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www.intertek.com1
Safety is a Must not a Choice
Andrew Swift1, Christopher Vernall2 and John Dale3
1 Intertek Global, 5th Floor, S J Tower, Abu Dhabi, UAE
2 Intertek Pharmaceutical Services, Saxon Way, Melbourn, Cambridge, UK
3 Intertek MSG, Wilton, Cleveland, UK
www.intertek.com2
Recent Statistics (UK)
In 2014 the IME reported that there were
over 13,500 cases of medical devices
failing to work correctly in the UK National
Health Service (NHS) alone[1]
309 cases had resulted in patient fatality
~5000 others experienced serious harm
Product Safety Testing in medical devices
leaves no margin for error
If a faulty device doesn’t cause fatality
…... then retrieving and replacing it
may ….
[1] Institute of Mechanical Engineers, 25th July 2014
www.intertek.com3
Reaction
“ …. Technology is leading to huge advances in
healthcare, but this technology is dependent on
the work of biomedical (test) engineers who are
inadequately recognized and in short supply….. ”
“ ….. all incidents of faulty medical machinery be
reported correctly, as they are reviewed and
analyzed for learning and can lead to vital safety
information being distributed”.
www.intertek.com4
There is no Substitute for Experience
Laboratories testing & certifying safety
of pharmaceuticals, medical & drug
dispensing devices are heavily
regulated to international standards
Notified body status is a privilege
subject to regular audit by the relevant
regulatory body
However, they also need to be:
• Equipped with the latest analytical
capabilities
• Abreast of the latest technological
advances and tomorrow’s regulation
• Experienced in all aspects of materials
science
www.intertek.com5
Laboratory Proficiency
This paper will proceed to illustrate the critical importance of
laboratory proficiency and experience for:
• Root cause analysis of the failure of implant medical
devices
• A forensic analysis of post-operative retained extraneous
matter
• Reliable measurement of meter dose inhalers for certified
release testing
www.intertek.com6
Catastrophic Failure of a Catheter
Catastrophic failure of a weld in a
catheter’s delivery system was firstly
investigated using Thermal Analysis
and Hot Stage Microscopy.
Consequently a doping method was
deployed for the ‘in production’ weld
and monitored by surface science
techniques coupled with FT-IR.
The work was carried out to UKAS
quality standards and to the
satisfaction of the client’s Quality System and the FDA.
The investigation led to imposition of in-process controls which eliminated
all product failures on site and in the field
www.intertek.com7
‘Blooming’ of a Medical Device Sub-assembly
Internal (patient contact) surface
‘blooming’ of a medical device sub-
assembly was investigated using a
selection of expert microscopy tools
and Nuclear Magnetic Resonance
spectroscopy (NMR)
The investigation found the root
cause to be due to a poorly specified
polymer in the supply chain.
The impact of exposure to this
material upon the patient was
evaluated working closely alongside the producer’s regulatory department.
NMR was then used to track raw material quality and optimize the production
process to mitigate the issue to within a safe limits
www.intertek.com8
During the autopsy following a
post-surgery fatality, a fragment of
material was found retained the
patient’s heart
The excised material was fully
investigated using polarized light
microscopy
The results compared to analysis
of a series of surgical instruments
used during the operation
The data clearly identified the
specific faulty instrument
‘Forensic’ Investigation
www.intertek.com9
Drug Delivery by Inhalation
Respiratory therapies generated >$35bn in 2013
Asthma & COPD treatments accounted for 75% of
sales – other diseases treated include Cystic
Fibrosis and Diabetes
Asthma & Chronic Obstructive Airway Disease
(COAD) increasingly common in Middle East 20-25%
prevalence rate amongst Saudi patients in 2013[2]
Complex dosage form with many formulation and
device considerations
3 main product types – pMDI, DPI and nebuliser
[2] Shrestha Ashis MBBS, MD, Middle East Journal of Family Medicine, Volume 9, Issue 1, January 2011
www.intertek.com10
Metered Dose Inhalers
Most prescribed inhaled dosage form globally (>200m 2014)
Cheaper to develop and manufacture than DPIs – High
prevalence in Asian and Middle-Eastern markets
Portable devices, unlike majority of nebulisers.
Limited to lower dose ranges
Active delivery, requires some coordination
Device handling constraints
Widely accepted that even with proper technique on
15% of active drug reaches target site of the lung[3]
[3] Muhammad Adnan, Shahid Karim, Shamshir Khan, Naser A. Al-Wabel, Saudi Pharmaceutical Journal, 23 June 2014, Elsevier B.V.
