2. ❖Introduction
Knowledge of Size and surface area of a particle can be related to
the physical, chemical and pharmacological properties of drug.
Clinically particle size of the drug effect its release from dosage
form that are administered in different routes.
The successful formulation of suspension, emulsions, tablets should
have both physical stability and pharmacological response.
In the area of tablet and capsule manufacture control of particle
size is essential in achieving the necessary flow properties and
proper mixing of granules.
3. ❖ Particle size and Distribution
Particles of one size are called mono disperse and sample is known as
mono disperse sample
Particles of more than one size are called poly disperse sample
known as poly disperse sample
In poly disperse sample two properties are important
A. Shape and Surface area of individual particles
B. Size range and number or weight of particles.
The size of the sphere expressed in terms of its diameter. As the
degree of assymetry of particles increases difficulty of expressing
size in terms of diameter. There is no one unique diameter for a
particle .
Equivalent spherical diameter which relates the size of the particle
to the diameter of a sphere having the same surface area, volume, or
diameter.
4. Thus the surface diameter ds is the diameter of the sphere having
same surface area.
The diameter of the sphere having same volume as the particle is
the volume diameter dv whereas projected diameter dp is the
diameter of a sphere having same observed area as the particle
when viewed normal to its most stable plane.
The size can also expressed as stokes diameter dst which
describes an equivalent sphere undergoing sedimentation at the
same rate as the assymetric particle.
Type of diameter used to reflects the method employed to obtain
the diameter. Projected diameter is obtained by microscopic
techniques where as stokes diameter is determined from
sedimentation studies of suspended particles.
5. Any collection of particles is usually poly disperse. It is
therefore necessary to know not only the size of a certain
particle but also how many particles of the same size exists in
the sample.
Estimation of size range present and number and weight fraction
of each particle size is important.
Particle size distribution is use to estimate an average particle
size for the sample.
❖Average Particle size
Microscopic examination ofa sample of a powder conducted and
recorded the number of particles lying in various size ranges.
Data from such determination is used to calculate average or
mean diameter.
6. N is the number of particles in a size range whose mid point d is
the one of the equivalent diameter.
P indicates size of individual particle because d raised to the
power p=1,p=2,p=3 is an expression of the particle length,
surface, or volume respectively.
For a collection of particles the frequency with which a particle
in a certain range occurs is expressed by ndf.
When the frequency index f has values of ,1,2,or 3the size
frequency distribution is expressed in terms of total number,
length, surface or volume of particles.
7. ❖ Particle size distribution
When the number or weight of particles lying within a certain size
range is plotted against the size range or mean particle size so
called frequency distribution curve is obtained.
An alternative method of representating data is to plot either the
cumulative percentage over or under a particle size.
8. PSD is usually defined by the method by which it is determined. The
most easily understood method of determination is sieve analysis,
where powder is separated on sieves of different sizes. Thus, the
PSD is defined in terms of discrete size ranges when sieves of these
sizes are used.
The PSD is usually determined over a list of size ranges that covers
nearly all the sizes present in the sample.
Some methods of determination allow much narrower size ranges to
be defined than can be obtained by use of sieves, and are applicable
to particle sizes outside the range available in sieves.
However, the idea of the notional "sieve", that "retains" particles
above a certain size, and "passes" particles below that size, is
universally used in presenting PSD data of all kinds.
The PSD may be expressed as a "range" analysis, in which the amount
in each size range is listed in order.
9. It may also be presented in "cumulative" form, in which the total
of all sizes "retained" or "passed" by a single notional "sieve" is
given for a range of sizes.
Range analysis is suitable when a particular ideal mid-range
particle size is being sought, while cumulative analysis is used
where the amount of "under-size" or "over-size" must be
controlled.
The way in which "size" is expressed is open to a wide range of
interpretations.
A simple treatment assumes the particles are spheres that will
just pass through a square hole in a "sieve".
In practice, particles are irregular – often extremely so, for
example in the case of fibrous materials – and the way in which
such particles are characterized during analysis is very
dependent on the method of measurement used.
10. ❖Measurement Techniques
1.Sieve analysis
Sieve analysis is often used because of its simplicity, cheapness,
and ease of interpretation. Methods may be simple shaking of
the sample in sieves until the amount retained becomes more or
less constant. Alternatively, the sample may be washed through
with a non-reacting liquid (usually water) or blown through with
an air current.
11. Advantages:
This technique is well-adapted for bulk materials.
