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Patexia Web Series:
Patent and Prior Art 101

                          Pedram Sameni
                         Founder and CEO

                             Patexia.
                               March 2013
                          www.patexia.com

     Disclaimer: Patexia is not a law firm and does not provide legal advice
Outline

         ●    Intellectual Property: definitions and types

         ●    Patent and patentability

         ●    Prior Art: definition and types

         ●    Patent Search: types and strategies

         ●    Available resources




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                             Patexia.
Patexia Web Series: IP Matters
       As part of its mission to bring transparency and efficiency to the IP world, Patexia is

       committed to educate its community on important matters in IP. This is our first monthly

       webinar. In the following months, we plan to cover:

         ●    Defensive Publications

         ●    Business of Intellectual Property

         ●    Strategies for Licensing Search

         ●    Patent Analytics

         ●    YOUR SUGGESTION, EMAIL: webinar@patexia.com



       Webinar: Every Second Thursday of the month

                    10:30am (PST) - about 20 minutes

                    Tweet questions to @patexia



Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                                 Patexia.
Why IP Matters?




                   The ratio of tangible to intangible assets has been reversed
                                               over the past four decades.


Patexia Web Series: Patent and Prior Art 101 (March 2013)
Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                  Patexia.
www.patexia.com
What is Intellectual Assets?
●      Academic Description
        ○    Intellectual assets are the intangible assets of the company:
               ■ Intellectual Property: Patent, Trade Secret, Trademark, Copyright
               ■ Other Intellectual Capital: Know-how, human capital , experience, knowledge, insight.
●      Legal Description
        ○    Intellectual property is the legal right that can be asserted in court



                                                      Intellectual Assets

                                   Know-How                    Intellectual Property
                                            Experience         ●   Patent
                                                               ●   Trademark
                                    Knowledge                  ●   Trade Secret
                                                               ●   Copyright
                                                Insight




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                                      Patexia.
                                                                                                     Patexia.
Patent and Patentability

       Patent: A patent is a set of exclusive rights granted by a national government to an
       inventor or their assignee for a limited period of time in exchange for the public
       disclosure of an invention (protecting against import, export, offer to sale, sale and
       use).
         ●     Novelty
                 ○     At least some aspects of the invention must be new
         ●     Non-obviousness
                 ○     The invention should not be obvious to a person skilled in the art
         ●     Utility
                 ○     The invention should have a credible utility




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                             Patexia.
                                                                                            Patexia.
Claim, Description and Drawings




                    Claims are the legal part of the patent and what can be asserted in the court.



Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                                      Patexia.
                                                                                                     Patexia.
What is Prior Art?
       Prior Art: All information that has been disclosed to the public in any form before a

       given date that might be relevant to the originality of an idea/patent. Examples:



         ●    Patents (US and foreign)

         ●    Patent applications

         ●    Books and papers (conference proceedings and journals)

         ●    Product, White papers, datasheets, product brochures, ...

         ●    Web pages (with date information)

         ●    Any clearly dated publicly available document




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                               Patexia.
Types of Patent Search
        ●     Patentability / Novelty

        ●     Validity / invalidity

        ●     Clearance / Freedom to operate / right-to-use

        ●     Infringement / out-licensing

        ●     In-licensing / Technology acquisition

        ●     State-of-the-art

        ●     Landscape




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                              Patexia.
Search Strategy

         ●    Phase 1 - Preparation



         ●    Phase 2 - Search



         ●    Phase 3 - Reporting




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                            Patexia.
Phase 1 - Preparation
                                                             Identify search        Identify Search
                   Familiarize
                                                                 terms                 Domains




              Problem / requirement                             Synonyms           Patent / Non-patent


              Main concept (novelty)                        Classification Codes      US / Foreign


                Auxiliary concepts                              Assignees          Datasheet / product


