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TAEASS401B, 402B,403B
Assessment
Cluster 1
What is assessment?
Identifying competence.
Having the skill and knowledge to
correctly carry out a task, a skill or
a function.
Collecting evidence and making
judgements on whether or
not competence is achieved.
Assessment (AQTF)
“the process of collecting evidence and
making judgements about whether
competency has been achieved to confirm that
an individual can perform to the standard
expected in the workplace as expressed in the
relevant endorsed industry/enterprise
competency standards of a
training package or the learning
outcomes of an accredited course.”
Types of Assessment
Norm Referenced
competitive, compares individuals with each
other and ranks them
eg TEE, Olympics
Criterion Referenced
assessment against fixed standards
or criterion
eg. Competency Based Assessment
Competency Based Assessment
Defining Features:
• Criterion Referenced – learners are
assessed against standards or benchmarks,
usually a unit of competence, not each other.
• Evidence Based – decisions are based on
evidence produced by candidate or
gathered by assessor or a third party.
• Participatory – candidates interact with the
assessor and are involved in the process.
•Judged by assessor as competent or
not yet competent
Assessment Pathways
• Learning and Assessment Pathway – candidate
attends learning sessions, participates in
activities, is guided by facilitators and then
completes the assessments
• Assessment Only Pathway – candidate does
not attend learning sessions but completes the
assessments
• Skills Recognition Pathway –
recognition of prior learning, another
form of assessment only pathway
Who Can Assess?
In VET under AQTF only RTO’s can
issue nationally recognised qualifications
and statements of attainment.
RTO’s must meet AQTF standards to do
this and have approved assessors
Other (non RTO) organisations
have their own policies and
procedures for assessment
Approved Assessors?
Individual assessors must have
Vocational competence – at least to the
level they are assessing - hold the
qualification or demonstrated equivalence
Assessor Competence – TAEASS401A,
TAEASS402A and TAEASS403A
or demonstrated equivalence
Competency Based Assessment
Assessors must:
• know about assessment
• have a vocational skill to assess in
(or partner with someone who does)
• Work closely with the candidate
(candidate must be an active
participant in process)
 Validity – the evidence will prove competence
 Reliability – other assessors would make the
same decision
 Fairness – assessor is objective, open and
transparent and considers needs of candidate
 Flexibility – assessment can be
on-the-job or off-the-job,
time and situation negotiable
Principles of Assessment
What is Evidence?
The proof that supports the
candidates claim of competency.
The information gathered in an
assessment process which, when
matched against the criteria of the
assessment benchmark,
indicates that the criteria or
benchmarks have been met.
Forms of Evidence
Direct – observing the candidate
actually perform in the workplace
Indirect – projects, simulations, role-
plays etc.
Supplementary – where additional
evidence is required - third party
reports, tests, questioning
Types of Evidence
Evidence can be collected on a wide range of
measurable aspects of performance.
These include:
 Products that have been made.
 Underpinning knowledge and understanding.
 Processes that have been carried out.
 Underlying attitudes.
Rules of Evidence
 Validity – evidence collected must cover all
requirements of the benchmark
 Sufficiency – enough evidence is collected to
make a decision
 Consistency – collected over a period of time
 Authenticity – candidate’s own work
 Currency – candidate must be
competent at the time
Assessment Planning Process
• Analyse benchmark – unit of
competency, learning outcomes
• Determine evidence requirements
• Choose appropriate assessment
approach and methods, consider
context and target group
• Prepare an assessment
plan
• Develop assessment tools
Assessment Benchmarks
 units of competency from Training Packages
 learning outcomes from modules in accredited
courses
 objectives from a training session,
in-house courses or induction programs
standard operating procedures
 organisational competency standards
or performance standards
 product specifications
Analsye Benchmark
What does competent performance look like?
What methods and tools would collect the
evidence to best make an accurate
judgement of competence?
Focus on and cover the whole
unit - Application of the unit, Elements,
Performance criteria, Required
skills and knowledge, Evidence,
guide, Range statement
Evidence collection
Evidence can come as:
•Portfolio
•Project
•Demonstration
•Simulation
•Third Party Reports
•Answers to Questions
•Video recordings
•Products made
•Case study responses
•Observation
Assessment Methods
Techniques used to gather evidence:
• Observation – workplace or simulated
• Questioning – verbal, interview or written
• Third Party Reports – supervisors
• Portfolio – supporting documents
• Review of Products
• Structured Activities –
role play, case study, project
Assessment Tools
Means by which assessment methods
are implemented. Includes:
• Context and conditions for assessment
• Tasks to be undertaken by the candidate
• Outline of the evidence to be gathered
and the evidence criteria used
• Administration, reporting
and recording requirements
Assessment Tool
The instrument and procedures used
to gather and interpret evidence of
competence:
Instrument – specific questions or
activity
Procedures – information and
instructions for the candidate
and assessor about how
assessment is conducted
Source - NQC
Assessment Instruments
• Questionnaires
• Observation checklists
• Third party observation checklists
• Portfolio guide and evidence list
• Product specification and checklist
• Written scenario for role play
• Project brief and checklist
Assessment Instruments must
• Reflect the required evidence
• Address any contextualisation, OHS etc
• Cover context requirements and resources
• Appropriate to the needs of the candidate
• Meet principles of assessment
• Abide by the rules of evidence
Assessment Plans
Planning and organising is a critical
part of the assessment process.