A large amount of materials can be readily loaded into 8-inch-
diameter (200 mm) sieve trays. Two common uses in the powder
industry are wet-sieving of milled limestone and dry-sieving of milled
coal.
Disadvantages:
Many PSDs are concerned with particles too small for separation by
sieving to be practical. A very fine sieve, such as 37 μm sieve, is
exceedingly fragile, and it is very difficult to get material to pass
through it.
The amount of energy used to sieve the sample is arbitrarily
determined. Over-energetic sieving causes attrition of the particles
and thus changes the PSD, while insufficient energy fails to break
down loose agglomerates.
12. Although manual sieving procedures can be ineffective,
automated sieving technologies using image fragmentation
analysis software are available. These technologies can sieve
material by capturing and analyzing a photo of material.
2.Sedimentation techniques
These are based upon study of the terminal velocity acquired by
particles suspended in a viscous liquid.
Sedimentation time is longest for the finest particles, so this
technique is useful for sizes below 10 μm, but sub-micrometer
particles cannot be reliably measured due to the effects
of Brownian motion.
Typical apparatus disperses the sample in liquid, then measures
the density of the column at timed intervals.
13. Advantages:
This technique determines particle size as a function of settling
velocity.
Disadvantages:
Sample must be dispersed in a liquid medium... some particles may
(partially or fully) dissolve in the medium altering the size
distribution, requiring careful selection of the dispersion media.
Density is highly dependent upon fluid temperature remaining
constant. X-Rays will not count carbon (organic) particles. Many of
these instruments can require a bulk sample (e.g. two to five grams).
14. 3.Air elutriation analysis
Material may be separated by means of air elutriation which employs
an apparatus with a vertical tube through which fluid is passed at a
controlled velocity.
When the particles are introduced, often through a side tube, the
smaller particles are carried over in the fluid stream while the large
particles settle against the upward current.
If we start with low flow rates small less dense particle attain
terminal velocities, and flow with the stream, the particle from the
stream is collected in overflow and hence will be separated from the
feed.
Flow rates can be increased to separate higher size ranges. Further
size fractions may be collected if the overflow from the first tube
is passed vertically upwards through a second tube of greater cross-
section, and any number of such tubes can be arranged in series.
15. Advantages:
A bulk sample is analyzed using centrifugal classification and the
technique is non-destructive. Each cut-point can be recovered for
future size-respective chemical analyses.
This technique has been used for decades in the air pollution
control industry (data used for design of control devices). This
technique determines particle size as a function of settling velocity
in an air stream (as opposed to water, or some other liquid).
Disadvantages:
A bulk sample (about ten grams) must be obtained. It is a fairly
time-consuming analytical technique.
16. ❖ Number and weight distributions
❖The data for number distribution were collected by counting
technique such as microscopy also determined by sedimentation or
sieving analysis.
❖Two approaches are available. Provided the general shape and
density of particles are independent of the size range present in
the sample
❖An estimate of the weight distribution of the data can be
obtained by calculating the percent weight nd3 and cumulative
percent frequency under size weight.
18. Particle number
A significant expression in particle technology is the number of
particles per unit weight N which is expressed in terms of dvn
The number of particles per unit weight is obtained as follows
Assume that the particles are spheres the volume of a single
particle = ∏ dvn
3 /6 and mass (volume ×density) = ∏ dvn
3 ρ/6g
∏ dvn
3 ρ/6g/ 1particle = 1g/N
N=6/ ∏ dvn
3 ρ
19. ❖Methods of determining Particle size
Many methods available for determining particle size such as
optical microscopy, sieving, sedimentation and particle volume
measurement.
1. Optical microscopy (range: 0.2-100 µm).
2. Sieving (range: 40-9500 µm).
3. Sedimentation (range: 0.08-300 µm).
4. Particle volume measurement (range: 0.5-300 µm).
21. 1. Optical Microscopy
• According to the optical microscopic method, an emulsion or
suspension is mounted on ruled slide on a mechanical stage.
• The microscope eyepiece is fitted with a micrometer by which the
size of the particles can be estimated.
• The field can be projected on to a screen where the particles are
measured more easily or a photograph can be taken from which a
slide is prepared and projected on a screen for measurement.
Disadvantage of microscopic method
The diameter is obtained from dimensions of the particle.
The number of particles that must be counted (300-500) to obtain a
good estimation of the distribution makes the method somewhat
slow and tedious
22. ❖Sieving
(range: 40-9500 µm)
Standard size sieves are available to cover a wide
range of size.
