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Guidelines for moving and
            handling people:
       Do they improve practice?

David R. Thomas            Yoke Leng Thomas
Emeritus                   ResearchWorks NZ
Professor, University of
Auckland
dr.thomas@auckland.ac.nz
Moving and
 handling
 people:
 The NZ
Guidelines
History of NZ Guidelines
 1st version published in 2003 by ACC - 5 years
  to complete
 2nd version published March 2012 by ACC
     24 month review process
     Expert panel to guide development

     Survey of 50 users of 2003 Guidelines

     Draft version circulated for public comment

     Multiple submissions or comments on draft

   Formation of M&H Association of NZ – 2011?
Examples of Guidelines: Other
 countries
 UK – HOP6 (Handling of People v6, 2011)
 Australia
       Qld Health: Think Smart Patient Handling Better Practice
        Guidelines 2010
       Workcover NSW: Manual handling guide for nurses 2005
       Worksafe Vic: Transferring people safely 2009
   Canada
       OSHA, BC: Safe Patient & Resident Handling 2000
       Worksafe BC: Handle With Care: Patient Handling and the
        Application of Ergonomics (MSI) Requirements 2006
   USA - CDC Safe lifting and movement of nursing home
    residents 2006
Why ACC funds Guidelines
  ACC work-related entitlement claims for
  employees in health services around $8
  million pa
 ACC injury prevention initiatives to reduce
  injuries and their costs
 Multiple workplace health and safety initiatives
  – ACC & Department of Labour
 The DPI (discomfort pain and injury)
  framework used by ACC to address gradual
  onset injuries, especially in workplaces
Questions regarding guidelines
effectiveness
1.   What evidence is available about the impacts
     of guidelines on practice?
2.   What attributes of guidelines make them
     more or less effective for specific audiences?
3.   What organisational processes or procedures
     facilitate or impede the use of guidelines in
     everyday practice?
Types of guides and protocols
   General guidelines (broad and extensive) covering a broad
    area or set of topics in health and safety
      Moving and handling guidelines to prevent injuries

   Targeted guidelines for specific health problems or events
      Preventing ladder injuries

      Guidelines for treating depression

      Guidelines for mild head injuries

   Detailed protocols (brief & focused) for specific clinical
    practice
      Algorithms for specific movements when moving and
       handling people
Review of literature: Impacts of
guidelines
   Three frameworks or perspectives relevant:
       Clinical trials framework favouring RCTs and
        experimental trials, excluding non-experimental studies
        (systematic reviews)
       Evaluation framework using multiple types of evidence
        for assessing effectiveness
       Descriptive accounts based on interviews with
        practitioners
   No clinical trials or similar studies found for general
    guidelines
   Some experimental trials/RCT studies for clinical
    protocols
   Several commentaries on clinical guidelines and
    protocols
   Developing literature on evidence-based clinical
Example of Algorithm: Nelson et al
2003
Algorithms for patient handling and
     movement: Nelson et al 2003, 2006
   Algorithms - Standardized processes for decisions
    about equipment & number of staff to perform high-risk
    activities safely (Nelson et al 2003)
   Intervention included 6 program elements: (1)
    Ergonomic Assessment Protocol, (2) Patient Handling
    Assessment Criteria and Decision Algorithms, (3) Peer
    Leader role (Back Injury Resource Nurses), (4) State-
    of-the-art equipment, (5) After Action Reviews, (6) No
    Lift Policy
   The program elements resulted in a statistically
    significant decrease in the rate of musculoskeletal
    injuries as well as the number of modified duty days
Example
of
guideline
for head
injuries
Example: Cochrane review of printed
education materials (PEM) on clinical
practice
   We did not locate any studies comparing
    multifaceted interventions that included PEMs with
    multifaceted interventions. Yet during our literature
    search, we retrieved 82 studies that compared the
    effects of PEMs with one or more interventions that
    included PEMs. … [There are] difficulties in
    separating the effects of PEMs when combined with
    other interventions. …. some studies used PEMs
    alongside other interventions for investigating
    additive effects of interventions …. Future
    intervention studies examining the effect of PEMs
    should consider the impact of educational materials
Purposes of general guidelines
 Improve knowledge about topic
 Provide rationale for specific health and safety
  practices (e.g. reduction of injuries)
 Provide health and safety information for
  managers
 Describe specific techniques and procedures
  for practitioners
Survey of users of NZPHG 2003
 Survey of 50 users in 2010 - included M & H
  coordinators, trainers and physiotherapists
 Most used sections were: techniques (72%), risk
  assessment (30%) and equipment (30%)
 15/50 (30%) used external trainers
 Some of the changes recommended
       Remove 16kg limit
       Simplify forms and audit tools
       Clarify who are audiences for each section
       More information about training
Context for M & H in NZ
 Practitioners and trainers often hold strong
  views about best practice for M & H people
 Most views are consistent
 Some conflicting views
 Revised version of the Guidelines
  endeavoured to take into account both
  emerging consensus on best practice and
  conflicting views, for example…
     using brakes on mobile hoists
     exclusion of unsafe techniques
Factors affecting clinicians’ compliance
with evidence-based guidelines (Gurses
2010)
1.   Relative advantage: Is complying with the
     guideline superior to not complying with it in
     terms of its effectiveness and cost-
     effectiveness?
2.   Compatibility: Is the guideline consistent with
     practitioners’ values, norms, and perceived
     needs?
3.   Complexity: How easy is it to integrate the
     guideline into the current work practice?
4.   Trialability: Can the practitioner test or try this
     guideline with relative ease?
5.   Observability: Can the practitioner observe
     others that have incorporated the new guideline
Framework for assessing impacts
of M & H guidelines - 1
       Regulatory                Senior Management
      environment            Establish policy & programme
       (DoL, ACC)                  Provide resources



