants
Emphasize on quantity: If lots of ideas are
generated it will be easy to produce a
radical and effective solution.
Do not criticize : Don’t comment on any
ideas.First accept all,at a later stage
judge.
Welcome unconventional ideas:To get a
good and long list of ideas,unconventional
ideas are welcomed.
Combine and improve ideas:Good ideas
may be combined to form a single better
idea.
47. Typical excuses..
That won’t work It’s against our policy
That’s too radical We haven’t done it that way
before
It’s not our job That’s too expensive
We don’t have enough
time/manpower
That’s not practical
That’s too much
hassle
We can’t solve this problem
48. Osborn’s
Checklist for
new ideas
48
(S.C.A.M.P.E.R)
SCAMPER is an acronym for a useful list of active verbs
that can be applied as stimuli to make you think
differently about the problem.
SCAMPER was defined by Robert Eberle, after an initial list
from Brainstorming originator Alex Osborn.
Source- Olivier Serratt, Knowledge Solutions, The
SCAMPER Technique Springer
https://link.springer.com/chapter/10.1007/978-981-10-
0983-9_33
49. Osborn’s checklist for generating new
ideas
https://manualthinking.com/methods/osborns-checklist/
Innovative thinking – (S.C.A.M.P.E.R)
OSBORN Suggested 73 ideas in his book Applied imagination
https://www.amazon.com/Applied-Imagination-Alex-F-Osborn/dp/0023895209
50. Osborn’s
Checklist..1..
Substitute? ..... Who else,
where else, or what else?
Other ingredient,
material, or approach?
Combine? ...... Combine
parts, units, ideas? Blend?
Compromise? Combine
from different
categories?
Adapt? .......... How can
this (product, idea, plan,
etc.) be used as is? What
are other uses it could be
adapted to?
•Magnify? ...... Add new ingredient? Make longer,
stronger, thicker, higher, etc.?
•Minify? ........ Split up? Take something out?
Make lighter, lower, shorter, etc.?
Modify? ........ Change
the meaning, material,
color, shape, odor, etc.?
51. Osborn’s
Checklist ..2..
Put to other uses? ..... How can you put the thing to
different or other uses? New ways to use as is? Other
uses if it is modified?
Eliminate? ..... What can you eliminate? Remove
something? Eliminate waste? Reduce time? Reduce
effort? Cut costs?
Rearrange? ..... Interchange parts? Other patterns,
layouts? Transpose cause and effect? Change
positives to negatives? Reverse roles? Turn it backwards
or upside down? Sort?
54. Force Field
Analysis
List all forces for change in one column
List all forces against change in other
Assign a score to each force 1(weak)-5(strong)
Draw diagram showing forces for & against and
size of forces
Helps weigh importance of factors as to if
pursue or not the plan
55. Basic Ideas in Field Theory
Behavior occurs within a field of dynamic influences.
A force field has plus and minus influences that function
interdependently to create a dynamic.
To change the field of influence, forces need to change,
along with their strength. Especially while managing a
change
The field of influence can be altered by adding,
subtracting, strengthening or weakening the forces.
57. Types of
Forces
Driving Forces – Toward a
direction, positive forces
Restraining Forces – Resistance to
Change , negative forces?
Induced Forces – Imposed on the
Field
Personal or Organizational –
Interests/Orientation
59. Force Field :
Steps
Plan Plan how to alter the force field dynamics to
pursue your purpose.
Rate Rate forces for or against and indicate their
strength .
Draw Draw a picture of the field of influences.
Identify Identify the problem / opportunity / goal.
62. SWOT
Analysis
Strengths: advantages, what you do
well
Weaknesses: could be improved, done
badly, should be avoided
Opportunities: good chances,
interesting trends
Threats: obstacles, competition, are
required specifications changing
63. SWOT.
.
Tool for auditing an organization
and its environment
First stage of planning
Helps to focus on key issues.
SWOT stands for Strengths,
Weaknesses, Opportunities, and
Threats.
Strengths & Weaknesses = INTERNAL
factors
Opportunities & Threats = EXTERNAL
factors
64. Remarks..1..
Used to:
Capitalize strengths
Minimize weaknesses
Leverage opportunities
Counteract threats
Focus on turning weaknesses in
t
ostrengths,
and our threats into o
p
p
o
r
t
u
n
i
t
i
e
s (feeds into marketing
objectives).
Match internal strengths w
i
t
h external
opportunities
65. Remarks..2..
SWOT analysis may help in enhancing value to
products and services
It helps in attracting new customers, retain loyal
customers, relook at the distribution channels
It gives an opportunity to know the o
r
g
a
n
i
z
a
t
i
o
n better !.
66. Typical
applications..
When individual issues need to be
addressed:
Typical examples:
Manpower planning
Business development/culture
and image/branding
Organizational
structure/restructure /lay-offs
Advertising/promotion
Planning for financial resources
Operational efficiency/reduction of
costs
67. SWOT Example for a
leading coffee brand
XYZ
..1.. Strengths:
Largest retail coffee market share in the world: In the USA
alone it occupies almost thirty percent of the market share
Brand recognition: XYZ brand is recognized worldwide with
a net worth of 5 million dollars
High customer Loyalty: Nearly a quarter of the sales in USA
are done on loyalty cards and an estimated 85% of sales are
to repeat customers.
Buyouts: XYZ often buys competitors to retain its
market position
Globally similar Experience: By ensuring a similar
experience across the globe XYZ makes sure it has a
high number of customers using it on their travels
Weaknesses:
Negative publicity. XYZ is heavily criticized for selling
expensive coffee and having extremely not complying with
fair trade policies
Low operating Margin: To maintain its dominant position,
XYZ often opens stores making losses.
This was part of TQM assignment done by students
68. Opportunities:
Increasing demand for coffee: In developing nations, coffee sales are
growing by almost 9% year on year basis. This is a huge market for XYZ
to exploit.
Home meal delivery. XYZ could exploit an opportunity of delivering coffee
and snacks to home and increasing its reach to customers.
Increasing snack Sales: XYZ has diversified from just selling coffee and
substitutes to selling a large selection of snacks. In many stores snack
sales contribute more than 30% of total sales.
Tea sales: XYZ has diversified to adding a large number of tea for attracting
tea consumers. This represents a huge opportunity for XYZ.
Threats:
Saturated coffee and snack markets in the developed economies. The
coffee market in the developed countries is already overcrowded by so
many chains and local sellers and this already proves to be a threat to XYZ.
Trend towards healthy eating. Due to government and various organizations
attempts to fight obesity, people are becoming more conscious of eating
healthy food rather than what XYZ has to offer in its menu.
Local fast food restaurant chains. Local fast food restaurants can often offer
a more local approach to serving food and menu that exactly represents local
tastes. Although XYZ has a different ideology, the rising number of local fast
food chains and their lower meal prices are a threat to XYZ
SWOT Example for a leading coffee
brand XYZ
..2..