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Engineering Controls for Nanotechnology
Kevin H. Dunn
Jennifer Topmiller
Alberto Garcia
Liming Lo
Trudi McCleery
Division of Applied Research and Technology (DART)
Engineering and Physical Hazards Branch (EPHB)
The findings and conclusions in this presentation are those of the authors and do not necessarily
represent the views of the National Institute for Occupational Safety and Health.
Nanomaterials
• 1 -100 nanometer size
• Special properties
• Naturally occurring
(incidental) and specifically
engineered
Small size Large surface area
Source: Nano.gov
Nanotoxicology- key findings
• Pulmonary exposure to:
– Single-walled carbon nanotubes (SWCNT) causes rapid and persistent
fibrosis in mice
– Multi-walled carbon nanotubes (MWCNT) can reach the intrapleural
space in mice (site of mesothelioma for asbestos)
– SWCNT can interfere with cell division (in petri dish)
• Certain nanoparticles (SWCNT or titanium dioxide) can cause
cardiovascular dysfunction in mice
• MWCNT or titanium dioxide nanowires can induce inflammatory mediators
in certain regions of the brain in mice
• IARC classified one type of CNT (MWCNT-7) as 'possibly carcinogenicto
humans (Group 2B)’
NTRC Research Program: 10 Critical Topic Areas
1. Toxicology and internal dose
2. Measurement methods
3. Exposure assessment
4. Epidemiology and surveillance
5. Risk assessment
6. Engineering controls and PPE
7. Fire and explosion safety
8. Recommendations and guidance
9. Global collaborations
10. Applications
A concurrent approach
to match the pace of
innovation.
Potential Exposure Examples from NIOSH Field Teams
Workplace photos courtesy of M. Methner,NIOSH.
Weighing CNF’s
inside laboratory fume
hood
PBZ indicates CNF’s
reach breathing zone and
could escape and
contaminate adjacent
areas/entire lab
Workplace photos courtesy of M. Methner,NIOSH.
Harvesting SWCNTs from a
Carbon Arc Reactor
Task-based PBZ air sample
analyzed via TEM w/ EDS
Workplace photos courtesy of M. Methner,NIOSH.
Field Assessment of Engineering Controls
• Conducted engineering control evaluations in several facilities,
including:
– Carbon nanotube (CNT) and graphene producers
– CNT composite manufacturers
– Nano metal oxide producers
– Nanocellulose producers
– Academic laboratories
• These evaluations typically include:
– identification of emission sources;
– background and area monitoring;
– air concentration measurement by direct-reading instruments and filter-based
sampling;
– measurement of air velocities and patterns, and;
– evaluation of engineering control effectiveness
Current Knowledge
• Exposure studies have been conducted in a variety of
nanotechnology facilities
• We know where the potential for exposure exists:
– Leakage from reactors and powder processing equipment
– Manually harvesting product from reactors
– Dumping/mixing of powders
– Replacing “big bags” (bulk containers) of nanomaterial-containing powders
– Spraying of liquids containing nanomaterials
– Weighing out powder/packaging material
– Changing filters on dust collection systems and vacuum cleaners
(Brouwer, D., Toxicology. 2010;269:120–127, Bekker at al., Ann. Occup. Hyg., 2015, 1–24)
Reactor Harvesting
Enclosures for Reactor Harvesting
1. 10:30 – Valve at bottom of ball mill was opened to discharge product
2. 10:39 – Pouring and loading of mill is completed and lid is put back on mill.
3. 10:43 – Operator pours product back into ball mill
1
2
3
Ball Milling Emissions
Ball Milling LEV Control Options
Control of Extruder Emissions
LEV for Screw Extruder
Exhaust Hoods
Conventional Controls Should Work
Exhaust Ventilation
Capture
Inertia
Dominants
Diffusion
Dominates
No
Capture
Air Stream
About
1 nm
Most
Fine
Dusts
Micro
Scale
200 to
300 nm
Engineering Control Examples from NIOSH Field Teams
Engineering Controls for Common Processes
• Effective controls that
factor budget and space
limitations are available
• Select controls based on
task-based exposure risks
• In 2013, released “Current Strategies
for Engineering Controls in
Nanomaterial Handling and
Downstream Processes”
• Provides guidance regarding approaches and
strategies to protect workers by using available
engineering controls for engineered
nanomaterials in the workplace.