These sieves are designed to sit in a stack so that
material falls through smaller and it reaches a
mesh which is too fine for it to pass through
the stack of sieves is mechanically shaken to promote
the passage of the solids.
The fraction of the material between pairs of sieve
sizes is
determined by weighing the residue on each sieve.
The result achieved will depend on the duration of the
agitation
and the manner of the agitation.
24. ❖ Sedimentation
(range: 0.08-300 µm)
By measuring the terminal settling velocity of particles through a
liquid medium in a gravitational centrifugal environment using
andreason apparatus.
The particle size in the sub sieve can be obtained by gravity
sedimentation as expressed in stokes law
V =h/t = dst
2(ρs- ρo)g / 18ƞ0
Dst = √ 18ƞ0 / (ρs - ρo)gt
V is the rate of settling h is the distance of fall in time t, dst is
the mean diameter of the particles based on velocity of
sedimentation , ρs is density of the particles
25. For stokes law to apply a further requirement is that the flow of
dispersion medium around the particle as its sediments is laminar
or stream line.
The rate of sedimentation of a particle must not be so rapid that
turbulence is setup because this in turn will affect the
sedimentation of the particle.
Whether the flow is turbulent or laminar is indicated by
dimension less Reynolds number Re
Re =v d ρ0 /ƞ0
Reaaranging this equation
V= Re ƞ / d ρ0 = d2 (ρs- ρo)g /18ƞ
26. Anderson apparatus usually consists of a 55ml vessel
containing 10 ml pipette sealed in to a ground glass stopper.
When the pipette is in place in the cylinder its lower tip is
20cm below the surface of the suspension.
Procedure
A 1%or 2% suspension of particles in a medium containing
suitable deflocculating agent is introduced in to the vessel
and brought to550ml mark
The stoppered vessel is shaken to distribute the particles
uniformly through out the suspension and the apparatus
with pipette in place its clamped securely in constant
temperature bath.
At various time intervals 10ml of samples are withdrawn and
discharged by means of two way stopcock.
27. The samples are evaporated and weighed or analyzed by
appropriate means correcting for the deflocculating agent that
has been added.
The particle diameter corresponds to the various time periods is
calculated by stokes law with ‘h’ in the equation being the height
of the liquid above the lower end of the pipette at the time
each sample is removed.
The residue or dried sample obtained at particular time is the
weight fraction having particles of size less than the size
obtained by stokes law calculation for that time period of
settling.
The weight of each sample residue is therefore called weight
undersize and sum of the successive weights are called
cumulative weight under size
28. ❖ Particle volume measurement
Instrument used to measure the volume of particles is coulter
current
The instrument separates on the principle that when a particle
suspended in a conducting liquid passes through a small orifice on
either sides of which are electrodes, a change in electric
resistance occurs.
A known volume of a dilute suspension is pumped the orifice, the
particles pass through one at a time.
A constant voltage is applied across the electrodes to produce a
current. As the particle travels through the orifice it displaces
its own volume of electrolyte.
29. Results in an increased resistance between two electrodes.
The change in resistance which is related to particle volume
causes a voltage pulse that is amplified and fed to a pulse height
analyzer calibrated in terms of particle size.
The instrument records electronically all those particles producing
pulses that are within the two threshold values of the analyzer.
By systematically varying the threshold settings and counting the
no of particles in a constant sample size it is possible to obtain a
particle size distribution.
The instrument is capable of counting particles at the rate
approximately 4000 per second. The data can readily converted to
volume and weight distributions.
30. Advantages
Used in pharmaceutical sciences to study particle growth and
dissolution and the effect of anti bacterial agents on growth of
microorganisms.
31. ❖ PARTICLE SHAPE AND SURFACE AREA
Shape and surface area of the particle is very desirable. The shape
affects the flow and packaging properties of a powder as well as
having influence on the surface area.
The surface area per unit weight or volume is an important
characteristic of a powder when one is surface adsorption and
dissolution studies.
Particle shape
A sphere has minimum surface area per unit volume. The more
assymetric the particle the greater the surface area per unit
volume.
A spherical particle is characterized completely by its diameter. As
the particle becomes more asymmetric it becomes more difficult
to assign a diameter to a particle.
32. Surface area = ∏d3
Volume= ∏d3 / 6
Where d is the diameter of the particle.
The surface area and volume of spherical particle are therefore
proportional to the square and cube respectively of the diameter.
To obtain an estimate of the surface or volume of a particle
whose shape is not spherical one must choose a diameter that is
characteristic of the particle and relate this to the surface area
or volume through a correction factor.
