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IEEE Vehicle Power and Propulsion Conference 
“Spreading E-Mobility Everywhere” 
October 27-30, 2014 — Coimbra, Portugal http://www.vppc2014.org 
Comparison of Bi-level Optimization Frameworks for Sizing and Control of a Hybrid Electric Vehicle 
Emilia Silvas, Erik Bergshoeff, Theo Hofman, Maarten Steinbuch Control Technology Group, Mechanical Engineering, Eindhoven University of Technology, The Netherlands
2 
IEEE-VPPC’14 
Motivation 
E. Silvas (e.silvas@tue.nl) 
Multi-level design for HEVs, 28 October 2014 
Hybrid propulsion challenges: 
 Which topology, size of components or control should be used? 
 Which optimization methods can achieve an optimum design? 
Drawbacks: 
High emissions (CO2, PM, NOx) 
Bad fuel efficiency
3 
IEEE-VPPC’14 
Motivation 
Multi-level design for HEVs, 28 October 2014 
Challenging multi-level optimization problem: 
Static sizing optimization 
Dynamic optimal control 
Design layers are coupled: nested optimization needed for optimal system level design. 
Ex: gear shift, power split 
Ex: min. CO2 
Ex: motor power, 
battery capacity 
Ex: costs 
E. Silvas (e.silvas@tue.nl)
4 
IEEE-VPPC’14 
Outline 
Powertrain modeling 
Performance models 
Cost models 
Optimization Problem 
Available Optimization Frameworks 
Results 
Hybridization and engine downsizing potential 
 Algorithms comparison 
Conclusions 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl)
5 
IEEE-VPPC’14 
Powertrain Modeling 
Multi-level design for HEVs, 28 October 2014 
Performance models 
Full loaded 40 ton parallel HEV, used in long haul applications. 
E. Silvas (e.silvas@tue.nl)
6 
IEEE-VPPC’14 
Powertrain Modeling 
Multi-level design for HEVs, 28 October 2014 
Cost models 
The proposed cost models, based on literature and current market trends, are: 
E. Silvas (e.silvas@tue.nl) 
Ψ푒 €=250+25∙푃푒[푘푊] 
Ψ푏 €=1000+250∙퐶[푘푊ℎ] 
Ψ푚 €=1000+20∙푃푚[푘푊] 
Ψ푖 €=500+10∙푃푚[푘푊]
7 
IEEE-VPPC’14 
Optimization Problem 
Multi-level design for HEVs, 28 October 2014 
Design of HEVs, for optimal sizing and control, is a constraint multi-objective (fuel, cost, performance..) optimization problem: 
typically 
Hybridization Costs 
The HEV control problem requires fixed sizing of components which makes this, inherently, a bi-level optimization problem: 
E. Silvas (e.silvas@tue.nl) 
min 풙 퐽풙=[퐽1풙,퐽2풙,..,퐽푘풙]푇 
푠.푡.푔푗풙≤0, ℎ푙풙=0 
퐽1풙= 푃푓(푖) 푡푓 푖=1 
퐽2풙= Ψ푚+Ψ푖+Ψ푏+Ψ푒
8 
IEEE-VPPC’14 
Optimization Problem 
Multi-level design for HEVs, 28 October 2014 
Design of HEVs, for optimal sizing and control, is a constraint multi-objective (fuel, cost, performance..) optimization problem: 
typically 
Hybridization Costs 
The HEV control problem requires fixed sizing of components which makes this, inherently, a bi-level optimization problem: 
Sizing Optimization 
Optimal Control 
E. Silvas (e.silvas@tue.nl) 
min 풙 퐽풙=[퐽1풙,퐽2풙,..,퐽푘풙]푇 
푠.푡.푔푗풙≤0, ℎ푙풙=0 
퐽1풙= 푃푓(푖) 푡푓 푖=1 
퐽2풙= Ψ푚+Ψ푖+Ψ푏+Ψ푒 
min 푃푒,푃푚,퐶∈픇 푱푝(푃푒,푃푚,퐶) 
min 푢푝푠푡,훾푡∈픘 푱푐(휉푡,푢푝푠푡,훾(푡)|풘) 
푠.푡.푔푗푃푒,푃푚,퐶≤0, 
ℎ푙푃푒,푃푚,퐶=0 
푠.푡.푔푗휉푡,푢푝푠푡,훾(푡)≤0, 
ℎ푙휉푡,푢푝푠푡,훾(푡)=0 휉 푡=푓(휉푡,푢푝푠푡,훾(푡)|풘)
9 
IEEE-VPPC’14 
Optimization Problem 
Multi-level design for HEVs, 28 October 2014 
Design of HEVs, for optimal sizing and control, is a constraint multi-objective (fuel, cost, performance..) optimization problem: 