• Covers common processes including material
weighing and handling, reactor harvesting and
cleaning, bag dumping and large-scale material
handling/transfer
http://www.cdc.gov/niosh/docs/2014-102/
Nano Controls Guidance
• Identifies common production and downstream tasks associated with worker exposure,
including:
– Leakage from reactors and powder processing equipment
– Manually harvesting product from reactors
– Transporting/transferring of intermediate products to the next process
– Dumping powders into processing equipment
– Weighing out powder/packaging material for shipment
– Changing filters on dust collection systems and vacuum cleaners
– Machining of products containing nanomaterials (e.g., cutting, grinding, drilling)
• Provides potential for control approaches for each of these tasks and presents relevant
research on control effectiveness
• Discusses approaches for evaluating control effectiveness
– The assessment of control effectiveness is essential for verifying that the exposure goals of the
facility have been successfully met
• Provides list of sources of information on risk management and engineering control design
guidance
Overview/Key Points
NATIONAL IN!tTTTUTE FOR OCCUPATIONAL S.Af l-TY A N O H
m
R
N A N O T E C H N O L O G Y
N I CI R E S E A R C H
CE NTER
Potential emission/
Process/task exposure points See section See figures
Production of bulk Reactor fugitive emissions
3.4.1 7, 8
nanomaterials Product harvesting 3.4.1 1.2
Reactor cleaning 3.4.1
Downstream Product discharge/bag filling 3.4.3.'1 14 15, 16
processing IBag/contafner emptying 3..4.3.2 17
Small-scale wefghiinig 3..4.2 1o"11, 12J 13
Machining of products 3.4.3.4
Product packaging Small-scale weighing/handling 3.4.2 10.,111 12, 13
large-scale weighing/handling 3.4.3.3 18
Product packaging 3.4.3 14" 15, 16J 18
Maintenance Facility equipment cleaning1 3A.4
Air fulterchange-out 3..4.4.1 1'9
Spill clean-up 3.4.4.2
• Document Released on 11/22/2013
• Posted on NIOSH Web page
• Press Release
• Twitter activity
• NIOSH Facebook
• NIOSH eNews
• NIOSH Blog
• Wikipedia
Dissemination Activities
Web Metrics
Web Traffic (as of 8/2016) Instances
Page visits 7,395
Document Downloads 5,806 (79%)
Blog views 1,198
Referring Domain Instances Percent
Typed /
Bookmarked
1,871 40.4%
google.com 470 10.1%
OHS Online 349 7.5%
Nanowerk.com 172 3.7%
govdelivery.com 109 2.4%
EHStoday.com 100 2.2%
Should we continue to promote
the Nano controls document?
Next Steps--Short Engineering Info Sheets
Short Engineering Info Sheets (cont.)
Summary
• We have a good understanding of how exposures occur and how to control
them.
– Need to continue to conduct field studies to identify new processes and
materials
– Should we be doing any laboratory work on quantifying control effectiveness?
• We need to have a better understanding of how to communicate with our
target audience.
– How do we effectively target our audience—small companies and engineering/IH
consultants?
– What are the best channels for dissemination?
Future Plans
• Plan to develop 3 additional Workplace Design Solutions (WDS) on
common nanotech tasks/processes, including:
– Reactor Operations (harvesting and cleaning)
– Powder collection/dumping (large bag dumping and powder packing)
– large scale material handling
• Is this type of a product useful to the small producers and users of
nanomaterials?
• How do we evaluate the usefulness of the information with the
target audience?
• How do we identify companies needing this information?
Acknowledgements
• NTRC for funding this research
• NTRC and IWSB Field teams for their collaborations
– Kevin L. Dunn, Eric Glassford, Adrienne Eastlake, Mark Methner
– Matt Dahm, Kelsey Babik, Mary Schubauer-Berigan, John Beard
• DART exposure measurement gurus
– Doug Evans, Lee Turkevich
• NIOSH engineering document reviewers
– Chuck Geraci, Laura Hodson, Bean Chen, Mark Hoover, Penfei Gao, Paul
Middendorf, Steve Martin, and many more external reviewers
Thanks!
