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PROXIMAL HUMERUS
FRACTURES
Dr Muhammed Shamseer C
PROXIMAL HUMERUS FRACTURES
• Defined as fractures occurring at or proximal to surgical neck of
humerus
• m/c humerus fracture-45%
• Age > 65- 2nd M/C Fs of upper extremity
• Incidence increases with age
• F:M- 3:1
• Most of Pts are osteoporotic post menopausal woman
• Most fractures are nondisplaced(85%), good prognosis
• < 5% of paediatric fractures
ANATOMY
• 4 parts
• Head of humerus
• Greater tuberosity
• Lesser tuberosity
• Shaft
• 3 ossification centre's
- humeral head, GT, LT
ANATOMY
• GT-Supraspinatus, Infraspinatus & teres minor
• LT- Subscapularis
• intertubercular sulcus/ bicipital groove-tendon of the long head of the
biceps brachii
• “a lady between two majors”
• Surgical neck-axillary nerve and circumflex humeral vessels
ANATOMY
• Axillary nerve- Deltoid, teres mionor,
• Abduction
• Regimental badge area
• just antero inferior to glenohumoral joint. It is at risk of traction injury
and injury while anterior fracture-dislocation
ANATOMY
• Arcuate artery of Liang- supplies head
• Ascending branch of ACHA(anterior circumflex humeral artery) supplies
most of blood to articular segment
• Posterior circumflex humeral artery- blood supply to humeral head
MECHANISM OF INJURY
• Fall on outstretched arm
• Direct trauma
• Older Pt- low energy trauma(FOOSH)
• Young Pt-high energy trauma
• Indirect cause- seizures & electric shock
• Pathological- malignant/ benign lesions
DEFORMING FORCES
• GT is pulled posteromedially by supraspinatus and infraspinatus
tendons
• LT is pulled anteriorly and medially by Subscapularis tendons
• The shaft segment is pulled anteromedially by Pect. Major tendon
• Deltoid abducts the proximal fragment
CLINICAL FEATURES
• Pain may not be severe, as the fracture may be deeply impacted
• Signs of axillary nv/brachial plexus injury
•
IMAGING
• AP/Grashey view-taken in neutral arm rotation
with torso rotated 30-45 degrees
• Neer view( Scapula Y view)-scapula is imaged
perpendicular to Grashey view
• Axillary view
• may be difficult because of pain
Velpeau axillary view
• 45 degree obliquity
CT scan with 3D reconstruction
• planning of treatment
• articular involvement
• degree of fracture displacement
• impression fractures
• glenoid rim fractures
MRI
• to assess rotator cuff integrity
CLASSIFICATION :-
• Neer classification
• AO classification
• LEGO system by Hertel et al
• HGLS classification system
NEER CLASSIFICATION(1970)
• based on xray
• A part- > 1 cm of fracture displacement, or > 45 degrees of angulatio
ONE PART FRACTURES
• No displaced fragments regardless of no of fracture lines.
TWO PART FRACTURES
• anatomical neck
• Surgical neck
• GT
• LT
THREE PART FRACTURES
• It may be
• Surgical neck with GT
• Surgical neck with LT
FOUR PART FRACTURE:-
• All the 3 major parts are displaced
FRACTURE DISLOCATION
• head is dislocated
• can be 2 part, 3 part 4 parts
AO/OTA CLASSIFICATION
AO/OTA CLASSIFICATION
AO/OTA CLASSIFICATION
AO/OTA CLASSIFICATION
AO/OTA CLASSIFICATION
AO/OTA CLASSIFICATION
AO/OTA CLASSIFICATION
LEGO SYSTEM BY HERTEL ET AL (BINARY
SYSTEM)
• Lego blocks
• 5 yes-or-no questions had to be answered concerning the 5
basic fracture planes:
• (1) Is there a fracture plane between the head and greater
tuberosity?
• (2) Is there a fracture plane between the greater tuberosity
and shaft?
• (3) Is there a fracture plane between the head and lesser
tuberosity?
• (4) Is there a fracture plane between the lesser tuberosity and
shaft?
• (5) Is there a fracture plane between the greater tuberosity
and lesser tuberosity?