An assessment plan is a document
which is prepared to guide and reach
agreement on the assessment
process of a benchmark (unit
of competency) or cluster
(group) of benchmarks.
Assessment Plans
Should contain:
 What will be assessed and Why
 Who will be assessed and who will help
 How it will occur – what methods and tools
 When and Where it will occur – context
 Resources or Special Arrangements
 Training Package assessment
guidelines (if applicable)
 Instructions for candidate and
assessors
Purpose of Assessment
• Certifying competence through a qualification or
statement of attainment
• Recognising existing competence - RPL
• Identifying LLN needs
• Determining if competence has been achieved
after a learning program – summative
• Meeting licensing or regulatory
requirements
• Identifying progress towards
competence – formative
Context of Assessment
Contexts are the different situations in
which assessment occurs and the
circumstances that surround different
assessments. This will include:
•The environment in which the assessment
is to take place
•Resources required
•People involved in or impacted
by the assessment
Contextualising
Contextualising is modifying our
assessments to reflect a specific context,
within a particular enterprise/organisation.
This can mean substituting/adding material
that makes ‘generic’ become more
’specific’.
It does not mean rewriting the unit
otherwise it would no longer be valid.
Performance Criteria etc. cannot be
changed, range statement and
evidence guide requirements can be.
Clustering
A way to assess the requirements of
more than one unit of competency at
a time. Also called integrated
assessment or holistic assessment.
This may reflect more realistically how
these competencies occur in a
workplace. They may make
up part of a larger process
or a logical flow of tasks.
Legal Requirements
• Privacy
• Anti-discrimination
• Occupational Health and Safety
• Industrial Relations
• Licensing and Regulatory
eg. AQTF
Ethical Requirements
• Following codes of practice
• Ensuring assessment tasks do
not encourage unethical
behaviour
• Ensuring any partnership
arrangements are fair
and transparent
Organisational Requirements
• Policies and procedures about the
assessment system
• Recording and reporting systems for
assessment results
• RTO must have units on scope
• AQTF compliance
• Mutual recognition

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Tae assessment cluster part 1

  • 2. What is assessment? Identifying competence. Having the skill and knowledge to correctly carry out a task, a skill or a function. Collecting evidence and making judgements on whether or not competence is achieved.
  • 3. Assessment (AQTF) “the process of collecting evidence and making judgements about whether competency has been achieved to confirm that an individual can perform to the standard expected in the workplace as expressed in the relevant endorsed industry/enterprise competency standards of a training package or the learning outcomes of an accredited course.”
  • 4. Types of Assessment Norm Referenced competitive, compares individuals with each other and ranks them eg TEE, Olympics Criterion Referenced assessment against fixed standards or criterion eg. Competency Based Assessment
  • 5. Competency Based Assessment Defining Features: • Criterion Referenced – learners are assessed against standards or benchmarks, usually a unit of competence, not each other. • Evidence Based – decisions are based on evidence produced by candidate or gathered by assessor or a third party. • Participatory – candidates interact with the assessor and are involved in the process. •Judged by assessor as competent or not yet competent
  • 6. Assessment Pathways • Learning and Assessment Pathway – candidate attends learning sessions, participates in activities, is guided by facilitators and then completes the assessments • Assessment Only Pathway – candidate does not attend learning sessions but completes the assessments • Skills Recognition Pathway – recognition of prior learning, another form of assessment only pathway
  • 7. Who Can Assess? In VET under AQTF only RTO’s can issue nationally recognised qualifications and statements of attainment. RTO’s must meet AQTF standards to do this and have approved assessors Other (non RTO) organisations have their own policies and procedures for assessment
  • 8. Approved Assessors? Individual assessors must have Vocational competence – at least to the level they are assessing - hold the qualification or demonstrated equivalence Assessor Competence – TAEASS401A, TAEASS402A and TAEASS403A or demonstrated equivalence
  • 9. Competency Based Assessment Assessors must: • know about assessment • have a vocational skill to assess in (or partner with someone who does) • Work closely with the candidate (candidate must be an active participant in process)
  • 10.  Validity – the evidence will prove competence  Reliability – other assessors would make the same decision  Fairness – assessor is objective, open and transparent and considers needs of candidate  Flexibility – assessment can be on-the-job or off-the-job, time and situation negotiable Principles of Assessment
  • 11. What is Evidence? The proof that supports the candidates claim of competency. The information gathered in an assessment process which, when matched against the criteria of the assessment benchmark, indicates that the criteria or benchmarks have been met.