Suppose the particles are viewed microscopically it is desired to
compute surface area and volume from the projected diameter dp
of the particles.
33. The square and cube of the chosen dimension are proportional to
surface are and volume respectively.
Surface area = αs dp2 = ∏ds
2
Volume = αv dp3 = ∏dv
2/6
Where αv is the volume factor and dv is the equivalent volume
diameter.
Specific surface area
The specific surface is the surface area per unit volume Sv,or
per unit weight Sw.
34. Sv= surface area of particles / volume of particles
= n αs d2 / n αv d3
= αs / αv d
Where n is the number of particles. The surface area per unit
weight
Sw=Sv/ρ
Ρ is the true density of the particles
Sw = αs / ρ dvs αv
Where the dimension is now defined as dvs the volume surface
diameter characteristic of specific surface.
35. ❖ Methods for determining surface area
1.Adsorption method
2.Air permeability method.
1.Adsorption method
▪ Surface area is most commonly determined based on
Brunauer-Emmett-Teller (BET) theory of adsorption.
▪ Most substances adsorb a monomolecular layer of gas
under certain conditions of partial pressure of gas and
temperature.
▪ The adsorption process is carried out at liquid nitrogen
temperatures -196˚C.
36. ▪ Once surface adsorption has reached equilibrium, the
sample is heated at RT and Nitrogen gas is desorbed.
▪ Its volume is measured.
As each N2 mol. occupies fixed area, one can compute surface
area of pre-weighed sample.
2. Air Permeability method:
Powder is packed in sample holder
Packing appears as series of capillaries
Air is allowed to pass through the capillaries at constant
pressure
Resistance is created as air passes through
capillaries thus causing pressure drop.
Greater the surface area greater the resistance
Air permeability is inversely proportional to the
surface area
38. DERIVED PROPERTIES OF POWDER
Size or diameter is a fundamental
property of a particle.
Volume, density, porosity etc. are the
properties derived from fundamental
properties.
e.g.Volume can be calculated from the diameter
of the particle (4/3 πr3).
However, derived properties can also be
calculated without the use of
fun5
damental properties.
39. +
DENSITY
▪ Apparent bulk density- is determined by
pouring presieved (40#) bulk drug into a
graduated cylinder via a funnel and note the
volume as is (g/ml) without subjecting to
any external force.
▪ Tapped density: The cylinder is subjected to
fixed no. of taps on a mechanical tapper
apparatus (approx. 100) until the powder bed
has reached minimum.
(useful for determining the appropriate size for
capsule formulation)
40. Bulk density
= Mass of the powder
Bulk volume
Tapped bulk density
= Mass of the powder
Tapped Bulk volume
41. Applications
Decides the size of the capsule based on
bulk and tapped volume of a given sample.
Higher the bulk volume, lower the bulk density
and bigger the size of the capsule
Helps to decide proper size of a container
or packing material.
Light powders
When particles packed loosely. Lots of gaps between
particles. Bulk volume increases
Light powders have high bulk volume hence low
density
42. DENSITY
True density
✓Volume occupied by voids (inter-particle spaces) and
intraparticle pores are not included in this
measurement.
✓Calculated by suspending drug in solvents of various
densities & in which the compound is insoluble.
✓After vigorous agitation, samples are centrifuged
briefly, and then left to stand undisturbed till
settling/ flotation has reached equilibrium.
43. ✓The sample that remains suspended corresponds to the
true density of the material. Calculated with a pycnometer.
True Density Determination
1. Helium displacement method (for porous powders)
2. Liquid displacement method (for non porous
powders)
44. Liquid displacement method
▪ Select the solvent in which powder is insoluble
▪ Pycnometer or sp. gravity bottle is used.
▪ Wt. of pycnometer: w1
▪ Wt. of pycnometer + sample: w2
▪ Sample wt.: w3=w2-w1
▪ Wt. of pycnometer + sample + solvent: w4
▪ Wt. of liquid displaced by sample: w5 = w4-w2
▪ Thus, true density = w3/ w5
45. Helium displacement Method
Helium gas is selected as it does not adsorb on
solid sample.
It enters the pores.
very useful for estimating the true density of
porous solids.
Helium Pycnometer
❑ Sample holder (A)
❑ Valve(B)
❑ Pressure detector (C)
❑ Piston (D)
46. Sample holder
Sealed after placing the sample.
