Wealth Management Advisory Services Proposal PowerPoint Presentation Slides
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This document presents a wealth management advisory services proposal aimed at helping clients choose a financial advisor and meet their various financial goals, such as preserving assets, saving for retirement, and charitable giving. It outlines a structured investment strategy based on a client’s risk budget and includes details on asset allocation, expected returns, and ongoing communication and support. The proposal also highlights the importance of personalized financial planning and risk management tailored to individual client needs.
Wealth Management Advisory Services Proposal PowerPoint Presentation Slides
- 1. Wealth Management Advisory Services Proposal Yo u r C o mp a n y N a me
- 2. Cover Letter 2 Dear (Client Name), Choosing your financial advisor is one of the most important decisions you will ever make - for your own future and for the future of your children; and that’s where we are happy to help you. We offer strategic investment advice, realistic budget planning, and creative solutions to help you save for tomorrow while enjoying today. With rising expenses for sustaining or improving lifestyle, now is the time to review your financial goals. You want an advisor who takes the time to listen and speaks to you in language you can understand. This investment and financial planning proposal: • Establishes reasonable expectations, objectives, and guidelines for the investment of your portfolio. • Sets forth an investment structure detailing the expected initial allocation among asset classes. • Creates the framework for a well-diversified asset mix that we believe will produce long-term returns in accordance with your level of risk. Thank you for reviewing this proposal. Please contact me if you have any questions about these recommendations or your financial portfolio in general. Sincerely, (Signature)
- 3. Proposal Outline 3 02 Our Capabilities • Types of Asset class we invest in • Asset Allocation with Risk Budget • Our Investment Strategy 05 ROI & Fees • Return on Investment & Fees 03 Account Review • Holdings Summary • Allocation Overview 01 Project Overview • Project Context & Objectives • Investment Details • How we Propose to Answer your Questions? 04 Risk & Return Methodology • Estimating Risk Potential Methodology • Estimating Return Potential Methodology 07 Company Introduction • About Us • Our Investment Philosophy • Our Team 08 Past Experience • Client Testimonials • Case Study 06 Communication • Communication 09 Road Ahead • Next Steps
- 4. 4 01PROJECT OVERVIEW • Project context & objectives • Investment details • How we propose to answer your questions?
- 5. Project Context & Objectives 5 CONTEXT Establishes the strategy and objectives for your investment portfolio. Proposes a structure for the allocation of your assets. Builds a foundation for a diverse asset mix that will produce long-term returns. OBJECTIVE You want to preserve and build the value of your assets, save for retirement, help your children pay for university and build equity through buying their first homes, and build in charitable giving. This could be summed up in three buckets: • Family • Retirement • Build Assets This proposal outlines our recommendations for investment strategies and management of your account in accordance with your specific financial goals. Those objectives, which are outlined in this document, have been established in accordance with the profile information you provided. This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 6. Investment Details Client Name : Valued Client Investment Duration : 5 Years Investment Amount : $ 500,000.00 Risk Budget : 80 Custodian: Name Strategy Name Core Plus ETF Strategy Add Text Here Add Text Here Allocation % 100% Add Text Here Add Text Here Allocation $ $500,000.00 Add Text Here Add Text Here Investment Outcome Accumulation Add Text Here Add Text Here Requirement Provided by Client This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 6
- 7. How we Propose to Answer your Questions? 7 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. • We'll start by evaluating your current investment portfolio and financial planning. We'll talk about your goals, priorities, and dreams and choose a path that will get you there while optimizing your current financial picture Know your Requirements • Evaluating your income and expenses, consolidating debts if needed, and creating a plan to eliminate liabilities in time for retirement • Determining how much you can afford to invest in your portfolio • Recommending adjustments to your current portfolio to grow your wealth over the next 20 years and beyond Personal Financial Planning • Once we have a handle on your current financial state, it's time to put plans in place to grow your wealth and establish your long-term financial security Investment Advice • You want your wealth to grow, but you want to minimize risk to your investment. Our company knows risk inside and out, and we'll help you decide when to take a calculated risk to achieve a substantial reward. Risk Management
- 8. 8 02OUR CAPABILITIES • Types of asset class we invest in • Asset allocation with risk budget • Our investment strategy
- 9. Types of Asset Class we Invest in 9 Domestic Equities International Equities Fixed Income Alternatives Bonds Mega Cap Developed Investment Grade Volatility Agriculture Government Large Cap Emerging High Yield Inflation Base Metals Corporate Mid Cap Small Cap Inflation Linked Merger Arbitrage Precious Metals High Yield Small Cap Regions International (Developed) Market Neutral Energy Micro Cap Value Emerging Market Buy/Write Gold Growth Frontier Cash Value Global Infrastructure Mortgages Sectors Municipals This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 10. Our Investment Strategy 10 XYZ Absolute Return Fund Bonds Equities This graph/chart is linked to excel, and changes automatically based on data. Just left click on it and select “Edit Data”. Growth Strategy 65% 15% 20% This graph/chart is linked to excel, and changes automatically based on data. Just left click on it and select “Edit Data”. Aggressive Growth Strategy 70% 20% 10% This graph/chart is linked to excel, and changes automatically based on data. Just left click on it and select “Edit Data”. Moderate Growth Strategy 55% 10% 35%
- 11. Asset Allocation with Risk Budget 11 Static Asset Class Active Asset Class Domestic Large - Cap Domestic Small/Mid - Cap Developed International Emerging Markets Fixed Income Lower U.S Valuations Risk Budget 50 Higher U.S Valuations Risk Budget 80 Normal U.S Valuations Risk Budget 65 Higher U.S Valuations Risk Budget 65 Normal U.S Valuations Risk Budget 65 Lower U.S Valuations Risk Budget 65 This graph/chart is linked to excel, and changes automatically based on data. Just left click on it and select “Edit Data”.
