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Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
IP Strategies for
the Robotics Industry
May 12, 2014
Presented by
Eric P. Raciti
22
Robotics
• Multi-disciplinary: mechanical
hardware, electronics and software
• Sensors, monitors, GPS tracking
devices
• Processing data/signals occurs on
device or server?
• Data stored on device, server, or
cloud?
33
• U.S. Supreme Court Confusion
– Alice Corp. v. CLS Bank, Int’l
• § 101: Patentable Subject Matter
– Limelight Networks, Inc. v. Akamai Techs., Inc.
• § 271: Induced Infringement
• Strategic Specification and Claim Drafting For
Robotics
• Design Patents?
Overview
44
What is Patentable Subject Matter?
• 1980: “[A]nything under the sun that is made by man”
- Diamond v. Chakrabarty, U.S. Supreme Court
- Patentable subject matter is very broad
EXCEPT…
- Abstract ideas (e.g., mathematical algorithms)
- Natural phenomena (e.g., a subject’s reaction to a drug)
- Laws of nature (e.g., Newton’s law of gravity)
55
• The Mayo framework:
The “Mayo” Two Part Test
Mayo Step 1: Is claim directed towards …
• Abstract Idea?
• Law of Nature?
• Natural Phenomena?
Mayo Step 2: If so, does claim contain an
“inventive concept”
• i.e., does the claim in practice amount to “significantly
more” than a patent upon the ineligible concept?
66
Takeaways: Mayo Step 2
• What qualifies as “significantly more?”
– Improvements to another technology or technological field (Diehr)
– Improvements to the functioning of the computer itself (Diehr)
– Meaningful limitations beyond generally linking the use of an
abstract idea to a particular technological environment (Bilski)
• What does not add “significantly more”
– Merely “automating” on conventional computer (Benson, Flook,
Mayo)
– Limiting to a “particular technological environment” (Bilski)
– Requiring nothing more than a generic computer performing well-
understood, routine and conventional activities (Alice Corp.)
– A “data processing system” with a “communications controller” and
“data storage unit,” is “purely functional and generic.”
77
§ 271: Infringement
(a) [DIRECT INFRINGEMENT] Except
as otherwise provided in this title,
whoever without authority makes,
uses, offers to sell, or sells any
patented invention, within the United
States or imports into the United
States any patented invention during
the term of the patent therefor,
infringes the patent.
(b) Whoever actively induces
infringement of a patent shall be liable
as an infringer.
88
§ 271(b): Induced Infringement
• Limelight v. Akamai (2014)
– No one entity performs all
claimed steps
– Limelight carries out several of
the claimed steps
– Instead of tagging components of
its customers’ Web sites that it
intends to store on its servers,
Limelight requires its customers
to do their own tagging
– Akamai argued that Limelight
exercised “control or direction”
over all steps because it
provided instructions to
customers
Content Delivery Network
99
§ 271(b): Induced Infringement
• Limelight v. Akamai (2014)
– Liability for inducement must be predicated on direct
infringement§ 271(b) Induced Infringement
– “[C]ase law leaves no doubt that inducement liability
may arise ‘if, but only if, [there is] . . . direct
infringement.’” Aro Mfg. Co. v. Convertible Top
Replacement Co., 365 U. S 336, 341 (1961) (emphasis
deleted).
• Because there is no direct infringement there can
be no inducement!
1010
Strategies for Protecting
Robotics
1111
Strategic Claim Drafting
Draft Claims With an Eye Toward Enforcement
– What types of infringing activities?
– Who are the potential infringers?
– Where would the potential
infringers and infringing activities
be located?
– Where is the greatest value?
– Identify claim types and claim
scope based on a strategic analysis of the potential
infringers, infringing activities, and greatest value
1212
Strategic Claim Drafting
• Many computer-implemented inventions are implemented
within networked environments including interconnected
client device and back-end servers or remote control
• For computer-implemented inventions, consider claims
drafted from different viewpoints
– Server-side claims (implemented by software, but can you
discover infringement easily?)
– Client-side claims (mobile/local devices)
– Claims to processes implemented by servers or client
devices
– Computer-readable medium claims (e.g., at servers or
client devices; app downloads)
1313
Strategic Claim Drafting
• Use the possible safe harbors in Alice Corp.