  • 12. Forms of Evidence Direct – observing the candidate actually perform in the workplace Indirect – projects, simulations, role- plays etc. Supplementary – where additional evidence is required - third party reports, tests, questioning
  • 13. Types of Evidence Evidence can be collected on a wide range of measurable aspects of performance. These include:  Products that have been made.  Underpinning knowledge and understanding.  Processes that have been carried out.  Underlying attitudes.
  • 14. Rules of Evidence  Validity – evidence collected must cover all requirements of the benchmark  Sufficiency – enough evidence is collected to make a decision  Consistency – collected over a period of time  Authenticity – candidate’s own work  Currency – candidate must be competent at the time
  • 15. Assessment Planning Process • Analyse benchmark – unit of competency, learning outcomes • Determine evidence requirements • Choose appropriate assessment approach and methods, consider context and target group • Prepare an assessment plan • Develop assessment tools
  • 16. Assessment Benchmarks  units of competency from Training Packages  learning outcomes from modules in accredited courses  objectives from a training session, in-house courses or induction programs standard operating procedures  organisational competency standards or performance standards  product specifications
  • 17. Analsye Benchmark What does competent performance look like? What methods and tools would collect the evidence to best make an accurate judgement of competence? Focus on and cover the whole unit - Application of the unit, Elements, Performance criteria, Required skills and knowledge, Evidence, guide, Range statement
  • 18. Evidence collection Evidence can come as: •Portfolio •Project •Demonstration •Simulation •Third Party Reports •Answers to Questions •Video recordings •Products made •Case study responses •Observation
  • 19. Assessment Methods Techniques used to gather evidence: • Observation – workplace or simulated • Questioning – verbal, interview or written • Third Party Reports – supervisors • Portfolio – supporting documents • Review of Products • Structured Activities – role play, case study, project
  • 20. Assessment Tools Means by which assessment methods are implemented. Includes: • Context and conditions for assessment • Tasks to be undertaken by the candidate • Outline of the evidence to be gathered and the evidence criteria used • Administration, reporting and recording requirements
  • 21. Assessment Tool The instrument and procedures used to gather and interpret evidence of competence: Instrument – specific questions or activity Procedures – information and instructions for the candidate and assessor about how assessment is conducted Source - NQC
  • 22. Assessment Instruments • Questionnaires • Observation checklists • Third party observation checklists • Portfolio guide and evidence list • Product specification and checklist • Written scenario for role play • Project brief and checklist
  • 23. Assessment Instruments must • Reflect the required evidence • Address any contextualisation, OHS etc • Cover context requirements and resources • Appropriate to the needs of the candidate • Meet principles of assessment • Abide by the rules of evidence
  • 24. Assessment Plans Planning and organising is a critical part of the assessment process. An assessment plan is a document which is prepared to guide and reach agreement on the assessment process of a benchmark (unit of competency) or cluster (group) of benchmarks.
  • 25. Assessment Plans Should contain:  What will be assessed and Why  Who will be assessed and who will help  How it will occur – what methods and tools  When and Where it will occur – context  Resources or Special Arrangements  Training Package assessment guidelines (if applicable)  Instructions for candidate and assessors
  • 26. Purpose of Assessment • Certifying competence through a qualification or statement of attainment • Recognising existing competence - RPL • Identifying LLN needs • Determining if competence has been achieved after a learning program – summative • Meeting licensing or regulatory requirements • Identifying progress towards competence – formative
  • 27. Context of Assessment Contexts are the different situations in which assessment occurs and the circumstances that surround different assessments. This will include: •The environment in which the assessment is to take place •Resources required •People involved in or impacted by the assessment
  • 28. Contextualising Contextualising is modifying our assessments to reflect a specific context, within a particular enterprise/organisation. This can mean substituting/adding material that makes ‘generic’ become more ’specific’. It does not mean rewriting the unit otherwise it would no longer be valid. Performance Criteria etc. cannot be changed, range statement and evidence guide requirements can be.
  • 29. Clustering A way to assess the requirements of more than one unit of competency at a time. Also called integrated assessment or holistic assessment. This may reflect more realistically how these competencies occur in a workplace. They may make up part of a larger process or a logical flow of tasks.
  • 30. Legal Requirements • Privacy • Anti-discrimination • Occupational Health and Safety • Industrial Relations • Licensing and Regulatory eg. AQTF
  • 31. Ethical Requirements • Following codes of practice • Ensuring assessment tasks do not encourage unethical behaviour • Ensuring any partnership arrangements are fair and transparent
  • 32. Organisational Requirements • Policies and procedures about the assessment system • Recording and reporting systems for assessment results • RTO must have units on scope • AQTF compliance • Mutual recognition