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MULTI-BIOMETRICS: IRIS AND PERIOCULAR
INSTRUCTOR:
ASSOC.DR.PROF.DR. ÖNSEN TOYGAR
ROSHINA NIKZAD
17500231
FALL SEMESTER 2019
1
according to article :
Ocular biometrics: A survey of modalities and fusion
approaches
Ishan Nigam, Mayank Vatsa ,Richa Singh
INDEX:
 Introduction
 Definition
 Place of application
 Goals
 Reason of Biometric Approach
 Subsystem of Ocular Biometric
 Hybrid Biometric
 Structure of Eyes
 Advantage of using Iris for recognition
 Acquisition Research
 Processing of technique
 Iris segmentation Approach
 Feature Extraction Methods
 Matching and Indexing Methods
 Covariates
 Periocular
 Current research direction
2
Biometrics refers to:
the use of physiological
and behavioral
characteristics of humans
for establishing their
identity.
Among physiological
characteristics, several
body parts have been
studied that demonstrate
biometric properties such
Biometrics
CollectabilityPermanenceuniquenessuniversal
3
• Biometrics, an integral
component of Identity
Science, is widely used in
several large-scale-county-
wide projects to provide a
meaningful way of
recognizing individuals.
• Iris recognition is used in
Unique Identification Authority
of India’s Aadhaar Program
• the United Arab Emirate’s
border security program
Place Of Application
4
Need to identify new Methods
Weakness in traditional ways
Alternate our existing Methods
Reasons for the biometrics approach
5
cornea
Lens
optic nerve Retina
Pupil
iris
the periocular
region
The field of ocular biometrics consists of several subsystems such as :
6
HYBRID BIOMETRICS:
For example,
using one
person's
fingerprints and
iris
characteristics
simultaneously
7
STRUCTURE OF EYES
8
ADVANTAGES OF USING IRIS FOR RECOGNITION
 The iris is an internal organ
 It is well protected against injury .
 Iris geometry is flat
 Iris scanning is very simple
 Iris Scan can be done from a distance of 10 cm without touching the device.
 Many genetic diagnoses like DNA depend on the iris.
 The matching results are absolute
 there is no potential match for the iris patterns, as there is no user intervention in setting the threshold or
system sensitivity.
 Iris identification is possible even when a small portion of the entire eye is visible
 each iris pattern will contain much more information than the sum of the data collected from a finger, a
face and a hand.
9
THE SEQUENCE OF AUTHENTICATION STEPS WITH THE IRIS
Acquisition Preprocessing Segmentation
Feature
Extraction
Matching
10
IRIS ACQUISITION TECHNIQUES:
11
•Proposed NIR imaging (750–950 nm) for iris recognitionDaugman
•Proposed apparatus that acquires images at 1.5 m from subject.
• Face detection is used to localize user’s face.
•Tracks face and segments iris region
Venugopalan & Savvides
•Images captured using computational photography flutter-shutter technique.
•Deconvolution is used to estimate sharp image from captured imageMcCloskey et al.
•Hardware constitutes Commercial Off The Shelf (COTS) components.
•Incorporate velocity estimation and focus tracking modules.
•Subject’s speed is estimated and used to tune focus of system
Venugopalan et al.
•Compare three commercially available iris sensors.
•Performance of each sensor is analyzed.
• Experiments are performed to investigate how external factors affect acquisition
Connaughton et al.
•Capture video sequence of ocular region at multiple focal lengths.
•Fuse frames to yield single image.
•Combination of focus bracketing and lateral white LED lighting is used
Tankasala et al.
• System captures high quality Near Infrared videos.
•Significant improvements in recognition on increasing images are reportedBoehnen et al.
•[Acquisition] Dilation-aware iris enrollment scheme;
•shows that optimal dilation is near the median or mean if relationship between match
scores and dilation is linear
Ortiz et al.
IRIS PREPROCESSING TECHNIQUES:
Liu et al.
•Image is classified as either defocused or motion blurred.
• PSF is refined based on gradient maps and noise model.
•Image deconvolution is performed
Ortiz and Bowyer
•Implement dilation-aware enrolment phase to choose image based on empirical dilation ratio distribution
Li and Savvides
•GMMs used to model probabilistic distributions of valid and invalid regions on iris images.
•Simulated Annealing technique is applied to optimize parameters
Sgroi et al.
•Propose diffused illumination system.
•Matching algorithms are used to study diffused image templates
Tan and Kumar
•Noise treated as inconsistent fragile bits.
•Model relationship between iris codes and noise.
•Features are extracted using 1D log Gabor filters
12
13
IRIS SEGMENTATION APPROACHES:
Tan et al.
Clustering based coarse iris localization.
Localization of pupillary and limbic boundaries and
localization of eyelids is performedZhang et al.
Robust gradient map is used for iris localization. SIMC
generated using spatial information and coarse iris location.
Segmentation achieved by level set method
Roy et al.
Game-theoretic decision making procedure to segment
irises. Integrates region based segmentation and gradient
based boundary localization
Pundlik et al.
Image is modeled as MRF. Energy minimization is achieved
via graph cuts. Model iris as ellipse to refine segmentation
Zuo and Schmid
combined scheme for pre-processing, pupil segmentation,
iris segmentation, and occlusion detection is reported
De Marisco et al.
Pre-process using posterization filter. Canny filtering is
applied to locate pupil boundary. Image is transformed to
polar coordinates to identify boundary between iris and
sclera
Proença
UBIRIS v2 Sclera and iris are segmented and classified.
Polynomial fitting is applied
Koh et al.