Kevin H. Dunn
kdunn@cdc.gov
513-841-4152

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NIOSH Update on Engineering Controls Used in Nanotechnology

  • 1. Engineering Controls for Nanotechnology Kevin H. Dunn Jennifer Topmiller Alberto Garcia Liming Lo Trudi McCleery Division of Applied Research and Technology (DART) Engineering and Physical Hazards Branch (EPHB) The findings and conclusions in this presentation are those of the authors and do not necessarily represent the views of the National Institute for Occupational Safety and Health.
  • 2. Nanomaterials • 1 -100 nanometer size • Special properties • Naturally occurring (incidental) and specifically engineered Small size Large surface area Source: Nano.gov
  • 3. Nanotoxicology- key findings • Pulmonary exposure to: – Single-walled carbon nanotubes (SWCNT) causes rapid and persistent fibrosis in mice – Multi-walled carbon nanotubes (MWCNT) can reach the intrapleural space in mice (site of mesothelioma for asbestos) – SWCNT can interfere with cell division (in petri dish) • Certain nanoparticles (SWCNT or titanium dioxide) can cause cardiovascular dysfunction in mice • MWCNT or titanium dioxide nanowires can induce inflammatory mediators in certain regions of the brain in mice • IARC classified one type of CNT (MWCNT-7) as 'possibly carcinogenicto humans (Group 2B)’
  • 4. NTRC Research Program: 10 Critical Topic Areas 1. Toxicology and internal dose 2. Measurement methods 3. Exposure assessment 4. Epidemiology and surveillance 5. Risk assessment 6. Engineering controls and PPE 7. Fire and explosion safety 8. Recommendations and guidance 9. Global collaborations 10. Applications A concurrent approach to match the pace of innovation.
  • 5. Potential Exposure Examples from NIOSH Field Teams Workplace photos courtesy of M. Methner,NIOSH.
  • 6. Weighing CNF’s inside laboratory fume hood PBZ indicates CNF’s reach breathing zone and could escape and contaminate adjacent areas/entire lab Workplace photos courtesy of M. Methner,NIOSH.
  • 7. Harvesting SWCNTs from a Carbon Arc Reactor Task-based PBZ air sample analyzed via TEM w/ EDS Workplace photos courtesy of M. Methner,NIOSH.
  • 8. Field Assessment of Engineering Controls • Conducted engineering control evaluations in several facilities, including: – Carbon nanotube (CNT) and graphene producers – CNT composite manufacturers – Nano metal oxide producers – Nanocellulose producers – Academic laboratories • These evaluations typically include: – identification of emission sources; – background and area monitoring; – air concentration measurement by direct-reading instruments and filter-based sampling; – measurement of air velocities and patterns, and; – evaluation of engineering control effectiveness
  • 9. Current Knowledge • Exposure studies have been conducted in a variety of nanotechnology facilities • We know where the potential for exposure exists: – Leakage from reactors and powder processing equipment – Manually harvesting product from reactors – Dumping/mixing of powders – Replacing “big bags” (bulk containers) of nanomaterial-containing powders – Spraying of liquids containing nanomaterials – Weighing out powder/packaging material – Changing filters on dust collection systems and vacuum cleaners (Brouwer, D., Toxicology. 2010;269:120–127, Bekker at al., Ann. Occup. Hyg., 2015, 1–24)
  • 12. 1. 10:30 – Valve at bottom of ball mill was opened to discharge product 2. 10:39 – Pouring and loading of mill is completed and lid is put back on mill. 3. 10:43 – Operator pours product back into ball mill 1 2 3 Ball Milling Emissions
  • 13. Ball Milling LEV Control Options
  • 14. Control of Extruder Emissions
  • 15. LEV for Screw Extruder Exhaust Hoods
  • 16. Conventional Controls Should Work Exhaust Ventilation Capture Inertia Dominants Diffusion Dominates No Capture Air Stream About 1 nm Most Fine Dusts Micro Scale 200 to 300 nm
  • 17. Engineering Control Examples from NIOSH Field Teams
  • 18. Engineering Controls for Common Processes • Effective controls that factor budget and space limitations are available • Select controls based on task-based exposure risks
