Overview of Study Designs
Shamim Namukasa
Objective
• To distinguish the
characteristics of
epidemiologic study designs
Study design: Definition
A study design is a specific plan or
protocol for conducting the study,
which allows the investigator to
translate the conceptual
hypothesis/questions into an
operational one.
Choice of Design Depends on
Depends on:
–Research Questions/Goals
–Researcher Skills
–Time and Funds
–Nature and availability of information
–Occurrence of disease
Study Designs: Types
• Qualitative
• Quantitative
–Experimental
–Observational
Overview of Study Designs.pdf
Overview of Study Designs.pdf
Overview of Study Designs.pdf
Major Epidemiologic Study Designs
• Descriptive - patterns
and frequency of
disease (Who, What,
When, and Where)
• Descriptive
– Case report
– Case series
• Analytic- determinants
and risk of disease
(Why and How)
– Randomized
– Non-randomized
• Quasi experiment
• Cohort
– Retrospective
– Prospective
• Case-control
• Cross-sectional
• Longitudinal
• Ecologic
Adapted from Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness.
Oxford University Press 2003; P. 94
Descriptive studies
• Undertaken without a specific hypothesis
• Among the earliest studies on a new
disease
– Characterize disease entity
– Quantify frequency and how it varies in
relation to person, place, time
Descriptive studies
• Case reports
– “…careful, detailed report by one or more
clinicians of the profile of a single patient.”
(Hennekens & Buring. Epidemiology in
Medicine. Little Brown and Company, 1987;
P. 18)
Overview of Study Designs.pdf
Descriptive Studies
• Case series
– Characteristics of a group of individuals with a
given clinical outcome
Case series:
Requirements for interpretation
To make sense of case-series data the key
requirements are:
• The diagnosis (case definition) or, for mortality, the
cause of death
• The date when the disease or death occurred (time)
• The place where the person lived, worked etc
(place)
• The characteristics of the person (person)
• The opportunity to collect additional data from
medical records (possibly by electronic data linkage)
or the person directly
Overview of Study Designs.pdf
Consider
• A study with the goal of
determining whether physical
activity reduces the risk of
heart disease.
Analytic Studies
• Undertaken to test a hypothesis
• Relate/association of a health outcome to
a potential determinant/exposure
– Genetic
– Environmental
– Behavioural
• Does the determinant cause the outcome?
Overview of Study Designs.pdf
Abstract
Objective To test the efficacy of installing safety devices in the homes of
young children on total injury rates and on injuries deemed a priori modifiable
by the installation of these devices.
Design A nested, prospective, randomized controlled trial.
Setting Indoor environment of housing units.
Participants Mothers and their children from birth to 3 years old participating
in the Home Observation and Measures of the Environment study. Among
8878 prenatal patients, 1263 (14.2%) were eligible, 413 (32.7%) agreed to
participate, and 355 were randomly assigned to the intervention (n = 181) or
control (n = 174) groups.
Intervention Installation of multiple passive measures (eg, stair gates, cabinet
locks, and smoke detectors) to reduce exposure to injury hazards. Injury
hazards were assessed at home visits by teams of trained research assistants
using a validated survey.
Main Outcome Measure Modifiable and medically attended injury (ie,
telephone calls, office visits, and emergency visits for injury).
A Randomized Controlled Trial of Home Injury Hazard Reduction: The HOME
Injury Study Kieran J. Phelan, MD, MS; Jane Khoury, PhD; Yingying Xu, MS; et al
Arch Pediatr Adolesc Med. 2011;165(4):339-345. doi:10.1001/archpediatrics.2011.29
time
Study begins here (baseline point)
Study
population
Intervention
Control
outcome
no outcome
outcome
no outcome
baseline
future
RANDOMIZATION
Randomized Controlled Trials
Source Population
Eligible Ineligible
Consent to
Participate
Decline to
Participate
Random Assignment
Experimental/Interevention Control
Outcome No Outcome Outcome No Outcome
From Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness.
Oxford University Press 2003; P. 94
Abstract
Objective To test the efficacy of installing safety devices in the homes of
young children on total injury rates and on injuries deemed a priori modifiable
by the installation of these devices.