www.intertek.com11
Formulation Strategies
Formulation consists of API in solution or
suspension with propellant (HFA 134a or 227)
Majority of MDIs are suspensions
- can cause problems with the formulation &
product performance
Excipients such as ethanol & oleic acid often
added to prevent agglomeration, floccing &
adhesion to canister walls
Suspension products need clear shaking &
actuation regime in order to accurately
deliver the labelled dose
www.intertek.com12
pMDI Formulation
www.intertek.com13
Analytical Testing Considerations
MDI product performance can be modelled
well using in-vitro studies
Cascade impactors, dose uniformity sampling
apparatus and equipment to model spray
pattern and plume geometry are essential
Accurate and reliable data depends on
excellent product understanding and tightly
controlled sampling conditions
Shake and fire regime and environmental
conditions are particularly pertinent when
designing methodology to test MDIs
www.intertek.com14
Shake and Fire Regime
Single most important consideration when testing
suspension MDIs
Detailed protocols required during in-vitro testing;
– eventually feed into PIL
Excessive shaking can lead to foaming &
inaccurate dosing
Time between ceasing of the shake & actuation
also critical;
– sedimentation can occur within 3 seconds for
some formulations => inaccurate dosing
www.intertek.com15
Environmental Conditions
Critical to control temperature and humidity
during analytical testing
Product should work at the conditions of all
target markets – the Middle East has very
different climatic conditions to Europe, for
example
Electrostatic charge can also influence product
performance, particularly at low humidity
By controlling humidity, the effects of
electrostatic charge can be minimised
www.intertek.com16
Other Analytical Considerations
- Patient in-use
Full study performed that models performance
through - life, as per dosing regime from PIL.
Effect of cleaning also investigated.
- Effect of valved holding chamber
Holding chamber used with patients who
struggle to co-ordinate breathing & actuation
(e.g infants & the infirm). Dose actuated into
chamber, held & then inhaled at patient’s
convenience. Effect on performance must be
characterised.
www.intertek.com17
Other Analytical Considerations
- Extractables & Leachables (E&L)
E&L study needs to be performed to model
potential compounds that may be extracted or
leach from the valve or canister components
- Priming and Re-Priming
The valve on MDIs requires priming to
accurately meter. The number of shots it takes
before administering correct dose is measured.
The duration that the device ‘remains primed’
is also modelled.
www.intertek.com18
Conclusions
Technology advances and global growth in healthcare
spending are rapidly increasing the arrival rate of new
biomedical devices to markets worldwide
When testing healthcare products safety is a must
Laboratory proficiency means more that accreditation
It requires a well equipped laboratory and, for reliable results,
it also requires product and process experience
www.intertek.com19
Valued Quality. Delivered.
www.intertek.com20
GMP Pharmaceutical lab in Cambridge, UK
Accredited by both the US FDA and
UK MHRA
Particular expertise and experience
in analytical testing and development
of OINDPs (Orally Inhaled and
Nasal Drug Products)
Largest CRO in Europe to test these
products.

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Safety is a Must not a Choice - Andrew Swift

  • 1. www.intertek.com1 Safety is a Must not a Choice Andrew Swift1, Christopher Vernall2 and John Dale3 1 Intertek Global, 5th Floor, S J Tower, Abu Dhabi, UAE 2 Intertek Pharmaceutical Services, Saxon Way, Melbourn, Cambridge, UK 3 Intertek MSG, Wilton, Cleveland, UK
  • 2. www.intertek.com2 Recent Statistics (UK) In 2014 the IME reported that there were over 13,500 cases of medical devices failing to work correctly in the UK National Health Service (NHS) alone[1] 309 cases had resulted in patient fatality ~5000 others experienced serious harm Product Safety Testing in medical devices leaves no margin for error If a faulty device doesn’t cause fatality …... then retrieving and replacing it may …. [1] Institute of Mechanical Engineers, 25th July 2014
  • 3. www.intertek.com3 Reaction “ …. Technology is leading to huge advances in healthcare, but this technology is dependent on the work of biomedical (test) engineers who are inadequately recognized and in short supply….. ” “ ….. all incidents of faulty medical machinery be reported correctly, as they are reviewed and analyzed for learning and can lead to vital safety information being distributed”.
