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Sedgwick © 2012 Confidential– Do not disclose or distribute.
Maximizing Electronic Health
Record Use in Physician
Practices to Minimize Risk
Sedgwick © 2012 Confidential– Do not disclose or distribute.
Presented by:
Ann D. Gaffey, RN, MSN, CPHRM, DFASHRM
SVP, Healthcare Risk Management and Patient Safety
Sedgwick
3
Objectives
• Upon completion of this session, participants will:
 Describe the current status of the Meaningful Use
incentive program, including participation, payments, and
current core and quality measures;
 Describe three risk management and patient safety issues
related to the use of EHRs in the physician office setting;
and
 Describe three risk reduction strategies to implement to
mitigate risk associated with use of EHRs in the physician
office practice setting.
4
Meaningful Use – Where We are Today
• Eligible providers
• Certified technology
• Meaningful Use criteria
 Stage 1
 Stage 2
 Stage 3
• Non-compliance
5
CMS Final Rule: Stages 1 and 2
• CMS Final Rule - Stage 1 MU:
 25 objectives and measures
 20 objectives must be completed to satisfy MU and qualify for the
incentive payments –
 All 15 from Core Set – 5/10 from the Menu Set.
• CMS Final Rule - Stage 2 MU :
 Provide patients ability to view online, download and transmit their
health information within 4 business days of the information being
available to the EP
 Incorporate clinical lab-test results into Certified EHR Technology as
structured data
6
Stage 1 vs. Stage 2 Comparison
7
Stage 2 Timeline
8
Stage 2
• Meaningful Use
Core and Menu
Measures
9
Stage 2 – Menu Objectives
10
Percentage of office based physicians with
EMR/HER (US 2001 – 2010, preliminary 2011-2012)
Source: CDC/NCHS, National Ambulatory Medical Care Survey, 2001 - 2012
11
Percentage of electronic health records
(by physician age, practice size, ownership and specialty, 2011)
Source: CDC/NCHS, Physician Workflow study, 2011
12
Percentage of office based physicians with a
basic system by state (US preliminary, 2011)
13
US ERM Adoption Model
14
Potential Liability Issues in EHRs
• Transitioning from paper to electronic records
• Communication barriers
• CPOE functionality
• Formatting and usability issues
• Alert fatigue
• Vendor contract issues
• Managing labs and test results
• Medication Reconciliation
• Documentation “work-arounds”
15
Transitioning from paper to electronic
• Populating the EHR -- All? Some? Abstract?
• Physician and staff training – Initial and ongoing
• Availability of data -- paper vs. electronic
• Timing of data input -- document scanning
• The new “legal” record
16
17
Strategies to Prepare for Implementation
• “Dummy” patients
• Become familiar with system and template layout
• Practice open-ended questioning associated with the
templates imbedded in the system
• Video and review physician experience
18
Managing Labs & Test Results
• Interface vs. delivered by fax/mail
• Tasking of results
• Timing of availability to all providers
19
20
21
Sedgwick © 2012 Confidential– Do not disclose or distribute.
Formatting and Usability Issues:
Where do they find what they
are looking for?
23
24
25
26
27
28
29
30
Medication Reconciliation
• Reconciliation functions
 Allergy documentation
 Who is responsible for what step?
 What “complete” reconciliation looks like in the EMR
 What “complete” reconciliation looks like to the patient
31
32
33
34
35
36
37
38
39
40
Sedgwick © 2012 Confidential– Do not disclose or distribute.
Risk Reduction Strategies
42
43
44
45
Applying the Basic Risk Management Principles
• Risks in the office practice setting
 Medication safety
 Appropriate management of labs and tests
 Your concerns?
46
Getting Organized
• Why are you assessing?
• What are you assessing for?
• What standard are you assessing against?
• What is your “best practice”?
• Who are your subject matter experts?
47
Methods for Assessments
• Policy and procedure review
• Chart review
 Sample sizes
• Interviews
• Aggregating data
• Reporting findings
Sedgwick © 2013 Confidential – Do not disclose or distribute.
Questions?
Sedgwick © 2013 Confidential – Do not disclose or distribute.
