Riskpro Brief Introduction
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RiskPro is a network of member firms in India focused on providing integrated risk management consulting services to corporate and financial institutions, with offices in major cities. Their services include governance, risk, compliance solutions, and specialized training, supported by a team of experienced professionals. RiskPro aims to deliver high-quality advisory services at competitive rates, addressing the complexities of regulatory compliance and enterprise risk management.
Riskpro Brief Introduction
- 1. Risk Management Advisory & Consulting Riskpro, India 1
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- 3. Riskpro’s Network Presence New Delhi Agra Ahmedabad Kolkata Mumbai Pune Bangalore Salem 3
- 4. Who is Riskpro… Why us? ABOUT US MISSION Riskpro is an organisation of member firms around India devoted to client service Provide integrated risk management excellence. Member firms offer wide range consulting services to mid-large sized of services in the field of risk management. corporate /financial institutions in India Currently it has offices in three major cities Be the preferred service provider for Mumbai, Delhi and Bangalore and alliances complete Governance, Risk and Compliance in other cities. (GRC) solutions. Managed by experienced professionals with experiences spanning various industries. VALUE PROPOSITION DIFFERENTIATORS You get quality advisory, normally delivered by large consulting firms, at fee levels Risk Management is our main focus charged by independent & small firms Over 200 years of cumulative experience High quality deliverables Hybrid Delivery model Multi-skilled & multi-disciplined organisation. Ability to take on large and complex projects Timely completion of any task due to delivery capabilities Affordable alternative to large firms We Hold hands, not shake hands. 4
- 5. Governance, Risk and Compliance (GRC)– Need of today • Increasing complexity in the regulatory and compliance requirements Global regulatory • Global reach of companies and related compliance Driven issues • HITECH- Health industry, Solvency II-Insurance Compliance • All Listed companies required to comply with SEBI • Regulatory intervention in role of Independent Directors Clause 49 • Investors expectations and protection • Stepping stone to Enterprise Risk Management • Competitive Pressures Best Practices • Manage internal scams and external frauds • Quality conscious 5
- 6. Risk Management Advisory Services Basel II/III Advisory Corporate Risks Information Security Market Risk Enterprise Risk Assessment IS Audit Credit Risk Fraud Risk Information Security Operational Risk Risk based Internal Audit IT Assurance ICAAP Operations Risk IT Governance Forensic services SERVICES Operational Risk Governance Other Risks Process reviews Corporate Governance Business/Strategic Risk Policy/ Process Review Business Strategic risk Reputation Risk Process Improvement Fraud Risk Outsourcing Risk Compliance Risk Forensic Accounting Contractual Risk Training Recruitment Banking – E Learning Virtual Risk Managers Corporate Training Full Time Risk Professionals Regular Risk Management Training Part time Risk Professionals Online Training material Risk Managers on call – free Workshops / Events 6
- 7. Risk Management Training – Three Channels TRAINING Corporate Training Riskpro has strengths in providing resources for Institutional and Corporate Training. All our Trainers and Faculty are industry professionals who have knowledge of Risk Management. Suitable for companies with specific needs Online Web based trainings – Live interactive training Low cost training at regular, fixed dates. A unique delivery model of training over the web Sessions are live and interactive, but using online platforms Training can be delivered to a larger audience across multiple cities Risk Management E Learning Pre-defined Web based E Learning modules plus practice questions and end of course assessment Delivered by Riskpro in partnership with Kesdee, World’s largest Financial E learning company Self paced learning spanning over a few months 7
- 8. Our Recruitment services RECRUITMENT Full Time Staffing Riskpro is constantly building its network of Risk Professionals across India Today, we can help you hire risk professionals at all levels of experience We differentiate from other recruitment firms, because, as Risk Managers ourselves, we are able to better match your requirements and candidate experience Our charge out rates are competitive Slab rates. As we do more business with you, the rates come down. Temporary Staffing - The Project Team Pool of highly qualified staff with deep risk expertise Available for your short to medium term needs Varying levels of professionals available. Experience starting from 4 years to 20 years. All will have CA, ICWA or equivalent qualification. The Project employees pool will be available as per your needs and the employees on site can start/stop projects as per your master project plan. 8
