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Database System Concepts, 6th
Ed.
©Silberschatz, Korth and Sudarshan
See www.db-book.com for conditions on re-use
Chapter 23: XMLChapter 23: XML
©Silberschatz, Korth and Sudarshan23.2Database System Concepts - 6th
Edition
XMLXML
Structure of XML Data
XML Document Schema
Querying and Transformation
Application Program Interfaces to XML
Storage of XML Data
XML Applications
©Silberschatz, Korth and Sudarshan23.3Database System Concepts - 6th
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IntroductionIntroduction
XML: Extensible Markup Language
Defined by the WWW Consortium (W3C)
Derived from SGML (Standard Generalized Markup Language), but simpler
to use than SGML
Documents have tags giving extra information about sections of the
document
E.g. <title> XML </title> <slide> Introduction …</slide>
Extensible, unlike HTML
Users can add new tags, and separately specify how the tag should be
handled for display
©Silberschatz, Korth and Sudarshan23.4Database System Concepts - 6th
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XML Introduction (Cont.)XML Introduction (Cont.)
The ability to specify new tags, and to create nested tag structures make
XML a great way to exchange data, not just documents.
Much of the use of XML has been in data exchange applications, not as a
replacement for HTML
Tags make data (relatively) self-documenting
E.g.
<university>
<department>
<dept_name> Comp. Sci. </dept_name>
<building> Taylor </building>
<budget> 100000 </budget>
</department>
<course>
<course_id> CS-101 </course_id>
<title> Intro. to Computer Science </title>
<dept_name> Comp. Sci </dept_name>
<credits> 4 </credits>
</course>
</university>
©Silberschatz, Korth and Sudarshan23.5Database System Concepts - 6th
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XML: MotivationXML: Motivation
Data interchange is critical in today’s networked world
Examples:
 Banking: funds transfer
 Order processing (especially inter-company orders)
 Scientific data
– Chemistry: ChemML, …
– Genetics: BSML (Bio-Sequence Markup Language), …
Paper flow of information between organizations is being replaced by
electronic flow of information
Each application area has its own set of standards for representing
information
XML has become the basis for all new generation data interchange
formats
©Silberschatz, Korth and Sudarshan23.6Database System Concepts - 6th
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XML Motivation (Cont.)XML Motivation (Cont.)
Earlier generation formats were based on plain text with line headers
indicating the meaning of fields
Similar in concept to email headers
Does not allow for nested structures, no standard “type” language
Tied too closely to low level document structure (lines, spaces, etc)
Each XML based standard defines what are valid elements, using
XML type specification languages to specify the syntax
 DTD (Document Type Descriptors)
 XML Schema
Plus textual descriptions of the semantics
XML allows new tags to be defined as required
However, this may be constrained by DTDs
A wide variety of tools is available for parsing, browsing and querying XML
documents/data
©Silberschatz, Korth and Sudarshan23.7Database System Concepts - 6th
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Comparison with Relational DataComparison with Relational Data
Inefficient: tags, which in effect represent schema information, are
repeated
Better than relational tuples as a data-exchange format
Unlike relational tuples, XML data is self-documenting due to
presence of tags
Non-rigid format: tags can be added
Allows nested structures
Wide acceptance, not only in database systems, but also in
browsers, tools, and applications
©Silberschatz, Korth and Sudarshan23.8Database System Concepts - 6th
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Structure of XML DataStructure of XML Data
Tag: label for a section of data
Element: section of data beginning with <tagname> and ending with
matching </tagname>
Elements must be properly nested
Proper nesting
 <course> … <title> …. </title> </course>
Improper nesting
 <course> … <title> …. </course> </title>
Formally: every start tag must have a unique matching end tag,
that is in the context of the same parent element.
Every document must have a single top-level element
©Silberschatz, Korth and Sudarshan23.9Database System Concepts - 6th
Edition
Example of Nested ElementsExample of Nested Elements
<purchase_order>
<identifier> P-101 </identifier>
<purchaser> …. </purchaser>
<itemlist>
<item>
<identifier> RS1 </identifier>
<description> Atom powered rocket sled </description>
<quantity> 2 </quantity>
<price> 199.95 </price>
</item>
<item>
<identifier> SG2 </identifier>
<description> Superb glue </description>
<quantity> 1 </quantity>
<unit-of-measure> liter </unit-of-measure>
<price> 29.95 </price>
</item>
</itemlist>
</purchase_order>
©Silberschatz, Korth and Sudarshan23.10Database System Concepts - 6th
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Motivation for NestingMotivation for Nesting
Nesting of data is useful in data transfer
Example: elements representing item nested within an itemlist
element
Nesting is not supported, or discouraged, in relational databases
With multiple orders, customer name and address are stored
redundantly
normalization replaces nested structures in each order by foreign key
into table storing customer name and address information
Nesting is supported in object-relational databases
But nesting is appropriate when transferring data
External application does not have direct access to data referenced
by a foreign key
©Silberschatz, Korth and Sudarshan23.11Database System Concepts - 6th
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Structure of XML Data (Cont.)Structure of XML Data (Cont.)
Mixture of text with sub-elements is legal in XML.
Example:
<course>
This course is being offered for the first time in 2009.