Design A nested, prospective, randomized controlled trial.
Setting Indoor environment of housing units.
Participants Mothers and their children from birth to 3 years old participating
in the Home Observation and Measures of the Environment study. Among
8878 prenatal patients, 1263 (14.2%) were eligible, 413 (32.7%) agreed to
participate, and 355 were randomly assigned to the intervention (n = 181) or
control (n = 174) groups.
Intervention Installation of multiple passive measures (eg, stair gates, cabinet
locks, and smoke detectors) to reduce exposure to injury hazards. Injury
hazards were assessed at home visits by teams of trained research assistants
using a validated survey.
Main Outcome Measure Modifiable and medically attended injury (ie,
telephone calls, office visits, and emergency visits for injury).
A Randomized Controlled Trial of Home Injury Hazard Reduction: The HOME Injury Study
Kieran J. Phelan, MD, MS; Jane Khoury, PhD; Yingying Xu, MS; et al
Arch Pediatr Adolesc Med. 2011;165(4):339-345. doi:10.1001/archpediatrics.2011.29
Quasi-Experiment
Source Population
Eligible Ineligible
Consent to
Participate
Decline to
Participate
Non-Random Assignment
Experimental/intervention Control
No Outcome Outcome No Outcome
Outcome
Adapted from Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness.
Oxford University Press 2003; P. 94
Overview of Study Designs.pdf
• Study groups defined in terms of exposure and followed to determine
frequency of outcome
• Prospective cohort Study
• Retrospective or historical Cohort study
• Studies can have both prospective and retrospective components
• Several outcomes could be studied at the same time; suitable for incidence
estimation. Even though it is expensive; time-consuming; inefficient for rare
diseases
Cohort Study
Exposure
?
Study Begins
?
Disease
Exposure
?
?
Disease
Study Begins
• A cohort study was designed to assess the impact of sun exposure
on skin damage in beach volleyball players. During a weekend
tournament, players from one team wore waterproof, SPF 35
sunscreen, while players from the other team did not wear any
sunscreen. At the end of the volleyball tournament players' skin from
both teams was analyzed for texture, sun damage, and burns.
Comparisons of skin damage were then made based on the use of
sunscreen. The analysis showed a significant difference between
the cohorts in terms of the skin damage.
Overview of Study Designs.pdf
Overview of Study Designs.pdf
Which clinical questions does this study
design best answer?
time
Study begins here
Study
population
free of
disease
Factor
present
Factor
absent
disease
no disease
disease
no disease
present
future
Overview of Study Designs.pdf
Case-control Studies
• Subjects are selected on outcome status
(disease / no disease)
• Look back to determine exposure status
least expensive; least time-consuming; suitable for
study of rare diseases (especially NCDs)
Exposure
?
Study Begins
?
Disease
From Hennekens & Buring. Epidemiology in Medicine. Little Brown and Company, 1987; P. 24
Time
Overview of Study Designs.pdf
Cross-sectional Study
• Outcome and exposure status determined
at same point in time
• Survey/snap shot in time
• Detects point prevalence
Exposure
Outcome
Time
From Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness.
Oxford University Press 2003; P. 94
Overview of Study Designs.pdf
• Longitudinal studies often use surveys to
collect data that is either qualitative or
quantitative.
• An analytical study tries to answer how
or why a certain outcome might occur.
• A descriptive study only summarizes
said outcome using descriptive statistics.
• A descriptive study might look at the
prevalence of obesity in children, while an
analytical study might examine exercise
and food habits in addition to obesity
levels to explain why some children are
much more likely to be obese than others.
Advantages
• Because you only collect data at a single
point in time, cross-sectional studies are
relatively cheap and less time-consuming
than other types of research.
• Cross-sectional studies allow you to collect
data from a large pool of subjects and
compare differences between groups.
• Cross-sectional studies capture a specific
moment in time. National censuses, for
instance, provide a snapshot of conditions in
that country at that time.
Disadvantages
• It is difficult to establish cause-and-effect relationships
using cross-sectional studies, since they only represent
a one-time measurement of both the alleged cause and
effect.
• Since cross-sectional studies only study a single
moment in time, they cannot be used to analyze
behavior over a period of time or establish long-term
trends.