- 12. 12 • Holdings summary • Allocation overview ACCOUNT REVIEW03
- 13. Holdings Summary 13 Investment Portfolio Shares Price Per Share Market Value Allocation % iShares MSCI EAFE Value Index 1,700.159 $56.91 $96,000.00 20.00% PowerShares FTSE RAFI Emerging Markets 1,863.16 $28.76 $55,000.00 19.00% Your Text Here 274.503 $105.70 $39,000.00 9.00% SPDR DoubleLine Total Return 844.872 $56.40 $43,000.00 9.00% Xtrackers R1000 US QARP 2,212.329 $22.78 $37,000.00 8.00% PowerShares VR Inv Gd 1,445.245 $54.14 $56,000.00 8.00% Your Text Here 167.564 $22.36 $22,000.00 7.00% iShares S&P SmallCap 600 Index 481.388 $79.65 $19,340.00 7.00% iShares Russell 1000 Value 347.435 $56.25 $20,000.00 6.00% Your Text Here 177.456 $170.56 $30,000.00 6.00% IQ Merger Arbitrage 714.346 $56.23 $15,000.00 5.00% Fidelity MSCI Financials Index ETF 356.467 $50.62 $10,000.00 3.00% Guggenheim S&P 500 Pure Value 228.456 $66.07 $15,000.00 2.00% Your Text Here 288.067 $51.74 $15,000.00 2.00% iShares MSCI Europe Financial Sector 422.532 $23.78 $10,000.00 2.00% Cash or Cash Equivalents - - $10,000.00 2.00% Your Text Here 45.67 $26.70 $0.00 0.00% ProShares Large Cap Core Plus 130/30 345.67 $66.19 $0.00 0.00% Total $492,000.00 115.00% This slide is 100% editable. Adapt it to your needs and capture your audience's attention. This slides mentions details of all investment portfolio for the existing customer
- 14. 20 19 17 10 8.76 6 6 6 5 2.24 Developed International Large – Cap Value Emerging Markets Short – Term Bonds Intermediate/ Long – Term Bonds Commodities Alternative Small/ Mid – Cap Core Cash Equivalent Large – Cap Growth Allocation Overview 14 This graph/chart is linked to excel, and changes automatically based on data. Just left click on it and select “Edit Data”. This slides mentions details of the company’s overall portfolio investment allocation
- 15. 15 04RISK & RETURN METHODOLOGY • Estimating risk potential methodology • Estimating return potential methodology
- 16. Estimating Risk Potential Methodology Measures Risk of Each Asset Class Measured weekly over the last year and 10- year periods. Measured weekly over the last year. Measured weekly over the last year. Time Period A measure of correlated volatility relative to the equity baseline portfolio. How a security reacts when the market goes down in value. A measure of portfolio risk relative to the market’s total risk. Risk Measures Beta Relative Standard Deviation Relative Maximum Drawdown 16 This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 17. Estimating Return Potential Methodology 17 The price paid for earnings, cash flow, sales & book value in different market segments. Valuation Used to evaluate securities by analysing technical measures & investor sentiment. Behavioural Asset – specific information such as business risk, earnings, & expected earnings growth. Fundamental How an asset will be affected by macro variables such as economic growth, inflation, & interest rates. Economic Used to capture a variety of measures, including cost, risk, & correlation analysis. Quantitative Estimated Return Analysis - Measures Overall Return Potential This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 18. 18 05ROI & FEES • Return on investment & fees
- 19. Return on Investment & Fees Income Projection On Your Investment of $2.5 Million, a Reasonable Expected Income Projection of 3.9% Would Yield $97,000 /Year. Fees Fees are Paid Monthly Based on an Annual Rate of 1% of Total Assets. This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 19
- 21. Communication 21 Social Network Blogs Twitter Facebook YouTube Channel LinkedIn PDF & Video (Quarterly Statements) We will make available to you an individual quarterly performance evaluation at the end of each quarter in both PDF and video formats, which you can review with this investment proposal to determine whether you are meeting your goals Market Discussions & Updates We will make available to you our Directions newsletter, which contains information about the latest market and economic conditions Website Log on to our website, for secure access to your quarterly performance evaluations, daily positions and values, and other portfolio information Mobile App Our mobile app is available for mobile devices and provides on-the-go account access to: • Account holdings • Shares, values, prices, and performance • Statements and reports This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 22. 22 07COMPANY INTRODUCTION • About us • Our investment philosophy • Our team