<course id> BIO-399 </course id>
<title> Computational Biology </title>
<dept name> Biology </dept name>
<credits> 3 </credits>
</course>
Useful for document markup, but discouraged for data
representation
©Silberschatz, Korth and Sudarshan23.12Database System Concepts - 6th
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AttributesAttributes
Elements can have attributes
<course course_id= “CS-101”>
<title> Intro. to Computer Science</title>
<dept name> Comp. Sci. </dept name>
<credits> 4 </credits>
</course>
Attributes are specified by name=value pairs inside the starting tag of an
element
An element may have several attributes, but each attribute name can
only occur once
<course course_id = “CS-101” credits=“4”>
©Silberschatz, Korth and Sudarshan23.13Database System Concepts - 6th
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Attributes vs. SubelementsAttributes vs. Subelements
Distinction between subelement and attribute
In the context of documents, attributes are part of markup, while
subelement contents are part of the basic document contents
In the context of data representation, the difference is unclear and
may be confusing
 Same information can be represented in two ways
– <course course_id= “CS-101”> … </course>
– <course>
<course_id>CS-101</course_id> …
</course>
Suggestion: use attributes for identifiers of elements, and use
subelements for contents
©Silberschatz, Korth and Sudarshan23.14Database System Concepts - 6th
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NamespacesNamespaces
XML data has to be exchanged between organizations
Same tag name may have different meaning in different organizations,
causing confusion on exchanged documents
Specifying a unique string as an element name avoids confusion
Better solution: use unique-name:element-name
Avoid using long unique names all over document by using XML
Namespaces
<university xmlns:yale=“http://www.yale.edu”>
…
<yale:course>
<yale:course_id> CS-101 </yale:course_id>
<yale:title> Intro. to Computer Science</yale:title>
<yale:dept_name> Comp. Sci. </yale:dept_name>
<yale:credits> 4 </yale:credits>
</yale:course>
…
</university>
©Silberschatz, Korth and Sudarshan23.15Database System Concepts - 6th
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More on XML SyntaxMore on XML Syntax
Elements without subelements or text content can be abbreviated by
ending the start tag with a /> and deleting the end tag
<course course_id=“CS-101” Title=“Intro. To Computer Science”
dept_name = “Comp. Sci.” credits=“4” />
To store string data that may contain tags, without the tags being
interpreted as subelements, use CDATA as below
<![CDATA[<course> … </course>]]>
Here, <course> and </course> are treated as just strings
CDATA stands for “character data”
©Silberschatz, Korth and Sudarshan23.16Database System Concepts - 6th
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XML Document SchemaXML Document Schema
Database schemas constrain what information can be stored, and the
data types of stored values
XML documents are not required to have an associated schema
However, schemas are very important for XML data exchange
Otherwise, a site cannot automatically interpret data received from
another site
Two mechanisms for specifying XML schema
Document Type Definition (DTD)
 Widely used
XML Schema
 Newer, increasing use
©Silberschatz, Korth and Sudarshan23.17Database System Concepts - 6th
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Document Type Definition (DTD)Document Type Definition (DTD)
The type of an XML document can be specified using a DTD
DTD constraints structure of XML data
What elements can occur
What attributes can/must an element have
What subelements can/must occur inside each element, and how
many times.
DTD does not constrain data types
All values represented as strings in XML
DTD syntax
<!ELEMENT element (subelements-specification) >
<!ATTLIST element (attributes) >
©Silberschatz, Korth and Sudarshan23.18Database System Concepts - 6th
Edition
Element Specification in DTDElement Specification in DTD
Subelements can be specified as
names of elements, or
#PCDATA (parsed character data), i.e., character strings
EMPTY (no subelements) or ANY (anything can be a subelement)
Example
<! ELEMENT department (dept_name building, budget)>
<! ELEMENT dept_name (#PCDATA)>
<! ELEMENT budget (#PCDATA)>
Subelement specification may have regular expressions
<!ELEMENT university ( ( department | course | instructor | teaches )+)>
 Notation:
– “|” - alternatives
– “+” - 1 or more occurrences
– “*” - 0 or more occurrences
©Silberschatz, Korth and Sudarshan23.19Database System Concepts - 6th
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University DTDUniversity DTD
<!DOCTYPE university [
<!ELEMENT university ( (department|course|instructor|teaches)+)>
<!ELEMENT department ( dept name, building, budget)>
<!ELEMENT course ( course id, title, dept name, credits)>
<!ELEMENT instructor (IID, name, dept name, salary)>
<!ELEMENT teaches (IID, course id)>
<!ELEMENT dept name( #PCDATA )>
<!ELEMENT building( #PCDATA )>
<!ELEMENT budget( #PCDATA )>
<!ELEMENT course id ( #PCDATA )>
<!ELEMENT title ( #PCDATA )>
<!ELEMENT credits( #PCDATA )>
<!ELEMENT IID( #PCDATA )>
<!ELEMENT name( #PCDATA )>
<!ELEMENT salary( #PCDATA )>
]>
©Silberschatz, Korth and Sudarshan23.20Database System Concepts - 6th
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Attribute Specification in DTDAttribute Specification in DTD
Attribute specification : for each attribute
Name
Type of attribute
 CDATA
 ID (identifier) or IDREF (ID reference) or IDREFS (multiple IDREFs)
– more on this later
Whether
 mandatory (#REQUIRED)
 has a default value (value),
 or neither (#IMPLIED)
Examples
<!ATTLIST course course_id CDATA #REQUIRED>, or
<!ATTLIST course
course_id ID #REQUIRED
dept_name IDREF #REQUIRED
instructors IDREFS #IMPLIED >
©Silberschatz, Korth and Sudarshan23.21Database System Concepts - 6th
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IDs and IDREFsIDs and IDREFs
An element can have at most one attribute of type ID
The ID attribute value of each element in an XML document must be
distinct
Thus the ID attribute value is an object identifier
An attribute of type IDREF must contain the ID value of an element in
the same document
An attribute of type IDREFS contains a set of (0 or more) ID values.
Each ID value must contain the ID value of an element in the same
document
©Silberschatz, Korth and Sudarshan23.22Database System Concepts - 6th
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University DTD with AttributesUniversity DTD with Attributes
University DTD with ID and IDREF attribute types.
<!DOCTYPE university-3 [
<!ELEMENT university ( (department|course|instructor)+)>
<!ELEMENT department ( building, budget )>
<!ATTLIST department
dept_name ID #REQUIRED >
<!ELEMENT course (title, credits )>
<!ATTLIST course
course_id ID #REQUIRED
dept_name IDREF #REQUIRED
instructors IDREFS #IMPLIED >
<!ELEMENT instructor ( name, salary )>
<!ATTLIST instructor
IID ID #REQUIRED
dept_name IDREF #REQUIRED >
· · · declarations for title, credits, building,
budget, name and salary · · ·
]>
©Silberschatz, Korth and Sudarshan23.23Database System Concepts - 6th
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XML data with ID and IDREF attributesXML data with ID and IDREF attributes
<university-3>
<department dept name=“Comp. Sci.”>
<building> Taylor </building>
<budget> 100000 </budget>
</department>
<department dept name=“Biology”>
<building> Watson </building>
<budget> 90000 </budget>
</department>
<course course id=“CS-101” dept name=“Comp. Sci”
instructors=“10101 83821”>
<title> Intro. to Computer Science </title>
<credits> 4 </credits>
</course>
….
<instructor IID=“10101” dept name=“Comp. Sci.”>
<name> Srinivasan </name>
<salary> 65000 </salary>
</instructor>
….
</university-3>
©Silberschatz, Korth and Sudarshan23.24Database System Concepts - 6th
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Limitations of DTDsLimitations of DTDs
No typing of text elements and attributes
All values are strings, no integers, reals, etc.