typically 
Hybridization Costs 
The HEV control problem requires fixed sizing of components which makes this, inherently, a bi-level optimization problem: 
Sizing Optimization 
Optimal Control 
E. Silvas (e.silvas@tue.nl) 
min 풙 퐽풙=[퐽1풙,퐽2풙,..,퐽푘풙]푇 
푠.푡.푔푗풙≤0, ℎ푙풙=0 
퐽1풙= 푃푓(푖) 푡푓 푖=1 
퐽2풙= Ψ푚+Ψ푖+Ψ푏+Ψ푒 
min 푃푒,푃푚,퐶∈픇 푱푝(푃푒,푃푚,퐶) 
min 푢푝푠푡,훾푡∈픘 푱푐(휉푡,푢푝푠푡,훾(푡)|풘) 
푠.푡.푔푗푃푒,푃푚,퐶≤0, 
ℎ푙푃푒,푃푚,퐶=0 
푠.푡.푔푗휉푡,푢푝푠푡,훾(푡)≤0, ℎ푙휉푡,푢푝푠푡,훾(푡)=0 휉 푡=푓(휉푡,푢푝푠푡,훾(푡)|풘) 
푱푝= (푤1퐽1+푤2퐽2) 
푱푐=퐽1
10 
IEEE-VPPC’14 
Available Optimization Frameworks 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl) 
Problem key characteristics: 
Large design space 
Non-convex cost function and models 
Mix-integer manner 
A wide variety of derivative free algorithms were used for the outer loop, combined, typically with Dynamic Programming in the inner loop. 
More widely used strategies: 
Dynamic Programming 
Sequential Quadratic Programing (SQP) 
Dividing Rectangles (DIRECT) 
Particle Swarm Optimization (PSO) 
Genetic Algorithms (GA) 
Exhaustive search/Brute force
11 
IEEE-VPPC’14 
Results 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl) 
Design Variable 
풙표 
풙푚푖푛 
풙푚푎푥 
풙p 
Max. motor Power, 푃푚 [푘푊] 
65 
10 
120 
Battery capacity, 퐶 [푘푊ℎ] 
6.5 
1 
12 
풙푐 
Normalized power-split signal, 푢푝푠 [−] 
n/a 
−1 
1 
Gear number, γ [−] 
n/a 
1 
12 
Initial design variable and boundary constraints 
Hybridization and downsizing potential
12 
IEEE-VPPC’14 
Results 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl) 
Hybridization and downsizing potential 
Design Variable 
풙표 
풙푚푖푛 
풙푚푎푥 
풙p 
Max. motor Power, 푃푚 [푘푊] 
65 
10 
120 
Battery capacity, 퐶 [푘푊ℎ] 
6.5 
1 
12 
풙푐 
Normalized power-split signal, 푢푝푠 [−] 
n/a 
−1 
1 
Gear number, γ [−] 
n/a 
1 
12 
Initial design variable and boundary constraints 
 Frameworks comparison 
More insights (convergence, computation time..) are given in the paper…
13 
IEEE-VPPC’14 
Results 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl) 
Design Variable 
풙표 
풙푚푖푛 
풙푚푎푥 
풙p 
Max. motor power, 푃푚 [푘푊] 
65 
10 
120 
Battery capacity, 퐶 [푘푊ℎ] 
6.5 
1 
12 
Max. engine power, 푃푒 [푘푊] 
n/a 
250 
350 
풙푐 
Normalized power-split signal, 푢푝푠 [−] 
n/a 
−1 
1 
Gear number, γ [−] 
n/a 
1 
12 
Initial design variable and boundary constraints 
Hybridization and downsizing potential 
 Frameworks comparison
14 
IEEE-VPPC’14 
Results 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl) 
Design Variable 
풙표 
풙푚푖푛 
풙푚푎푥 
풙p 
Max. motor power, 푃푚 [푘푊] 
65 
10 
120 
Battery capacity, 퐶 [푘푊ℎ] 
6.5 
1 
12 
Max. engine power, 푃푒 [푘푊] 
n/a 
250 
350 
풙푐 
Normalized power-split signal, 푢푝푠 [−] 
n/a 
−1 
1 
Gear number, γ [−] 
n/a 
1 
12 
Initial design variable and boundary constraints 
Hybridization and downsizing potential 
 Frameworks comparison
15 
IEEE-VPPC’14 
Conclusions 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl) 
Hybridization and engine downsizing prove potential of HEVs over conventional vehicles. 
Nested optimization frameworks enable fast simulation, with better design space exploration and close-to-gobal optimality solutions. 
Besides fuel consumption, hybridization costs are crucial for determining future HEVs. 
Address this design problem with more variables (gearbox sizing) and for more topologies. 