Focus on how inventions:
– “[I]mprove the functioning of the computer itself”
– are an “[I]mprovement in any other technology or
technical field”
• Claim more components than just general
purpose computer (“processor”)
1414
Strategic Drafting: More is “More”
• Describe structural components in
specification
– Use a robust block diagram customized
for the invention
– Multiple embodiments and drawings
– Show invention is not simply “applying
it” to a computer; not generic
• Describe and claim a technical
solution, not just a business
method/process (e.g., moving stuff)
• Describe how invention contributes
“significantly more” to technical
field
1515
Strategic Drafting: Avoid Divided Infringement
• Claims:
– Focus claim elements on single actor or entity
– Draft multiple claim sets, each with a different focus in
terms of infringing activity by a single actor; also include
different claim types
– Recite interaction or relationship with other components
or actors, if needed for patentability
1616
• Identify and pursue
opportunities for
complementary design
protection
– e.g., design patent
applications directed to
shape of wearable or overall
design of robot
– e.g., design patent
applications directed to
computer-generated icons or
changeable GUIs
Strategic Patenting
1717
Layer Your Product with IP Protection
• Design patents protect “the way something looks”
• Utility patents protect “the way something works”
• One product can protected by layers of design and utility patents,
as well as other types of protection (trademark, trade secret, etc.)
Utility patents – electronics,
methods of operation,
mechanisms
Design patents – shape,
user interface
Design Patents
1818
Design Patents
1919
• 3D printers generate objects from CAD scans obtained
through legitimate channels (e.g., manufacturers and
designers) or illegitimate channels (e.g., peer-to-peer
sharing sites)
• Prepare computer-readable media claims directed to
instructions that cause 3D printers to generate objects
– e.g., “A computer-readable medium storing instructions that, when
executed by at least one processor of a printing device, cause the
printing device to generate an object, comprising . . .”
• May capture infringing peer-to-peer file sharing sites and
other illegitimate distribution channels, if operated in U.S.
3D Printing – Utility Patents
2020
Speaker Information
Eric Raciti focuses his practice on
intellectual property counseling, post grant
proceedings and litigation, particularly in the
fields of mechanical engineering, robotics
and alternative energy.
Eric P. Raciti
Finnegan, Henderson,
Farabow, Garrett & Dunner, LLP
Two Seaport Lane
Boston, MA 02210-2001
Tel +1 617 646 1675 Fax +1 617 646 1666
eric.raciti@finnegan.com

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Robots – Walk the Line – in the Courtroom

  • 1. Finnegan, Henderson, Farabow, Garrett & Dunner, LLP IP Strategies for the Robotics Industry May 12, 2014 Presented by Eric P. Raciti
  • 2. 22 Robotics • Multi-disciplinary: mechanical hardware, electronics and software • Sensors, monitors, GPS tracking devices • Processing data/signals occurs on device or server? • Data stored on device, server, or cloud?
  • 3. 33 • U.S. Supreme Court Confusion – Alice Corp. v. CLS Bank, Int’l • § 101: Patentable Subject Matter – Limelight Networks, Inc. v. Akamai Techs., Inc. • § 271: Induced Infringement • Strategic Specification and Claim Drafting For Robotics • Design Patents? Overview
  • 4. 44 What is Patentable Subject Matter? • 1980: “[A]nything under the sun that is made by man” - Diamond v. Chakrabarty, U.S. Supreme Court - Patentable subject matter is very broad EXCEPT… - Abstract ideas (e.g., mathematical algorithms) - Natural phenomena (e.g., a subject’s reaction to a drug) - Laws of nature (e.g., Newton’s law of gravity)
  • 5. 55 • The Mayo framework: The “Mayo” Two Part Test Mayo Step 1: Is claim directed towards … • Abstract Idea? • Law of Nature? • Natural Phenomena? Mayo Step 2: If so, does claim contain an “inventive concept” • i.e., does the claim in practice amount to “significantly more” than a patent upon the ineligible concept?
  • 6. 66 Takeaways: Mayo Step 2 • What qualifies as “significantly more?” – Improvements to another technology or technological field (Diehr) – Improvements to the functioning of the computer itself (Diehr) – Meaningful limitations beyond generally linking the use of an abstract idea to a particular technological environment (Bilski) • What does not add “significantly more” – Merely “automating” on conventional computer (Benson, Flook, Mayo) – Limiting to a “particular technological environment” (Bilski) – Requiring nothing more than a generic computer performing well- understood, routine and conventional activities (Alice Corp.) – A “data processing system” with a “communications controller” and “data storage unit,” is “purely functional and generic.”