Hertel R, Hempfing A, Stiehler M, Leunig M. Predictors of humeral
head ischemia after intracapsular fracture of the proximal humerus.
J Shoulder Elbow Surg 2004;13:427-33. http://dx.doi.org/10.1016/j.
jse.2004.01.034
LEGO SYSTEM
• assessed the humeral head vascularity in the context of different
fracture plane locations
• Hertel et al emphasized the importance of the location of fracture
planes, rather than the specific number of fracture fragments
HGLS CLASSIFICATION SYSTEM:-(
CODMAN'S MODIFICATION OF HERTEL' S
SYSTEM)
• A fracture plane is represented by a
hyphen (-)
Codman E. Fractures in relation to the subacromial bursa. In: Codman E,
TREATMENT
Minimally displaced fractures- One part fractures
• Non-operative
• Sling immobilization/swathe for comfort
• Early range of motion when pain permits(usually after 1-2weeks)
• Pendulum exercises and gentle isometric strengthening of biceps and triceps to compress
fracture fragments
• After 3-4 weeks-supine passive flexion and external rotation exercises may be added
• 4-5 weeks-overhead pulley exercises
• 6-8 weeks- strengthening
• Resistive exercises started b/w 6-12 weeks
• Full ROM and function is expected outcome by 1 year
TWO PART FRACTURES :-
• Anatomic neck fractures
• Rare
• Difficult to treat by closed reduction
• For younger Pt- ORIF
• For older Pt- Hemiarthroplasty due to risk of avascular necrosis of humeral head
TWO PART FRACTURES
(SURGICAL NECK FRACTURES)
• Non operative-
• Angulated/displaced surgical neck fractures which are stable( move as a
unit)
• In lower demand Pt
• Severely debilitated pt
• Those who can not tolerate surgery
• Closed reduction and percutaneous pin
TWO PART FRACTURES
(SURGICAL NECK FRACTURES)
• Closed reduction and percutaneous pin
• Indications-
• Pt with good bone quality
• Noncomminuted/ minimally comminuted fractures that can be reduced by
closed means
• Contraindications-
• Severe comminution
• Osteopenia
TWO PART FRACTURES
(SURGICAL NECK FRACTURES)
• Advantages
• Avoidance of devascularisation of fracture fragments
• Minimization of injury to blood supply of humeral head
• Reduced operative morbidity
• Disadvantage-
• Risk of nerve injury- axillary
• Pin loosening
• Pin migration
• Inability to move the arm
• Risk of pin migration
• Loss of reduction
TWO PART FRACTURES
(SURGICAL NECK FRACTURES)
• ORIF
• IM device
• Plate and screws
• Prosthetic replacement
• For PT with extreme osteopenia
• May be hemiarthroplasty, total shoulder, or reverse shoulder prosthesis
TWO PART FRACTURES
(GT FRACTURES)
• often associated with anterior dislocation
• Reduces to good position once the shoulder is relocated
• If it does not reduce, the fragment can be reattached through a
small incision interosseous sutures, or in young hard bone-
cancellous screws
• ORIF with /without rotator cuff repair is indicated for GT fractures
which are displaced >5-10 mm
• Otherwise, they may develop non union/ subacromial impingement
TWO PART FRACTURES
(LT FRACTURES)
• Must rule out associated Posterior dislocation
• May be treated closely unless displaced fragment blocks internal
rotation
THREE PART FRACTURES
• Usually involve displacement of surgical neck and GT
• Unstable due to opposing muscle forces- so closed reduction and its
maintenance is often difficult.