Analyze design’s sensitivity to more driving cycles and/or usage conditions. 
Future work
16 
IEEE-VPPC’14 
Thank you! Questions? 
Multi-level design for HEVs, 28 October 2014 
E. Silvas (e.silvas@tue.nl)

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VPPC 2014, Comparison of Bi-level Optimization Frameworks for Sizing and Control of a Hybrid Electric Vehicle

  • 1. IEEE Vehicle Power and Propulsion Conference “Spreading E-Mobility Everywhere” October 27-30, 2014 — Coimbra, Portugal http://www.vppc2014.org Comparison of Bi-level Optimization Frameworks for Sizing and Control of a Hybrid Electric Vehicle Emilia Silvas, Erik Bergshoeff, Theo Hofman, Maarten Steinbuch Control Technology Group, Mechanical Engineering, Eindhoven University of Technology, The Netherlands
  • 2. 2 IEEE-VPPC’14 Motivation E. Silvas (e.silvas@tue.nl) Multi-level design for HEVs, 28 October 2014 Hybrid propulsion challenges:  Which topology, size of components or control should be used?  Which optimization methods can achieve an optimum design? Drawbacks: High emissions (CO2, PM, NOx) Bad fuel efficiency
  • 3. 3 IEEE-VPPC’14 Motivation Multi-level design for HEVs, 28 October 2014 Challenging multi-level optimization problem: Static sizing optimization Dynamic optimal control Design layers are coupled: nested optimization needed for optimal system level design. Ex: gear shift, power split Ex: min. CO2 Ex: motor power, battery capacity Ex: costs E. Silvas (e.silvas@tue.nl)
  • 4. 4 IEEE-VPPC’14 Outline Powertrain modeling Performance models Cost models Optimization Problem Available Optimization Frameworks Results Hybridization and engine downsizing potential  Algorithms comparison Conclusions Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl)
  • 5. 5 IEEE-VPPC’14 Powertrain Modeling Multi-level design for HEVs, 28 October 2014 Performance models Full loaded 40 ton parallel HEV, used in long haul applications. E. Silvas (e.silvas@tue.nl)
  • 6. 6 IEEE-VPPC’14 Powertrain Modeling Multi-level design for HEVs, 28 October 2014 Cost models The proposed cost models, based on literature and current market trends, are: E. Silvas (e.silvas@tue.nl) Ψ푒 €=250+25∙푃푒[푘푊] Ψ푏 €=1000+250∙퐶[푘푊ℎ] Ψ푚 €=1000+20∙푃푚[푘푊] Ψ푖 €=500+10∙푃푚[푘푊]
  • 7. 7 IEEE-VPPC’14 Optimization Problem Multi-level design for HEVs, 28 October 2014 Design of HEVs, for optimal sizing and control, is a constraint multi-objective (fuel, cost, performance..) optimization problem: typically Hybridization Costs The HEV control problem requires fixed sizing of components which makes this, inherently, a bi-level optimization problem: E. Silvas (e.silvas@tue.nl) min 풙 퐽풙=[퐽1풙,퐽2풙,..,퐽푘풙]푇 푠.푡.푔푗풙≤0, ℎ푙풙=0 퐽1풙= 푃푓(푖) 푡푓 푖=1 퐽2풙= Ψ푚+Ψ푖+Ψ푏+Ψ푒
  • 8. 8 IEEE-VPPC’14 Optimization Problem Multi-level design for HEVs, 28 October 2014 Design of HEVs, for optimal sizing and control, is a constraint multi-objective (fuel, cost, performance..) optimization problem: typically Hybridization Costs The HEV control problem requires fixed sizing of components which makes this, inherently, a bi-level optimization problem: Sizing Optimization Optimal Control E. Silvas (e.silvas@tue.nl) min 풙 퐽풙=[퐽1풙,퐽2풙,..,퐽푘풙]푇 푠.푡.푔푗풙≤0, ℎ푙풙=0 퐽1풙= 푃푓(푖) 푡푓 푖=1 퐽2풙= Ψ푚+Ψ푖+Ψ푏+Ψ푒 min 푃푒,푃푚,퐶∈픇 푱푝(푃푒,푃푚,퐶) min 푢푝푠푡,훾푡∈픘 푱푐(휉푡,푢푝푠푡,훾(푡)|풘) 푠.푡.푔푗푃푒,푃푚,퐶≤0, ℎ푙푃푒,푃푚,퐶=0 푠.푡.푔푗휉푡,푢푝푠푡,훾(푡)≤0, ℎ푙휉푡,푢푝푠푡,훾(푡)=0 휉 푡=푓(휉푡,푢푝푠푡,훾(푡)|풘)