Difficult to specify unordered sets of subelements
Order is usually irrelevant in databases (unlike in the document-
layout environment from which XML evolved)
(A | B)* allows specification of an unordered set, but
 Cannot ensure that each of A and B occurs only once
IDs and IDREFs are untyped
The instructors attribute of an course may contain a reference to
another course, which is meaningless
 instructors attribute should ideally be constrained to refer to
instructor elements
©Silberschatz, Korth and Sudarshan23.25Database System Concepts - 6th
Edition
XML SchemaXML Schema
XML Schema is a more sophisticated schema language which
addresses the drawbacks of DTDs. Supports
Typing of values
 E.g. integer, string, etc
 Also, constraints on min/max values
User-defined, comlex types
Many more features, including
 uniqueness and foreign key constraints, inheritance
XML Schema is itself specified in XML syntax, unlike DTDs
More-standard representation, but verbose
XML Scheme is integrated with namespaces
BUT: XML Schema is significantly more complicated than DTDs.
©Silberschatz, Korth and Sudarshan23.26Database System Concepts - 6th
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XML Schema Version of Univ. DTDXML Schema Version of Univ. DTD
<xs:schema xmlns:xs=“http://www.w3.org/2001/XMLSchema”>
<xs:element name=“university” type=“universityType” />
<xs:element name=“department”>
<xs:complexType>
<xs:sequence>
<xs:element name=“dept name” type=“xs:string”/>
<xs:element name=“building” type=“xs:string”/>
<xs:element name=“budget” type=“xs:decimal”/>
</xs:sequence>
</xs:complexType>
</xs:element>
….
<xs:element name=“instructor”>
<xs:complexType>
<xs:sequence>
<xs:element name=“IID” type=“xs:string”/>
<xs:element name=“name” type=“xs:string”/>
<xs:element name=“dept name” type=“xs:string”/>
<xs:element name=“salary” type=“xs:decimal”/>
</xs:sequence>
</xs:complexType>
</xs:element>
… Contd.
©Silberschatz, Korth and Sudarshan23.27Database System Concepts - 6th
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XML Schema Version of Univ. DTD (Cont.)XML Schema Version of Univ. DTD (Cont.)
….
<xs:complexType name=“UniversityType”>
<xs:sequence>
<xs:element ref=“department” minOccurs=“0” maxOccurs=“unbounded”/>
<xs:element ref=“course” minOccurs=“0” maxOccurs=“unbounded”/>
<xs:element ref=“instructor” minOccurs=“0” maxOccurs=“unbounded”/>
<xs:element ref=“teaches” minOccurs=“0” maxOccurs=“unbounded”/>
</xs:sequence>
</xs:complexType>
</xs:schema>
Choice of “xs:” was ours -- any other namespace prefix could be
chosen
Element “university” has type “universityType”, which is defined
separately
xs:complexType is used later to create the named complex type
“UniversityType”
©Silberschatz, Korth and Sudarshan23.28Database System Concepts - 6th
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More features of XML SchemaMore features of XML Schema
Attributes specified by xs:attribute tag:
<xs:attribute name = “dept_name”/>
adding the attribute use = “required” means value must be
specified
Key constraint: “department names form a key for department
elements under the root university element:
<xs:key name = “deptKey”>
<xs:selector xpath = “/university/department”/>
<xs:field xpath = “dept_name”/>
<xs:key>
Foreign key constraint from course to department:
<xs:keyref name = “courseDeptFKey” refer=“deptKey”>
<xs:selector xpath = “/university/course”/>
<xs:field xpath = “dept_name”/>
<xs:keyref>
©Silberschatz, Korth and Sudarshan23.29Database System Concepts - 6th
Edition
Querying and Transforming XMLQuerying and Transforming XML
DataData
Translation of information from one XML schema to another
Querying on XML data
Above two are closely related, and handled by the same tools
Standard XML querying/translation languages
XPath
 Simple language consisting of path expressions
XSLT
 Simple language designed for translation from XML to XML
and XML to HTML
XQuery
 An XML query language with a rich set of features
©Silberschatz, Korth and Sudarshan23.30Database System Concepts - 6th
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Tree Model of XML DataTree Model of XML Data
Query and transformation languages are based on a tree model of XML
data
An XML document is modeled as a tree, with nodes corresponding to
elements and attributes
Element nodes have child nodes, which can be attributes or
subelements
Text in an element is modeled as a text node child of the element
Children of a node are ordered according to their order in the XML
document
Element and attribute nodes (except for the root node) have a single
parent, which is an element node
The root node has a single child, which is the root element of the
document
©Silberschatz, Korth and Sudarshan23.31Database System Concepts - 6th
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XPathXPath
XPath is used to address (select) parts of documents using
path expressions
A path expression is a sequence of steps separated by “/”
Think of file names in a directory hierarchy
Result of path expression: set of values that along with their
containing elements/attributes match the specified path
E.g. /university-3/instructor/name evaluated on the university-3
data we saw earlier returns
<name>Srinivasan</name>
<name>Brandt</name>
E.g. /university-3/instructor/name/text( )
returns the same names, but without the enclosing tags
©Silberschatz, Korth and Sudarshan23.32Database System Concepts - 6th
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XPath (Cont.)XPath (Cont.)
The initial “/” denotes root of the document (above the top-level tag)
Path expressions are evaluated left to right
Each step operates on the set of instances produced by the previous
step
Selection predicates may follow any step in a path, in [ ]
E.g. /university-3/course[credits >= 4]
 returns account elements with a balance value greater than 400
 /university-3/course[credits] returns account elements containing
a credits subelement
Attributes are accessed using “@”
E.g. /university-3/course[credits >= 4]/@course_id
 returns the course identifiers of courses with credits >= 4
IDREF attributes are not dereferenced automatically (more on this
later)
©Silberschatz, Korth and Sudarshan23.33Database System Concepts - 6th
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Functions in XPathFunctions in XPath
XPath provides several functions
The function count() at the end of a path counts the number of
elements in the set generated by the path
 E.g. /university-2/instructor[count(./teaches/course)> 2]
– Returns instructors teaching more than 2 courses (on
university-2 schema)
Also function for testing position (1, 2, ..) of node w.r.t. siblings
Boolean connectives and and or and function not() can be used in
predicates
IDREFs can be referenced using function id()
id() can also be applied to sets of references such as IDREFS and
even to strings containing multiple references separated by blanks
E.g. /university-3/course/id(@dept_name)
 returns all department elements referred to from the
dept_name attribute of course elements.
©Silberschatz, Korth and Sudarshan23.34Database System Concepts - 6th
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More XPath FeaturesMore XPath Features
Operator “|” used to implement union
E.g. /university-3/course[@dept name=“Comp. Sci”] |
/university-3/course[@dept name=“Biology”]
 Gives union of Comp. Sci. and Biology courses
 However, “|” cannot be nested inside other operators.
“//” can be used to skip multiple levels of nodes
E.g. /university-3//name
 finds any name element anywhere under the /university-3
element, regardless of the element in which it is contained.