                      Function                                   Inventors




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                                         Patexia.
Phase 2 - Search
                                                             Search
                                                                  combine
                                                            synonyms, codes,
                                                                assignees,
                                                                 inventors,
                                                              fwd/backward
                                                            citations, boolean
                                                               and proximity
                                                                 operators




                    Refine
                     find more                                                   Analyze
                 synonyms, codes,                                                    Review,
                 and narrow down                                                  compare with
                       search                                                    search requests




Patexia Web Series: Patent and Prior Art 101 (March 2013)
Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                                   Patexia.
www.patexia.com
Phase 3 - Reporting

                                     Finalize Analysis            Report




                                      Review references           Summary


                                     Combine references        Subject matter


                                        Claim analysis      Reference discussion


                                                            Claim chart (possibly)


                                                               Search History




Patexia Web Series: Patent and Prior Art 101 (March 2013)
Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                     Patexia.
www.patexia.com
Resources (1)
        1.    US Patent and Trademark Office (USPTO) (Free)
              (www.uspto.gov)

        2.    European Patent Office (EPO) (Free)
              (www.espacenet.com)

        3.    World Intellectual Property Organization (WIPO) (Free)
              (http://patentscope.wipo.int/search/en/search.jsf)

        4.    Google Patents (US and EU) (Free)
              (www.google.com/patents)

        5.    Google Scholar (IEEE, PubMed, ...) (Free)
              (scholar.google.com)

        6.    Free Patents Online (Free)
              (http://www.freepatentsonline.com/search.html)

        7.    General Searching Best Practices
              (http://www.intellogist.com/wiki/General_Searching_Best_Practices)




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                                   Patexia.
Resources (2)
        8.    Bio and Chem:
               ○ Elsevier Science Direct,
               ○ Lippincott Williams & Wilkins,
               ○ Springer Link,
               ○ Oxford University Press
        9.    CS and EE:
               ○ IEEEXplore,
               ○ Association for Computing Machinery (ACM),
               ○ Softbase,
               ○ Ei Compendex,
               ○ INSPEC,
               ○ National Technical Information Service (NTIS),
               ○ Japanese Science and Technology (JICST-EPlus), PASCAL
      10.     Thomson Innovation (Delphion)

      11.     Thomson Derwent World Patent Index (DWPI)

      12.     Patexia (US, and PubMed): text search and visualization
              (www.patexia.com/ip-research)




Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                                         Patexia.
Questions or Suggestions

                                             QUESTIONS?
                                            Tweet: @patexia

                                        SUGGESTIONS?
                                    webinar@patexia.com


Patexia Web Series: Patent and Prior Art 101 (March 2013)
www.patexia.com
                                                              Patexia.

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Patent and Prior Art 101 - Patexia Web Series