- 23. About Us 23 Background: • Add Details on Company’s History • Previous Line of Services • How it All Started etc. • Other Key Points Founded in: 1956 Our Focus: We believe it's all about YOU. Our focus is on meeting and surpassing your personal short- and long-term financial goals, creating and implementing processes for regularly reviewing and evaluating how your portfolio is doing, and maximizing your return on investment over time Company’s Mission: This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Company’s Vision: This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 24. Our Investment Philosophy 24 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. All investors have a capacity to bear risk, and the best way to manage risk is to measure it, rather than relying on a traditional stock-to-bond ratio. Over the long term, investors are rewarded for bearing risk; having too little risk hurts investor returns. Investment methodologies should be designed to pair a disciplined risk management system with an active and flexible approach. Two Cases when we Change your Asset Allocation The Risk of Underlying Assets Changes. The Attractiveness of Underlying Assets Changes.
- 25. Our Team (Template 1 of 2) 25 • Education Background • Past Career Experience • Achievements • Similar Experience in this Company Name 1 Designation • Education Background • Past Career Experience • Achievements • Similar Experience in this Company Name 2 Designation This is a representative image, and should be replaced by your own image. Just right click and replace image.
- 26. Our Team (Template 2 of 2) 26 Name 1 Designation • Education Background • Past Career Experience • Achievements • Similar Experience in this Company Name 2 Designation • Education Background • Past Career Experience • Achievements • Similar Experience in this Company Name 3 Designation • Education Background • Past Career Experience • Achievements • Similar Experience in this Company This is a representative image, and should be replaced by your own image. Just right click and replace image.
- 27. 27 08PAST EXPERIENCE • Client testimonials • Case study
- 28. Client Testimonials 28 Client 1 This is a representative image, and should be replaced by your own image. Just right click and replace image. Client 3 This is a representative image, and should be replaced by your own image. Just right click and replace image. Client 2 This is a representative image, and should be replaced by your own image. Just right click and replace image.
- 29. Case Study 29 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Investment Objective This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Asset Allocation Return on Investment This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 30. 30 09ROAD AHEAD • Next steps
- 31. Next Steps 31 Our Investment and Financial Management team will meet with you to review goals, set benchmarks, and develop a plan. 01 Your investment and financial plan will cover personal financial planning, budgeting, investments, insurance, estate and tax planning, and charitable giving. 02 Please contact us to schedule an appointment; contact details are mentioned at the end of this document. 03 This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 32. Contact Us 32 Contact Number 0123456789 E-mail Address e-mailaddress123@gmail.com Address # street number, city, state
- 34. Timeline 34 2017 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 2019 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 2016 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 2018 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 2020 This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
- 35. Roadmap (3) 35 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here
- 36. Roadmap (4) 36 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here
- 37. Roadmap (5) 37 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here
- 38. Roadmap (6) 38 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here
- 39. Roadmap (7) 39 This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here This slide is 100% editable. Adapt it to your needs and capture your audience's attention. Text Here
- 40. 30 60 90 Days Plan 40 30 Days 60 Days 90 Days This slide is 100% editable. Adapt it to your needs and capture your audience's attention. This slide is 100% editable. Adapt it to your needs and capture your audience's attention. This slide is 100% editable. Adapt it to your needs and capture your audience's attention.