- 9. Riskpro Human Capital Management Service Service Offerings 1. Pre-joining 1. Permanent Hiring 2. On-going refreshers 2. Contractual Hiring 3. Latest technical 3. Mass Hiring developments Talent Technical Acquisition Training Behavioral and Talent Cultural Retention 1. Team Building 1. Compensation 2. Leadership Training research – 3. Time Management benchmark 4. Organizational skills 2. Employee 5. Effective Satisfaction Survey Communication 3. Hierarchy Structure 9
- 10. Risk Based Internal Audit How we Do Internal Auditing helps an organization accomplish its objectives by bringing a Enterprise Risk systematic, disciplined approach to evaluate Assessment and improve the effectiveness of risk management, control and governance processes. Risk Need of Organizations Source: The Institute of Internal Auditors 1999 (IIA) Assessment Process Reviews Fraud Benefits of Risk based Audit Mitigation • Traditional audit view value added Control techniques Reviews •Risk profile of Businesses •Internal Controls & Ops Risk reviews Transaction •Cost reductions recommendations Audit •Review of Fraud Risk Controls Increasing Enterprise Risk Focus 10
- 11. Our Solution for Fraud Investigation How we Do Based on our understanding of your requirements, we have customized a package of our solution offerings to meet your needs. To detect and prevent fraud Our Solution For you and evaluate Code Of Benefits To You Conduct Compliance on following parameters : Protects you from any Fraud Detection Resolve Monetary or Reputation damage Fraudulent Vendor Investigate Prioritize Recruiting new dealers, solutions and remedial Code of conduct suppliers, franchisees or Analyze measures Source Root establishment distributors cause of Problem Anti-Fraud Measures Understanding Your Supply Enables you to identify Quantify Loss Monitoring Compliance and Aut Chain and Suggest risks / control gaps possible Actions horization Obtaining And securing Evidence Helps you identify any Workplace Practice To Monitor Your undisclosed production Background check for Process Solve Compliances employees Issues Risk Mitigation Confidential Background check for Interviews with vendors customers Evaluating your need Prevent default of high value bills 11
- 12. Enterprise Risk Management (ERM) - Methodology How we Do You select the level and size of ERM efforts to suit your 3 BASIC ERM 4 ENHANCED ERM needs and budget. Risk Identification Risk Identification 1 Foundation 2 RISK IDENTIFICATION Foundation Foundation •FOUNDATION TASKS •Foundation Tasks •ERM vision •Risk Assessment •RISK ASSESSMENT TASKS •RISK Identification •Goals and objectives •Gap Analysis •Risk Mgmt for 2-3 critical risks •Enhanced Framework •Policies •Risk Mapping •Evaluate existing RM structures •Organization structure •Enhanced management reports •Alignment to strategies •Dashboards •Monitoring tools •Risk based Communication 12
- 13. IT Risk Advisory Service How We Do Information Information Information Information Information Technology Security Security Technology Technology Service Management Audit Assurance Governance Management 13
- 14. IT Governance How we Do IS AUDIT • Operating Systems Audit • Database Audit • Networking Audit IT GOVERNANCE • Firewall Audit • COBIT • IDS Audit • ValIT • Web Application, Data Center Audit • Balanced Scorecard • Internet Banking, Core Banking Audit • IT & Business Maturity Models • Performance & Forensic Auditing •Application Systems - Functional review • Compliance with IS Policies & Procedures IT ASSURANCE • Business Continuity Planning • Computer Crime Investigations INFORMATION SECURITY • Training in IT • Penetration Testing • Compliance with IS Policies & • Application Systems - Security review Procedures • Review of IS Controls • BS 7799 / (ISO 27001) Implémentation • Formation of IS Security Policy • Compliance with IS Policies & Procedures 14
- 15. Riskpro Clients Our Clients Any trademarks or logos used throughout this presentation are the property of their respective owners 15
- 16. Team Experiences Our Experiences Our team members have worked at world class Companies Any trademarks or logos used throughout this presentation are the property of their respective owners 16
