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1
OSHA Recordkeeping
Revised Recordkeeping
rule effective on January
1, 2002
Affects 1.4 million
establishments
2
Benefits of the Rule
Improves employee involvement
Creates simpler forms
Provides clearer regulatory
requirements
Increases employers’ flexibility to use
computers
3
Forms
Updates three recordkeeping forms
OSHA Form 300 – Log of Work-Related
Injuries and Illnesses
OSHA Form 301 – Injury and Illness
Incident Report
OSHA Form 300A – Summary of Work-
Related Injuries and Illnesses
1904.29
4OSHA Form 300
5
OSHA Form 301
6
7
Recording Criteria
Eliminates different criteria for recording
work-related injuries and work-related
illnesses
Former rule required employers to
record all illnesses, regardless of
severity
1904.4
8
Recording Criteria Decision Tree
Did the employee experience an
injury or illness?
Is the injury
or illness a new case?
Is the injury or
illness work-related?
Does the injury or illness meet
the general recording criteria
or the application to specific cases?
Update the previously
recorded injury or illness
entry if necessary.
NO
YES
YES
YES
YES
Record the
injury or illness
Do not record the
injury or illness
NO
NO
NO
1904.4
9
Work-Relatedness
Cases are work-related if:
An event or exposure in the work
environment either caused or contributed
to the resulting condition
An event or exposure in the work
environment significantly aggravated a
pre-existing injury or illness
1904.5
10
Work-Relatedness
Work-relatedness is presumed for injuries
and illnesses resulting from events or
exposures occurring in the work environment
A case is presumed work-related if, and only
if, an event or exposure in the work
environment is a discernable cause of the
injury or illness or of a significant aggravation
to a pre-existing condition. The work event or
exposure need only be one of the discernable
causes; it need not be the sole or
predominant cause
11
Work-Related Exceptions
Adds additional exceptions to the
definition of work relationship to limit
recording of cases involving:
eating, drinking, or preparing food or drink
for personal consumption
common colds and flu
voluntary participation in wellness or
fitness programs
personal grooming or self-medication
1904.5(b)(2)
12
General Recording Criteria
Requires records to include any work-related
injury or illness resulting in one of the
following:
 Death
 Days away from work
 Restricted work or transfer to another job
 Medical treatment beyond first aid
 Loss of consciousness
 Diagnosis of a significant injury/illness by a
physician or other licensed health care
professional
1904.7(a)
13
General Recording Criteria
(continued)
Includes new definitions of medical
treatment and first aid to simplify
recording decisions
Clarifies the recording of “light duty” or
restricted work cases
1904.7(b)(5)
14
Recording Needlesticks
Requires employers to
record all needlestick
and sharps injuries
involving contamination
by another person’s
blood or other
potentially infectious
material
1904.8
15
Hearing Loss
Starting January 1, 2003, record all work-related
hearing loss cases where:
 Employee has experienced a Standard Threshold
Shift (STS)1
, and
 Employee’s total hearing level is 25 decibels (dB)
or more above audiometric zero [averaged at
2000, 3000, and 4000 hertz (Hz)] in the same
ears as the STS
1904.10
1
A STS is defined in OSHA’s noise standard at 29 CFR
1910.95(g)(10)(i) as a change in hearing threshold, relative
to the baseline audiogram, of an average of 10 dB or more
at 2000, 3000, and 4000 Hz in one or both ears.
16
Musculoskeletal Disorders
Applies the same recording criteria to
musculoskeletal disorders (MSDs) as to
all other injuries and illnesses
Employer retains flexibility to determine
whether an event or exposure in the
work environment caused or
contributed to the MSD
17
Tuberculosis & Medical
Removal
Includes separate
provisions describing the
recording criteria for
cases involving the work-
related transmission of
tuberculosis
Requires employers to
record cases of medical
removal under OSHA
standards
1904.11 & 1904.9
18
Day Counts
Eliminates the term “lost workdays” and
focuses on days away or days restricted
or transferred
Includes new rules for counting that rely
on calendar days instead of workdays
1904.7(b)(3)
19
Employee Involvement
Requires employers to establish a procedure
for employees to report injuries and illnesses
and tell their employees how to report
Employers are prohibited from discriminating
against employees who do report
Employee representatives will now have
access to those parts of the OSHA 301 form
relevant to workplace safety and health
1904.35 & 36
20
Employee Privacy
Prohibits employers from entering an
individual’s name on Form 300 for certain
types of injuries/illnesses
Provides employers the right not to describe
the nature of sensitive injuries where the
employee’s identity would be known
Gives employee representatives access only
to the portion of Form 301 which contains no
personal information
Requires employers to remove employees’
names before providing the data to persons
not provided access rights under the rule
1904.29(b)
21
Annual Summary
Requires the annual
summary to be
posted for three
months instead of
one
Requires certification
of the summary by a
company executive
1904.32
22
Reporting to OSHA
Changes the reporting of fatalities and
catastrophes to exclude some public
transportation and motor vehicle
accidents
1904.39
23
For More Information
Go to OSHA’s website:
www.osha.gov
for additional information about the new
recordkeeping rule