Center of pupil is estimated based on histograms. Pupillary
boundary is computed using Hough transform. Apply
Hough transform again to localize limbic boundary
Du et al.
Method incorporates quality filter to eliminate non-valid
images. Employs coarse-to-fine segmentation scheme and
window gradient based method to remove noiseTan and Kumar
Iris features extracted using localized Zernike moments
and sclera features are extracted using color features. A
robust approach is proposed for post-processing classified
iris pixels
14
IRIS SEGMENTATION APPROACHES:
Tan and Kumar
Multiple higher order local pixel dependencies are used to
robustly classify eye region pixels into iris or non-iris regions.
Post-processing operations effectively tackle noisy pixels
Sutra et al.
Pre-processing is performed using anisotropic diffusion.
Gradients are computed using Sobel filter and Viterbi algorithm
is applied to find contoursLi et al.
Locate edge points on iris boundary. Boundary detectors for
pupillary, limbic, eyelid boundaries are learned and iris
boundaries are localized. Eyelid edge points are modeled as
parabolasFernandez et al.
Based on energy minimization of one-directional graphs.
Pupil localization is achieved by sliding average pattern,
model fitting, and defocusing of irrelevant regionsTan and Kumar
Iris segmentation approach based on cellular automata
using grow-cut algorithm is proposed. Reduces
computational complexity while increasing recognition
performance
Uhl and Wild
ND-IRIS-0405 Adaptive Hough transform estimates iris
center. Polar transform detects first elliptic pupillary
boundary. Ellipsopolar transform is used to find second
boundary
Li et al.
Assembled pupillary contour segments are fitted as an
ellipse. Limbic boundary points detected by LBD. Unseen
boundary points are extrapolated in eyelid occluded
regionsAlonso-Fernandez and Bigun
Pupil boundary is searched for and sclera is detected.
Eyelid occlusion is computed and the iris is localized
Alonso-Fernandez and Bigun
Study local and global quality measures for iris
segmentation performance. Explore correlation
between factors affecting segmentation and matching
Tan and Kumar
Image is segmented using random walker
algorithm.
SUMMARY OF IRIS SEGMENTATION APPROACHES(COUNT2)
15
16
Sunder and Ross [65]
Investigate macro-features
(moles, freckles, nevi, melanoma)
as soft biometric traits. SIFT
descriptor is used to represent
the macro-features
Zhou and Kumar [67]
LRT exploits the orientation
information from the local
features. Dominant orientation
is used to generate feature
representation. Similarity is
computed using matching
distances
Scotti and Piuri [68]
RST features are extracted.
Inductive classifier segments
iris
Hosseini et al. [69]
Shape features are extracted
from pigment melanin in visible
light
Roy et al. [70]
Non-ideal Active contour model
is deployed to segment non-ideal
iris. A Modified Contribution-
Selection Algorithm selects
informative features without
affecting recognition performance
Hollingsworth et al. [71]
Improve recognition by
masking fragile bits. Fragile Bit
Distance is established to
measure coincidence of fragile
bit patterns
Zhang et al. [73]
DAISY descriptors are extracted
from iris. Iris key points are
localized on feature map.
Extracted key points are
matched
IRIS FEATURE EXTRACTION TECHNIQUES:
17
Proença and Santos [75]
Segment iris into coherent
regions. Color and shape
information is extracted.
Perform fusion with prior state-
of-theart approaches
Kumar et al. [76]
Recognition of distantly
acquired irises using LRT
based orientation features. Iris
is modeled as sparse coding
solution based on
computationally efficient LRT
dictionary
Li and Wu [77]
Iris boundaries and eyelids
are localized. Log-Euclidean
Co-variance Matrices are used
to model correlation of
spatial coordinates,
intensities, 1st and 2nd-order
image derivatives
Rahulkar and Holambe [78]
IITD Iris Features are extracted
based on Triplet Half-Band Filter
Bank. Post-classifier system
achieves robustness against
intra-class iris variations
Zhang et al. [79] Propose
Perturbation-enhanced Feature
Correlation Filter for robust iris
matching. Correlation filters are
utilized for Gabor images
matching da
Costa and Gonzaga [80]
Capture information about
manner in which eye reacts to
light. Allows the validation of
attributes such as to check if
input image being analyzed is
from a living iris
Liu and Li [81]
Normalized iris image is
divided into patches,
represented by SIFT
descriptors. The low-
dimensional features are
encoded to binary codes.
Matching is performed by
counting binary codes in
agreement
IRIS FEATURE EXTRACTION TECHNIQUES:
18
Kumar and Chan [82]
Hyper-complex sparse
representation is used. Orientation
of iris texture is extracted using
dictionary of oriented atoms. Iris
representation as quaternionic
sparse coding problem is solved
using convex optimization strategy
Zhang et al. [83]
Color Texton is combined with
pixel value in multiple color
spaces. The image is represented
by histogram of the learnt
Texton vocabulary
Wang et al. [84]
Large margin loss function is
adopted to learn robust model.
Information from each feature is
considered to remove noise. The
model is solved using Simplex
algorithm.Nguyen et al. [85]
MBGC Feature-level super-
resolution in non-linear Gabor
feature domain is performed.
Compared to classic pixel-level
super-resolution approaches
Zhang et al. [86]
Extract key-point features from
bandpass component of iris
images. Extract ordinal features
from lowpass component and
perform match-score fusion
Sun et al. [87]
Hierarchical Visual Codebook
integrates Vocabulary Tree and
Locality-constrained Linear
Coding. Adopts coarse-tofine
visual coding strategy
IRIS FEATURE EXTRACTION TECHNIQUES:
19
Rathgeb et al.