A step in the path can go to parents, siblings, ancestors and
descendants of the nodes generated by the previous step, not just
to the children
“//”, described above, is a short from for specifying “all
descendants”
“..” specifies the parent.
doc(name) returns the root of a named document
©Silberschatz, Korth and Sudarshan23.35Database System Concepts - 6th
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XQueryXQuery
XQuery is a general purpose query language for XML data
Currently being standardized by the World Wide Web Consortium
(W3C)
The textbook description is based on a January 2005 draft of the
standard. The final version may differ, but major features likely to
stay unchanged.
XQuery is derived from the Quilt query language, which itself borrows
from SQL, XQL and XML-QL
XQuery uses a
for … let … where … order by …result …
syntax
for  SQL from
where  SQL where
order by  SQL order by
result  SQL select
let allows temporary variables, and has no equivalent in SQL
©Silberschatz, Korth and Sudarshan23.36Database System Concepts - 6th
Edition
FLWOR Syntax in XQueryFLWOR Syntax in XQuery
For clause uses XPath expressions, and variable in for clause ranges over
values in the set returned by XPath
Simple FLWOR expression in XQuery
find all courses with credits > 3, with each result enclosed in an
<course_id> .. </course_id> tag
for $x in /university-3/course
let $courseId := $x/@course_id
where $x/credits > 3
return <course_id> { $courseId } </course id>
Items in the return clause are XML text unless enclosed in {}, in which
case they are evaluated
Let clause not really needed in this query, and selection can be done In
XPath. Query can be written as:
for $x in /university-3/course[credits > 3]
return <course_id> { $x/@course_id } </course_id>
Alternative notation for constructing elements:
return element course_id { element $x/@course_id }
©Silberschatz, Korth and Sudarshan23.37Database System Concepts - 6th
Edition
JoinsJoins
Joins are specified in a manner very similar to SQL
for $c in /university/course,
$i in /university/instructor,
$t in /university/teaches
where $c/course_id= $t/course id and $t/IID = $i/IID
return <course_instructor> { $c $i } </course_instructor>
The same query can be expressed with the selections specified as
XPath selections:
for $c in /university/course,
$i in /university/instructor,
$t in /university/teaches[ $c/course_id= $t/course_id
and $t/IID = $i/IID]
return <course_instructor> { $c $i } </course_instructor>
©Silberschatz, Korth and Sudarshan23.38Database System Concepts - 6th
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Nested QueriesNested Queries
The following query converts data from the flat structure for university
information into the nested structure used in university-1
<university-1>
{ for $d in /university/department
return <department>
{ $d/* }
{ for $c in /university/course[dept name = $d/dept name]
return $c }
</department>
}
{ for $i in /university/instructor
return <instructor>
{ $i/* }
{ for $c in /university/teaches[IID = $i/IID]
return $c/course id }
</instructor>
}
</university-1>
$c/* denotes all the children of the node to which $c is bound, without the
enclosing top-level tag
©Silberschatz, Korth and Sudarshan23.39Database System Concepts - 6th
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Grouping and AggregationGrouping and Aggregation
Nested queries are used for grouping
for $d in /university/department
return
<department-total-salary>
<dept_name> { $d/dept name } </dept_name>
<total_salary> { fn:sum(
for $i in /university/instructor[dept_name =
$d/dept_name]
return $i/salary
) }
</total_salary>
</department-total-salary>
©Silberschatz, Korth and Sudarshan23.40Database System Concepts - 6th
Edition
Sorting in XQuerySorting in XQuery
The order by clause can be used at the end of any expression. E.g. to return
instructors sorted by name
for $i in /university/instructor
order by $i/name
return <instructor> { $i/* } </instructor>
Use order by $i/name descending to sort in descending order
Can sort at multiple levels of nesting (sort departments by dept_name, and by
courses sorted to course_id within each department)
<university-1> {
for $d in /university/department
order by $d/dept name
return
<department>
{ $d/* }
{ for $c in /university/course[dept name = $d/dept name]
order by $c/course id
return <course> { $c/* } </course> }
</department>
} </university-1>
©Silberschatz, Korth and Sudarshan23.41Database System Concepts - 6th
Edition
Functions and Other XQueryFunctions and Other XQuery
FeaturesFeatures
User defined functions with the type system of XMLSchema
declare function local:dept_courses($iid as xs:string)
as element(course)*
{
for $i in /university/instructor[IID = $iid],
$c in /university/courses[dept_name = $i/dept name]
return $c
}
Types are optional for function parameters and return values
The * (as in decimal*) indicates a sequence of values of that type
Universal and existential quantification in where clause predicates
some $e in path satisfies P
every $e in path satisfies P
Add and fn:exists($e) to prevent empty $e from satisfying every
clause
XQuery also supports If-then-else clauses
©Silberschatz, Korth and Sudarshan23.42Database System Concepts - 6th
Edition
XSLTXSLT
A stylesheet stores formatting options for a document, usually
separately from document
E.g. an HTML style sheet may specify font colors and sizes for
headings, etc.
The XML Stylesheet Language (XSL) was originally designed for
generating HTML from XML
XSLT is a general-purpose transformation language
Can translate XML to XML, and XML to HTML
XSLT transformations are expressed using rules called templates
Templates combine selection using XPath with construction of
results
©Silberschatz, Korth and Sudarshan23.43Database System Concepts - 6th
Edition
Application Program InterfaceApplication Program Interface
There are two standard application program interfaces to XML data:
SAX (Simple API for XML)
 Based on parser model, user provides event handlers for parsing
events
– E.g. start of element, end of element
DOM (Document Object Model)
 XML data is parsed into a tree representation
 Variety of functions provided for traversing the DOM tree
 E.g.: Java DOM API provides Node class with methods
getParentNode( ), getFirstChild( ), getNextSibling( )
getAttribute( ), getData( ) (for text node)
getElementsByTagName( ), …
 Also provides functions for updating DOM tree
©Silberschatz, Korth and Sudarshan23.44Database System Concepts - 6th
Edition
Storage of XML DataStorage of XML Data
XML data can be stored in
Non-relational data stores
 Flat files
– Natural for storing XML
– But has all problems discussed in Chapter 1 (no concurrency,
no recovery, …)
 XML database
– Database built specifically for storing XML data, supporting
DOM model and declarative querying
– Currently no commercial-grade systems
Relational databases
 Data must be translated into relational form
 Advantage: mature database systems
 Disadvantages: overhead of translating data and queries
©Silberschatz, Korth and Sudarshan23.45Database System Concepts - 6th
Edition
Storage of XML in RelationalStorage of XML in Relational
DatabasesDatabases
Alternatives:
String Representation
Tree Representation
Map to relations
©Silberschatz, Korth and Sudarshan23.46Database System Concepts - 6th
Edition
String RepresentationString Representation
Store each top level element as a string field of a tuple in a relational
database
Use a single relation to store all elements, or
Use a separate relation for each top-level element type
 E.g. account, customer, depositor relations
– Each with a string-valued attribute to store the element
Indexing:
Store values of subelements/attributes to be indexed as extra fields
of the relation, and build indices on these fields
 E.g. customer_name or account_number
Some database systems support function indices, which use the
result of a function as the key value.
