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Chapter 3
The Concept of Quality
Management System Thinking
Title slide
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 2
Systems - Thoughts
• Rigour, regulation, consistency
• Focus, format
Antoine de Saint-Exupery
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 3
Antoine de Saint-Exupery
“We are living in the eyeless belly of an
administrative system.
The system is a machine…
… eliminate the arbitrary human element.
So it cannot create. It administers.
The system is not designed to resolve unexpected
challenges.
A man would have to have the right to pull it apart …
but the cogs will not accept human intervention.
They reject the watchmaker”
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 4
• Capable of creating
• Resolve unexpected challenges
• Arbitrary human element
You have the right, the duty, to pull it apart –
because YOU are the watchmaker!
Antoine’s Lessons
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 5
“The trouble is, companies have either lots of
passion but no systems, or too many systems
and no passion”
Systems – Tom Peters
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 6
• How effective is my system?
• How embracing is my system?
• How passionate is my system?
• Am I an effective watchmaker?
Systems - You
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 7
Defining a QMS
International Standards Organisation
ISO 9000 Quality Management Systems -
Fundamentals and Vocabulary
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 8
“A management system to
direct and control
an organisation
with regard to quality”
ISO 9000 - Quality Management System
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 9
“A system to establish
policy and objectives
and to achieve
those objectives”
ISO 9000 - Management System
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 10
The QMS Model
Quality Management System
Quality
Policy
Achievement
Quality
Objectives
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 11
“Co-ordinated activities
to direct and control
an organisation
with regard to quality”
Co-ordinated activities?
ISO 9000 - Quality Management
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 12
• Training
• Inspection
• Internal audit
• Maintenance
• Documentation control
• Planning and logistics
• Purchasing
• Product and system review
• Calibration
Co-ordinated activities
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 13
“Overall intentions and direction
of an organisation
related to quality
as formally expressed
by top management”
Focus Sense of Purpose Quantifiable
ISO 9000 - Quality Policy
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 14
“Something sought,
or aimed at, related to quality”
ISO 9000 - Quality Objectives
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 15
The QMS Model
Quality Management System
Quality Policy Achievement
Quality
Objectives
Co-ordinated
Activities
Quality
Control
Quality
Planning
Quality
Improvement
Quality
Assurance
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 16
Internal &
external
Management Principles – the oil
Quality Management Principles
Customer
focus
At all
levels
Leadership
Engage
Involve
our people
Consistent
and reliable
Supplier
relationships
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 17
Decision
making
Management Principles – the oil
Quality Management Principles
Factual
approach
Permanent
objective
Continual
improvement
Integrate
Systematic
approach
Efficient
operation
Process
approach
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 18
Management Principles – the oil
Quality Management Principles
Factual
approach
Continual
improvement
Systematic
approach
Process
approach
Customer
focus
Leadership
Involve
our people
Supplier
relationships
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 19
QMS – The final structure
Quality
Management
Quality Management System
Quality
Policy
Quality
Objectives
Quality
Control
Quality
Planning
Quality
Improvement
Quality
Assurance
Quality Management
Principles
Factual
approach
Continual
improvement
Systematic
approach
Process
approach
Customer
focus
Leadership
Involve
our people
Supplier
relationships
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 20
QMS – the final structure
• The foundation for
– Effectiveness
– Embracing
– Passionate
– Seen and replicated at all levels
– An organisational system
• Maintained by Top Management
– A departmental or process-based system
• Maintained by Departmental Heads or Process Owners
 Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 21
In summary
Thoughts on quality
An evolving notion that had become more embracing
Thoughts on systems
Systems can be narrow, lack passion, be ineffective, ignore the
“arbitrary human element”
Quality Management System model
Seen elements that make up the engine block
Quality Management Principles
Used by Top Management to promote the effective, efficient
operation of the system and to provide a catalyst for continual
improvement

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The concept of QMS thinking