Reorder bits,
and
dynamically
reject high
Hamming
Distance score
candidates
Gadde et al. Normalized
image is divided into
vertical segments. Based
on occurrence of N-bit
pattern among segments,
iris is assigned index value
based on segment
number using Burrows-
Wheeler Transform
Vandal and Savvides
Not mentioned. Parallel
implementation of
template matching with
embedded rotational
invariance on CUDA
architecture is proposed
Proença
Iris is regarded as a
pattern, which is a set of
simpler sub-patterns.
Match occurs if pattern
representation is
isomorphic with a pattern
stored in gallery
Dong et al. Personalized
iris matching strategy
using class-specific weight
map is learned from
training images of an iris
class. Appropriate weight
is assigned to each
feature code for matching
Farouk
Circular Hough
transform is used for
segmentation. Elastic
Graph Matching based
similarity function is used
to perform recognition
Gyaourova and Ross
Generate fixed-length codes.
Index code is constructed by
computing match scores
between probe and a set of
reference images. Candidate
identities are retrieved based
on the similarity between index
codes
MATCHING METHODS 1
20
Dey and Samanta
Iris Gabor energy
features are
calculated from iris
texture at different
scales and
orientations to
generate index
key. Index space is
created based on
values of index
keys of all gallery
subjects
Tsai et al.
Non-linear
normalization
model provides
accurate iris
positioning.
Segmentation
method refines
detected inner and
Ordinal measures,
color analysis are
adopted for iris
matching. Textons,
semantic
information are
used for eye
matching.
Matching scores
obtained are used
for score-level
fusion
Wang et al
Iris is segmented
and normalized.
Features are
constructed based
on 2D-Gabor
transform. Two
independent
AdaBoost
Santos and Hoyle
Wavelet based
features are
extracted from iris.
Local descriptors
are extracted from
periocular region.
Logistic regression
is applied to
outputs of the two
approaches
Shin et al.
Identify eye as
‘‘left or right’’.
Separability
between classes is
increased.1D
Gabor filter is
applied to
individual color
Li et al.
Weighted Co-
occurrence Phase
Histogram
represents local
characteristics of
texture patterns.
Weighting
function allows
every pixel’s phase
angle to affect
several histogram
bins
MATCHING METHODS II
21
De Marisco et al.
Combines two local
feature descriptors,
Linear Binary Patterns,
and discriminable
textons. Individual
methods are combined
using weighted mean
scheme at score level
Li and Ma Random
Sample Consensus is
used for localization of
iris boundaries. Image
registration method is
applied. A subset of
Gabor filters is used to
enhance output
Szewczyk et al. Image
is preprocessed and
occluding artifacts are
eliminated. 324-bit
template is obtained
using reverse
biorthogonal wavelet.
Similarity score is used
for matching
Proença
Gallery iris codes are
decomposed at
multiple scales. Position
in N-ary tree is
determined. Distances
between multi-scale
centroids is used to
penalize paths in tree
for matching
Liu et al. Statistical
relationship between
binary code of LR iris
image and binary code
of latent HR iris image
is established based on
a Markov network
Tomeo-Reyes and
Chandran
Explore multi-part
fusion schemes, multi-
sample fusion schemes,
and integration of these
two schemes.
Effectiveness is
evaluated under miosis
and mydriasis
Liu et al.
Ideal pairwise
similarities are defined
on training set.
Mahalanobis distance is
learnt by minimizing
divergence between
matching results and
ideal results
MATCHING METHODS III
COVARIATES:
Off-angle iris recognition
Iris recognition in spoofing scenarios
Unconstrained Iris recognition
Iris recognition in presence of template-aging
Cross-spectral iris recognition
Cross-Sensor iris recognition
Other iris recognition technique
22
23
Off-Angle
Circle rectification converts non-orthogonal iris to
approximately orthogonal. Edge-type multi-scale
maps characterize iris pattern. Matching is
performed using an ensemble of weak classifiers
Biorthogonal Wavelet Networks (BWN) are
trained. Non-ideal factors are adjusted by
repositioning BWN. Synthetic irises are generated.
Tests are performed on real and synthetic Human
eye model and ray-tracing techniques are used to
compute transformation function that
reconstructs the off-angle iris to its frontal, non-
refracted state Predict orientation of the iris and
apply orientation-specific template for
preprocessing to perform classification
24
Study effect of soft lenses and gas-permeable lenses towards
degradation of recognition performance. Use commercial off-the shelf
recognition systems Venugopalan and Attempt to bypass recognition
system by generating alternate iris texture patterns. Discriminatory
features are identified in the spoofed iris and embedded into the
spoofing iris’ texture Investigate effect of alcohol consumption. The
pre-consumption and post-consumption overlap between genuine
and impostor match scores increases by approximately 20%
Investigate the role of contact lenses in obfuscation of iris texture and
analyze the effect of contact lenses on the performance of iris
recognition Investigate iris recognition with respect to print spoofing
attacks. Plausibility of identity obfuscation and identity impersonation
is established Contact Lens Detection dataset Address unseen lens
patterns present in iris recognition. Introduce Binarized Statistical
Image Features to capture difference in textural information between
images rcle rectification converts non-orthogonal iris to approximately
orthogonal. Edge-type multi-scale maps characterize iris pattern.
Matching is performed using an ensemble of weak classifiers
Biorthogonal Wavelet Networks (BWN) are trained. Non-ideal factors
are adjusted by repositioning BWN. Synthetic irises are generated.