• In active Pts it is best managed by ORIF
• Younger Pt- attempt ORIF using plate and srews
• replacement- indicated in elderly
FOUR PART FRACTURES
• Very severe injuries with a high risk of complications like
• Vascular injury
• Brachial plexus damage
• Injuries of chest wall
• (later) Avascular necrosis of humeral head
• In younger Pts, an attempt should be made at reconstruction by ORIF if head is
within glenoid fossa and there appears to be soft tissue continuity
• Fixation can be done with locking plate and screws, sutures and /or wire fixation
• Primary prosthetic replacement- indicated in elderly
FRACTURE-DISLOCATIONS
• Fracture-dislocations:-
• 2 part FD:-
• May be treated closed after shoulder reduction
• 3 and 4 part-
• ORIF in younger
• Prosthetic replacement in older
• Brachial plexus and axillary artery are in proximity to humeral head fragment with anterior fracture
dislocation
• Recurrent dislocation is rare following fracture union
• Prosthetic replacement of anatomic neck fracture dislocation is recommended because of high
incidence of osteonecrosis
• May be associated with increased incidence of Myositis ossificans with repeated attempts at closed
reduction
ARTICULAR SURFACE FRACTURES
• Hill-sach's and reverse Hill sach's
• Pt with > 40% of humeral head involvement - may require replacement
• <40 years - ORIF should be considered initially, if possible
• Studied 231 pt
• >16 years
• Follow up- 2 years
• Results-
• No significant difference b/w surgical treatment compared with nonsurgical
treatment
Rangan, Amar, et al. "Surgical vs nonsurgical treatment of adults with displaced
fractures of the proximal humerus: the PROFHER randomized clinical
trial." Jama 313.10 (2015): 1037-1047.
• 50 patients
• 22 males and 28 females
• NEER’S classification.
• follow-up at 1 month, 3 months, 6 months, 9 months and 1 year
Results
• average age-55.6 years
• 56% were female.
• Domestic fall was the most common mode of injury (64% patients).
• Two part surgical neck fractures (Neer’s) accounted maximum number of the patients (34%).
• All One parts and most of the two part fractures treated conservatively. Most of the three part fracture
treated with Open reduction and proximal humerus anatomical locking plates.
• Most common complication was malunion whereas one patient had implant loosening as complication.
ISSN: 2395-1958
IJOS 2018; 4(1): 41-44 © 2018 IJOS www.orthopaper.com
Received: 16-11-2017 Accepted: 17-12-2017
• Constant and Murley score
• excellent (score 86-100), good (score 71-85), fair (score 56-70) and
poor (0-55).
• conservatively treated patients- 75.69
• close reduction and percutaneous K wire fixation -82.79
• open reduction and internal fixation with anatomical locking plate -73.6.
SURGICAL CONSIDERATIONS
• Pt position-
• Supine
• beach chair position
• Allows weight of arm to facilitate fracture reduction
• Prosthetic replacement is usually performed
SURGICAL CONSIDERATIONS
• Surgical approach-
• Deltopectoral
• Allows for extensile approach to proximal humerus
• ORIF/ arthroplasty is well performed through this approach
• Deltoid split:-
• Allows for easier plate placement on GT and requires fewer assistants to
retract deltoid muscle
COMPLICATIONS
• Vascular injury
• Infrequent(5-6%)
• m/c sit- axillary artery(proximal to ACHA)
• Incidence high in older individuals due to atherosclerosis and loss of vessel
elasticity
• Neural injury
• Brachial plexus injury- 6%
• Axillary nv injury-
• Vulnerable with anterior fracture dislocation, because the nerve nv courses
on the inferior capsule and is prone to traction injury or laceration
COMPLICATIONS
• Chest injury
• Intrathoracic dislocation may occur with surgical neck fracture-
dislocations
• Pneumothorax
• Haemothorax
• Myositis ossificans:-