 The function should return the value of the required
subelement/attribute
©Silberschatz, Korth and Sudarshan23.47Database System Concepts - 6th
Edition
String Representation (Cont.)String Representation (Cont.)
Benefits:
Can store any XML data even without DTD
As long as there are many top-level elements in a document,
strings are small compared to full document
 Allows fast access to individual elements.
Drawback: Need to parse strings to access values inside the elements
Parsing is slow.
©Silberschatz, Korth and Sudarshan23.48Database System Concepts - 6th
Edition
Tree RepresentationTree Representation
Tree representation: model XML data as tree and store using
relations
nodes(id, parent_id, type, label, value)
Each element/attribute is given a unique identifier
Type indicates element/attribute
Label specifies the tag name of the element/name of attribute
Value is the text value of the element/attribute
Can add an extra attribute position to record ordering of children
university (id:1)
course (id:2) department (id: 5)
course_id
(id: 3)
dept_name
(id: 7)
©Silberschatz, Korth and Sudarshan23.49Database System Concepts - 6th
Edition
Tree Representation (Cont.)Tree Representation (Cont.)
Benefit: Can store any XML data, even without DTD
Drawbacks:
Data is broken up into too many pieces, increasing space
overheads
Even simple queries require a large number of joins, which can be
slow
©Silberschatz, Korth and Sudarshan23.50Database System Concepts - 6th
Edition
Mapping XML Data to RelationsMapping XML Data to Relations
Relation created for each element type whose schema is known:
An id attribute to store a unique id for each element
A relation attribute corresponding to each element attribute
A parent_id attribute to keep track of parent element
 As in the tree representation
 Position information (ith
child) can be store too
All subelements that occur only once can become relation attributes
For text-valued subelements, store the text as attribute value
For complex subelements, can store the id of the subelement
Subelements that can occur multiple times represented in a separate table
Similar to handling of multivalued attributes when converting ER
diagrams to tables
©Silberschatz, Korth and Sudarshan23.51Database System Concepts - 6th
Edition
Storing XML Data in RelationalStoring XML Data in Relational
SystemsSystems
Applying above ideas to department elements in university-1 schema,
with nested course elements, we get
department(id, dept_name, building, budget)
course(parent id, course_id, dept_name, title, credits)
Publishing: process of converting relational data to an XML format
Shredding: process of converting an XML document into a set of
tuples to be inserted into one or more relations
XML-enabled database systems support automated publishing and
shredding
Many systems offer native storage of XML data using the xml data
type. Special internal data structures and indices are used for
efficiency
©Silberschatz, Korth and Sudarshan23.52Database System Concepts - 6th
Edition
SQL/XMLSQL/XML
New standard SQL extension that allows creation of nested XML
output
Each output tuple is mapped to an XML element row
<university>
<department>
<row>
<dept name> Comp. Sci. </dept name>
<building> Taylor </building>
<budget> 100000 </budget>
</row>
…. more rows if there are more output tuples …
</department>
… other relations ..
</university>
©Silberschatz, Korth and Sudarshan23.53Database System Concepts - 6th
Edition
SQL ExtensionsSQL Extensions
xmlelement creates XML elements
xmlattributes creates attributes
select xmlelement (name “course”,
xmlattributes (course id as course id, dept name as dept
name),
xmlelement (name “title”, title),
xmlelement (name “credits”, credits))
from course
Xmlagg creates a forest of XML elements
select xmlelement (name “department”,
dept_name,
xmlagg (xmlforest(course_id)
order by course_id))
from course
group by dept_name
©Silberschatz, Korth and Sudarshan23.54Database System Concepts - 6th
Edition
XML ApplicationsXML Applications
Storing and exchanging data with complex structures
E.g. Open Document Format (ODF) format standard for storing
Open Office and Office Open XML (OOXML) format standard for
storing Microsoft Office documents
Numerous other standards for a variety of applications
 ChemML, MathML
Standard for data exchange for Web services
remote method invocation over HTTP protocol
More in next slide
Data mediation
Common data representation format to bridge different systems
©Silberschatz, Korth and Sudarshan23.55Database System Concepts - 6th
Edition
Web ServicesWeb Services
The Simple Object Access Protocol (SOAP) standard:
Invocation of procedures across applications with distinct
databases
XML used to represent procedure input and output
A Web service is a site providing a collection of SOAP procedures
Described using the Web Services Description Language (WSDL)
Directories of Web services are described using the Universal
Description, Discovery, and Integration (UDDI) standard
Database System Concepts, 6th
Ed.
