SlideShare a Scribd company logo
HAREEM HILAL
Constitutional Law-II US
Lecture 11: Separation of Powers and
Checks and Balances in the US (Part I)
What is Separation of Powers?
 Separation of Powers means that, in order to retain political
freedom, it is necessary to separate the state machinery into
legislative, executive, and judicial branches, with each one having a
separate state function
legislative powers
executive powers
judicial powers
What is Separation of Powers?
 Each of these powers must be restricted to the performance of its
own function and may not be authorized to interfere with the
function of any other.
No person may be a member of more than one power.
(M.J.C Vile)
This provides the genesis of the separation of powers doctrine, as
the postulates of the pure theory have never been accepted in legal
provisions or political practice.
If powers are
separated,
what would be
required to
ensure the
organs remain
within their
spheres?
What is “Checks and
Balances”?
 In “checks and balances” there is no strict
separation of functions between the branches of
state power, however there exists a set of rules
and principles that guard against the concentration
of power in the hands of a single body.
The system of checks requires a partial
distribution of functions among the separate
powers, such that every organ of the state can
extend partial control over the remaining ones
through certain legal provisions.
What is “Checks and Balances”?
 The checks of state authorities are intended to achieve a relative
balance within the state machinery.
 All elements of the relations between the divided powers do not
create a system of checks.
 Elements of “positive effects” amongst the divided powers,
referred to as cooperation elements, through which one body may
influence the activities of another in an inspiring (initiative-based) or
an arranging (organizational) manner, different from the system of
checks which comprises the features of counteraction.
What is “Checks and Balances”?
 Concept of institutional self-defence: (NW Barber)
 State organs are endowed with negative (shields) and positive
(swords) mechanisms of self-defence. The shields protect one
institution from the attentions of another, while the swords are devices
that ‘give an institution a weapon it can use against another
constitutional body.
 The shields include for example:
 decisions of the legislature that are not subject to judicial review on
the grounds of rationality and fairness
 immunity of heads of state under constitutional law
What is “Checks and Balances”?
 Swords include for example:
 the impeachment of members of the executive branch by the
legislature
 the right to veto acts of the legislature.
Origin of the Theory of Separation of
Power
Aristotle specified the three things in all states which a careful
lawgiver need to consider. (Politics)
 the deliberative
 the official and
 the judicial.
 Ancient Greek philosophy, however, promoted the “mixed regime”,
in which state power was divided between the monarchy,
aristocracy, and the people in order to maintain socio-political
balance. In the mixed regime, organs were supposed to represent
various layers of the society.
Origin of the Theory of Separation of
Power
 John Locke differentiated the legislative,
executive, and federative powers.
 The last of these specified executive
power regarding external affairs.
The weakness of Locke’s doctrine was that
it did not recognize the role of the judiciary.
Origin of the Theory of Separation of
Power
Montesquieu is usually connected with a
modern tripartite division of powers.
According to him:
When the legislative and executive powers
are united in the same person, or in the
same body of magistrates, there can be no
liberty … Again, there is no liberty if the
power of judging is not separated from the
legislative and executive
Origin of the Theory of Separation of
Power
There would be an end to everything, if
the same man, or the same body, whether
of the nobles or the people, were to
exercise those three powers, that of
enacting laws, that of executing public
affairs, and that of trying crimes or
individual causes (Montesquieu Book XI
Chapter 6)
Origin of the Theory of Separation of
Power
 The division of powers is not absolute as it
was complemented by a system of checks.
Since legislative power tended to exceed its
competencies, it had to be balanced by
applying due limitations.
Each state authority had the power to
decide within its tasks, and
The executive also had the power to reject
in the form of a right to veto.
Origin of the Theory of Separation of
Power
Judicial competencies were supposed to
be fulfilled by ad hoc tribunals thus, the
judicial authority was not constant as in the
case of the other authorities.
Of the three powers above mentioned, the
judiciary is in some measure “next to
nothing” as it merely pronounces the law.
Difference
between
Locke and
Montesquieu’s
approaches
w.r.t
separation of
powers?
Separation of Powers in the US
 The founders were against the accumulation of powers in one organ.
What do you think caused this mindset?
 James Madison, known as the father of the constitution, wrote “The
accumulation of all powers, legislative, executive, and judiciary, in the
same hands, whether of one, a few, or many... may justly be
pronounced the very definition of tyranny.“
 “An elective despotism was not the government we fought for, but
one which should not only be founded on free principles, but in which
the powers of government should be so divided and balanced among
several bodies of magistracy, as that no one could transcend their legal
limits, without being effectually checked and restrained by the others.”
Separation of Powers in the US
 By dividing the powers of government amongst the three
branches, The Founders theorized that each branch would act as a
“check” on the other two, and would allow for the interests of all to
be heard.
 Separation of Powers and Checks and Balances protects the rights
and interests of the minority, prevents tyrannical rule, and
encourages compromise and collaboration between the three
branches.
Thank You & See You Next Time!

More Related Content

PPTX
Theory on principle of separation of powers
PPTX
Separation of Powers (1) (1).pptx
PPTX
separation of powers
PPTX
Separation of powers
PPTX
Doctrine of Seperation of Powers in Indian Law
PPTX
Separation of powers
DOCX
Montesquieu's Doctrine of Separation of Power
PPTX
SOCIAL CONTRACT THEORY IS VERY IMPORTANT IN THIS TOPIC
Theory on principle of separation of powers
Separation of Powers (1) (1).pptx
separation of powers
Separation of powers
Doctrine of Seperation of Powers in Indian Law
Separation of powers
Montesquieu's Doctrine of Separation of Power
SOCIAL CONTRACT THEORY IS VERY IMPORTANT IN THIS TOPIC

Similar to Lecture 11 Separation of Powers.pptx law (20)

PDF
शक्ति पृथकीकरण र नियन्त्रणको सिद्धान्त.pdf
PDF
Separation_of_Powers1_iv_semester.pdf
PPTX
Separation of power.pptx
PPTX
Separation of power and checks and balances
PPTX
What is separation of powers and how is it ineffective in Pakistan?
PPTX
Theory of Seperation of Powers
PPTX
SoP.pptx
DOCX
The principle of Separation of Powers
PDF
364325274 sepration-of-power
PPTX
Unit 2 Business environment - BBA Political institutions
PPTX
Separation of Power, and its kinds and stuff
PPT
C7 sop
PPT
Checks and balances powerpoint
PPTX
Administrative law 2nd lecture
PPTX
Week 3, montesquieu's separation of power
PPT
Separation Of Powers
PDF
seperation of power class 11 legal studies
DOCX
Turnitin Turnitin Originality ReportProcessed on 28-Sep.docx
DOCX
Separation of powers
PPTX
Doctrine of separation of power notes.pptx
शक्ति पृथकीकरण र नियन्त्रणको सिद्धान्त.pdf
Separation_of_Powers1_iv_semester.pdf
Separation of power.pptx
Separation of power and checks and balances
What is separation of powers and how is it ineffective in Pakistan?
Theory of Seperation of Powers
SoP.pptx
The principle of Separation of Powers
364325274 sepration-of-power
Unit 2 Business environment - BBA Political institutions
Separation of Power, and its kinds and stuff
C7 sop
Checks and balances powerpoint
Administrative law 2nd lecture
Week 3, montesquieu's separation of power
Separation Of Powers
seperation of power class 11 legal studies
Turnitin Turnitin Originality ReportProcessed on 28-Sep.docx
Separation of powers
Doctrine of separation of power notes.pptx
Ad

Recently uploaded (20)

PPTX
Behavioural_Approach_Public_Administration_Zambia_USA.pptx
PPTX
Constitutional Law 2 Final Report.ppt bill of rights in under the constitution
PPTX
4-D...Preparation of Research Design.pptx
PPTX
Indian Medical Device Rules or Institute of Management Development and Research
PDF
APPELLANT'S AMENDED BRIEF – DPW ENTERPRISES LLC & MOUNTAIN PRIME 2018 LLC v. ...
PPTX
Financial Rehabilitation and Insolvency Act
PPTX
Basic key concepts of law by Shivam Dhawal
PDF
Companies Act (1).pdf in details anlysis
PPTX
DepEd 4A Gender Issues and Promoting Gender Equality.pptx
PPT
2025 KATARUNGANG PAMBARANGAY LECTURE.ppt
PPTX
R.A. NO. 76 10 OR THE CHILD ABUSE LAW.pptx
PDF
The AI & LegalTech Surge Reshaping the Indian Legal Landscape
PDF
2022CH12581 - Civil Rights vs Morzak, Harrison, Chrisman et al. (Cook County,...
PPTX
BL - Chapter 1 - Law and Legal Reasoning
PDF
Legal & Ethical Dilemma of Obstetric & Gynaecological Practice In The Gambia ...
PDF
Insolvency and Bankruptcy Amendment Bill 2025
PDF
NRL_Legal Regulation of Forests and Wildlife.pdf
PPTX
Law of Torts , unit I for BA.LLB integrated course
PDF
Analysis Childrens act Kenya for the year 2022
PPT
Gender sensitivity and fair language implementation
Behavioural_Approach_Public_Administration_Zambia_USA.pptx
Constitutional Law 2 Final Report.ppt bill of rights in under the constitution
4-D...Preparation of Research Design.pptx
Indian Medical Device Rules or Institute of Management Development and Research
APPELLANT'S AMENDED BRIEF – DPW ENTERPRISES LLC & MOUNTAIN PRIME 2018 LLC v. ...
Financial Rehabilitation and Insolvency Act
Basic key concepts of law by Shivam Dhawal
Companies Act (1).pdf in details anlysis
DepEd 4A Gender Issues and Promoting Gender Equality.pptx
2025 KATARUNGANG PAMBARANGAY LECTURE.ppt
R.A. NO. 76 10 OR THE CHILD ABUSE LAW.pptx
The AI & LegalTech Surge Reshaping the Indian Legal Landscape
2022CH12581 - Civil Rights vs Morzak, Harrison, Chrisman et al. (Cook County,...
BL - Chapter 1 - Law and Legal Reasoning
Legal & Ethical Dilemma of Obstetric & Gynaecological Practice In The Gambia ...
Insolvency and Bankruptcy Amendment Bill 2025
NRL_Legal Regulation of Forests and Wildlife.pdf
Law of Torts , unit I for BA.LLB integrated course
Analysis Childrens act Kenya for the year 2022
Gender sensitivity and fair language implementation
Ad