• Uncommon
• Ass with chronic unreduced fracture dislocations, repeated
attempts at closed reductions
• May also be related to timing of surgery and deltoid split
approaches
COMPLICATIONS
• Shoulder stiffness
• May be minimized with an aggressive, supervised physical therapy regimen
and may require open lysis of adhesions for recalcitrant cases
• Avascular necrosis-
• 10-30% in 3 part fractures
• 10-50% in 4 part fractures
• High in anatomic neck fractures
• Hertel criteria
• Metaphyseal extension of humeral head < 8mm 97% predictive
value
• Medial hinge disruption of > 2mm, and
COMPLICATIONS
COMPLICATIONS
COMPLICATIONS
• Nonunion
• 2 part surgical neck fractures with soft tissue interposition
• Excessive traction
• Severe fracture displacement
• Poor bone quality
• Inadequate fixation
• Infection
• m/m
• ORIF with or without bone graft / prosthetic replacement
COMPLICATIONS
• Malunion
• Inadequate closed reduction
• Failed ORIF
• May cause impingement of GT on acromion- restriction motion

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Proximal humerus fractures

  • 2. PROXIMAL HUMERUS FRACTURES • Defined as fractures occurring at or proximal to surgical neck of humerus • m/c humerus fracture-45% • Age > 65- 2nd M/C Fs of upper extremity • Incidence increases with age • F:M- 3:1 • Most of Pts are osteoporotic post menopausal woman • Most fractures are nondisplaced(85%), good prognosis • < 5% of paediatric fractures
  • 3. ANATOMY • 4 parts • Head of humerus • Greater tuberosity • Lesser tuberosity • Shaft • 3 ossification centre's - humeral head, GT, LT
  • 4. ANATOMY • GT-Supraspinatus, Infraspinatus & teres minor • LT- Subscapularis • intertubercular sulcus/ bicipital groove-tendon of the long head of the biceps brachii • “a lady between two majors” • Surgical neck-axillary nerve and circumflex humeral vessels
  • 5. ANATOMY • Axillary nerve- Deltoid, teres mionor, • Abduction • Regimental badge area • just antero inferior to glenohumoral joint. It is at risk of traction injury and injury while anterior fracture-dislocation
  • 6. ANATOMY • Arcuate artery of Liang- supplies head • Ascending branch of ACHA(anterior circumflex humeral artery) supplies most of blood to articular segment • Posterior circumflex humeral artery- blood supply to humeral head
  • 7. MECHANISM OF INJURY • Fall on outstretched arm • Direct trauma • Older Pt- low energy trauma(FOOSH) • Young Pt-high energy trauma • Indirect cause- seizures & electric shock • Pathological- malignant/ benign lesions
  • 8. DEFORMING FORCES • GT is pulled posteromedially by supraspinatus and infraspinatus tendons • LT is pulled anteriorly and medially by Subscapularis tendons • The shaft segment is pulled anteromedially by Pect. Major tendon • Deltoid abducts the proximal fragment
  • 9. CLINICAL FEATURES • Pain may not be severe, as the fracture may be deeply impacted • Signs of axillary nv/brachial plexus injury •
  • 10. IMAGING • AP/Grashey view-taken in neutral arm rotation with torso rotated 30-45 degrees
  • 11. • Neer view( Scapula Y view)-scapula is imaged perpendicular to Grashey view
  • 12. • Axillary view • may be difficult because of pain
  • 13. Velpeau axillary view • 45 degree obliquity
  • 14. CT scan with 3D reconstruction • planning of treatment • articular involvement • degree of fracture displacement • impression fractures • glenoid rim fractures MRI • to assess rotator cuff integrity
  • 15. CLASSIFICATION :- • Neer classification • AO classification • LEGO system by Hertel et al • HGLS classification system
  • 16. NEER CLASSIFICATION(1970) • based on xray • A part- > 1 cm of fracture displacement, or > 45 degrees of angulatio
  • 17. ONE PART FRACTURES • No displaced fragments regardless of no of fracture lines.