©Silberschatz, Korth and Sudarshan
See www.db-book.com for conditions on re-use
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XML

  • 1. Database System Concepts, 6th Ed. ©Silberschatz, Korth and Sudarshan See www.db-book.com for conditions on re-use Chapter 23: XMLChapter 23: XML
  • 2. ©Silberschatz, Korth and Sudarshan23.2Database System Concepts - 6th Edition XMLXML Structure of XML Data XML Document Schema Querying and Transformation Application Program Interfaces to XML Storage of XML Data XML Applications
  • 3. ©Silberschatz, Korth and Sudarshan23.3Database System Concepts - 6th Edition IntroductionIntroduction XML: Extensible Markup Language Defined by the WWW Consortium (W3C) Derived from SGML (Standard Generalized Markup Language), but simpler to use than SGML Documents have tags giving extra information about sections of the document E.g. <title> XML </title> <slide> Introduction …</slide> Extensible, unlike HTML Users can add new tags, and separately specify how the tag should be handled for display
  • 4. ©Silberschatz, Korth and Sudarshan23.4Database System Concepts - 6th Edition XML Introduction (Cont.)XML Introduction (Cont.) The ability to specify new tags, and to create nested tag structures make XML a great way to exchange data, not just documents. Much of the use of XML has been in data exchange applications, not as a replacement for HTML Tags make data (relatively) self-documenting E.g. <university> <department> <dept_name> Comp. Sci. </dept_name> <building> Taylor </building> <budget> 100000 </budget> </department> <course> <course_id> CS-101 </course_id> <title> Intro. to Computer Science </title> <dept_name> Comp. Sci </dept_name> <credits> 4 </credits> </course> </university>
  • 5. ©Silberschatz, Korth and Sudarshan23.5Database System Concepts - 6th Edition XML: MotivationXML: Motivation Data interchange is critical in today’s networked world Examples:  Banking: funds transfer  Order processing (especially inter-company orders)  Scientific data – Chemistry: ChemML, … – Genetics: BSML (Bio-Sequence Markup Language), … Paper flow of information between organizations is being replaced by electronic flow of information Each application area has its own set of standards for representing information XML has become the basis for all new generation data interchange formats
  • 6. ©Silberschatz, Korth and Sudarshan23.6Database System Concepts - 6th Edition XML Motivation (Cont.)XML Motivation (Cont.) Earlier generation formats were based on plain text with line headers indicating the meaning of fields Similar in concept to email headers Does not allow for nested structures, no standard “type” language Tied too closely to low level document structure (lines, spaces, etc) Each XML based standard defines what are valid elements, using XML type specification languages to specify the syntax  DTD (Document Type Descriptors)  XML Schema Plus textual descriptions of the semantics XML allows new tags to be defined as required However, this may be constrained by DTDs A wide variety of tools is available for parsing, browsing and querying XML documents/data
  • 7. ©Silberschatz, Korth and Sudarshan23.7Database System Concepts - 6th Edition Comparison with Relational DataComparison with Relational Data Inefficient: tags, which in effect represent schema information, are repeated Better than relational tuples as a data-exchange format Unlike relational tuples, XML data is self-documenting due to presence of tags Non-rigid format: tags can be added Allows nested structures Wide acceptance, not only in database systems, but also in browsers, tools, and applications
  • 8. ©Silberschatz, Korth and Sudarshan23.8Database System Concepts - 6th Edition Structure of XML DataStructure of XML Data Tag: label for a section of data Element: section of data beginning with <tagname> and ending with matching </tagname> Elements must be properly nested Proper nesting  <course> … <title> …. </title> </course> Improper nesting  <course> … <title> …. </course> </title> Formally: every start tag must have a unique matching end tag, that is in the context of the same parent element. Every document must have a single top-level element
  • 9. ©Silberschatz, Korth and Sudarshan23.9Database System Concepts - 6th Edition Example of Nested ElementsExample of Nested Elements <purchase_order> <identifier> P-101 </identifier> <purchaser> …. </purchaser> <itemlist> <item> <identifier> RS1 </identifier> <description> Atom powered rocket sled </description> <quantity> 2 </quantity> <price> 199.95 </price> </item> <item> <identifier> SG2 </identifier> <description> Superb glue </description> <quantity> 1 </quantity> <unit-of-measure> liter </unit-of-measure> <price> 29.95 </price> </item> </itemlist> </purchase_order>
  • 10. ©Silberschatz, Korth and Sudarshan23.10Database System Concepts - 6th Edition Motivation for NestingMotivation for Nesting Nesting of data is useful in data transfer Example: elements representing item nested within an itemlist element Nesting is not supported, or discouraged, in relational databases With multiple orders, customer name and address are stored redundantly normalization replaces nested structures in each order by foreign key into table storing customer name and address information Nesting is supported in object-relational databases But nesting is appropriate when transferring data External application does not have direct access to data referenced by a foreign key
  • 11. ©Silberschatz, Korth and Sudarshan23.11Database System Concepts - 6th Edition Structure of XML Data (Cont.)Structure of XML Data (Cont.) Mixture of text with sub-elements is legal in XML. Example: <course> This course is being offered for the first time in 2009. <course id> BIO-399 </course id> <title> Computational Biology </title> <dept name> Biology </dept name> <credits> 3 </credits> </course> Useful for document markup, but discouraged for data representation
  • 12. ©Silberschatz, Korth and Sudarshan23.12Database System Concepts - 6th Edition AttributesAttributes Elements can have attributes <course course_id= “CS-101”> <title> Intro. to Computer Science</title> <dept name> Comp. Sci. </dept name> <credits> 4 </credits> </course> Attributes are specified by name=value pairs inside the starting tag of an element An element may have several attributes, but each attribute name can only occur once <course course_id = “CS-101” credits=“4”>
  • 13. ©Silberschatz, Korth and Sudarshan23.13Database System Concepts - 6th Edition Attributes vs. SubelementsAttributes vs. Subelements Distinction between subelement and attribute In the context of documents, attributes are part of markup, while subelement contents are part of the basic document contents In the context of data representation, the difference is unclear and may be confusing  Same information can be represented in two ways – <course course_id= “CS-101”> … </course> – <course> <course_id>CS-101</course_id> … </course> Suggestion: use attributes for identifiers of elements, and use subelements for contents
  • 14. ©Silberschatz, Korth and Sudarshan23.14Database System Concepts - 6th Edition NamespacesNamespaces XML data has to be exchanged between organizations Same tag name may have different meaning in different organizations, causing confusion on exchanged documents Specifying a unique string as an element name avoids confusion Better solution: use unique-name:element-name Avoid using long unique names all over document by using XML Namespaces <university xmlns:yale=“http://www.yale.edu”> … <yale:course> <yale:course_id> CS-101 </yale:course_id> <yale:title> Intro. to Computer Science</yale:title> <yale:dept_name> Comp. Sci. </yale:dept_name> <yale:credits> 4 </yale:credits> </yale:course> … </university>