• The timing of the cross-sectional snapshot may be
unrepresentative of behavior of the group as a whole.
For instance, imagine you are looking at the impact of
psychotherapy on an illness like depression. If the
depressed individuals in your sample began therapy
shortly before the data collection, then it might appear
Advantages of longitudinal studies
• Greater validation: For a long-term study to be successful, objectives
and rules must be established from the beginning. As it is a long-term
study, its authenticity is verified in advance, which makes the results
have a high level of validity.
• Unique data: Most research studies collect short-term data to
determine the cause and effect of what is being investigated.
Longitudinal surveys follow the same principles but the data collection
period is different. Long-term relationships cannot be discovered in a
short-term investigation, but short-term relationships can be monitored
in a long-term investigation.
• Allow identifying trends: Whether in medicine, psychology, or
sociology, the long-term design of a longitudinal study enables trends
and relationships to be found within the data collected in real time. The
previous data can be applied to know future results and have great
discoveries.
• Longitudinal surveys are flexible: Although a longitudinal study can
be created to study a specific data point, the data collected can show
unforeseen patterns or relationships that can be significant. Because
this is a long-term study, the researchers have a flexibility that is not
Disadvantages of longitudinal
studies
Research time
• The main disadvantage of longitudinal surveys is that long-term
research is more likely to give unpredictable results. For example, if
the same person is not found to update the study, the research
cannot be carried out. It may also take several years before the data
begins to produce observable patterns or relationships that can be
monitored.
• An unpredictability factor is always present
• It must be taken into account that the initial sample can be lost over
time. Because longitudinal studies involve the same subjects over a
long period of time, what happens to them outside of data collection
times can influence the data that is collected in the future.
• Some people may decide to stop participating in the research.
Others may not be in the correct demographics for research. If these
factors are not included in the initial research design, they could
affect the findings that are generated.
• Large samples are needed for the investigation to be meaningful
• To develop relationships or patterns, a large amount of data must
be collected and extracted to generate results.
Higher costs
• Without a doubt, the longitudinal survey is more complex and
expensive. Being a long-term form of research, the costs of the
study will span years or decades, compared to other forms of
research that can be completed in a smaller fraction of the time.
• The advantages and disadvantages of longitudinal studies show us
that there is enormous value in the ability to find long-term patterns
and relationships, so it is important to plan and take the necessary
Longitudinal studies Cross-sectional studies
Longitudinal studies take a longer
time, from years
to even a few decades.
Cross-sectional studies are quick to
conduct compared to longitudinal
studies.
A longitudinal study requires an
investigator to
observe the participants at different
time intervals.
A cross-sectional study is conducted
over a specified period of time.
Longitudinal studies can offer
researchers a cause
and effect relationship.
Cross-sectional studies cannot offer
researchers a cause-and-effect
relationship.
In longitudinal studies, only one
variable can be
observed or studied.
With cross-sectional studies,
different variables can be observed
at a single moment.
Longitudinal studies tend to be more
expensive.
Cross-sectional studies are more
accessible for companies and
researchers.
Overview of Study Designs.pdf
Overview of Study Designs.pdf
Observational studies-Group
level
Ecological studies
• Data from entire populations compared for outcome
frequency
• Ecological studies
– The unit of observation is geographic population or
community.
– Disease rates and exposures are measured in each of a
series of populations and their relation is examined.
– Disease and exposure is abstracted from published
statistics and therefore does not require expensive or time
consuming data collection.
• Examples:
– Change in average community viral load after the
introduction of ART
Ecological fallacy
Overview of Study Designs.pdf
In-class Assignment
Assign one of the study designs outlined in
class to each study description
1. Investigators select all patients presenting to an
Emergency Department with a skiing injury and
describe their characteristics and the type and
nature of the injuries.
2. A number of soccer teams were assigned at
random to receive a pre-season training program
to increase balance and proprioception. The
remaining teams received a standard pre-season
fitness program. The rate of injuries in the wobble
board group was compared with the standard
fitness training group.
Overlap in the conceptual basis
of quantitative study designs
• The cross-sectional study can be repeated
• If the same sample is studied for a second time i.e. it
is followed up, the original cross-sectional study now
becomes a cohort study.