Valve
Connected to sample holder
Has provisions for removing air from the sample
holder and introducing helium gas
Pressure detector
Maintains preset constant pressure
Piston
Reads the corresponding pressure
It is also related to the volume of the powder.
47. Working:
Air in the sample holder removed by vacuum
Helium gas introduced through valve
Pressure adjusted and set at particular value with the
help of piston
At this position, the reading on the scale
denotes U1
U1= volume of empty sample holder
Place standard known true volume Vstd of stainless
steel spheres
Air removed and helium gas introduced
through valve.
48. Pressure adjusted to preset value with the help of
piston
At this position, the reading on the scale
denotes U2
The difference between U1 and U2 gives the volume
occupied by the standard.
The last step involves determination of volume of
sample. The standard is replaced with sample and
the reading is noted, Us.
The difference between U and Us gives the
49. Vstd = True volume of std.sample
Vtest = true volume of the test sample
U1 - U2 = Volume occupied by the std. sample
U1 - Us = Volume occupied by the test sample
Vtest
= Vstd . (U1- Us )
U1 - U2
50. Powder flow properties
• Powders may be free-flowing or cohesive (Sticky).
• Many common manufacturing problems are attributes
to powder flow.
1. Powder transfer through large equipment such as
hopper.
2. Uneven powder flow excess entrapped air within
powders capping or lamination.
3. Uneven powder flow increase particle’s friction with
die wall causing lubrication problems and increase
dust contamination risks during powder
51. 4. Powder storage, which for example result in caking
tendencies within a vial or bag after shipping or
storage time.
5. Separation of small quantity of the powder from
the bulk-specifically just before the creation of
individual doses such as during tableting,
encapsulation and vial filling which affect the weight
uniformity of the dose (under or over dosage).
53. Powder flow properties
▪ Pharmaceutical powders may be broadly classified as
free-flowing or cohesive.
▪ Most flow properties are significantly affected by
changes in particle size, density, electrostatic
charges, adsorbed moisture.
▪ Good flow property is required for easy and uniform
flow from hopper to die cavity ensuring accurate
weight and dose.
▪ Angle of repose is calculated for estimating flow
properties.
▪ It is defined as the maximum angle possible between
the surface of a pile of the powder and the
horizontal plane
55. ▪ Simple flow rate apparatus consisting of a metal tube
from which drug flows through an orifice onto an
electronic balance, which is connected to a recorder.
▪ Angle of repose determination using reposograph
56. ❖Fixed funnel method
The material is poured through a funnel to form a cone.
The tip of the funnel should be held close to the growing
cone and slowly raised as the pile grows, to minimize the
impact of falling particles.
Stop pouring the material when the pile reaches a
predetermined height or the base a predetermined
width.
Rather than attempt to measure the angle of the
resulting cone directly, divide the height by half the
width of the base of the cone. The inverse tangent of
this ratio is the angle of repose.
Tan θ = h/r
where h is the height of the heap
r is the radius
57. Another method is % compressibility (Carr’s index)
bulk volume - tapped volume ×100
bulk volume
Hausner ratio = tapped density/ Bulk density
Or
= Bulk volume/ tapped volume
Hausner ratio was related to interparticle friction
• Value less than 1.25 indicates good flow (=20% Carr).
58. • More cohesive, less free-flowing powders
such as flakes.
• Between 1.25 and 1.5 added glidant improves
flow.
• >1.5 added glidant doesn’t improve flow.
59. Packing properties (Porosity)
Porosity definition: It is the ratio of the volume of
voids between particles, plus the volume of pores, to
the total volume occupied by the powder, including voids
and pores.
A set of particles can be filled into a volume of space in
different ways.
60. This is because by slight vibration, particles can be
mobilized and can occupy a different spatial volume
than before.
This changes the bulk volume because of
rearrangement of the packing geometry of the
particles.
In general, such geometric re arrangements result in a
Example: A set of monosized spherical particles
can be arranged in many different geometric
configurations.
In Fig.a, when the spheres form a cubic arrangement,
the particles are most loosely packed and have a
porosity of 48%
61. In Fig.b, when the spheres form a rhombohedral
arrangement, they are most densely packed and have
a porosity of only 26%
The porosity used to characterize packing geometry
is linked to the bulk density of the powder.
62. Thus bulk density, is a characteristic of a powder
rather than individual particles and can be variable.
The bulk density of a powder is always less than the
true density of its component particles because the
powder contains inter particle voids.
Thus, powder can possess a single true density
but can have many different bulk densities,
depending on the way in which the particles are
packed and the bed porosity.