- 17. RESUMES – Our team Credentials Co-Founder - Riskpro CA, CPA, MBA-Finance (USA), FRM (GARP) Manoj Jain Over 10 years international experience – 6 years in Bahrain and 4 years USA 15 years exp in risk management consulting and internal audits, Specialization in Operational Risk, Basel II, Sox and Control design Worked for Ernst & Young (Bahrain), Arab Investment Company (Bahrain), Navigant Consulting(USA), Kotak Mahindra Bank (India) and Credit Suisse(India) Sox Compliance project for Fannie Mae, USA ( $900+ Billion Mortgage Company) Co- Founder - Riskpro CA (India), MBA (Netherlands), CIA (USA) Rahul Bhan Over 15 years of extensive internal and external audit experience in India and abroad. Worked with KPMG United Arab Emirates, PKF South Africa, Ernst and Young Kuwait, Deloitte Netherlands and KPMG India. Worked with clients in a wide variety of industries and countries including trading, retail and consumer goods, NGO, manufacturing and banking and finance. Major clients include banks, investment companies, manufacturing organizations, aviation etc. 17
- 18. RESUMES - Our team Credentials Co-Founder - Riskpro Casper Abraham PGD (Electrical & Electronics & Computer Programming) 30 years of experience in Information & Communications Technology (ICT) Solutions for Retail, Garments, Manufacturing, Services Industries. Has created Companies, Divisions, Products, Brands, Teams & Markets. Consulting in Business, Technology, Marketing & Sales & Strategic Planning. Advisory, Training, Workshops & Implementation in Systems Thinking, Systems Modeling & Balanced Scorecard Worked with TIFR, Mahindra, Ambience, Communico-Graphique & Ionidea Inc, USA, Senior Vice President – Risk Management (Fraud Risk, BFSI) MBA, PDFM, NSE-NCFM, PMP, CSSGB,Trained ISO 9001:2000 I.A Hemant Seigell Professional with 17 years of rich experience into diverse Consumer finance/ Lending operations ,Risk Management,BPMS, Consumer Banking, NBFC, Management Consulting & Housing finance in BFSI industry having successfully led key business strategic engagements across multi-product environment in APAC, Australia and US regions. Worked with GE, ABN AMRO Bank, Citigroup, Accenture, Deutsche Postbank Highly skilled and expert Trainer in Fraud Risk areas across Credit, Corporate Risk management. Specializes in Fraud Control, Compliance QA ,ERM and Regulatory governance. 18
- 19. RESUMES - Our team Credentials Head – Taxation Risk Advisory Rajesh Jhalani B.Com, FCA Senior Partner with 48 year old Delhi based Chartered Accountant firm, Mehrotra and Mehrotra Over 19 years of experience in the field of Audit, Taxation, Company law matters. Major clients served are NTPC, BHEL, Bank of India, PNB, Airport Authority of India etc. President – Banking & Financial Services A senior researcher in Applied Mathematics leading to Ph.D after MSc (Mathematics), Sivaramakrishnan CWA, CAIIB Combined experience of 25+ years in corporate banking, risk management, international trade finance, development of risk rating models, project finance, credit monitoring and NPA management Since 2006 conducting open / in-house training on the above domains to all Top public/ new and old private sector banks, top MNC banks (India and abroad), leading NBFCs and corporates in manufacturing and financial services space; Worked on IFC (World Bank) funded projects for MSMEs in India and abroad Worked for Bank of Baroda and ICICI Bank – bestowed Top Performer Award continuously two years during his tenure; widely travelled abroad for business relations, seminars, offering training, investor meetings, NYSE listing and for processes involving establishment of representative Office in USA 19
- 20. RESUMES - Our team Credentials Executive Vice President – Risk Management ( Banking & Financial Services) A hands-on banking professional {BSc (Mathematics), CAIIB} with considerable domestic and international experience Kashi Banerjee An aggregate experience of 24+ years across industry, mainly BFSI in several functional areas including Retail and Commercial Banking, Corporate Lending, team member of the Business Process Re-Engineering project (BPR); conceptualizing and setting up shared services centres for centralized operations for the Bank in India. Management through ERM framework overseeing all key areas of the business through various Operational Risk tools like KRI / RCSA matrices. Managing of major project implementation of Basel II and Compliance risk framework Directing, reviewing and advising Board of Directors on various compliance issues and representing the bank to the Central Bank regulatory offices. Worked for ANZ Grindlays Bank, Standard Chartered, Bahraini Saudi Bank and Dubai Holdings ( subsidiary) Consultant – Information Security & IT Governance Anjay Agarwal LLB, CA, CISA, CWA, CS, CFE and others Over 15 years of experience in the field of Audit, Taxation, Investigations. Specializing in the field of Systems Audit, Cybrex Audit, Computer Crime Investigations, IS Forensics International Committee Member of Governmental and Regulatory Agencies Board and Academic Relations Committee of ISACA, USA 20