• If, during a cohort study, possibly in a subgroup, the
investigator imposes an intervention, a trial begins.
• Cohort study also gives birth to case-control studies,
using incident cases (nested case control study).
• Cases in a case-series, particularly a population
based one, may be the starting point of a case-control
study or a trial.
• Not every epidemiological study fits neatly into one of
the basic designs.
Qualitative study designs
• https://slideplayer.com/slide/4350633/

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Overview of Study Designs.pdf

  • 1. Overview of Study Designs Shamim Namukasa
  • 2. Objective • To distinguish the characteristics of epidemiologic study designs
  • 3. Study design: Definition A study design is a specific plan or protocol for conducting the study, which allows the investigator to translate the conceptual hypothesis/questions into an operational one.
  • 4. Choice of Design Depends on Depends on: –Research Questions/Goals –Researcher Skills –Time and Funds –Nature and availability of information –Occurrence of disease
  • 5. Study Designs: Types • Qualitative • Quantitative –Experimental –Observational
  • 9. Major Epidemiologic Study Designs • Descriptive - patterns and frequency of disease (Who, What, When, and Where) • Descriptive – Case report – Case series • Analytic- determinants and risk of disease (Why and How) – Randomized – Non-randomized • Quasi experiment • Cohort – Retrospective – Prospective • Case-control • Cross-sectional • Longitudinal • Ecologic Adapted from Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness. Oxford University Press 2003; P. 94
  • 10. Descriptive studies • Undertaken without a specific hypothesis • Among the earliest studies on a new disease – Characterize disease entity – Quantify frequency and how it varies in relation to person, place, time
  • 11. Descriptive studies • Case reports – “…careful, detailed report by one or more clinicians of the profile of a single patient.” (Hennekens & Buring. Epidemiology in Medicine. Little Brown and Company, 1987; P. 18)
  • 13. Descriptive Studies • Case series – Characteristics of a group of individuals with a given clinical outcome
  • 14. Case series: Requirements for interpretation To make sense of case-series data the key requirements are: • The diagnosis (case definition) or, for mortality, the cause of death • The date when the disease or death occurred (time) • The place where the person lived, worked etc (place) • The characteristics of the person (person) • The opportunity to collect additional data from medical records (possibly by electronic data linkage) or the person directly
  • 16. Consider • A study with the goal of determining whether physical activity reduces the risk of heart disease.
  • 17. Analytic Studies • Undertaken to test a hypothesis • Relate/association of a health outcome to a potential determinant/exposure – Genetic – Environmental – Behavioural • Does the determinant cause the outcome?
  • 19. Abstract Objective To test the efficacy of installing safety devices in the homes of young children on total injury rates and on injuries deemed a priori modifiable by the installation of these devices. Design A nested, prospective, randomized controlled trial. Setting Indoor environment of housing units. Participants Mothers and their children from birth to 3 years old participating in the Home Observation and Measures of the Environment study. Among 8878 prenatal patients, 1263 (14.2%) were eligible, 413 (32.7%) agreed to participate, and 355 were randomly assigned to the intervention (n = 181) or control (n = 174) groups. Intervention Installation of multiple passive measures (eg, stair gates, cabinet locks, and smoke detectors) to reduce exposure to injury hazards. Injury hazards were assessed at home visits by teams of trained research assistants using a validated survey. Main Outcome Measure Modifiable and medically attended injury (ie, telephone calls, office visits, and emergency visits for injury). A Randomized Controlled Trial of Home Injury Hazard Reduction: The HOME Injury Study Kieran J. Phelan, MD, MS; Jane Khoury, PhD; Yingying Xu, MS; et al Arch Pediatr Adolesc Med. 2011;165(4):339-345. doi:10.1001/archpediatrics.2011.29
  • 20. time Study begins here (baseline point) Study population Intervention Control outcome no outcome outcome no outcome baseline future RANDOMIZATION
  • 21. Randomized Controlled Trials Source Population Eligible Ineligible Consent to Participate Decline to Participate Random Assignment Experimental/Interevention Control Outcome No Outcome Outcome No Outcome From Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness. Oxford University Press 2003; P. 94