  • 1. Chapter 3 The Concept of Quality Management System Thinking Title slide
  • 2.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 2 Systems - Thoughts • Rigour, regulation, consistency • Focus, format Antoine de Saint-Exupery
  • 3.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 3 Antoine de Saint-Exupery “We are living in the eyeless belly of an administrative system. The system is a machine… … eliminate the arbitrary human element. So it cannot create. It administers. The system is not designed to resolve unexpected challenges. A man would have to have the right to pull it apart … but the cogs will not accept human intervention. They reject the watchmaker”
  • 4.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 4 • Capable of creating • Resolve unexpected challenges • Arbitrary human element You have the right, the duty, to pull it apart – because YOU are the watchmaker! Antoine’s Lessons
  • 5.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 5 “The trouble is, companies have either lots of passion but no systems, or too many systems and no passion” Systems – Tom Peters
  • 6.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 6 • How effective is my system? • How embracing is my system? • How passionate is my system? • Am I an effective watchmaker? Systems - You
  • 7.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 7 Defining a QMS International Standards Organisation ISO 9000 Quality Management Systems - Fundamentals and Vocabulary
  • 8.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 8 “A management system to direct and control an organisation with regard to quality” ISO 9000 - Quality Management System
  • 9.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 9 “A system to establish policy and objectives and to achieve those objectives” ISO 9000 - Management System
  • 10.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 10 The QMS Model Quality Management System Quality Policy Achievement Quality Objectives
  • 11.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 11 “Co-ordinated activities to direct and control an organisation with regard to quality” Co-ordinated activities? ISO 9000 - Quality Management
  • 12.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 12 • Training • Inspection • Internal audit • Maintenance • Documentation control • Planning and logistics • Purchasing • Product and system review • Calibration Co-ordinated activities
  • 13.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 13 “Overall intentions and direction of an organisation related to quality as formally expressed by top management” Focus Sense of Purpose Quantifiable ISO 9000 - Quality Policy
  • 14.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 14 “Something sought, or aimed at, related to quality” ISO 9000 - Quality Objectives
  • 15.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 15 The QMS Model Quality Management System Quality Policy Achievement Quality Objectives Co-ordinated Activities Quality Control Quality Planning Quality Improvement Quality Assurance
  • 16.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 16 Internal & external Management Principles – the oil Quality Management Principles Customer focus At all levels Leadership Engage Involve our people Consistent and reliable Supplier relationships
  • 17.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 17 Decision making Management Principles – the oil Quality Management Principles Factual approach Permanent objective Continual improvement Integrate Systematic approach Efficient operation Process approach
  • 18.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 18 Management Principles – the oil Quality Management Principles Factual approach Continual improvement Systematic approach Process approach Customer focus Leadership Involve our people Supplier relationships
  • 19.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 19 QMS – The final structure Quality Management Quality Management System Quality Policy Quality Objectives Quality Control Quality Planning Quality Improvement Quality Assurance Quality Management Principles Factual approach Continual improvement Systematic approach Process approach Customer focus Leadership Involve our people Supplier relationships
  • 20.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 20 QMS – the final structure • The foundation for – Effectiveness – Embracing – Passionate – Seen and replicated at all levels – An organisational system • Maintained by Top Management – A departmental or process-based system • Maintained by Departmental Heads or Process Owners
  • 21.  Inspired Pharma Training Ltd 10/06/13 Quality Management Systems 21 In summary Thoughts on quality An evolving notion that had become more embracing Thoughts on systems Systems can be narrow, lack passion, be ineffective, ignore the “arbitrary human element” Quality Management System model Seen elements that make up the engine block Quality Management Principles Used by Top Management to promote the effective, efficient operation of the system and to provide a catalyst for continual improvement

Editor's Notes