Lecture 11 Separation of Powers.pptx law

  • 2. Lecture 11: Separation of Powers and Checks and Balances in the US (Part I)
  • 3. What is Separation of Powers?  Separation of Powers means that, in order to retain political freedom, it is necessary to separate the state machinery into legislative, executive, and judicial branches, with each one having a separate state function legislative powers executive powers judicial powers
  • 4. What is Separation of Powers?  Each of these powers must be restricted to the performance of its own function and may not be authorized to interfere with the function of any other. No person may be a member of more than one power. (M.J.C Vile) This provides the genesis of the separation of powers doctrine, as the postulates of the pure theory have never been accepted in legal provisions or political practice.
  • 5. If powers are separated, what would be required to ensure the organs remain within their spheres?
  • 6. What is “Checks and Balances”?  In “checks and balances” there is no strict separation of functions between the branches of state power, however there exists a set of rules and principles that guard against the concentration of power in the hands of a single body. The system of checks requires a partial distribution of functions among the separate powers, such that every organ of the state can extend partial control over the remaining ones through certain legal provisions.
  • 7. What is “Checks and Balances”?  The checks of state authorities are intended to achieve a relative balance within the state machinery.  All elements of the relations between the divided powers do not create a system of checks.  Elements of “positive effects” amongst the divided powers, referred to as cooperation elements, through which one body may influence the activities of another in an inspiring (initiative-based) or an arranging (organizational) manner, different from the system of checks which comprises the features of counteraction.
  • 8. What is “Checks and Balances”?  Concept of institutional self-defence: (NW Barber)  State organs are endowed with negative (shields) and positive (swords) mechanisms of self-defence. The shields protect one institution from the attentions of another, while the swords are devices that ‘give an institution a weapon it can use against another constitutional body.  The shields include for example:  decisions of the legislature that are not subject to judicial review on the grounds of rationality and fairness  immunity of heads of state under constitutional law
  • 9. What is “Checks and Balances”?  Swords include for example:  the impeachment of members of the executive branch by the legislature  the right to veto acts of the legislature.
  • 10. Origin of the Theory of Separation of Power Aristotle specified the three things in all states which a careful lawgiver need to consider. (Politics)  the deliberative  the official and  the judicial.  Ancient Greek philosophy, however, promoted the “mixed regime”, in which state power was divided between the monarchy, aristocracy, and the people in order to maintain socio-political balance. In the mixed regime, organs were supposed to represent various layers of the society.
  • 11. Origin of the Theory of Separation of Power  John Locke differentiated the legislative, executive, and federative powers.  The last of these specified executive power regarding external affairs. The weakness of Locke’s doctrine was that it did not recognize the role of the judiciary.
  • 12. Origin of the Theory of Separation of Power Montesquieu is usually connected with a modern tripartite division of powers. According to him: When the legislative and executive powers are united in the same person, or in the same body of magistrates, there can be no liberty … Again, there is no liberty if the power of judging is not separated from the legislative and executive
  • 13. Origin of the Theory of Separation of Power There would be an end to everything, if the same man, or the same body, whether of the nobles or the people, were to exercise those three powers, that of enacting laws, that of executing public affairs, and that of trying crimes or individual causes (Montesquieu Book XI Chapter 6)
  • 14. Origin of the Theory of Separation of Power  The division of powers is not absolute as it was complemented by a system of checks. Since legislative power tended to exceed its competencies, it had to be balanced by applying due limitations. Each state authority had the power to decide within its tasks, and The executive also had the power to reject in the form of a right to veto.
  • 15. Origin of the Theory of Separation of Power Judicial competencies were supposed to be fulfilled by ad hoc tribunals thus, the judicial authority was not constant as in the case of the other authorities. Of the three powers above mentioned, the judiciary is in some measure “next to nothing” as it merely pronounces the law.
  • 17. Separation of Powers in the US  The founders were against the accumulation of powers in one organ. What do you think caused this mindset?  James Madison, known as the father of the constitution, wrote “The accumulation of all powers, legislative, executive, and judiciary, in the same hands, whether of one, a few, or many... may justly be pronounced the very definition of tyranny.“  “An elective despotism was not the government we fought for, but one which should not only be founded on free principles, but in which the powers of government should be so divided and balanced among several bodies of magistracy, as that no one could transcend their legal limits, without being effectually checked and restrained by the others.”
  • 18. Separation of Powers in the US  By dividing the powers of government amongst the three branches, The Founders theorized that each branch would act as a “check” on the other two, and would allow for the interests of all to be heard.  Separation of Powers and Checks and Balances protects the rights and interests of the minority, prevents tyrannical rule, and encourages compromise and collaboration between the three branches.
  • 19. Thank You & See You Next Time!