Tests are performed on real and synthetic Human eye model and ray-
tracing techniques are used to compute transformation function that
reconstructs the off-angle iris to its frontal, non-refracted state Predict
25
Unconstrained
Propose quality measure that handles segmentation errors and
alignment variations. Treats different regions separately and
combines results depending on the quality of the region
Algorithm is proposed for segmentation that can handle variable
resolutions, illumination, and occlusion
26
Template Aging
Investigate change in irides with time. Feature
extraction is performed using 1D log-Gabor filter.
Obtain information by decomposition of iris into
complex-valued phase coefficients Iris template aging
study over a time-lapse of 2 years. Investigates
degree to which template aging effect is related to
pupil dilation and contact lenses Investigate factors
which contribute towards template aging. Report
change in pupil dilation, changes to enrollment and
matching as significant factors ND Study whether fall
in iris recognition performance occurs due to age or
covariates such as poor acquisition, presence of
occlusion, noise, and blur Study aging effects
developed in digital image sensors over time.
Propose method to investigate sensor aging by
simulative ageing of iris images
27
Cross-Spectral
Non-linear adaptive model is proposed
to use visible range iris to predict value
of corresponding NIR iris. Predicted
value is compared with real NIR iris
using log-Gabor filter Most suitable
wavelength for iris recognition is found
based on amount of available texture
information and matching performance
28
Cross-Sensor
Use three commercial iris sensors and three iris matching
systems to investigate impact of cross-sensor matching on
system performance in comparison to single-sensor
performance Features are extracted and classification model for
iris sensor is applied. Used to classify probe into a camera class.
Selective enhancement algorithm is applied for respective
sensor Objective function minimizes misclassification error and
achieves sparsity in coupled feature spaces. Employs
regularization model based on half-quadratic optimization
Propose framework to learn transformations on iris biometrics.
Framework is applied to reduce distance between intra-class
samples and increase distance between inter-class samples
PERIOCULAR:
Periocular
• Verification and identification using
periocular region
• Soft biometrics
• Human Performance Evaluation
29
CURRENT RESEARCH DIRECTIONS IN PERIOCULAR BIOMETRICS:
Current research directions in periocular biometrics:
• Cross –Spectral periocular recognition
• Anti-Spoofing measures
• Unconstrained recognition at a distance
30
RETINA BIOMETRIC:
31
EMERGING OCULAR BIOMETRICS :
32
33
-Proposed periocular biometric
trait.
-HOG, LBP, SIFT features are
extracted.
LBP and SIFT are fused to
achieve optimal recognition -
Effect of pose variation,
occlusion, template aging is
studied. Score-level fusion of
left and right periocular region
using SIFT, HOG, LBP is applied
circular LBP features for
periocular recognition in visible
spectrum are proposed.
Normalized score-level fusion
applied. Weighted sum-rule
score fusion applied to left and
right periocular regions
Binary Pattern is fused with
Kernel Correlation Feature
Analysis. Recognition using
fusion of Discrete Wavelet
Transform and LBP
MBGC LBP captures texture and
color histograms are extracted
followed by scorelevel fusion.
Information from left and right
periocular regions is fused at
score-level
PERICULAR RECOGNITION I
34
FRGC Study effect of
illumination & resolution
change, blurring. Highest
performance degradation
observed for blurring. Study
conducted across sessions
Demonstrate performance of
LBP. Suggest that skin texture,
eye folds, periocular contours
adequate for verification
Present genetic based Type II
feature extraction for LBP.
Feature optimization achieved
and significant improvement in
recognition accuracy reported
FRGC, MBGC Score-level fusion
of periocular skin texture (LBP)
and color (histograms)
information. Establishes that
periocular appearance is
unique for each eye
Studies performance variation
for scale, pose, occlusion,
pigmentation variation. Non-
linear score-level fusion applied
to LBP, SIFT, HOG descriptors
PERICULAR RECOGNITION II
35
Present periocular
acquisition system using PTZ
camera. Walsh-Hadamard
transform encoded local
binary pattern applied to
extract information and
Non-ideal recognition:
illumination variation using
homomorphic filters and
Self-Quotient images; pose
change through geometric
transformations
Study effectiveness of
Globally Coherent Elastic
Graph Matching to
compensate distortions due
to expressions
Apply subspace
representations on Discrete
Transform encoded LBP.
Periocular performance is at
par with face recognition.
Gains tolerance to occlusion
Neural networks train
classifiers on cross-spectral
images using Pyramid of
HOG. Score-level sum rule
fusion applied to NIR left
and right eye images
PERICULAR RECOGNITION III
FUSING OCULAR INFORMATION:
Fusing ocular
information
Intra – ocular Fusion
Fusion of ocular traits with other biometric modalities
36
INTRA–OCULAR FUSION APPROACHES :
37
INTRA–OCULAR FUSION APPROACHES :
38
FUSION OF OCULAR TRAITS WITH OTHER BIOMETRIC MODALITIES:
39
FUSION OF OCULAR TRAITS WITH OTHER BIOMETRIC MODALITIES(COUNT1):
40
DATASETS AND SOFTWARE:
Datasets and
Software:
Datasets
CASIA Iris Datasets
Notre Dame and NIST Datasets
UBIRIS and NICE Datasets
The VARIA Retina Database
Face Datasets used for Ocular Recognition
Multimodal databases that include ocular modalities
Open source and commercial
soft wares
Libor Madek’s MATLAB Source Code for Biometric
Identification system based on Iris Pattern
The Video Based Automatic Systems For Iris Recognition
VeriEye
The Eye movement classification soft ware software
EFDGVSv 41
OCULAR BIOMETRICS’ DATASETS:
42
OCULAR BIOMETRICS’ DATASETS(COUNT1):
43
CONCLUSION:
(PATH FORWARD)
Improved sensing
technology
Exploration of
advanced machine
learning algorithms
for better
representation and
classification
algorithms
Heterogeneous
recognition
Ocular recognition
at a distance
Multimodal ocular
biometrics
Benchmarking
standards and
open – source
software
44
45
CONCLUSION:
(REVIEW)
In this presentation, these topics have been the
review:
ocular modalities such as iris and periocular is
presented.