  • #2: COMMENTARY: Welcome to this chapter on “The Concept of Quality Management System Thinking”. In this Chapter we will look at some general systems thinking points and consider the structure of a Quality Management System together with the underlying concept of Quality Management principles – the “oil” used to maintain our Quality Management System. YOUR NOTES:
  • #3: COMMENTARY: Systems are good things! They give rigour, regulation and consistency to what we do. They are an ever-present facet of our lives. They give a focus to activity, they give format to otherwise dis-organised chaos! Yes, systems are good things! We have our parliamentary system, our railway system, our motorway system, our education system, our health system – systems are everywhere. One man, Antoine de Saint-Exupery, put a particular system under the microscope in 1942 – the French Military system, and in doing so suggested that systems might, indeed, not be all that they could be! YOUR NOTES:
  • #4: COMMENTARY: In his book “Flight to Arras” Antoine, a Free-French pilot during the Second World War, described the system that he found himself in, to such effect that he found his book banned by the authorities! He maintained that “We are living in the eyeless belly of an administrative system. The system is a machine. The more perfect the machine becomes, the more it can eliminate the arbitrary human element. In a perfect system where men are cog-wheels, laziness and dishonesty and injustice can no longer hold sway. But just as the machine is built to ensure a sequence of absolutely pre-ordained actions, so it cannot create. It administers. It applies the right penalty to any error, the right solution to any problem. The system is not designed to resolve unexpected challenges. If you introduced pieces of wood into a steel press, furniture would not come out at the other end. For the machine to be adapted to the purpose, a man would have to have the right to pull it apart … but in a system designed to rule out the disadvantages of the arbitrary human element, the cogs will not accept human intervention. They reject the watchmaker”. And so he continues for another happy 132 pages!! YOUR NOTES:
  • #5: COMMENTARY: Antoine was describing here a system that was vindictive, brutish, malevolent – sound systems should be capable of creating and not simply administer. Sound systems should be designed to resolve unexpected challenges and of course we ignore the arbitrary human element (in other words “us”) at our peril. As an integral part of a system, as a user of a system, as someone dependant on the system you have the right, the duty, to pull it apart – because you are the watchmaker! YOUR NOTES:
  • #6: COMMENTARY: Tom Peters, our management guru, was less philosophical and argued; “The trouble is, companies have either lots of passion but no systems, or too many systems and no passion”. A generalisation no doubt but there is no doubting that we need both a system, a system that is not vindictive, or brutish, or malevolent, as was Antoine’s and we need passion within that system, passion that may be gained by not ignoring the arbitrary human element. YOUR NOTES:
  • #7: COMMENTARY: And so, in thinking about questions that we may ask of our Quality Management System; we need to ask “how effective is my system?” We need a system which will ensure compliance, which will ensure “fitness for purpose”. We also need to ask “how embracing is my system?” Does it embrace more than “product conformance”? Does it embrace the notions of an embracing system seen through our evolving definitions in the previous chapter? Does it embrace all stakeholder needs? We should also ensure that we do not exclude the “arbitrary human element” and ask “how passionate is my system?” And finally, perhaps most importantly, we should ask “am I an effective watchmaker?” YOUR NOTES:
  • #8: COMMENTARY: Having looked at some general aspects related to systems thinking we would now do well to try and define what a Quality Management System actually is. In doing so we can turn to the International Standards Organisation based in Geneva, Switzerland and a document known as ISO 9000 Quality Management Systems – Fundamentals and Vocabulary. YOUR NOTES:
  • #9: COMMENTARY: So, what is a Quality Management System? The internationally accepted definition is that it is “a management system to direct and control an organisation with regard to quality”. What then is a Management System? YOUR NOTES:
  • #10: COMMENTARY: A Management System is “a system to establish policy and objectives and to achieve those objectives”. Three elements of note fall out from this definition – policy, objectives and achieve. YOUR NOTES:
  • #11: COMMENTARY: And so we can begin to build our Quality Management System model comprising our Quality Policy and our Quality Objectives. But how do we achieve our policies, our objectives? Achievement? YOUR NOTES:
  • #12: COMMENTARY: To achieve our policies, our objectives we exercise, we employ “Quality Management” – “co-ordinated activities to direct and control an organisation with regard to quality”. Through the deployment and implementation of these co-ordinated activities that direct and control us, we are working towards the achievement of our policies and objectives. Just dwell a moment and think about the types of co-ordinated activities that you would employ within your own organisation. PAUSE PRESENTATION briefly whilst you consider these. YOUR NOTES:
  • #13: COMMENTARY: A whole raft of co-ordinated activities may be employed so that we achieve our policies and our objectives; training, inspection, internal audit, equipment maintenance programmes, documentation control, planning and logistics, purchasing, product and system review and calibration are all examples of co-ordinated activities we may employ. What about our Policy? YOUR NOTES:
  • #14: COMMENTARY: The Quality Policy sets out the “overall intentions and direction of an organisation related to quality as formally expressed by top management”. A document to give focus to our efforts, a sense of purpose, a quantifiable statement of intent rather than an ephemeral wish list. And our Quality Objectives? YOUR NOTES:
  • #15: COMMENTARY: Defined as “something sought, or aimed at, related to quality”. And so, our Quality Management System model begins to look like this … YOUR NOTES:
  • #16: COMMENTARY: With our co-ordinated activities grouped into one of 4 major areas – Quality Planning activities, Quality Improvement activities, Quality Assurance activities and Quality Control activities. When I look at this model I see a car engine. The cylinders, the pumps, the ignition elements, the valves, the wires, the carburettor, but something is missing! We may have the best engine block in the world but we need oil to make it function effectively and efficiently, to make it purr, to make the elements interact smoothly. In order to achieve this we need to “pour in” certain Management Principles. This will provide the oil to the engine block. YOUR NOTES:
  • #17: COMMENTARY: In order to make our engine block function effectively and efficiently we need to maintain a customer focus - recognising both our internal and external customers. We need to exercise leadership – at all levels and throughout the organisation. We need to involve our people and engage them and we need to maintain mutually beneficial supplier relationships. We want longevity of consistent and reliable supplier inputs. All giving passion to the “engine block”, all engaging the “arbitrary human element”. Let’s pour in some more oil !! YOUR NOTES:
  • #18: COMMENTARY: We need to adopt a factual approach to our decision making process – decisions based on on-going monitoring. We need to make continual improvement a permanent objective – both organisationally and at an individual process level. We need to take a systematic approach and integrate our different systems – not keep re-inventing the wheel and duplicating effort and, finally, we should adopt a process approach to our operation, thus ensuring efficient operation between our different organisational processes. In combination we have then …. YOUR NOTES:
  • #19: COMMENTARY: Our Management Principles – designed to be used and deployed by Top Management in order to lead the organisation towards effective, efficient and improved performance. And when integrated with our “Engine Block” we have … YOUR NOTES:
  • #20: COMMENTARY: A final structure – where we see the “Engine Block” combined with the “Oil”. YOUR NOTES:
  • #21: COMMENTARY: A final structure that gives us the Foundation for a system through which we may monitor the effectiveness of our operations, a structure that can be embracing and implemented in all organisational areas that may impact on Product Quality and a structure that embraces the human element, through our Management Principles, and so is Passionate. It gives us a structure, a system, that can be seen and replicated at all levels. An organisational system maintained by Top Management, a departmental or process-based system maintained by Departmental Heads or Process Owners. YOUR NOTES:
  • #22: COMMENTARY: So what have we done so far? We have we looked at some thoughts on quality and suggested that it was an evolving notion that had become more embracing in its nature. In this chapter we have looked at some thoughts on systems and whilst a sound concept Antoine showed us that systems can be narrow, lack passion, be ineffective and inflexible and ignore the “arbitrary human element”. We have, through International Standards definitions, defined a structure for a Quality Management System model and seen the elements that make up the engine block. We have suggested that this is a multi-dimensional model that can be seen at all levels in the organisation. And finally we have identified and established the role of certain Quality Management Principles – these providing the “oil” to our “engine block” and ensuring its smooth running, principles that may be used by Top Management to promote the effective, efficient operation of the system and to provide a catalyst for continual improvement. All notions that we will take forward in our next chapter. YOUR NOTES: