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Project design and management
contributions to improve IITA’s
Research for Development program

Braima James
Candidate
Deputy Director
Project development and management
IITA




                International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Outline
  The job

  R4D environment

  Project planning
    - Overview
    - Specify problem                           Planning aims to coordinate decisions
    - Agreeing objectives                       in an attempt to influence, direct and
    - Analyze options                           control the future in order to achieve
    - Plan of operations                           certain predetermined objectives

  If IITA were a donor…
     - Bank of CNs
     - Control management
     - MIS

  Conclusions
                     International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
1. The job
        7 key responsibility areas                                      26yrs post-PhD experience
Lead responses to funding opportunities                   Managed 10 projects of US9m, 38% of which
                                                          I led in proposal development
Facilitate project proposals development                  25 projects: 11 successful, 9 pending, 6
                                                          unfunded or refused
Strengthen use of appropriate design for                  UNDP-ESCaPP; IFAD/CGM; CG-NGOIPM; SDC
proposal development                                      cowpea & vegs; FAO cassava & Striga; ADA
                                                          vegs; NRC vegs; BI-WAFRINET; SPIPM
Develop/conduct training programs to                      Project planning/management, UK; IPM tools,
strengthen project management at IITA                     Australia; Corporate governance, FARA
Facilitate development of strategic                       IITA-Benin; HVP; PRSP-SL; initiatives with
initiatives/internal proposals                            CFC, UEMOA, UNIDO;3 partnership wshps pa;
Facilitate partnerships for smooth                        Inclusive partnerships through projects
implementation of projects                                development and coordination
Collaborate with CGO & DDG-RS: recruit                    MoU with host-countries, CIRAD, NRC-Norway
staff; establish sites; monitor progress
                              International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
2. R4D environment: MTP projects
MTP legacies on SC priorities                 CLS          HVP            AH           RTS          BPS           AB          OT

Gene conservation & use                                                                                            

Increased knowledge/tech                                                                                                  

Improved/stabilized profitability                                                                   

High food & nutritional quality                                                                     

Efficient labour-use                                                       

Self reliant NARS/capacity dev                  

Markets/informed enterprises                                                            

Policy advice/ext environment                                 

Suggestion
- Consider placing some the 3 thematic projects within commodity MTP projects
                          International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
R4D environment: many special projects, one mission




Suggestions
- Coordinate results generation into common impact to achieve IITA mission




                        International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
3. Project planning: Overview

                                                 SPECIFY
   Formulate strategy                            PROBLEM                                       Implement strategy
  - Leadership                                                                                                 - Long-term
  - Decision-making                                                                              - Anticipate changes
  - Communications                                                                         - Proactive/ideas/vision
               MONITOR                                                                    ANALYSE
              PROGRESS                  PLANNING CYCLE
                                                                                          OPTIONS
  - Work culture                                                                                                 Short-term
  - Resources                                                                                        - Reactive/tactical
  - Authority levels                                                                                    - Reverse losses
                                              CONTROL
           Strategy:                         STANDARDS                                         Implementation:
    Establish key targets in                                                          Forecast & correct changes
        social, political,                                                            in target environment and
    technology & economic                                                              justify ones position and
     environment & show                                                                 proposals to deliver the
      means to fulfil them                                                                  desired change
                           International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Specify problem/a good problem statement
 Situation
- What situation needs change?                                                           Allocate $ to BC or
                                                                                    experiential learning or both?
- Who/what/region is affected?
- Magnitude of the problem?
 Causes (not symptoms)
- Why does problem exists?
- Single or multiple causes?                        Functional                  Leaf loss in S. macrocarpon:
                                                    group                      Mite population density per leaf
- Are causes interdependent?
                                                                                  On-station                      On-farm
 Consequences
                                                                                    8.6       5.5            159.8           52.9
- Population size affected?                               Pest mite
                                                          Predators                8.3        1.5                1.6        0.6
- Political, cultural, economic?

Suggestions
- Intensive problem analyses is pivotal to resource mobilization/allocation
- Learn PSW tools: Surveys; historical profiles; consultations, pinboarding
                           International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Agreeing objectives/the desired future
  SMART Objectives
 - State what will/should happen                                    DD-Projects: Authority environment

 - Specify project expectations
 - Clarify how to influence future                                                   Negotiated

  Agree, not set, objectives
 - More motivated implementers
                                                                  Existing
 - Maximise chances of achievement
 - Inputs of diverse expertise
 - Realistic plans/complement capacity                                                       Imposed
 - Confident decision-making: managers

 Suggestions
 - Invest in professionally facilitated project planning workshops
 - Greater involvement of potential partners in a timely manner
                          International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Agreeing objectives: MTP project strategy




    Diverse expertise: IITA, AVRDC, ARC, ICIPE, NARS Benin, Ghana, Nigeria, Togo

Suggestion
-   Harmonize strategic planning approaches across MTP projects
-   Specify research/thrusts (= central pillars/strategic objectives. HVP now has 4
    research thrusts: a) Productivity growth; b) Market efficiency & enterprise; c)
    Nutritional quality & product diversity; d) Policies & institutional arrangements
-   Position component projects within strategic objectives per MTP projects
                             International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Agreeing objectives: Template to position projects
                                                                   Equivalent objectives to propose
Hierarchy of          Description
                                                            Strategic plan                          Component projects
expectations
Goal           - Greater why                                      Mission                         Problem statement in
               - Summarise rationale                                                               executive summary
Purpose        - Change/impact needed               Vision/research thrusts                      Basis of goal statement
               - Motivation for outputs
Output         - Specific deliverables               Strategic objective/RT                            Basis of purpose
               - ToR for projects
Activities     - How/action                                 Responses/RT                               Basis of outputs

Output         - What? Qty/quality                                   N/A                                Output targets
target         - Location, time
Activities     - How/action                                          N/A                          Activities & resources

Suggestions
- Hands on training/common understanding of hierarchy of objectives
- Incorporate AU projected 6% annual productivity gain into planning process

                              International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Analyse options: Feasibility of tasks
 Decision Tree Analysis
- Conceptual map of potential decisions/outcomes on activities to produce OTs

                    Start task: step 1              Step 1 succeeds                    Step 2 succeeds                       Continue


                                                                    Step 1 fails                  Step 2 fails

   1
       = Decide
      = Continue or exit/hand over
       = Abandon task




Suggestions
- Test consequences of tasks prior to implementation
- Review/merge or develop alternative tasks based on possible consequences
- Visualize contingences, exit/handover of tasks (link to stakeholder analysis)

                                      International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Analyse options: Relative feasibility of output targets
                                Force Field Analysis, e.g. IITA biopesticides
10
                                                 Learning
      Specificity                Durability

                       Demand                                                                        Average
 5                                                               Production

                                                                                    Expertise
                                                                                                                      +ve forces
 0
                                                                                                                       -ve forces
                                                       Application

-5

                                                                                                             Average
           2nd/other                  Toxicology
-10          pests         Markets                                     Registration      Recruitment



Suggestions
- Assess/compare practicality of solutions (fertilisers, GMOs, biopesticides etc)
- Identify clear action points/inventory driving & restraining factors on OTs
- Minimize risks, amend/improve chances of success
                                         International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Analyse options: Skills profiling

 Confident HR decision making
- Identify skills required to deliver OT
- Analyse internal skills/within the group
- Negotiate synergies/linkages & cross functions
- Inventory of external skills
- Identify potential consultancy areas

Suggestions
- Stakeholder analysis helps place objectives within IITA control
- MTP projects may require pillar champions/coordinators

                     International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Plan of operations/writing
By this stage information is available to prepare a winning project proposal
- A strategy framework approved by RDC
- CNs approved by RDC to operationize the strategy
- Proposal writing includes PoP to indicate time, staff & $ resource allocation


Output 1: Collective action on MTP projects documented and lessons shared
Output target   Activity                                   2007 timeframe                         Performance            Responsible            $
                                                                                                    indicator
                                              J   F   M   A   M   J   J   A    S   O   N    D

MTP action       Identify & prioritize                                                             RDC report            DD-R &               000
initiatives     emerging new themes                                                               on decisions          Coordinator
published on
web              Organize internal                                                                 M&E/CCER              DDG-R &              000
                review                                                                            report                Coordinator

                 Facilitate strategic                                                              MTP strategy          Consultant &         000
                planning workshop                                                                 document              DD-R, DD-Proj
                 Recruit project                                                                   Strategy              DDG-R, CGO,          000
                leadership                                                                        operational           HR
                 Convene symposium.                                                                15 papers             DD-R;                000
                                                                                                                        Coordinator


                                         International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
4. If IITA were a donor: Bank of CNs

            By end year 1                                                              Benefits

 Problem specification                                  Coalition of interests in CNs

- Criteria to prioritize problem areas                  - Transparent decision making on CNs

- Justify technical, social, economic &                 - Ensure objectives are under IITA
environmental viability of CNs                          control


 Which projects?                                        Advocacy on donor policies

- SWOT CNs for robustness                               - Proactive donor intelligence

- Intranet-publicize database of CNs                    - Info support for investment

- Specify CNs which IITA would invest                   - Timely response to funding calls
in if it were a donor agency
                                                        - Basis of R4D $ mobilization/allocation


                           International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Control management: a control system

 A good plan is achieved only if it is subjected to good system of control




- Output targets = control standards

- Monitor progress towards standards

- Compare results with standards

- Adjust objectives/flexibility




Suggestions
- Agree financial resource management tools with CGO, CFO and DD-R

                            International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Design a management information systems

  Category       Type of info required                  Source of the info                              Use of the info

Deliverables   - What has been done?                 - Activity records                       - Plan future/year’s work
               - Not done but planned?               - Supervision reports                    - Identify successes
               - Problems encountered?               - Periodic reports                       - Identify strengths
               - How problems solved?                - Staff reviews                          - Identify weaknesses
               - Change in ext situation?            - Clients                                - Plan to overcome them
               - How staff work as team?             - Surveys                                - Review and evaluation

Suggestions
- Agree on categories of info and other MIS elements
- Agree on type of MIS required: formal, informal, extensive or limited
- Keep MIS simple, efficient and useful (advisory; not a spy in the cab!)
- Train/supervise project team in use of MIS


                             International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
5. Conclusion: I am suitable
 IITA research results are the only tools we have to impact on national
(e.g., PRSP), regional (e.g. with SROs) and continental (e.g. CAADP)
agricultural development plans

 I have summarized project planning & management tools & processes as
I know and apply in my work, and suggest each of us IRS learns such tools
for planning to improve effectiveness and usefulness of our research results

 I have also suggested action areas to guide R4D decisions on projects &
increase IRS understanding & collective ownership of those decisions

 I have drawn on 26yrs post-PhD experiences in education, partnership
building, project development, implementation/management & informal
discussions with colleagues to arrive at the summary I have provided

 I believe I have clearly demonstrated that I am suitable for the
advertised position of DD-Project planning and management at IITA

                         International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
Thank you



 I look forward to
 working with you,
 various authority
 levels, SROs/NARS so
 that together we help
 improve IITA’s R4D
 impact in the fight
 against declining
 livelihoods in SSA



                   International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org

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Chapter four Project-Preparation material

Project design and management contributions to improve IITA’s Research for Development program

  • 1. Project design and management contributions to improve IITA’s Research for Development program Braima James Candidate Deputy Director Project development and management IITA International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 2. Outline  The job  R4D environment  Project planning - Overview - Specify problem Planning aims to coordinate decisions - Agreeing objectives in an attempt to influence, direct and - Analyze options control the future in order to achieve - Plan of operations certain predetermined objectives  If IITA were a donor… - Bank of CNs - Control management - MIS  Conclusions International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 3. 1. The job 7 key responsibility areas 26yrs post-PhD experience Lead responses to funding opportunities Managed 10 projects of US9m, 38% of which I led in proposal development Facilitate project proposals development 25 projects: 11 successful, 9 pending, 6 unfunded or refused Strengthen use of appropriate design for UNDP-ESCaPP; IFAD/CGM; CG-NGOIPM; SDC proposal development cowpea & vegs; FAO cassava & Striga; ADA vegs; NRC vegs; BI-WAFRINET; SPIPM Develop/conduct training programs to Project planning/management, UK; IPM tools, strengthen project management at IITA Australia; Corporate governance, FARA Facilitate development of strategic IITA-Benin; HVP; PRSP-SL; initiatives with initiatives/internal proposals CFC, UEMOA, UNIDO;3 partnership wshps pa; Facilitate partnerships for smooth Inclusive partnerships through projects implementation of projects development and coordination Collaborate with CGO & DDG-RS: recruit MoU with host-countries, CIRAD, NRC-Norway staff; establish sites; monitor progress International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 4. 2. R4D environment: MTP projects MTP legacies on SC priorities CLS HVP AH RTS BPS AB OT Gene conservation & use  Increased knowledge/tech       Improved/stabilized profitability     High food & nutritional quality     Efficient labour-use   Self reliant NARS/capacity dev  Markets/informed enterprises   Policy advice/ext environment  Suggestion - Consider placing some the 3 thematic projects within commodity MTP projects International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 5. R4D environment: many special projects, one mission Suggestions - Coordinate results generation into common impact to achieve IITA mission International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 6. 3. Project planning: Overview SPECIFY Formulate strategy PROBLEM Implement strategy - Leadership - Long-term - Decision-making - Anticipate changes - Communications - Proactive/ideas/vision MONITOR ANALYSE PROGRESS PLANNING CYCLE OPTIONS - Work culture Short-term - Resources - Reactive/tactical - Authority levels - Reverse losses CONTROL Strategy: STANDARDS Implementation: Establish key targets in Forecast & correct changes social, political, in target environment and technology & economic justify ones position and environment & show proposals to deliver the means to fulfil them desired change International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 7. Specify problem/a good problem statement  Situation - What situation needs change? Allocate $ to BC or experiential learning or both? - Who/what/region is affected? - Magnitude of the problem?  Causes (not symptoms) - Why does problem exists? - Single or multiple causes? Functional Leaf loss in S. macrocarpon: group Mite population density per leaf - Are causes interdependent? On-station On-farm  Consequences 8.6 5.5 159.8 52.9 - Population size affected? Pest mite Predators 8.3 1.5 1.6 0.6 - Political, cultural, economic? Suggestions - Intensive problem analyses is pivotal to resource mobilization/allocation - Learn PSW tools: Surveys; historical profiles; consultations, pinboarding International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 8. Agreeing objectives/the desired future  SMART Objectives - State what will/should happen DD-Projects: Authority environment - Specify project expectations - Clarify how to influence future Negotiated  Agree, not set, objectives - More motivated implementers Existing - Maximise chances of achievement - Inputs of diverse expertise - Realistic plans/complement capacity Imposed - Confident decision-making: managers Suggestions - Invest in professionally facilitated project planning workshops - Greater involvement of potential partners in a timely manner International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 9. Agreeing objectives: MTP project strategy Diverse expertise: IITA, AVRDC, ARC, ICIPE, NARS Benin, Ghana, Nigeria, Togo Suggestion - Harmonize strategic planning approaches across MTP projects - Specify research/thrusts (= central pillars/strategic objectives. HVP now has 4 research thrusts: a) Productivity growth; b) Market efficiency & enterprise; c) Nutritional quality & product diversity; d) Policies & institutional arrangements - Position component projects within strategic objectives per MTP projects International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 10. Agreeing objectives: Template to position projects Equivalent objectives to propose Hierarchy of Description Strategic plan Component projects expectations Goal - Greater why Mission Problem statement in - Summarise rationale executive summary Purpose - Change/impact needed Vision/research thrusts Basis of goal statement - Motivation for outputs Output - Specific deliverables Strategic objective/RT Basis of purpose - ToR for projects Activities - How/action Responses/RT Basis of outputs Output - What? Qty/quality N/A Output targets target - Location, time Activities - How/action N/A Activities & resources Suggestions - Hands on training/common understanding of hierarchy of objectives - Incorporate AU projected 6% annual productivity gain into planning process International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 11. Analyse options: Feasibility of tasks  Decision Tree Analysis - Conceptual map of potential decisions/outcomes on activities to produce OTs Start task: step 1 Step 1 succeeds Step 2 succeeds Continue Step 1 fails Step 2 fails 1 = Decide  = Continue or exit/hand over = Abandon task Suggestions - Test consequences of tasks prior to implementation - Review/merge or develop alternative tasks based on possible consequences - Visualize contingences, exit/handover of tasks (link to stakeholder analysis) International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 12. Analyse options: Relative feasibility of output targets Force Field Analysis, e.g. IITA biopesticides 10 Learning Specificity Durability Demand Average 5 Production Expertise +ve forces 0 -ve forces Application -5 Average 2nd/other Toxicology -10 pests Markets Registration Recruitment Suggestions - Assess/compare practicality of solutions (fertilisers, GMOs, biopesticides etc) - Identify clear action points/inventory driving & restraining factors on OTs - Minimize risks, amend/improve chances of success International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 13. Analyse options: Skills profiling  Confident HR decision making - Identify skills required to deliver OT - Analyse internal skills/within the group - Negotiate synergies/linkages & cross functions - Inventory of external skills - Identify potential consultancy areas Suggestions - Stakeholder analysis helps place objectives within IITA control - MTP projects may require pillar champions/coordinators International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 14. Plan of operations/writing By this stage information is available to prepare a winning project proposal - A strategy framework approved by RDC - CNs approved by RDC to operationize the strategy - Proposal writing includes PoP to indicate time, staff & $ resource allocation Output 1: Collective action on MTP projects documented and lessons shared Output target Activity 2007 timeframe Performance Responsible $ indicator J F M A M J J A S O N D MTP action Identify & prioritize RDC report DD-R & 000 initiatives emerging new themes on decisions Coordinator published on web Organize internal M&E/CCER DDG-R & 000 review report Coordinator Facilitate strategic MTP strategy Consultant & 000 planning workshop document DD-R, DD-Proj Recruit project Strategy DDG-R, CGO, 000 leadership operational HR Convene symposium. 15 papers DD-R; 000 Coordinator International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 15. 4. If IITA were a donor: Bank of CNs By end year 1 Benefits  Problem specification  Coalition of interests in CNs - Criteria to prioritize problem areas - Transparent decision making on CNs - Justify technical, social, economic & - Ensure objectives are under IITA environmental viability of CNs control  Which projects?  Advocacy on donor policies - SWOT CNs for robustness - Proactive donor intelligence - Intranet-publicize database of CNs - Info support for investment - Specify CNs which IITA would invest - Timely response to funding calls in if it were a donor agency - Basis of R4D $ mobilization/allocation International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 16. Control management: a control system  A good plan is achieved only if it is subjected to good system of control - Output targets = control standards - Monitor progress towards standards - Compare results with standards - Adjust objectives/flexibility Suggestions - Agree financial resource management tools with CGO, CFO and DD-R International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 17. Design a management information systems Category Type of info required Source of the info Use of the info Deliverables - What has been done? - Activity records - Plan future/year’s work - Not done but planned? - Supervision reports - Identify successes - Problems encountered? - Periodic reports - Identify strengths - How problems solved? - Staff reviews - Identify weaknesses - Change in ext situation? - Clients - Plan to overcome them - How staff work as team? - Surveys - Review and evaluation Suggestions - Agree on categories of info and other MIS elements - Agree on type of MIS required: formal, informal, extensive or limited - Keep MIS simple, efficient and useful (advisory; not a spy in the cab!) - Train/supervise project team in use of MIS International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 18. 5. Conclusion: I am suitable  IITA research results are the only tools we have to impact on national (e.g., PRSP), regional (e.g. with SROs) and continental (e.g. CAADP) agricultural development plans  I have summarized project planning & management tools & processes as I know and apply in my work, and suggest each of us IRS learns such tools for planning to improve effectiveness and usefulness of our research results  I have also suggested action areas to guide R4D decisions on projects & increase IRS understanding & collective ownership of those decisions  I have drawn on 26yrs post-PhD experiences in education, partnership building, project development, implementation/management & informal discussions with colleagues to arrive at the summary I have provided  I believe I have clearly demonstrated that I am suitable for the advertised position of DD-Project planning and management at IITA International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org
  • 19. Thank you I look forward to working with you, various authority levels, SROs/NARS so that together we help improve IITA’s R4D impact in the fight against declining livelihoods in SSA International Institute of Tropical Agriculture – Institut international d’agriculture tropicale – www.iita.org