Information fusion approaches that combine
ocular modalities with other modalities are
reviewed.
Future research directions are presented on
sensing technologies, algorithms, and fusion
approaches.
THE END
Any Questions?
Thanks for your attention
46

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Multibiometrics ver5

  • 1. MULTI-BIOMETRICS: IRIS AND PERIOCULAR INSTRUCTOR: ASSOC.DR.PROF.DR. ÖNSEN TOYGAR ROSHINA NIKZAD 17500231 FALL SEMESTER 2019 1 according to article : Ocular biometrics: A survey of modalities and fusion approaches Ishan Nigam, Mayank Vatsa ,Richa Singh
  • 2. INDEX:  Introduction  Definition  Place of application  Goals  Reason of Biometric Approach  Subsystem of Ocular Biometric  Hybrid Biometric  Structure of Eyes  Advantage of using Iris for recognition  Acquisition Research  Processing of technique  Iris segmentation Approach  Feature Extraction Methods  Matching and Indexing Methods  Covariates  Periocular  Current research direction 2
  • 3. Biometrics refers to: the use of physiological and behavioral characteristics of humans for establishing their identity. Among physiological characteristics, several body parts have been studied that demonstrate biometric properties such Biometrics CollectabilityPermanenceuniquenessuniversal 3
  • 4. • Biometrics, an integral component of Identity Science, is widely used in several large-scale-county- wide projects to provide a meaningful way of recognizing individuals. • Iris recognition is used in Unique Identification Authority of India’s Aadhaar Program • the United Arab Emirate’s border security program Place Of Application 4
  • 5. Need to identify new Methods Weakness in traditional ways Alternate our existing Methods Reasons for the biometrics approach 5
  • 6. cornea Lens optic nerve Retina Pupil iris the periocular region The field of ocular biometrics consists of several subsystems such as : 6
  • 7. HYBRID BIOMETRICS: For example, using one person's fingerprints and iris characteristics simultaneously 7
  • 9. ADVANTAGES OF USING IRIS FOR RECOGNITION  The iris is an internal organ  It is well protected against injury .  Iris geometry is flat  Iris scanning is very simple  Iris Scan can be done from a distance of 10 cm without touching the device.  Many genetic diagnoses like DNA depend on the iris.  The matching results are absolute  there is no potential match for the iris patterns, as there is no user intervention in setting the threshold or system sensitivity.  Iris identification is possible even when a small portion of the entire eye is visible  each iris pattern will contain much more information than the sum of the data collected from a finger, a face and a hand. 9
  • 10. THE SEQUENCE OF AUTHENTICATION STEPS WITH THE IRIS Acquisition Preprocessing Segmentation Feature Extraction Matching 10
  • 11. IRIS ACQUISITION TECHNIQUES: 11 •Proposed NIR imaging (750–950 nm) for iris recognitionDaugman •Proposed apparatus that acquires images at 1.5 m from subject. • Face detection is used to localize user’s face. •Tracks face and segments iris region Venugopalan & Savvides •Images captured using computational photography flutter-shutter technique. •Deconvolution is used to estimate sharp image from captured imageMcCloskey et al. •Hardware constitutes Commercial Off The Shelf (COTS) components. •Incorporate velocity estimation and focus tracking modules. •Subject’s speed is estimated and used to tune focus of system Venugopalan et al. •Compare three commercially available iris sensors. •Performance of each sensor is analyzed. • Experiments are performed to investigate how external factors affect acquisition Connaughton et al. •Capture video sequence of ocular region at multiple focal lengths. •Fuse frames to yield single image. •Combination of focus bracketing and lateral white LED lighting is used Tankasala et al. • System captures high quality Near Infrared videos. •Significant improvements in recognition on increasing images are reportedBoehnen et al. •[Acquisition] Dilation-aware iris enrollment scheme; •shows that optimal dilation is near the median or mean if relationship between match scores and dilation is linear Ortiz et al.