  • 15. ©Silberschatz, Korth and Sudarshan23.15Database System Concepts - 6th Edition More on XML SyntaxMore on XML Syntax Elements without subelements or text content can be abbreviated by ending the start tag with a /> and deleting the end tag <course course_id=“CS-101” Title=“Intro. To Computer Science” dept_name = “Comp. Sci.” credits=“4” /> To store string data that may contain tags, without the tags being interpreted as subelements, use CDATA as below <![CDATA[<course> … </course>]]> Here, <course> and </course> are treated as just strings CDATA stands for “character data”
  • 16. ©Silberschatz, Korth and Sudarshan23.16Database System Concepts - 6th Edition XML Document SchemaXML Document Schema Database schemas constrain what information can be stored, and the data types of stored values XML documents are not required to have an associated schema However, schemas are very important for XML data exchange Otherwise, a site cannot automatically interpret data received from another site Two mechanisms for specifying XML schema Document Type Definition (DTD)  Widely used XML Schema  Newer, increasing use
  • 17. ©Silberschatz, Korth and Sudarshan23.17Database System Concepts - 6th Edition Document Type Definition (DTD)Document Type Definition (DTD) The type of an XML document can be specified using a DTD DTD constraints structure of XML data What elements can occur What attributes can/must an element have What subelements can/must occur inside each element, and how many times. DTD does not constrain data types All values represented as strings in XML DTD syntax <!ELEMENT element (subelements-specification) > <!ATTLIST element (attributes) >
  • 18. ©Silberschatz, Korth and Sudarshan23.18Database System Concepts - 6th Edition Element Specification in DTDElement Specification in DTD Subelements can be specified as names of elements, or #PCDATA (parsed character data), i.e., character strings EMPTY (no subelements) or ANY (anything can be a subelement) Example <! ELEMENT department (dept_name building, budget)> <! ELEMENT dept_name (#PCDATA)> <! ELEMENT budget (#PCDATA)> Subelement specification may have regular expressions <!ELEMENT university ( ( department | course | instructor | teaches )+)>  Notation: – “|” - alternatives – “+” - 1 or more occurrences – “*” - 0 or more occurrences
  • 19. ©Silberschatz, Korth and Sudarshan23.19Database System Concepts - 6th Edition University DTDUniversity DTD <!DOCTYPE university [ <!ELEMENT university ( (department|course|instructor|teaches)+)> <!ELEMENT department ( dept name, building, budget)> <!ELEMENT course ( course id, title, dept name, credits)> <!ELEMENT instructor (IID, name, dept name, salary)> <!ELEMENT teaches (IID, course id)> <!ELEMENT dept name( #PCDATA )> <!ELEMENT building( #PCDATA )> <!ELEMENT budget( #PCDATA )> <!ELEMENT course id ( #PCDATA )> <!ELEMENT title ( #PCDATA )> <!ELEMENT credits( #PCDATA )> <!ELEMENT IID( #PCDATA )> <!ELEMENT name( #PCDATA )> <!ELEMENT salary( #PCDATA )> ]>
  • 20. ©Silberschatz, Korth and Sudarshan23.20Database System Concepts - 6th Edition Attribute Specification in DTDAttribute Specification in DTD Attribute specification : for each attribute Name Type of attribute  CDATA  ID (identifier) or IDREF (ID reference) or IDREFS (multiple IDREFs) – more on this later Whether  mandatory (#REQUIRED)  has a default value (value),  or neither (#IMPLIED) Examples <!ATTLIST course course_id CDATA #REQUIRED>, or <!ATTLIST course course_id ID #REQUIRED dept_name IDREF #REQUIRED instructors IDREFS #IMPLIED >
  • 21. ©Silberschatz, Korth and Sudarshan23.21Database System Concepts - 6th Edition IDs and IDREFsIDs and IDREFs An element can have at most one attribute of type ID The ID attribute value of each element in an XML document must be distinct Thus the ID attribute value is an object identifier An attribute of type IDREF must contain the ID value of an element in the same document An attribute of type IDREFS contains a set of (0 or more) ID values. Each ID value must contain the ID value of an element in the same document
  • 22. ©Silberschatz, Korth and Sudarshan23.22Database System Concepts - 6th Edition University DTD with AttributesUniversity DTD with Attributes University DTD with ID and IDREF attribute types. <!DOCTYPE university-3 [ <!ELEMENT university ( (department|course|instructor)+)> <!ELEMENT department ( building, budget )> <!ATTLIST department dept_name ID #REQUIRED > <!ELEMENT course (title, credits )> <!ATTLIST course course_id ID #REQUIRED dept_name IDREF #REQUIRED instructors IDREFS #IMPLIED > <!ELEMENT instructor ( name, salary )> <!ATTLIST instructor IID ID #REQUIRED dept_name IDREF #REQUIRED > · · · declarations for title, credits, building, budget, name and salary · · · ]>
  • 23. ©Silberschatz, Korth and Sudarshan23.23Database System Concepts - 6th Edition XML data with ID and IDREF attributesXML data with ID and IDREF attributes <university-3> <department dept name=“Comp. Sci.”> <building> Taylor </building> <budget> 100000 </budget> </department> <department dept name=“Biology”> <building> Watson </building> <budget> 90000 </budget> </department> <course course id=“CS-101” dept name=“Comp. Sci” instructors=“10101 83821”> <title> Intro. to Computer Science </title> <credits> 4 </credits> </course> …. <instructor IID=“10101” dept name=“Comp. Sci.”> <name> Srinivasan </name> <salary> 65000 </salary> </instructor> …. </university-3>
  • 24. ©Silberschatz, Korth and Sudarshan23.24Database System Concepts - 6th Edition Limitations of DTDsLimitations of DTDs No typing of text elements and attributes All values are strings, no integers, reals, etc. Difficult to specify unordered sets of subelements Order is usually irrelevant in databases (unlike in the document- layout environment from which XML evolved) (A | B)* allows specification of an unordered set, but  Cannot ensure that each of A and B occurs only once IDs and IDREFs are untyped The instructors attribute of an course may contain a reference to another course, which is meaningless  instructors attribute should ideally be constrained to refer to instructor elements
  • 25. ©Silberschatz, Korth and Sudarshan23.25Database System Concepts - 6th Edition XML SchemaXML Schema XML Schema is a more sophisticated schema language which addresses the drawbacks of DTDs. Supports Typing of values  E.g. integer, string, etc  Also, constraints on min/max values User-defined, comlex types Many more features, including  uniqueness and foreign key constraints, inheritance XML Schema is itself specified in XML syntax, unlike DTDs More-standard representation, but verbose XML Scheme is integrated with namespaces BUT: XML Schema is significantly more complicated than DTDs.
  • 26. ©Silberschatz, Korth and Sudarshan23.26Database System Concepts - 6th Edition XML Schema Version of Univ. DTDXML Schema Version of Univ. DTD <xs:schema xmlns:xs=“http://www.w3.org/2001/XMLSchema”> <xs:element name=“university” type=“universityType” /> <xs:element name=“department”> <xs:complexType> <xs:sequence> <xs:element name=“dept name” type=“xs:string”/> <xs:element name=“building” type=“xs:string”/> <xs:element name=“budget” type=“xs:decimal”/> </xs:sequence> </xs:complexType> </xs:element> …. <xs:element name=“instructor”> <xs:complexType> <xs:sequence> <xs:element name=“IID” type=“xs:string”/> <xs:element name=“name” type=“xs:string”/> <xs:element name=“dept name” type=“xs:string”/> <xs:element name=“salary” type=“xs:decimal”/> </xs:sequence> </xs:complexType> </xs:element> … Contd.