  • 22. Abstract Objective To test the efficacy of installing safety devices in the homes of young children on total injury rates and on injuries deemed a priori modifiable by the installation of these devices. Design A nested, prospective, randomized controlled trial. Setting Indoor environment of housing units. Participants Mothers and their children from birth to 3 years old participating in the Home Observation and Measures of the Environment study. Among 8878 prenatal patients, 1263 (14.2%) were eligible, 413 (32.7%) agreed to participate, and 355 were randomly assigned to the intervention (n = 181) or control (n = 174) groups. Intervention Installation of multiple passive measures (eg, stair gates, cabinet locks, and smoke detectors) to reduce exposure to injury hazards. Injury hazards were assessed at home visits by teams of trained research assistants using a validated survey. Main Outcome Measure Modifiable and medically attended injury (ie, telephone calls, office visits, and emergency visits for injury). A Randomized Controlled Trial of Home Injury Hazard Reduction: The HOME Injury Study Kieran J. Phelan, MD, MS; Jane Khoury, PhD; Yingying Xu, MS; et al Arch Pediatr Adolesc Med. 2011;165(4):339-345. doi:10.1001/archpediatrics.2011.29
  • 23. Quasi-Experiment Source Population Eligible Ineligible Consent to Participate Decline to Participate Non-Random Assignment Experimental/intervention Control No Outcome Outcome No Outcome Outcome Adapted from Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness. Oxford University Press 2003; P. 94
  • 25. • Study groups defined in terms of exposure and followed to determine frequency of outcome • Prospective cohort Study • Retrospective or historical Cohort study • Studies can have both prospective and retrospective components • Several outcomes could be studied at the same time; suitable for incidence estimation. Even though it is expensive; time-consuming; inefficient for rare diseases Cohort Study Exposure ? Study Begins ? Disease Exposure ? ? Disease Study Begins
  • 26. • A cohort study was designed to assess the impact of sun exposure on skin damage in beach volleyball players. During a weekend tournament, players from one team wore waterproof, SPF 35 sunscreen, while players from the other team did not wear any sunscreen. At the end of the volleyball tournament players' skin from both teams was analyzed for texture, sun damage, and burns. Comparisons of skin damage were then made based on the use of sunscreen. The analysis showed a significant difference between the cohorts in terms of the skin damage.
  • 29. Which clinical questions does this study design best answer?
  • 30. time Study begins here Study population free of disease Factor present Factor absent disease no disease disease no disease present future
  • 32. Case-control Studies • Subjects are selected on outcome status (disease / no disease) • Look back to determine exposure status least expensive; least time-consuming; suitable for study of rare diseases (especially NCDs) Exposure ? Study Begins ? Disease From Hennekens & Buring. Epidemiology in Medicine. Little Brown and Company, 1987; P. 24 Time
  • 34. Cross-sectional Study • Outcome and exposure status determined at same point in time • Survey/snap shot in time • Detects point prevalence Exposure Outcome Time From Koepsell and Weiss. Epidemiologic Methods: Studying the Occurrence of Illness. Oxford University Press 2003; P. 94
  • 36. • Longitudinal studies often use surveys to collect data that is either qualitative or quantitative.
  • 37. • An analytical study tries to answer how or why a certain outcome might occur. • A descriptive study only summarizes said outcome using descriptive statistics. • A descriptive study might look at the prevalence of obesity in children, while an analytical study might examine exercise and food habits in addition to obesity levels to explain why some children are much more likely to be obese than others.
  • 38. Advantages • Because you only collect data at a single point in time, cross-sectional studies are relatively cheap and less time-consuming than other types of research. • Cross-sectional studies allow you to collect data from a large pool of subjects and compare differences between groups. • Cross-sectional studies capture a specific moment in time. National censuses, for instance, provide a snapshot of conditions in that country at that time.