  • 12. IRIS PREPROCESSING TECHNIQUES: Liu et al. •Image is classified as either defocused or motion blurred. • PSF is refined based on gradient maps and noise model. •Image deconvolution is performed Ortiz and Bowyer •Implement dilation-aware enrolment phase to choose image based on empirical dilation ratio distribution Li and Savvides •GMMs used to model probabilistic distributions of valid and invalid regions on iris images. •Simulated Annealing technique is applied to optimize parameters Sgroi et al. •Propose diffused illumination system. •Matching algorithms are used to study diffused image templates Tan and Kumar •Noise treated as inconsistent fragile bits. •Model relationship between iris codes and noise. •Features are extracted using 1D log Gabor filters 12
  • 13. 13 IRIS SEGMENTATION APPROACHES: Tan et al. Clustering based coarse iris localization. Localization of pupillary and limbic boundaries and localization of eyelids is performedZhang et al. Robust gradient map is used for iris localization. SIMC generated using spatial information and coarse iris location. Segmentation achieved by level set method Roy et al. Game-theoretic decision making procedure to segment irises. Integrates region based segmentation and gradient based boundary localization Pundlik et al. Image is modeled as MRF. Energy minimization is achieved via graph cuts. Model iris as ellipse to refine segmentation Zuo and Schmid combined scheme for pre-processing, pupil segmentation, iris segmentation, and occlusion detection is reported De Marisco et al. Pre-process using posterization filter. Canny filtering is applied to locate pupil boundary. Image is transformed to polar coordinates to identify boundary between iris and sclera Proença UBIRIS v2 Sclera and iris are segmented and classified. Polynomial fitting is applied Koh et al. Center of pupil is estimated based on histograms. Pupillary boundary is computed using Hough transform. Apply Hough transform again to localize limbic boundary Du et al. Method incorporates quality filter to eliminate non-valid images. Employs coarse-to-fine segmentation scheme and window gradient based method to remove noiseTan and Kumar Iris features extracted using localized Zernike moments and sclera features are extracted using color features. A robust approach is proposed for post-processing classified iris pixels
  • 14. 14 IRIS SEGMENTATION APPROACHES: Tan and Kumar Multiple higher order local pixel dependencies are used to robustly classify eye region pixels into iris or non-iris regions. Post-processing operations effectively tackle noisy pixels Sutra et al. Pre-processing is performed using anisotropic diffusion. Gradients are computed using Sobel filter and Viterbi algorithm is applied to find contoursLi et al. Locate edge points on iris boundary. Boundary detectors for pupillary, limbic, eyelid boundaries are learned and iris boundaries are localized. Eyelid edge points are modeled as parabolasFernandez et al. Based on energy minimization of one-directional graphs. Pupil localization is achieved by sliding average pattern, model fitting, and defocusing of irrelevant regionsTan and Kumar Iris segmentation approach based on cellular automata using grow-cut algorithm is proposed. Reduces computational complexity while increasing recognition performance Uhl and Wild ND-IRIS-0405 Adaptive Hough transform estimates iris center. Polar transform detects first elliptic pupillary boundary. Ellipsopolar transform is used to find second boundary Li et al. Assembled pupillary contour segments are fitted as an ellipse. Limbic boundary points detected by LBD. Unseen boundary points are extrapolated in eyelid occluded regionsAlonso-Fernandez and Bigun Pupil boundary is searched for and sclera is detected. Eyelid occlusion is computed and the iris is localized Alonso-Fernandez and Bigun Study local and global quality measures for iris segmentation performance. Explore correlation between factors affecting segmentation and matching Tan and Kumar Image is segmented using random walker algorithm.
  • 15. SUMMARY OF IRIS SEGMENTATION APPROACHES(COUNT2) 15
  • 16. 16 Sunder and Ross [65] Investigate macro-features (moles, freckles, nevi, melanoma) as soft biometric traits. SIFT descriptor is used to represent the macro-features Zhou and Kumar [67] LRT exploits the orientation information from the local features. Dominant orientation is used to generate feature representation. Similarity is computed using matching distances Scotti and Piuri [68] RST features are extracted. Inductive classifier segments iris Hosseini et al. [69] Shape features are extracted from pigment melanin in visible light Roy et al. [70] Non-ideal Active contour model is deployed to segment non-ideal iris. A Modified Contribution- Selection Algorithm selects informative features without affecting recognition performance Hollingsworth et al. [71] Improve recognition by masking fragile bits. Fragile Bit Distance is established to measure coincidence of fragile bit patterns Zhang et al. [73] DAISY descriptors are extracted from iris. Iris key points are localized on feature map. Extracted key points are matched IRIS FEATURE EXTRACTION TECHNIQUES:
  • 17. 17 Proença and Santos [75] Segment iris into coherent regions. Color and shape information is extracted. Perform fusion with prior state- of-theart approaches Kumar et al. [76] Recognition of distantly acquired irises using LRT based orientation features. Iris is modeled as sparse coding solution based on computationally efficient LRT dictionary Li and Wu [77] Iris boundaries and eyelids are localized. Log-Euclidean Co-variance Matrices are used to model correlation of spatial coordinates, intensities, 1st and 2nd-order image derivatives Rahulkar and Holambe [78] IITD Iris Features are extracted based on Triplet Half-Band Filter Bank. Post-classifier system achieves robustness against intra-class iris variations Zhang et al. [79] Propose Perturbation-enhanced Feature Correlation Filter for robust iris matching. Correlation filters are utilized for Gabor images matching da Costa and Gonzaga [80] Capture information about manner in which eye reacts to light. Allows the validation of attributes such as to check if input image being analyzed is from a living iris Liu and Li [81] Normalized iris image is divided into patches, represented by SIFT descriptors. The low- dimensional features are encoded to binary codes. Matching is performed by counting binary codes in agreement IRIS FEATURE EXTRACTION TECHNIQUES:
  • 18. 18 Kumar and Chan [82] Hyper-complex sparse representation is used. Orientation of iris texture is extracted using dictionary of oriented atoms. Iris representation as quaternionic sparse coding problem is solved using convex optimization strategy Zhang et al. [83] Color Texton is combined with pixel value in multiple color spaces. The image is represented by histogram of the learnt Texton vocabulary Wang et al. [84] Large margin loss function is adopted to learn robust model. Information from each feature is considered to remove noise. The model is solved using Simplex algorithm.Nguyen et al. [85] MBGC Feature-level super- resolution in non-linear Gabor feature domain is performed. Compared to classic pixel-level super-resolution approaches Zhang et al. [86] Extract key-point features from bandpass component of iris images. Extract ordinal features from lowpass component and perform match-score fusion Sun et al. [87] Hierarchical Visual Codebook integrates Vocabulary Tree and Locality-constrained Linear Coding. Adopts coarse-tofine visual coding strategy IRIS FEATURE EXTRACTION TECHNIQUES:
  • 19. 19 Rathgeb et al. Reorder bits, and dynamically reject high Hamming Distance score candidates Gadde et al. Normalized image is divided into vertical segments. Based on occurrence of N-bit pattern among segments, iris is assigned index value based on segment number using Burrows- Wheeler Transform Vandal and Savvides Not mentioned. Parallel implementation of template matching with embedded rotational invariance on CUDA architecture is proposed Proença Iris is regarded as a pattern, which is a set of simpler sub-patterns. Match occurs if pattern representation is isomorphic with a pattern stored in gallery Dong et al. Personalized iris matching strategy using class-specific weight map is learned from training images of an iris class. Appropriate weight is assigned to each feature code for matching Farouk Circular Hough transform is used for segmentation. Elastic Graph Matching based similarity function is used to perform recognition Gyaourova and Ross Generate fixed-length codes. Index code is constructed by computing match scores between probe and a set of reference images. Candidate identities are retrieved based on the similarity between index codes MATCHING METHODS 1
  • 20. 20 Dey and Samanta Iris Gabor energy features are calculated from iris texture at different scales and orientations to generate index key. Index space is created based on values of index keys of all gallery subjects Tsai et al. Non-linear normalization model provides accurate iris positioning. Segmentation method refines detected inner and Ordinal measures, color analysis are adopted for iris matching. Textons, semantic information are used for eye matching. Matching scores obtained are used for score-level fusion Wang et al Iris is segmented and normalized. Features are constructed based on 2D-Gabor transform. Two independent AdaBoost Santos and Hoyle Wavelet based features are extracted from iris. Local descriptors are extracted from periocular region. Logistic regression is applied to outputs of the two approaches Shin et al. Identify eye as ‘‘left or right’’. Separability between classes is increased.1D Gabor filter is applied to individual color Li et al. Weighted Co- occurrence Phase Histogram represents local characteristics of texture patterns. Weighting function allows every pixel’s phase angle to affect several histogram bins MATCHING METHODS II
  • 21. 21 De Marisco et al. Combines two local feature descriptors, Linear Binary Patterns, and discriminable textons. Individual methods are combined using weighted mean scheme at score level Li and Ma Random Sample Consensus is used for localization of iris boundaries. Image registration method is applied. A subset of Gabor filters is used to enhance output Szewczyk et al. Image is preprocessed and occluding artifacts are eliminated. 324-bit template is obtained using reverse biorthogonal wavelet. Similarity score is used for matching Proença Gallery iris codes are decomposed at multiple scales. Position in N-ary tree is determined. Distances between multi-scale centroids is used to penalize paths in tree for matching Liu et al. Statistical relationship between binary code of LR iris image and binary code of latent HR iris image is established based on a Markov network Tomeo-Reyes and Chandran Explore multi-part fusion schemes, multi- sample fusion schemes, and integration of these two schemes. Effectiveness is evaluated under miosis and mydriasis Liu et al. Ideal pairwise similarities are defined on training set. Mahalanobis distance is learnt by minimizing divergence between matching results and ideal results MATCHING METHODS III
  • 22. COVARIATES: Off-angle iris recognition Iris recognition in spoofing scenarios Unconstrained Iris recognition Iris recognition in presence of template-aging Cross-spectral iris recognition Cross-Sensor iris recognition Other iris recognition technique 22
  • 23. 23 Off-Angle Circle rectification converts non-orthogonal iris to approximately orthogonal. Edge-type multi-scale maps characterize iris pattern. Matching is performed using an ensemble of weak classifiers Biorthogonal Wavelet Networks (BWN) are trained. Non-ideal factors are adjusted by repositioning BWN. Synthetic irises are generated. Tests are performed on real and synthetic Human eye model and ray-tracing techniques are used to compute transformation function that reconstructs the off-angle iris to its frontal, non- refracted state Predict orientation of the iris and apply orientation-specific template for preprocessing to perform classification
  • 24. 24 Study effect of soft lenses and gas-permeable lenses towards degradation of recognition performance. Use commercial off-the shelf recognition systems Venugopalan and Attempt to bypass recognition system by generating alternate iris texture patterns. Discriminatory features are identified in the spoofed iris and embedded into the spoofing iris’ texture Investigate effect of alcohol consumption. The pre-consumption and post-consumption overlap between genuine and impostor match scores increases by approximately 20% Investigate the role of contact lenses in obfuscation of iris texture and analyze the effect of contact lenses on the performance of iris recognition Investigate iris recognition with respect to print spoofing attacks. Plausibility of identity obfuscation and identity impersonation is established Contact Lens Detection dataset Address unseen lens patterns present in iris recognition. Introduce Binarized Statistical Image Features to capture difference in textural information between images rcle rectification converts non-orthogonal iris to approximately orthogonal. Edge-type multi-scale maps characterize iris pattern. Matching is performed using an ensemble of weak classifiers Biorthogonal Wavelet Networks (BWN) are trained. Non-ideal factors are adjusted by repositioning BWN. Synthetic irises are generated. Tests are performed on real and synthetic Human eye model and ray- tracing techniques are used to compute transformation function that reconstructs the off-angle iris to its frontal, non-refracted state Predict