Ann Gaffey, RN, MSN, CPHRM, DFASHRM
SVP, Healthcare Risk Management and Patient Safety
Sedgwick
ann.gaffey@sedgwickcms.com
(703) 597-5172

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Maximizing Electronic Health Record Use in Physician Practices to Minimize Risk

  • 1. Sedgwick © 2012 Confidential– Do not disclose or distribute. Maximizing Electronic Health Record Use in Physician Practices to Minimize Risk
  • 2. Sedgwick © 2012 Confidential– Do not disclose or distribute. Presented by: Ann D. Gaffey, RN, MSN, CPHRM, DFASHRM SVP, Healthcare Risk Management and Patient Safety Sedgwick
  • 3. 3 Objectives • Upon completion of this session, participants will:  Describe the current status of the Meaningful Use incentive program, including participation, payments, and current core and quality measures;  Describe three risk management and patient safety issues related to the use of EHRs in the physician office setting; and  Describe three risk reduction strategies to implement to mitigate risk associated with use of EHRs in the physician office practice setting.
  • 4. 4 Meaningful Use – Where We are Today • Eligible providers • Certified technology • Meaningful Use criteria  Stage 1  Stage 2  Stage 3 • Non-compliance
  • 5. 5 CMS Final Rule: Stages 1 and 2 • CMS Final Rule - Stage 1 MU:  25 objectives and measures  20 objectives must be completed to satisfy MU and qualify for the incentive payments –  All 15 from Core Set – 5/10 from the Menu Set. • CMS Final Rule - Stage 2 MU :  Provide patients ability to view online, download and transmit their health information within 4 business days of the information being available to the EP  Incorporate clinical lab-test results into Certified EHR Technology as structured data
  • 6. 6 Stage 1 vs. Stage 2 Comparison
  • 8. 8 Stage 2 • Meaningful Use Core and Menu Measures
  • 9. 9 Stage 2 – Menu Objectives
  • 10. 10 Percentage of office based physicians with EMR/HER (US 2001 – 2010, preliminary 2011-2012) Source: CDC/NCHS, National Ambulatory Medical Care Survey, 2001 - 2012
  • 11. 11 Percentage of electronic health records (by physician age, practice size, ownership and specialty, 2011) Source: CDC/NCHS, Physician Workflow study, 2011
  • 12. 12 Percentage of office based physicians with a basic system by state (US preliminary, 2011)
  • 14. 14 Potential Liability Issues in EHRs • Transitioning from paper to electronic records • Communication barriers • CPOE functionality • Formatting and usability issues • Alert fatigue • Vendor contract issues • Managing labs and test results • Medication Reconciliation • Documentation “work-arounds”
  • 15. 15 Transitioning from paper to electronic • Populating the EHR -- All? Some? Abstract? • Physician and staff training – Initial and ongoing • Availability of data -- paper vs. electronic • Timing of data input -- document scanning • The new “legal” record
  • 16. 16
  • 17. 17 Strategies to Prepare for Implementation • “Dummy” patients • Become familiar with system and template layout • Practice open-ended questioning associated with the templates imbedded in the system • Video and review physician experience
  • 18. 18 Managing Labs & Test Results • Interface vs. delivered by fax/mail • Tasking of results • Timing of availability to all providers
  • 19. 19
  • 20. 20
  • 21. 21
  • 22. Sedgwick © 2012 Confidential– Do not disclose or distribute. Formatting and Usability Issues: Where do they find what they are looking for?
  • 23. 23
  • 24. 24
  • 25. 25
  • 26. 26
  • 27. 27
  • 28. 28
  • 29. 29
  • 30. 30 Medication Reconciliation • Reconciliation functions  Allergy documentation  Who is responsible for what step?  What “complete” reconciliation looks like in the EMR  What “complete” reconciliation looks like to the patient
  • 31. 31
  • 32. 32
  • 33. 33
  • 34. 34
  • 35. 35
  • 36. 36
  • 37. 37
  • 38. 38
  • 39. 39
  • 40. 40
  • 41. Sedgwick © 2012 Confidential– Do not disclose or distribute. Risk Reduction Strategies
  • 42. 42
  • 43. 43
  • 44. 44
  • 45. 45 Applying the Basic Risk Management Principles • Risks in the office practice setting  Medication safety  Appropriate management of labs and tests  Your concerns?
  • 46. 46 Getting Organized • Why are you assessing? • What are you assessing for? • What standard are you assessing against? • What is your “best practice”? • Who are your subject matter experts?
  • 47. 47 Methods for Assessments • Policy and procedure review • Chart review  Sample sizes • Interviews • Aggregating data • Reporting findings
  • 48. Sedgwick © 2013 Confidential – Do not disclose or distribute. Questions?
  • 49. Sedgwick © 2013 Confidential – Do not disclose or distribute. Ann Gaffey, RN, MSN, CPHRM, DFASHRM SVP, Healthcare Risk Management and Patient Safety Sedgwick ann.gaffey@sedgwickcms.com (703) 597-5172