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Osha Recordkeeping Highlights

  • 1. 1 OSHA Recordkeeping Revised Recordkeeping rule effective on January 1, 2002 Affects 1.4 million establishments
  • 2. 2 Benefits of the Rule Improves employee involvement Creates simpler forms Provides clearer regulatory requirements Increases employers’ flexibility to use computers
  • 3. 3 Forms Updates three recordkeeping forms OSHA Form 300 – Log of Work-Related Injuries and Illnesses OSHA Form 301 – Injury and Illness Incident Report OSHA Form 300A – Summary of Work- Related Injuries and Illnesses 1904.29
  • 6. 6
  • 7. 7 Recording Criteria Eliminates different criteria for recording work-related injuries and work-related illnesses Former rule required employers to record all illnesses, regardless of severity 1904.4
  • 8. 8 Recording Criteria Decision Tree Did the employee experience an injury or illness? Is the injury or illness a new case? Is the injury or illness work-related? Does the injury or illness meet the general recording criteria or the application to specific cases? Update the previously recorded injury or illness entry if necessary. NO YES YES YES YES Record the injury or illness Do not record the injury or illness NO NO NO 1904.4
  • 9. 9 Work-Relatedness Cases are work-related if: An event or exposure in the work environment either caused or contributed to the resulting condition An event or exposure in the work environment significantly aggravated a pre-existing injury or illness 1904.5
  • 10. 10 Work-Relatedness Work-relatedness is presumed for injuries and illnesses resulting from events or exposures occurring in the work environment A case is presumed work-related if, and only if, an event or exposure in the work environment is a discernable cause of the injury or illness or of a significant aggravation to a pre-existing condition. The work event or exposure need only be one of the discernable causes; it need not be the sole or predominant cause
  • 11. 11 Work-Related Exceptions Adds additional exceptions to the definition of work relationship to limit recording of cases involving: eating, drinking, or preparing food or drink for personal consumption common colds and flu voluntary participation in wellness or fitness programs personal grooming or self-medication 1904.5(b)(2)
  • 12. 12 General Recording Criteria Requires records to include any work-related injury or illness resulting in one of the following:  Death  Days away from work  Restricted work or transfer to another job  Medical treatment beyond first aid  Loss of consciousness  Diagnosis of a significant injury/illness by a physician or other licensed health care professional 1904.7(a)
  • 13. 13 General Recording Criteria (continued) Includes new definitions of medical treatment and first aid to simplify recording decisions Clarifies the recording of “light duty” or restricted work cases 1904.7(b)(5)
  • 14. 14 Recording Needlesticks Requires employers to record all needlestick and sharps injuries involving contamination by another person’s blood or other potentially infectious material 1904.8
  • 15. 15 Hearing Loss Starting January 1, 2003, record all work-related hearing loss cases where:  Employee has experienced a Standard Threshold Shift (STS)1 , and  Employee’s total hearing level is 25 decibels (dB) or more above audiometric zero [averaged at 2000, 3000, and 4000 hertz (Hz)] in the same ears as the STS 1904.10 1 A STS is defined in OSHA’s noise standard at 29 CFR 1910.95(g)(10)(i) as a change in hearing threshold, relative to the baseline audiogram, of an average of 10 dB or more at 2000, 3000, and 4000 Hz in one or both ears.
  • 16. 16 Musculoskeletal Disorders Applies the same recording criteria to musculoskeletal disorders (MSDs) as to all other injuries and illnesses Employer retains flexibility to determine whether an event or exposure in the work environment caused or contributed to the MSD
  • 17. 17 Tuberculosis & Medical Removal Includes separate provisions describing the recording criteria for cases involving the work- related transmission of tuberculosis Requires employers to record cases of medical removal under OSHA standards 1904.11 & 1904.9
  • 18. 18 Day Counts Eliminates the term “lost workdays” and focuses on days away or days restricted or transferred Includes new rules for counting that rely on calendar days instead of workdays 1904.7(b)(3)
  • 19. 19 Employee Involvement Requires employers to establish a procedure for employees to report injuries and illnesses and tell their employees how to report Employers are prohibited from discriminating against employees who do report Employee representatives will now have access to those parts of the OSHA 301 form relevant to workplace safety and health 1904.35 & 36
  • 20. 20 Employee Privacy Prohibits employers from entering an individual’s name on Form 300 for certain types of injuries/illnesses Provides employers the right not to describe the nature of sensitive injuries where the employee’s identity would be known Gives employee representatives access only to the portion of Form 301 which contains no personal information Requires employers to remove employees’ names before providing the data to persons not provided access rights under the rule 1904.29(b)
  • 21. 21 Annual Summary Requires the annual summary to be posted for three months instead of one Requires certification of the summary by a company executive 1904.32
  • 22. 22 Reporting to OSHA Changes the reporting of fatalities and catastrophes to exclude some public transportation and motor vehicle accidents 1904.39
  • 23. 23 For More Information Go to OSHA’s website: www.osha.gov for additional information about the new recordkeeping rule

Editor's Notes

  • #9: Follow the flowchart with handout Specific cases refers to 1904.8 through 1904.11
  • #10: Page 5946.