  • 18. TWO PART FRACTURES • anatomical neck • Surgical neck • GT • LT
  • 19. THREE PART FRACTURES • It may be • Surgical neck with GT • Surgical neck with LT
  • 20. FOUR PART FRACTURE:- • All the 3 major parts are displaced
  • 21. FRACTURE DISLOCATION • head is dislocated • can be 2 part, 3 part 4 parts
  • 29. LEGO SYSTEM BY HERTEL ET AL (BINARY SYSTEM) • Lego blocks • 5 yes-or-no questions had to be answered concerning the 5 basic fracture planes: • (1) Is there a fracture plane between the head and greater tuberosity? • (2) Is there a fracture plane between the greater tuberosity and shaft? • (3) Is there a fracture plane between the head and lesser tuberosity? • (4) Is there a fracture plane between the lesser tuberosity and shaft? • (5) Is there a fracture plane between the greater tuberosity and lesser tuberosity? Hertel R, Hempfing A, Stiehler M, Leunig M. Predictors of humeral head ischemia after intracapsular fracture of the proximal humerus. J Shoulder Elbow Surg 2004;13:427-33. http://dx.doi.org/10.1016/j. jse.2004.01.034
  • 30. LEGO SYSTEM • assessed the humeral head vascularity in the context of different fracture plane locations • Hertel et al emphasized the importance of the location of fracture planes, rather than the specific number of fracture fragments
  • 31. HGLS CLASSIFICATION SYSTEM:-( CODMAN'S MODIFICATION OF HERTEL' S SYSTEM) • A fracture plane is represented by a hyphen (-) Codman E. Fractures in relation to the subacromial bursa. In: Codman E,
  • 32. TREATMENT Minimally displaced fractures- One part fractures • Non-operative • Sling immobilization/swathe for comfort • Early range of motion when pain permits(usually after 1-2weeks) • Pendulum exercises and gentle isometric strengthening of biceps and triceps to compress fracture fragments • After 3-4 weeks-supine passive flexion and external rotation exercises may be added • 4-5 weeks-overhead pulley exercises • 6-8 weeks- strengthening • Resistive exercises started b/w 6-12 weeks • Full ROM and function is expected outcome by 1 year
  • 33. TWO PART FRACTURES :- • Anatomic neck fractures • Rare • Difficult to treat by closed reduction • For younger Pt- ORIF • For older Pt- Hemiarthroplasty due to risk of avascular necrosis of humeral head
  • 34. TWO PART FRACTURES (SURGICAL NECK FRACTURES) • Non operative- • Angulated/displaced surgical neck fractures which are stable( move as a unit) • In lower demand Pt • Severely debilitated pt • Those who can not tolerate surgery • Closed reduction and percutaneous pin
  • 35. TWO PART FRACTURES (SURGICAL NECK FRACTURES) • Closed reduction and percutaneous pin • Indications- • Pt with good bone quality • Noncomminuted/ minimally comminuted fractures that can be reduced by closed means • Contraindications- • Severe comminution • Osteopenia
  • 36. TWO PART FRACTURES (SURGICAL NECK FRACTURES) • Advantages • Avoidance of devascularisation of fracture fragments • Minimization of injury to blood supply of humeral head • Reduced operative morbidity • Disadvantage- • Risk of nerve injury- axillary • Pin loosening • Pin migration • Inability to move the arm • Risk of pin migration • Loss of reduction
  • 37. TWO PART FRACTURES (SURGICAL NECK FRACTURES) • ORIF • IM device • Plate and screws • Prosthetic replacement • For PT with extreme osteopenia • May be hemiarthroplasty, total shoulder, or reverse shoulder prosthesis
  • 38. TWO PART FRACTURES (GT FRACTURES) • often associated with anterior dislocation • Reduces to good position once the shoulder is relocated • If it does not reduce, the fragment can be reattached through a small incision interosseous sutures, or in young hard bone- cancellous screws • ORIF with /without rotator cuff repair is indicated for GT fractures which are displaced >5-10 mm • Otherwise, they may develop non union/ subacromial impingement
  • 39. TWO PART FRACTURES (LT FRACTURES) • Must rule out associated Posterior dislocation • May be treated closely unless displaced fragment blocks internal rotation
  • 40. THREE PART FRACTURES • Usually involve displacement of surgical neck and GT • Unstable due to opposing muscle forces- so closed reduction and its maintenance is often difficult. • In active Pts it is best managed by ORIF • Younger Pt- attempt ORIF using plate and srews • replacement- indicated in elderly
  • 41. FOUR PART FRACTURES • Very severe injuries with a high risk of complications like • Vascular injury • Brachial plexus damage • Injuries of chest wall • (later) Avascular necrosis of humeral head • In younger Pts, an attempt should be made at reconstruction by ORIF if head is within glenoid fossa and there appears to be soft tissue continuity • Fixation can be done with locking plate and screws, sutures and /or wire fixation • Primary prosthetic replacement- indicated in elderly
  • 42. FRACTURE-DISLOCATIONS • Fracture-dislocations:- • 2 part FD:- • May be treated closed after shoulder reduction • 3 and 4 part- • ORIF in younger • Prosthetic replacement in older • Brachial plexus and axillary artery are in proximity to humeral head fragment with anterior fracture dislocation • Recurrent dislocation is rare following fracture union • Prosthetic replacement of anatomic neck fracture dislocation is recommended because of high incidence of osteonecrosis • May be associated with increased incidence of Myositis ossificans with repeated attempts at closed reduction
  • 43. ARTICULAR SURFACE FRACTURES • Hill-sach's and reverse Hill sach's • Pt with > 40% of humeral head involvement - may require replacement • <40 years - ORIF should be considered initially, if possible
  • 44. • Studied 231 pt • >16 years • Follow up- 2 years • Results- • No significant difference b/w surgical treatment compared with nonsurgical treatment Rangan, Amar, et al. "Surgical vs nonsurgical treatment of adults with displaced fractures of the proximal humerus: the PROFHER randomized clinical trial." Jama 313.10 (2015): 1037-1047.