       Moving and                Health and Safety Staff
        Handling                  M & H Coordinators
       Guidelines              Operate M & H programmes
                                    Organise training
                                 Audit M & H practices

          Outcomes
       Reduced injuries,                  Carers
     absenteeism and staff      Training, risk assessment,
           turnover           techniques. use of equipment
Framework for assessing impacts
of M & H guidelines - 2
1.   Features of Guidelines docs and resources
2.   Health and safety regulatory environment in
     NZ (e.g., legislation, compliance
     requirements, resource
     development, incentives)
3.   Cultures in healthcare organizations
     (e.g., DHBs, private providers)
4.   Characteristics of practitioners (e.g., health &
     safety awareness, professional
     associations, union support)
Features of guidelines:
Presentation and writing styles
 Multiple styles evident in existing guidelines and
  manuals (UK, Australia, Canada, USA)
 Move to pictorial styles (photos) to accompany
  specific aspects (e.g., techniques, equipment)
 Writing styles include; instructional/prescriptive,
  technical/ academic and descriptive.
 NZ Guidelines (2012) reduced instructional text
  (compared to 2003) and used more descriptive
  and technical text. Includes more photos, tables,
  bullet points and examples (side boxes)
Enhancing guidelines use and
impacts
 Target audiences identified
 Awareness of guidelines – professional
  associations, government agencies, health &
  safety staff
 Access to guidelines
       Print, online & DVD docs (pdf), video of techniques
        (DVD)
       Print friendly format for electronic pdfs
 Readability – multiple styles, multimedia versions
  of key messages
 Useability – can contents (techniques and
  procedures) be easily used by practitioners and
Conclusions 1 – Key points
 Extensive publication of guidelines for moving
  and handling people in developed countries
 Few studies on effectiveness of guidelines –
  research on guideline effectiveness appears to be
  a low priority
 Impacts of guidelines likely to be similar to other
  injury prevention/clinical practice initiatives
 Readability and useability of guidelines likely to
  be important
 Need for research on enhancing influence of
  guidelines on M & H practices
Conclusions 2 - Do Guidelines
improve practice?
Absence of evidence about effectiveness does not
  mean absence of effectiveness
Guidelines probably do improve practice:
 By providing information about specific
  techniques and other resources
 By providing a set of standards for moving and
  handling people
 Over time, through setting an agenda and context
  for health and safety in moving and handling
  people
References

   Farmer, A. P., Légaré, F., et al. (2008). Printed educational
    materials: effects on professional practice and health care
    outcomes. Cochrane Database of Systematic Reviews, Issue 3.
    Art. No.: CD004398 doi:10.1002/14651858.CD004398.pub2
   Gurses, A. P., Marsteller, J. A., et al. (2010). Using an
    interdisciplinary approach to identify factors that affect clinicians’
    compliance with evidence-based guidelines. Critical Care
    Medicine, 36(8 (suppl)), S282-S291.
    doi:10.1097/CCM.0b013e3181e69e02
   Nelson, A. , Owen, B., et al. (2003). Safe patient handling and
    movement. American Journal of Nursing, 103(3), 32-43.
   Nelson, A., Matz, M., et al. (2006). Development and evaluation
    of a multifaceted ergonomics program to prevent injuries
    associated with patient handling tasks. International Journal of
    Nursing Studies, 43(6), 717-733.

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Guidelines for moving and handling people: Do they improve practice?