  • 25. 25 Unconstrained Propose quality measure that handles segmentation errors and alignment variations. Treats different regions separately and combines results depending on the quality of the region Algorithm is proposed for segmentation that can handle variable resolutions, illumination, and occlusion
  • 26. 26 Template Aging Investigate change in irides with time. Feature extraction is performed using 1D log-Gabor filter. Obtain information by decomposition of iris into complex-valued phase coefficients Iris template aging study over a time-lapse of 2 years. Investigates degree to which template aging effect is related to pupil dilation and contact lenses Investigate factors which contribute towards template aging. Report change in pupil dilation, changes to enrollment and matching as significant factors ND Study whether fall in iris recognition performance occurs due to age or covariates such as poor acquisition, presence of occlusion, noise, and blur Study aging effects developed in digital image sensors over time. Propose method to investigate sensor aging by simulative ageing of iris images
  • 27. 27 Cross-Spectral Non-linear adaptive model is proposed to use visible range iris to predict value of corresponding NIR iris. Predicted value is compared with real NIR iris using log-Gabor filter Most suitable wavelength for iris recognition is found based on amount of available texture information and matching performance
  • 28. 28 Cross-Sensor Use three commercial iris sensors and three iris matching systems to investigate impact of cross-sensor matching on system performance in comparison to single-sensor performance Features are extracted and classification model for iris sensor is applied. Used to classify probe into a camera class. Selective enhancement algorithm is applied for respective sensor Objective function minimizes misclassification error and achieves sparsity in coupled feature spaces. Employs regularization model based on half-quadratic optimization Propose framework to learn transformations on iris biometrics. Framework is applied to reduce distance between intra-class samples and increase distance between inter-class samples
  • 29. PERIOCULAR: Periocular • Verification and identification using periocular region • Soft biometrics • Human Performance Evaluation 29
  • 30. CURRENT RESEARCH DIRECTIONS IN PERIOCULAR BIOMETRICS: Current research directions in periocular biometrics: • Cross –Spectral periocular recognition • Anti-Spoofing measures • Unconstrained recognition at a distance 30
  • 33. 33 -Proposed periocular biometric trait. -HOG, LBP, SIFT features are extracted. LBP and SIFT are fused to achieve optimal recognition - Effect of pose variation, occlusion, template aging is studied. Score-level fusion of left and right periocular region using SIFT, HOG, LBP is applied circular LBP features for periocular recognition in visible spectrum are proposed. Normalized score-level fusion applied. Weighted sum-rule score fusion applied to left and right periocular regions Binary Pattern is fused with Kernel Correlation Feature Analysis. Recognition using fusion of Discrete Wavelet Transform and LBP MBGC LBP captures texture and color histograms are extracted followed by scorelevel fusion. Information from left and right periocular regions is fused at score-level PERICULAR RECOGNITION I
  • 34. 34 FRGC Study effect of illumination & resolution change, blurring. Highest performance degradation observed for blurring. Study conducted across sessions Demonstrate performance of LBP. Suggest that skin texture, eye folds, periocular contours adequate for verification Present genetic based Type II feature extraction for LBP. Feature optimization achieved and significant improvement in recognition accuracy reported FRGC, MBGC Score-level fusion of periocular skin texture (LBP) and color (histograms) information. Establishes that periocular appearance is unique for each eye Studies performance variation for scale, pose, occlusion, pigmentation variation. Non- linear score-level fusion applied to LBP, SIFT, HOG descriptors PERICULAR RECOGNITION II
  • 35. 35 Present periocular acquisition system using PTZ camera. Walsh-Hadamard transform encoded local binary pattern applied to extract information and Non-ideal recognition: illumination variation using homomorphic filters and Self-Quotient images; pose change through geometric transformations Study effectiveness of Globally Coherent Elastic Graph Matching to compensate distortions due to expressions Apply subspace representations on Discrete Transform encoded LBP. Periocular performance is at par with face recognition. Gains tolerance to occlusion Neural networks train classifiers on cross-spectral images using Pyramid of HOG. Score-level sum rule fusion applied to NIR left and right eye images PERICULAR RECOGNITION III
  • 36. FUSING OCULAR INFORMATION: Fusing ocular information Intra – ocular Fusion Fusion of ocular traits with other biometric modalities 36
  • 39. FUSION OF OCULAR TRAITS WITH OTHER BIOMETRIC MODALITIES: 39
  • 40. FUSION OF OCULAR TRAITS WITH OTHER BIOMETRIC MODALITIES(COUNT1): 40
  • 41. DATASETS AND SOFTWARE: Datasets and Software: Datasets CASIA Iris Datasets Notre Dame and NIST Datasets UBIRIS and NICE Datasets The VARIA Retina Database Face Datasets used for Ocular Recognition Multimodal databases that include ocular modalities Open source and commercial soft wares Libor Madek’s MATLAB Source Code for Biometric Identification system based on Iris Pattern The Video Based Automatic Systems For Iris Recognition VeriEye The Eye movement classification soft ware software EFDGVSv 41
  • 44. CONCLUSION: (PATH FORWARD) Improved sensing technology Exploration of advanced machine learning algorithms for better representation and classification algorithms Heterogeneous recognition Ocular recognition at a distance Multimodal ocular biometrics Benchmarking standards and open – source software 44
  • 45. 45 CONCLUSION: (REVIEW) In this presentation, these topics have been the review: ocular modalities such as iris and periocular is presented. Information fusion approaches that combine ocular modalities with other modalities are reviewed. Future research directions are presented on sensing technologies, algorithms, and fusion approaches.
  • 46. THE END Any Questions? Thanks for your attention 46