  • 19. • In 2013, released “Current Strategies for Engineering Controls in Nanomaterial Handling and Downstream Processes” • Provides guidance regarding approaches and strategies to protect workers by using available engineering controls for engineered nanomaterials in the workplace. • Covers common processes including material weighing and handling, reactor harvesting and cleaning, bag dumping and large-scale material handling/transfer http://www.cdc.gov/niosh/docs/2014-102/ Nano Controls Guidance
  • 20. • Identifies common production and downstream tasks associated with worker exposure, including: – Leakage from reactors and powder processing equipment – Manually harvesting product from reactors – Transporting/transferring of intermediate products to the next process – Dumping powders into processing equipment – Weighing out powder/packaging material for shipment – Changing filters on dust collection systems and vacuum cleaners – Machining of products containing nanomaterials (e.g., cutting, grinding, drilling) • Provides potential for control approaches for each of these tasks and presents relevant research on control effectiveness • Discusses approaches for evaluating control effectiveness – The assessment of control effectiveness is essential for verifying that the exposure goals of the facility have been successfully met • Provides list of sources of information on risk management and engineering control design guidance Overview/Key Points
  • 21. NATIONAL IN!tTTTUTE FOR OCCUPATIONAL S.Af l-TY A N O H m R N A N O T E C H N O L O G Y N I CI R E S E A R C H CE NTER Potential emission/ Process/task exposure points See section See figures Production of bulk Reactor fugitive emissions 3.4.1 7, 8 nanomaterials Product harvesting 3.4.1 1.2 Reactor cleaning 3.4.1 Downstream Product discharge/bag filling 3.4.3.'1 14 15, 16 processing IBag/contafner emptying 3..4.3.2 17 Small-scale wefghiinig 3..4.2 1o"11, 12J 13 Machining of products 3.4.3.4 Product packaging Small-scale weighing/handling 3.4.2 10.,111 12, 13 large-scale weighing/handling 3.4.3.3 18 Product packaging 3.4.3 14" 15, 16J 18 Maintenance Facility equipment cleaning1 3A.4 Air fulterchange-out 3..4.4.1 1'9 Spill clean-up 3.4.4.2
  • 22. • Document Released on 11/22/2013 • Posted on NIOSH Web page • Press Release • Twitter activity • NIOSH Facebook • NIOSH eNews • NIOSH Blog • Wikipedia Dissemination Activities
  • 23. Web Metrics Web Traffic (as of 8/2016) Instances Page visits 7,395 Document Downloads 5,806 (79%) Blog views 1,198 Referring Domain Instances Percent Typed / Bookmarked 1,871 40.4% google.com 470 10.1% OHS Online 349 7.5% Nanowerk.com 172 3.7% govdelivery.com 109 2.4% EHStoday.com 100 2.2% Should we continue to promote the Nano controls document?
  • 25. Short Engineering Info Sheets (cont.)
  • 26. Summary • We have a good understanding of how exposures occur and how to control them. – Need to continue to conduct field studies to identify new processes and materials – Should we be doing any laboratory work on quantifying control effectiveness? • We need to have a better understanding of how to communicate with our target audience. – How do we effectively target our audience—small companies and engineering/IH consultants? – What are the best channels for dissemination?
  • 27. Future Plans • Plan to develop 3 additional Workplace Design Solutions (WDS) on common nanotech tasks/processes, including: – Reactor Operations (harvesting and cleaning) – Powder collection/dumping (large bag dumping and powder packing) – large scale material handling • Is this type of a product useful to the small producers and users of nanomaterials? • How do we evaluate the usefulness of the information with the target audience? • How do we identify companies needing this information?
  • 28. Acknowledgements • NTRC for funding this research • NTRC and IWSB Field teams for their collaborations – Kevin L. Dunn, Eric Glassford, Adrienne Eastlake, Mark Methner – Matt Dahm, Kelsey Babik, Mary Schubauer-Berigan, John Beard • DART exposure measurement gurus – Doug Evans, Lee Turkevich • NIOSH engineering document reviewers – Chuck Geraci, Laura Hodson, Bean Chen, Mark Hoover, Penfei Gao, Paul Middendorf, Steve Martin, and many more external reviewers