  • 7. 77 § 271: Infringement (a) [DIRECT INFRINGEMENT] Except as otherwise provided in this title, whoever without authority makes, uses, offers to sell, or sells any patented invention, within the United States or imports into the United States any patented invention during the term of the patent therefor, infringes the patent. (b) Whoever actively induces infringement of a patent shall be liable as an infringer.
  • 8. 88 § 271(b): Induced Infringement • Limelight v. Akamai (2014) – No one entity performs all claimed steps – Limelight carries out several of the claimed steps – Instead of tagging components of its customers’ Web sites that it intends to store on its servers, Limelight requires its customers to do their own tagging – Akamai argued that Limelight exercised “control or direction” over all steps because it provided instructions to customers Content Delivery Network
  • 9. 99 § 271(b): Induced Infringement • Limelight v. Akamai (2014) – Liability for inducement must be predicated on direct infringement§ 271(b) Induced Infringement – “[C]ase law leaves no doubt that inducement liability may arise ‘if, but only if, [there is] . . . direct infringement.’” Aro Mfg. Co. v. Convertible Top Replacement Co., 365 U. S 336, 341 (1961) (emphasis deleted). • Because there is no direct infringement there can be no inducement!
  • 11. 1111 Strategic Claim Drafting Draft Claims With an Eye Toward Enforcement – What types of infringing activities? – Who are the potential infringers? – Where would the potential infringers and infringing activities be located? – Where is the greatest value? – Identify claim types and claim scope based on a strategic analysis of the potential infringers, infringing activities, and greatest value
  • 12. 1212 Strategic Claim Drafting • Many computer-implemented inventions are implemented within networked environments including interconnected client device and back-end servers or remote control • For computer-implemented inventions, consider claims drafted from different viewpoints – Server-side claims (implemented by software, but can you discover infringement easily?) – Client-side claims (mobile/local devices) – Claims to processes implemented by servers or client devices – Computer-readable medium claims (e.g., at servers or client devices; app downloads)
  • 13. 1313 Strategic Claim Drafting • Use the possible safe harbors in Alice Corp. Focus on how inventions: – “[I]mprove the functioning of the computer itself” – are an “[I]mprovement in any other technology or technical field” • Claim more components than just general purpose computer (“processor”)
  • 14. 1414 Strategic Drafting: More is “More” • Describe structural components in specification – Use a robust block diagram customized for the invention – Multiple embodiments and drawings – Show invention is not simply “applying it” to a computer; not generic • Describe and claim a technical solution, not just a business method/process (e.g., moving stuff) • Describe how invention contributes “significantly more” to technical field
  • 15. 1515 Strategic Drafting: Avoid Divided Infringement • Claims: – Focus claim elements on single actor or entity – Draft multiple claim sets, each with a different focus in terms of infringing activity by a single actor; also include different claim types – Recite interaction or relationship with other components or actors, if needed for patentability
  • 16. 1616 • Identify and pursue opportunities for complementary design protection – e.g., design patent applications directed to shape of wearable or overall design of robot – e.g., design patent applications directed to computer-generated icons or changeable GUIs Strategic Patenting
  • 17. 1717 Layer Your Product with IP Protection • Design patents protect “the way something looks” • Utility patents protect “the way something works” • One product can protected by layers of design and utility patents, as well as other types of protection (trademark, trade secret, etc.) Utility patents – electronics, methods of operation, mechanisms Design patents – shape, user interface Design Patents
  • 19. 1919 • 3D printers generate objects from CAD scans obtained through legitimate channels (e.g., manufacturers and designers) or illegitimate channels (e.g., peer-to-peer sharing sites) • Prepare computer-readable media claims directed to instructions that cause 3D printers to generate objects – e.g., “A computer-readable medium storing instructions that, when executed by at least one processor of a printing device, cause the printing device to generate an object, comprising . . .” • May capture infringing peer-to-peer file sharing sites and other illegitimate distribution channels, if operated in U.S. 3D Printing – Utility Patents
  • 20. 2020 Speaker Information Eric Raciti focuses his practice on intellectual property counseling, post grant proceedings and litigation, particularly in the fields of mechanical engineering, robotics and alternative energy. Eric P. Raciti Finnegan, Henderson, Farabow, Garrett & Dunner, LLP Two Seaport Lane Boston, MA 02210-2001 Tel +1 617 646 1675 Fax +1 617 646 1666 eric.raciti@finnegan.com