  • 39. Disadvantages • It is difficult to establish cause-and-effect relationships using cross-sectional studies, since they only represent a one-time measurement of both the alleged cause and effect. • Since cross-sectional studies only study a single moment in time, they cannot be used to analyze behavior over a period of time or establish long-term trends. • The timing of the cross-sectional snapshot may be unrepresentative of behavior of the group as a whole. For instance, imagine you are looking at the impact of psychotherapy on an illness like depression. If the depressed individuals in your sample began therapy shortly before the data collection, then it might appear
  • 40. Advantages of longitudinal studies • Greater validation: For a long-term study to be successful, objectives and rules must be established from the beginning. As it is a long-term study, its authenticity is verified in advance, which makes the results have a high level of validity. • Unique data: Most research studies collect short-term data to determine the cause and effect of what is being investigated. Longitudinal surveys follow the same principles but the data collection period is different. Long-term relationships cannot be discovered in a short-term investigation, but short-term relationships can be monitored in a long-term investigation. • Allow identifying trends: Whether in medicine, psychology, or sociology, the long-term design of a longitudinal study enables trends and relationships to be found within the data collected in real time. The previous data can be applied to know future results and have great discoveries. • Longitudinal surveys are flexible: Although a longitudinal study can be created to study a specific data point, the data collected can show unforeseen patterns or relationships that can be significant. Because this is a long-term study, the researchers have a flexibility that is not
  • 41. Disadvantages of longitudinal studies Research time • The main disadvantage of longitudinal surveys is that long-term research is more likely to give unpredictable results. For example, if the same person is not found to update the study, the research cannot be carried out. It may also take several years before the data begins to produce observable patterns or relationships that can be monitored. • An unpredictability factor is always present • It must be taken into account that the initial sample can be lost over time. Because longitudinal studies involve the same subjects over a long period of time, what happens to them outside of data collection times can influence the data that is collected in the future.
  • 42. • Some people may decide to stop participating in the research. Others may not be in the correct demographics for research. If these factors are not included in the initial research design, they could affect the findings that are generated. • Large samples are needed for the investigation to be meaningful • To develop relationships or patterns, a large amount of data must be collected and extracted to generate results. Higher costs • Without a doubt, the longitudinal survey is more complex and expensive. Being a long-term form of research, the costs of the study will span years or decades, compared to other forms of research that can be completed in a smaller fraction of the time. • The advantages and disadvantages of longitudinal studies show us that there is enormous value in the ability to find long-term patterns and relationships, so it is important to plan and take the necessary
  • 43. Longitudinal studies Cross-sectional studies Longitudinal studies take a longer time, from years to even a few decades. Cross-sectional studies are quick to conduct compared to longitudinal studies. A longitudinal study requires an investigator to observe the participants at different time intervals. A cross-sectional study is conducted over a specified period of time. Longitudinal studies can offer researchers a cause and effect relationship. Cross-sectional studies cannot offer researchers a cause-and-effect relationship. In longitudinal studies, only one variable can be observed or studied. With cross-sectional studies, different variables can be observed at a single moment. Longitudinal studies tend to be more expensive. Cross-sectional studies are more accessible for companies and researchers.
  • 46. Observational studies-Group level Ecological studies • Data from entire populations compared for outcome frequency • Ecological studies – The unit of observation is geographic population or community. – Disease rates and exposures are measured in each of a series of populations and their relation is examined. – Disease and exposure is abstracted from published statistics and therefore does not require expensive or time consuming data collection. • Examples: – Change in average community viral load after the introduction of ART
  • 49. In-class Assignment Assign one of the study designs outlined in class to each study description
  • 50. 1. Investigators select all patients presenting to an Emergency Department with a skiing injury and describe their characteristics and the type and nature of the injuries. 2. A number of soccer teams were assigned at random to receive a pre-season training program to increase balance and proprioception. The remaining teams received a standard pre-season fitness program. The rate of injuries in the wobble board group was compared with the standard fitness training group.
  • 51. Overlap in the conceptual basis of quantitative study designs • The cross-sectional study can be repeated • If the same sample is studied for a second time i.e. it is followed up, the original cross-sectional study now becomes a cohort study. • If, during a cohort study, possibly in a subgroup, the investigator imposes an intervention, a trial begins. • Cohort study also gives birth to case-control studies, using incident cases (nested case control study). • Cases in a case-series, particularly a population based one, may be the starting point of a case-control study or a trial. • Not every epidemiological study fits neatly into one of the basic designs.
  • 52. Qualitative study designs • https://slideplayer.com/slide/4350633/