  • 1. Guidelines for moving and handling people: Do they improve practice? David R. Thomas Yoke Leng Thomas Emeritus ResearchWorks NZ Professor, University of Auckland dr.thomas@auckland.ac.nz
  • 2. Moving and handling people: The NZ Guidelines
  • 3. History of NZ Guidelines  1st version published in 2003 by ACC - 5 years to complete  2nd version published March 2012 by ACC  24 month review process  Expert panel to guide development  Survey of 50 users of 2003 Guidelines  Draft version circulated for public comment  Multiple submissions or comments on draft  Formation of M&H Association of NZ – 2011?
  • 4. Examples of Guidelines: Other countries  UK – HOP6 (Handling of People v6, 2011)  Australia  Qld Health: Think Smart Patient Handling Better Practice Guidelines 2010  Workcover NSW: Manual handling guide for nurses 2005  Worksafe Vic: Transferring people safely 2009  Canada  OSHA, BC: Safe Patient & Resident Handling 2000  Worksafe BC: Handle With Care: Patient Handling and the Application of Ergonomics (MSI) Requirements 2006  USA - CDC Safe lifting and movement of nursing home residents 2006
  • 5. Why ACC funds Guidelines  ACC work-related entitlement claims for employees in health services around $8 million pa  ACC injury prevention initiatives to reduce injuries and their costs  Multiple workplace health and safety initiatives – ACC & Department of Labour  The DPI (discomfort pain and injury) framework used by ACC to address gradual onset injuries, especially in workplaces
  • 6. Questions regarding guidelines effectiveness 1. What evidence is available about the impacts of guidelines on practice? 2. What attributes of guidelines make them more or less effective for specific audiences? 3. What organisational processes or procedures facilitate or impede the use of guidelines in everyday practice?
  • 7. Types of guides and protocols  General guidelines (broad and extensive) covering a broad area or set of topics in health and safety  Moving and handling guidelines to prevent injuries  Targeted guidelines for specific health problems or events  Preventing ladder injuries  Guidelines for treating depression  Guidelines for mild head injuries  Detailed protocols (brief & focused) for specific clinical practice  Algorithms for specific movements when moving and handling people
  • 8. Review of literature: Impacts of guidelines  Three frameworks or perspectives relevant:  Clinical trials framework favouring RCTs and experimental trials, excluding non-experimental studies (systematic reviews)  Evaluation framework using multiple types of evidence for assessing effectiveness  Descriptive accounts based on interviews with practitioners  No clinical trials or similar studies found for general guidelines  Some experimental trials/RCT studies for clinical protocols  Several commentaries on clinical guidelines and protocols  Developing literature on evidence-based clinical
  • 9. Example of Algorithm: Nelson et al 2003
  • 10. Algorithms for patient handling and movement: Nelson et al 2003, 2006  Algorithms - Standardized processes for decisions about equipment & number of staff to perform high-risk activities safely (Nelson et al 2003)  Intervention included 6 program elements: (1) Ergonomic Assessment Protocol, (2) Patient Handling Assessment Criteria and Decision Algorithms, (3) Peer Leader role (Back Injury Resource Nurses), (4) State- of-the-art equipment, (5) After Action Reviews, (6) No Lift Policy  The program elements resulted in a statistically significant decrease in the rate of musculoskeletal injuries as well as the number of modified duty days
  • 12. Example: Cochrane review of printed education materials (PEM) on clinical practice  We did not locate any studies comparing multifaceted interventions that included PEMs with multifaceted interventions. Yet during our literature search, we retrieved 82 studies that compared the effects of PEMs with one or more interventions that included PEMs. … [There are] difficulties in separating the effects of PEMs when combined with other interventions. …. some studies used PEMs alongside other interventions for investigating additive effects of interventions …. Future intervention studies examining the effect of PEMs should consider the impact of educational materials
  • 13. Purposes of general guidelines  Improve knowledge about topic  Provide rationale for specific health and safety practices (e.g. reduction of injuries)  Provide health and safety information for managers  Describe specific techniques and procedures for practitioners
  • 14. Survey of users of NZPHG 2003  Survey of 50 users in 2010 - included M & H coordinators, trainers and physiotherapists  Most used sections were: techniques (72%), risk assessment (30%) and equipment (30%)  15/50 (30%) used external trainers  Some of the changes recommended  Remove 16kg limit  Simplify forms and audit tools  Clarify who are audiences for each section  More information about training
  • 15. Context for M & H in NZ  Practitioners and trainers often hold strong views about best practice for M & H people  Most views are consistent  Some conflicting views  Revised version of the Guidelines endeavoured to take into account both emerging consensus on best practice and conflicting views, for example…  using brakes on mobile hoists  exclusion of unsafe techniques
