Grace Financial Group LLC
- 1. Grace Financial Group LLC Fully Disclosed Introducing Broker to Goldman Sachs Execution & Clearing, LPPrime Broker SolutionsClick anywhere to advanceMember: NFA, Finra, SIPC, PCX, BATS
- 2. Member: Finra, SIPC, NFA, PCX, BATSContentsClick anywhere to advanceGlobal Direct Market AccessReportingServicesAbout UsDisclosures
- 3. Member: Finra, SIPC, NFA, PCX, BATSGlobal Direct Market AccessOn One Platform, Electronically Trade:US EquitiesUS Equity and Index OptionsGlobal Futures and E-minisSingle Stock FuturesOptions on FuturesMajor Western European EquitiesJapan, Australia, HK, Singapore EquitiesJohannesburg EquitiesCanadian EquitiesSpot and Forward Currency
- 4. Member: Finra, SIPC, NFA, PCX, BATSGlobal Direct Market AccessOn The Same Platform:Access Pipeline & Canadian Crossing NetworkBasket Trade Domestic and Foreign EquitiesIntegration With Easy To Borrow ListInterface with Stock Loan DeskMultiple Routing DestinationsComplex Option Order EntryFIX and API ConnectivityAccess Hidden LiquidityBasket Trade FuturesSuite of AlgorithmsSpread Trading
- 5. Member: Finra, SIPC, NFA, PCX, BATSReporting – Books & RecordsView Monthly Brokerage Statements OnlineForeign / Domestic and FuturesMonthly Statements Mailed From GSEC, LP.Interested Third Parties Can Receive Their Own CopyView Historical Raw Data OnlineOnline Web Based System Consolidates All ProductsReach Back in Time Up To Eighteen MonthsFilter By Desired Search CriteriaView-Only Access Available for Your Accountant or Other Interested Third PartiesExport to Excel or AcrobatRisk Reports Available
- 6. Member: Finra, SIPC, NFA, PCX, BATSReporting – Portfolio LevelFIXQ Reporting Package Provided by Grace and Licensed from Portfolio ShopFIXQ Can Interface with Multiple Prime BrokersUses Straight Through Processing Flexible Portfolio MappingOffers Twenty GAAP and AIMR Compliant ReportsOn DemandDaily Emails AvailableSamples Click Here
- 7. Member: Finra, SIPC, NFA, PCX, BATSAbout GracePrime Broker to New and Established Hedge Funds Minimum Requirement to Execute Away $1mynTrading Desk Over 75 Years Combined ExperienceOperations Over 45 Years Combined ExperienceCater to RIAsAgency Only; 3 Agency DesksFounded in December 2000Over 135 Primed Hedge Fund ClientsFully Disclosed Introducing Broker to Goldman Sachs Execution & Clearing, LP
- 8. Member: Finra, SIPC, NFA, PCX, BATSServicesStock Loan for Foreign and DomesticAccommodation of IRA InvestorsAccess to Grace’s Network of Lawyers, Accountants, and Administrators*Introduction** to Third Party Marketers and Other Possible Sources*Grace may have mutual referral relationships with these providers**Grace does not engage in private placements. Introductions are literally introductions and it is up to the fund manager to do the rest.
- 9. Member: Finra, SIPC, NFA, PCX, BATSServicesSub Accounts AvailableParent with Multiple Children - One Monthly StatementMultiple Parent - Separate Monthly StatementsMargin and Risk Calculated at Customer Level (Aggregated) Portfolio Margining Available – Ask for DetailsCorporate Action Notification on US DomesticsCustody and Clearing for Select Fixed Income Products and Mutual Funds
- 10. Member: Finra, SIPC, NFA, PCX, BATSDisclosuresNEITHER GSEC, L.P. NOR ITS AGENTS OR REPRESENTATIVES MAKE ANY REPRESENTATIONS AS TO THE ACCURACY, COMPLETENESS OR CORRECTNESS, TIMELINESS OR USEFULNESS OF ANY INFORMATION CONTAINED HEREIN. ALL INFORMATION CONTAINED HEREIN IS PROVIDED "AS IS" AND GSEC, L.P. EXPRESSLY DISCLAIMS MAKING ANY EXPRESS OR IMPLIED WARRANTIES WITH RESPECT TO THE FITNESS OF THE INFORMATION CONTAINED HEREIN FOR ANY PARTICULAR USAGE, ITS MERCHANTABILITY, ITS APPLICATION OR PURPOSE OR ITS NON-INFRINGEMENT. IF ANY PROVISION IN THIS DISCLAIMER AGREEMENT IS HELD TO BE INVALID OR UNENFORCEABLE, THEN THE REMAINING PROVISIONS SHALL CONTINUE IN FULL FORCE AND EFFECT TO THE FULLEST EXTENT POSSIBLE. All material contained in this presentation is for general information and educational purposes only, and should not be relied upon for any specific purpose. Nothing in this presentation may be considered as an offer or solicitation to purchase or sell securities or services. Information upon which this material is based was obtained from sources deemed reliable but have not been verified. GSEC, L.P. & Grace Financial are registered broker-dealers and members of the National Association of Securities Dealers, Inc. Coming Soon - Direct Market Access to Brazil, Greece, and Russia and South Korea… www.finra.orgwww.sipc.org
- 11. Member: Finra, SIPC, NFA, PCX, BATSDisclosuresElectronic access may not be available in all futures & options markets. Futures and options trading is risky and is not suitable for everyone. Losses can be substantial and greater than the amounts initially invested. These are not all the risks associated with option and futures trading. Before trading options all customers must receive Characteristics and Risks of Standardized Options. Copies of this document are available from your broker or the Chicago Board Options Exchange. This presentation is solely intended for hedge funds as a “laundry list” of services and is not for public consumption nor for retail individuals. Do not distribute in part or in whole.Grace Financial Group LLC does not engage in private placements. All introductions to possible sources of capital are literally introductions. It is up to the hedge fund manager to do the rest. Outsourced service providers alluded to in this presentation may have a mutual referral relationship with Grace. Not all mutual fund families are available. Grace Financial Group LLC’s designated NASD Compliance Official 516-280-5770Grace Financial Group LLC Disclosures from website (click here).