  • 1. Patexia Web Series: Patent and Prior Art 101 Pedram Sameni Founder and CEO Patexia. March 2013 www.patexia.com Disclaimer: Patexia is not a law firm and does not provide legal advice
  • 2. Outline ● Intellectual Property: definitions and types ● Patent and patentability ● Prior Art: definition and types ● Patent Search: types and strategies ● Available resources Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 3. Patexia Web Series: IP Matters As part of its mission to bring transparency and efficiency to the IP world, Patexia is committed to educate its community on important matters in IP. This is our first monthly webinar. In the following months, we plan to cover: ● Defensive Publications ● Business of Intellectual Property ● Strategies for Licensing Search ● Patent Analytics ● YOUR SUGGESTION, EMAIL: webinar@patexia.com Webinar: Every Second Thursday of the month 10:30am (PST) - about 20 minutes Tweet questions to @patexia Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 4. Why IP Matters? The ratio of tangible to intangible assets has been reversed over the past four decades. Patexia Web Series: Patent and Prior Art 101 (March 2013) Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia. www.patexia.com
  • 5. What is Intellectual Assets? ● Academic Description ○ Intellectual assets are the intangible assets of the company: ■ Intellectual Property: Patent, Trade Secret, Trademark, Copyright ■ Other Intellectual Capital: Know-how, human capital , experience, knowledge, insight. ● Legal Description ○ Intellectual property is the legal right that can be asserted in court Intellectual Assets Know-How Intellectual Property Experience ● Patent ● Trademark Knowledge ● Trade Secret ● Copyright Insight Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia. Patexia.
  • 6. Patent and Patentability Patent: A patent is a set of exclusive rights granted by a national government to an inventor or their assignee for a limited period of time in exchange for the public disclosure of an invention (protecting against import, export, offer to sale, sale and use). ● Novelty ○ At least some aspects of the invention must be new ● Non-obviousness ○ The invention should not be obvious to a person skilled in the art ● Utility ○ The invention should have a credible utility Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia. Patexia.
  • 7. Claim, Description and Drawings Claims are the legal part of the patent and what can be asserted in the court. Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia. Patexia.
  • 8. What is Prior Art? Prior Art: All information that has been disclosed to the public in any form before a given date that might be relevant to the originality of an idea/patent. Examples: ● Patents (US and foreign) ● Patent applications ● Books and papers (conference proceedings and journals) ● Product, White papers, datasheets, product brochures, ... ● Web pages (with date information) ● Any clearly dated publicly available document Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 9. Types of Patent Search ● Patentability / Novelty ● Validity / invalidity ● Clearance / Freedom to operate / right-to-use ● Infringement / out-licensing ● In-licensing / Technology acquisition ● State-of-the-art ● Landscape Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 10. Search Strategy ● Phase 1 - Preparation ● Phase 2 - Search ● Phase 3 - Reporting Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 11. Phase 1 - Preparation Identify search Identify Search Familiarize terms Domains Problem / requirement Synonyms Patent / Non-patent Main concept (novelty) Classification Codes US / Foreign Auxiliary concepts Assignees Datasheet / product Function Inventors Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 12. Phase 2 - Search Search combine synonyms, codes, assignees, inventors, fwd/backward citations, boolean and proximity operators Refine find more Analyze synonyms, codes, Review, and narrow down compare with search search requests Patexia Web Series: Patent and Prior Art 101 (March 2013) Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia. www.patexia.com
  • 13. Phase 3 - Reporting Finalize Analysis Report Review references Summary Combine references Subject matter Claim analysis Reference discussion Claim chart (possibly) Search History Patexia Web Series: Patent and Prior Art 101 (March 2013) Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia. www.patexia.com
  • 14. Resources (1) 1. US Patent and Trademark Office (USPTO) (Free) (www.uspto.gov) 2. European Patent Office (EPO) (Free) (www.espacenet.com) 3. World Intellectual Property Organization (WIPO) (Free) (http://patentscope.wipo.int/search/en/search.jsf) 4. Google Patents (US and EU) (Free) (www.google.com/patents) 5. Google Scholar (IEEE, PubMed, ...) (Free) (scholar.google.com) 6. Free Patents Online (Free) (http://www.freepatentsonline.com/search.html) 7. General Searching Best Practices (http://www.intellogist.com/wiki/General_Searching_Best_Practices) Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 15. Resources (2) 8. Bio and Chem: ○ Elsevier Science Direct, ○ Lippincott Williams & Wilkins, ○ Springer Link, ○ Oxford University Press 9. CS and EE: ○ IEEEXplore, ○ Association for Computing Machinery (ACM), ○ Softbase, ○ Ei Compendex, ○ INSPEC, ○ National Technical Information Service (NTIS), ○ Japanese Science and Technology (JICST-EPlus), PASCAL 10. Thomson Innovation (Delphion) 11. Thomson Derwent World Patent Index (DWPI) 12. Patexia (US, and PubMed): text search and visualization (www.patexia.com/ip-research) Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.
  • 16. Questions or Suggestions QUESTIONS? Tweet: @patexia SUGGESTIONS? webinar@patexia.com Patexia Web Series: Patent and Prior Art 101 (March 2013) www.patexia.com Patexia.