- 21. RESUMES - Our team Credentials Executive Vice President – Risk Management ( Banking & Financial Services) Vijayan Govindarajan Professional Risk Manager with considerable domestic and international experience An aggregate experience of 30 + years across industry, mainly Banking in several functional areas including Wholesale Credit Risk, Operational Risk, Trade Finance , Retail Banking and Islamic Financial Services. Track record of setting up of excellence in the set-up, and management of credit and operational risk, compliance and credit administration functions in retail, commercial , Islamic Banking and offshore banking entities in the Middle East. Key strength includes Corporate Credits, Risk Management in IT, implementation of Risk Management module in core banking Bank’s Policies, procedures, Country Risk. Played an active role in 3 core banking software implementations Worked for a Private Sector Bank in India, ABN AMRO Bank, Bahrain, Bank Muscat Bahrain and BMI Bank Bahrain as AGM Risk Management. 21
- 22. RESUMES - PARTNERSHIPS Specialist Risk Consultant – Business Continuity Andrew Hiles Founder and 15-year Chairman of Survive, the first international user group for Business Continuity professionals Founding director and first Fellow of the Business Continuity Institute Over 25 years international consulting expertise in Risk, Crisis, Emergency, Incident, and Business Continuity and ICT Disaster Recovery Management Multi-sector experience including Banking, Insurance, Finance, Oil, Gas, Energy, Manufacturing, Retail, Hi-Tech & Telecom Western Press Award for services to business, 1994; BCI/CIR nomination for lifetime achievement in BC, 1999, London; inducted into BC Hall of Fame by CPM magazine, 2004, Washington DC. Specialist Risk Consultant – Enterprise Risk Management Chris E. Mandel Highly skilled risk and insurance professional with 25 years of experience designing, developing and implementing large, global corporate risk management programs for Fortune 500 firms. Principal Consultant and Founder - Excellence in Risk Management, LLC. (Texas, USA) Co-founder and EVP, Professional Services, rPM3 Solutions, LLC (Maryland, USA). Past experiences include Head of Global Risk Management for USAA, PepsiCo/Tricon Global and American National Red Cross Additional risk and insurance experience at Verizon Corp,. Marsh USA and Liberty Mutual Insurance Co. 2004 Risk Manager of the Year – 2007 recipient of the Alexander Hamilton Award for “Excellence in ERM” (at USAA) – former President, Risk and Insurance Management Society, Inc. 22
- 23. RESUMES - Advisors Credentials Founder partner of Mehrotra and Mehrotra, a 48 year old CA firm in India Mr. MP Mehrotra Bcom, FCA, LLB Over 48 years of experience in audits, taxation, legal matters, loan syndication etc. Trustee of Cochin Port Trust, Member of Task Force for MOUs, Ministry of Heavy Industries & Public Enterprises, Govt. of India, Ex- Member of Central Board of Trustees, Employees’ Provident Fund Organisation (EPFO), Ministry of Labour, Govt. of India, New Delhi. Ex - Director, Canara Bank Practicing chartered accountant in Delhi CA, ICWA Mr. PK Gupta Over 35 years of professional experience. Trustee, Kargil Shaheed Smarak Samiti Hon. Treasurer, World Academy of Spiritual Sciences (WASS). Panel Arbitrator, International Centre for Alternative Dispute Resolution Arbitrator, Cement Corporation of India Arbitrator, Bombay Stock Exchange Limited Arbitrator, Central Depository Services (India) Limited Arbitrator’s Panel of Indian Council of Arbitration 23
- 24. Key Contacts Corporate Mumbai Delhi Bangalore Riskpro India Manoj Jain Rahul Bhan Casper Abraham Ventures (P) Limited Director Director Director M- 98337 67114 M- 99680 05042 M- 98450 61870 manoj.jain@riskpro.in rahul.bhan@riskpro.in casper.abraham@riskpro.in info@riskpro.in www.riskpro.in Sivaramakrishnan Hemant Seigell Vijayan Govindarajan President – Banking & FS SVP – Risk Management EVP – Risk Management C 561, Defence colony M- 98690 19311 M- 99536 97905 M- 99166 63652 New Delhi 110024 smaran.iyer@riskpro.in hemant.seigell@riskpro.in vijayan.govindarajan@riskpro.in Ahmedabad Pune Kolkata Gurgaon Maulik Manakiwala M.L. Jain Kashi Banerjee Nilesh Bhatia Associate Firm Principal – Strategy Risk EVP – Risk Management Head – Human Capital Mgt. M – 98256 40046 M- 98220 11987 M- 98304 75375 M- 98182 93434 mljain@riskpro.in kashi.banerjee@riskpro.in nilesh.bhatia@riskpro.in Gourav Ladha Sap Risk Advisory M- 97129 52955 Salem Ghaziabad Agra Chandrasekeran R Gupta Alok Kumar Agarwal Recruitment franchisee Head – Insurance Risk Associate Firm M – 94435 99132 M- 98101 07387 M- 99971 65253 Copyright- © 2012 Riskpro ,India .All rights reserved. 24