  • 45. • 50 patients • 22 males and 28 females • NEER’S classification. • follow-up at 1 month, 3 months, 6 months, 9 months and 1 year Results • average age-55.6 years • 56% were female. • Domestic fall was the most common mode of injury (64% patients). • Two part surgical neck fractures (Neer’s) accounted maximum number of the patients (34%). • All One parts and most of the two part fractures treated conservatively. Most of the three part fracture treated with Open reduction and proximal humerus anatomical locking plates. • Most common complication was malunion whereas one patient had implant loosening as complication. ISSN: 2395-1958 IJOS 2018; 4(1): 41-44 © 2018 IJOS www.orthopaper.com Received: 16-11-2017 Accepted: 17-12-2017
  • 46. • Constant and Murley score • excellent (score 86-100), good (score 71-85), fair (score 56-70) and poor (0-55). • conservatively treated patients- 75.69 • close reduction and percutaneous K wire fixation -82.79 • open reduction and internal fixation with anatomical locking plate -73.6.
  • 47. SURGICAL CONSIDERATIONS • Pt position- • Supine • beach chair position • Allows weight of arm to facilitate fracture reduction • Prosthetic replacement is usually performed
  • 48. SURGICAL CONSIDERATIONS • Surgical approach- • Deltopectoral • Allows for extensile approach to proximal humerus • ORIF/ arthroplasty is well performed through this approach • Deltoid split:- • Allows for easier plate placement on GT and requires fewer assistants to retract deltoid muscle
  • 49. COMPLICATIONS • Vascular injury • Infrequent(5-6%) • m/c sit- axillary artery(proximal to ACHA) • Incidence high in older individuals due to atherosclerosis and loss of vessel elasticity • Neural injury • Brachial plexus injury- 6% • Axillary nv injury- • Vulnerable with anterior fracture dislocation, because the nerve nv courses on the inferior capsule and is prone to traction injury or laceration
  • 50. COMPLICATIONS • Chest injury • Intrathoracic dislocation may occur with surgical neck fracture- dislocations • Pneumothorax • Haemothorax • Myositis ossificans:- • Uncommon • Ass with chronic unreduced fracture dislocations, repeated attempts at closed reductions • May also be related to timing of surgery and deltoid split approaches
  • 51. COMPLICATIONS • Shoulder stiffness • May be minimized with an aggressive, supervised physical therapy regimen and may require open lysis of adhesions for recalcitrant cases • Avascular necrosis- • 10-30% in 3 part fractures • 10-50% in 4 part fractures • High in anatomic neck fractures • Hertel criteria • Metaphyseal extension of humeral head < 8mm 97% predictive value • Medial hinge disruption of > 2mm, and
  • 54. COMPLICATIONS • Nonunion • 2 part surgical neck fractures with soft tissue interposition • Excessive traction • Severe fracture displacement • Poor bone quality • Inadequate fixation • Infection • m/m • ORIF with or without bone graft / prosthetic replacement
  • 55. COMPLICATIONS • Malunion • Inadequate closed reduction • Failed ORIF • May cause impingement of GT on acromion- restriction motion