  • 9. 9 IEEE-VPPC’14 Optimization Problem Multi-level design for HEVs, 28 October 2014 Design of HEVs, for optimal sizing and control, is a constraint multi-objective (fuel, cost, performance..) optimization problem: typically Hybridization Costs The HEV control problem requires fixed sizing of components which makes this, inherently, a bi-level optimization problem: Sizing Optimization Optimal Control E. Silvas (e.silvas@tue.nl) min 풙 퐽풙=[퐽1풙,퐽2풙,..,퐽푘풙]푇 푠.푡.푔푗풙≤0, ℎ푙풙=0 퐽1풙= 푃푓(푖) 푡푓 푖=1 퐽2풙= Ψ푚+Ψ푖+Ψ푏+Ψ푒 min 푃푒,푃푚,퐶∈픇 푱푝(푃푒,푃푚,퐶) min 푢푝푠푡,훾푡∈픘 푱푐(휉푡,푢푝푠푡,훾(푡)|풘) 푠.푡.푔푗푃푒,푃푚,퐶≤0, ℎ푙푃푒,푃푚,퐶=0 푠.푡.푔푗휉푡,푢푝푠푡,훾(푡)≤0, ℎ푙휉푡,푢푝푠푡,훾(푡)=0 휉 푡=푓(휉푡,푢푝푠푡,훾(푡)|풘) 푱푝= (푤1퐽1+푤2퐽2) 푱푐=퐽1
  • 10. 10 IEEE-VPPC’14 Available Optimization Frameworks Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl) Problem key characteristics: Large design space Non-convex cost function and models Mix-integer manner A wide variety of derivative free algorithms were used for the outer loop, combined, typically with Dynamic Programming in the inner loop. More widely used strategies: Dynamic Programming Sequential Quadratic Programing (SQP) Dividing Rectangles (DIRECT) Particle Swarm Optimization (PSO) Genetic Algorithms (GA) Exhaustive search/Brute force
  • 11. 11 IEEE-VPPC’14 Results Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl) Design Variable 풙표 풙푚푖푛 풙푚푎푥 풙p Max. motor Power, 푃푚 [푘푊] 65 10 120 Battery capacity, 퐶 [푘푊ℎ] 6.5 1 12 풙푐 Normalized power-split signal, 푢푝푠 [−] n/a −1 1 Gear number, γ [−] n/a 1 12 Initial design variable and boundary constraints Hybridization and downsizing potential
  • 12. 12 IEEE-VPPC’14 Results Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl) Hybridization and downsizing potential Design Variable 풙표 풙푚푖푛 풙푚푎푥 풙p Max. motor Power, 푃푚 [푘푊] 65 10 120 Battery capacity, 퐶 [푘푊ℎ] 6.5 1 12 풙푐 Normalized power-split signal, 푢푝푠 [−] n/a −1 1 Gear number, γ [−] n/a 1 12 Initial design variable and boundary constraints  Frameworks comparison More insights (convergence, computation time..) are given in the paper…
  • 13. 13 IEEE-VPPC’14 Results Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl) Design Variable 풙표 풙푚푖푛 풙푚푎푥 풙p Max. motor power, 푃푚 [푘푊] 65 10 120 Battery capacity, 퐶 [푘푊ℎ] 6.5 1 12 Max. engine power, 푃푒 [푘푊] n/a 250 350 풙푐 Normalized power-split signal, 푢푝푠 [−] n/a −1 1 Gear number, γ [−] n/a 1 12 Initial design variable and boundary constraints Hybridization and downsizing potential  Frameworks comparison
  • 14. 14 IEEE-VPPC’14 Results Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl) Design Variable 풙표 풙푚푖푛 풙푚푎푥 풙p Max. motor power, 푃푚 [푘푊] 65 10 120 Battery capacity, 퐶 [푘푊ℎ] 6.5 1 12 Max. engine power, 푃푒 [푘푊] n/a 250 350 풙푐 Normalized power-split signal, 푢푝푠 [−] n/a −1 1 Gear number, γ [−] n/a 1 12 Initial design variable and boundary constraints Hybridization and downsizing potential  Frameworks comparison
  • 15. 15 IEEE-VPPC’14 Conclusions Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl) Hybridization and engine downsizing prove potential of HEVs over conventional vehicles. Nested optimization frameworks enable fast simulation, with better design space exploration and close-to-gobal optimality solutions. Besides fuel consumption, hybridization costs are crucial for determining future HEVs. Address this design problem with more variables (gearbox sizing) and for more topologies. Analyze design’s sensitivity to more driving cycles and/or usage conditions. Future work
  • 16. 16 IEEE-VPPC’14 Thank you! Questions? Multi-level design for HEVs, 28 October 2014 E. Silvas (e.silvas@tue.nl)