  • 16. Factors affecting clinicians’ compliance with evidence-based guidelines (Gurses 2010) 1. Relative advantage: Is complying with the guideline superior to not complying with it in terms of its effectiveness and cost- effectiveness? 2. Compatibility: Is the guideline consistent with practitioners’ values, norms, and perceived needs? 3. Complexity: How easy is it to integrate the guideline into the current work practice? 4. Trialability: Can the practitioner test or try this guideline with relative ease? 5. Observability: Can the practitioner observe others that have incorporated the new guideline
  • 17. Framework for assessing impacts of M & H guidelines - 1 Regulatory Senior Management environment Establish policy & programme (DoL, ACC) Provide resources Moving and Health and Safety Staff Handling M & H Coordinators Guidelines Operate M & H programmes Organise training Audit M & H practices Outcomes Reduced injuries, Carers absenteeism and staff Training, risk assessment, turnover techniques. use of equipment
  • 18. Framework for assessing impacts of M & H guidelines - 2 1. Features of Guidelines docs and resources 2. Health and safety regulatory environment in NZ (e.g., legislation, compliance requirements, resource development, incentives) 3. Cultures in healthcare organizations (e.g., DHBs, private providers) 4. Characteristics of practitioners (e.g., health & safety awareness, professional associations, union support)
  • 19. Features of guidelines: Presentation and writing styles  Multiple styles evident in existing guidelines and manuals (UK, Australia, Canada, USA)  Move to pictorial styles (photos) to accompany specific aspects (e.g., techniques, equipment)  Writing styles include; instructional/prescriptive, technical/ academic and descriptive.  NZ Guidelines (2012) reduced instructional text (compared to 2003) and used more descriptive and technical text. Includes more photos, tables, bullet points and examples (side boxes)
  • 20. Enhancing guidelines use and impacts  Target audiences identified  Awareness of guidelines – professional associations, government agencies, health & safety staff  Access to guidelines  Print, online & DVD docs (pdf), video of techniques (DVD)  Print friendly format for electronic pdfs  Readability – multiple styles, multimedia versions of key messages  Useability – can contents (techniques and procedures) be easily used by practitioners and
  • 21. Conclusions 1 – Key points  Extensive publication of guidelines for moving and handling people in developed countries  Few studies on effectiveness of guidelines – research on guideline effectiveness appears to be a low priority  Impacts of guidelines likely to be similar to other injury prevention/clinical practice initiatives  Readability and useability of guidelines likely to be important  Need for research on enhancing influence of guidelines on M & H practices
  • 22. Conclusions 2 - Do Guidelines improve practice? Absence of evidence about effectiveness does not mean absence of effectiveness Guidelines probably do improve practice:  By providing information about specific techniques and other resources  By providing a set of standards for moving and handling people  Over time, through setting an agenda and context for health and safety in moving and handling people
  • 23. References  Farmer, A. P., Légaré, F., et al. (2008). Printed educational materials: effects on professional practice and health care outcomes. Cochrane Database of Systematic Reviews, Issue 3. Art. No.: CD004398 doi:10.1002/14651858.CD004398.pub2  Gurses, A. P., Marsteller, J. A., et al. (2010). Using an interdisciplinary approach to identify factors that affect clinicians’ compliance with evidence-based guidelines. Critical Care Medicine, 36(8 (suppl)), S282-S291. doi:10.1097/CCM.0b013e3181e69e02  Nelson, A. , Owen, B., et al. (2003). Safe patient handling and movement. American Journal of Nursing, 103(3), 32-43.  Nelson, A., Matz, M., et al. (2006). Development and evaluation of a multifaceted ergonomics program to prevent injuries associated with patient handling tasks. International Journal of Nursing Studies, 43(6), 717-733.

Editor's Notes

  • #2: Many government agencies have produced manuals or guidelines for moving and handling people as part of initiatives to reduce injuries to carers. Given the increasing number of specialised guidelines appearing, it is timely to assess the evidence about the impacts that guidelines might have on moving and handling practices and injuries among healthcare staff. While there is some evidence of positive impacts from clinical practice guidelines on patient outcomes, there appears to be little information on the impacts of moving and handling guidelines. This presentation considers possible causal links between use of moving and handling guidelines and the reduction of negative impacts among carers. It covers the purposes of guidelines, primary audiences, writing and presentation styles and the uses of guidelines reported by practitioners. The session will draw on the presenters’ involvement as members of an ACC panel, which produced Moving and Handling PeopleSee refs in folderGuidelines impacts docs
  • #4: Notes John W will cover in following session