  • 4. www.intertek.com4 There is no Substitute for Experience Laboratories testing & certifying safety of pharmaceuticals, medical & drug dispensing devices are heavily regulated to international standards Notified body status is a privilege subject to regular audit by the relevant regulatory body However, they also need to be: • Equipped with the latest analytical capabilities • Abreast of the latest technological advances and tomorrow’s regulation • Experienced in all aspects of materials science
  • 5. www.intertek.com5 Laboratory Proficiency This paper will proceed to illustrate the critical importance of laboratory proficiency and experience for: • Root cause analysis of the failure of implant medical devices • A forensic analysis of post-operative retained extraneous matter • Reliable measurement of meter dose inhalers for certified release testing
  • 6. www.intertek.com6 Catastrophic Failure of a Catheter Catastrophic failure of a weld in a catheter’s delivery system was firstly investigated using Thermal Analysis and Hot Stage Microscopy. Consequently a doping method was deployed for the ‘in production’ weld and monitored by surface science techniques coupled with FT-IR. The work was carried out to UKAS quality standards and to the satisfaction of the client’s Quality System and the FDA. The investigation led to imposition of in-process controls which eliminated all product failures on site and in the field
  • 7. www.intertek.com7 ‘Blooming’ of a Medical Device Sub-assembly Internal (patient contact) surface ‘blooming’ of a medical device sub- assembly was investigated using a selection of expert microscopy tools and Nuclear Magnetic Resonance spectroscopy (NMR) The investigation found the root cause to be due to a poorly specified polymer in the supply chain. The impact of exposure to this material upon the patient was evaluated working closely alongside the producer’s regulatory department. NMR was then used to track raw material quality and optimize the production process to mitigate the issue to within a safe limits
  • 8. www.intertek.com8 During the autopsy following a post-surgery fatality, a fragment of material was found retained the patient’s heart The excised material was fully investigated using polarized light microscopy The results compared to analysis of a series of surgical instruments used during the operation The data clearly identified the specific faulty instrument ‘Forensic’ Investigation
  • 9. www.intertek.com9 Drug Delivery by Inhalation Respiratory therapies generated >$35bn in 2013 Asthma & COPD treatments accounted for 75% of sales – other diseases treated include Cystic Fibrosis and Diabetes Asthma & Chronic Obstructive Airway Disease (COAD) increasingly common in Middle East 20-25% prevalence rate amongst Saudi patients in 2013[2] Complex dosage form with many formulation and device considerations 3 main product types – pMDI, DPI and nebuliser [2] Shrestha Ashis MBBS, MD, Middle East Journal of Family Medicine, Volume 9, Issue 1, January 2011
  • 10. www.intertek.com10 Metered Dose Inhalers Most prescribed inhaled dosage form globally (>200m 2014) Cheaper to develop and manufacture than DPIs – High prevalence in Asian and Middle-Eastern markets Portable devices, unlike majority of nebulisers. Limited to lower dose ranges Active delivery, requires some coordination Device handling constraints Widely accepted that even with proper technique on 15% of active drug reaches target site of the lung[3] [3] Muhammad Adnan, Shahid Karim, Shamshir Khan, Naser A. Al-Wabel, Saudi Pharmaceutical Journal, 23 June 2014, Elsevier B.V.
  • 11. www.intertek.com11 Formulation Strategies Formulation consists of API in solution or suspension with propellant (HFA 134a or 227) Majority of MDIs are suspensions - can cause problems with the formulation & product performance Excipients such as ethanol & oleic acid often added to prevent agglomeration, floccing & adhesion to canister walls Suspension products need clear shaking & actuation regime in order to accurately deliver the labelled dose
  • 13. www.intertek.com13 Analytical Testing Considerations MDI product performance can be modelled well using in-vitro studies Cascade impactors, dose uniformity sampling apparatus and equipment to model spray pattern and plume geometry are essential Accurate and reliable data depends on excellent product understanding and tightly controlled sampling conditions Shake and fire regime and environmental conditions are particularly pertinent when designing methodology to test MDIs
  • 14. www.intertek.com14 Shake and Fire Regime Single most important consideration when testing suspension MDIs Detailed protocols required during in-vitro testing; – eventually feed into PIL Excessive shaking can lead to foaming & inaccurate dosing Time between ceasing of the shake & actuation also critical; – sedimentation can occur within 3 seconds for some formulations => inaccurate dosing
  • 15. www.intertek.com15 Environmental Conditions Critical to control temperature and humidity during analytical testing Product should work at the conditions of all target markets – the Middle East has very different climatic conditions to Europe, for example Electrostatic charge can also influence product performance, particularly at low humidity By controlling humidity, the effects of electrostatic charge can be minimised
  • 16. www.intertek.com16 Other Analytical Considerations - Patient in-use Full study performed that models performance through - life, as per dosing regime from PIL. Effect of cleaning also investigated. - Effect of valved holding chamber Holding chamber used with patients who struggle to co-ordinate breathing & actuation (e.g infants & the infirm). Dose actuated into chamber, held & then inhaled at patient’s convenience. Effect on performance must be characterised.
  • 17. www.intertek.com17 Other Analytical Considerations - Extractables & Leachables (E&L) E&L study needs to be performed to model potential compounds that may be extracted or leach from the valve or canister components - Priming and Re-Priming The valve on MDIs requires priming to accurately meter. The number of shots it takes before administering correct dose is measured. The duration that the device ‘remains primed’ is also modelled.
  • 18. www.intertek.com18 Conclusions Technology advances and global growth in healthcare spending are rapidly increasing the arrival rate of new biomedical devices to markets worldwide When testing healthcare products safety is a must Laboratory proficiency means more that accreditation It requires a well equipped laboratory and, for reliable results, it also requires product and process experience
  • 20. www.intertek.com20 GMP Pharmaceutical lab in Cambridge, UK Accredited by both the US FDA and UK MHRA Particular expertise and experience in analytical testing and development of OINDPs (Orally Inhaled and Nasal Drug Products) Largest CRO in Europe to test these products.