  • 27. ©Silberschatz, Korth and Sudarshan23.27Database System Concepts - 6th Edition XML Schema Version of Univ. DTD (Cont.)XML Schema Version of Univ. DTD (Cont.) …. <xs:complexType name=“UniversityType”> <xs:sequence> <xs:element ref=“department” minOccurs=“0” maxOccurs=“unbounded”/> <xs:element ref=“course” minOccurs=“0” maxOccurs=“unbounded”/> <xs:element ref=“instructor” minOccurs=“0” maxOccurs=“unbounded”/> <xs:element ref=“teaches” minOccurs=“0” maxOccurs=“unbounded”/> </xs:sequence> </xs:complexType> </xs:schema> Choice of “xs:” was ours -- any other namespace prefix could be chosen Element “university” has type “universityType”, which is defined separately xs:complexType is used later to create the named complex type “UniversityType”
  • 28. ©Silberschatz, Korth and Sudarshan23.28Database System Concepts - 6th Edition More features of XML SchemaMore features of XML Schema Attributes specified by xs:attribute tag: <xs:attribute name = “dept_name”/> adding the attribute use = “required” means value must be specified Key constraint: “department names form a key for department elements under the root university element: <xs:key name = “deptKey”> <xs:selector xpath = “/university/department”/> <xs:field xpath = “dept_name”/> <xs:key> Foreign key constraint from course to department: <xs:keyref name = “courseDeptFKey” refer=“deptKey”> <xs:selector xpath = “/university/course”/> <xs:field xpath = “dept_name”/> <xs:keyref>
  • 29. ©Silberschatz, Korth and Sudarshan23.29Database System Concepts - 6th Edition Querying and Transforming XMLQuerying and Transforming XML DataData Translation of information from one XML schema to another Querying on XML data Above two are closely related, and handled by the same tools Standard XML querying/translation languages XPath  Simple language consisting of path expressions XSLT  Simple language designed for translation from XML to XML and XML to HTML XQuery  An XML query language with a rich set of features
  • 30. ©Silberschatz, Korth and Sudarshan23.30Database System Concepts - 6th Edition Tree Model of XML DataTree Model of XML Data Query and transformation languages are based on a tree model of XML data An XML document is modeled as a tree, with nodes corresponding to elements and attributes Element nodes have child nodes, which can be attributes or subelements Text in an element is modeled as a text node child of the element Children of a node are ordered according to their order in the XML document Element and attribute nodes (except for the root node) have a single parent, which is an element node The root node has a single child, which is the root element of the document
  • 31. ©Silberschatz, Korth and Sudarshan23.31Database System Concepts - 6th Edition XPathXPath XPath is used to address (select) parts of documents using path expressions A path expression is a sequence of steps separated by “/” Think of file names in a directory hierarchy Result of path expression: set of values that along with their containing elements/attributes match the specified path E.g. /university-3/instructor/name evaluated on the university-3 data we saw earlier returns <name>Srinivasan</name> <name>Brandt</name> E.g. /university-3/instructor/name/text( ) returns the same names, but without the enclosing tags
  • 32. ©Silberschatz, Korth and Sudarshan23.32Database System Concepts - 6th Edition XPath (Cont.)XPath (Cont.) The initial “/” denotes root of the document (above the top-level tag) Path expressions are evaluated left to right Each step operates on the set of instances produced by the previous step Selection predicates may follow any step in a path, in [ ] E.g. /university-3/course[credits >= 4]  returns account elements with a balance value greater than 400  /university-3/course[credits] returns account elements containing a credits subelement Attributes are accessed using “@” E.g. /university-3/course[credits >= 4]/@course_id  returns the course identifiers of courses with credits >= 4 IDREF attributes are not dereferenced automatically (more on this later)
  • 33. ©Silberschatz, Korth and Sudarshan23.33Database System Concepts - 6th Edition Functions in XPathFunctions in XPath XPath provides several functions The function count() at the end of a path counts the number of elements in the set generated by the path  E.g. /university-2/instructor[count(./teaches/course)> 2] – Returns instructors teaching more than 2 courses (on university-2 schema) Also function for testing position (1, 2, ..) of node w.r.t. siblings Boolean connectives and and or and function not() can be used in predicates IDREFs can be referenced using function id() id() can also be applied to sets of references such as IDREFS and even to strings containing multiple references separated by blanks E.g. /university-3/course/id(@dept_name)  returns all department elements referred to from the dept_name attribute of course elements.
  • 34. ©Silberschatz, Korth and Sudarshan23.34Database System Concepts - 6th Edition More XPath FeaturesMore XPath Features Operator “|” used to implement union E.g. /university-3/course[@dept name=“Comp. Sci”] | /university-3/course[@dept name=“Biology”]  Gives union of Comp. Sci. and Biology courses  However, “|” cannot be nested inside other operators. “//” can be used to skip multiple levels of nodes E.g. /university-3//name  finds any name element anywhere under the /university-3 element, regardless of the element in which it is contained. A step in the path can go to parents, siblings, ancestors and descendants of the nodes generated by the previous step, not just to the children “//”, described above, is a short from for specifying “all descendants” “..” specifies the parent. doc(name) returns the root of a named document
  • 35. ©Silberschatz, Korth and Sudarshan23.35Database System Concepts - 6th Edition XQueryXQuery XQuery is a general purpose query language for XML data Currently being standardized by the World Wide Web Consortium (W3C) The textbook description is based on a January 2005 draft of the standard. The final version may differ, but major features likely to stay unchanged. XQuery is derived from the Quilt query language, which itself borrows from SQL, XQL and XML-QL XQuery uses a for … let … where … order by …result … syntax for  SQL from where  SQL where order by  SQL order by result  SQL select let allows temporary variables, and has no equivalent in SQL
  • 36. ©Silberschatz, Korth and Sudarshan23.36Database System Concepts - 6th Edition FLWOR Syntax in XQueryFLWOR Syntax in XQuery For clause uses XPath expressions, and variable in for clause ranges over values in the set returned by XPath Simple FLWOR expression in XQuery find all courses with credits > 3, with each result enclosed in an <course_id> .. </course_id> tag for $x in /university-3/course let $courseId := $x/@course_id where $x/credits > 3 return <course_id> { $courseId } </course id> Items in the return clause are XML text unless enclosed in {}, in which case they are evaluated Let clause not really needed in this query, and selection can be done In XPath. Query can be written as: for $x in /university-3/course[credits > 3] return <course_id> { $x/@course_id } </course_id> Alternative notation for constructing elements: return element course_id { element $x/@course_id }
  • 37. ©Silberschatz, Korth and Sudarshan23.37Database System Concepts - 6th Edition JoinsJoins Joins are specified in a manner very similar to SQL for $c in /university/course, $i in /university/instructor, $t in /university/teaches where $c/course_id= $t/course id and $t/IID = $i/IID return <course_instructor> { $c $i } </course_instructor> The same query can be expressed with the selections specified as XPath selections: for $c in /university/course, $i in /university/instructor, $t in /university/teaches[ $c/course_id= $t/course_id and $t/IID = $i/IID] return <course_instructor> { $c $i } </course_instructor>
  • 38. ©Silberschatz, Korth and Sudarshan23.38Database System Concepts - 6th Edition Nested QueriesNested Queries The following query converts data from the flat structure for university information into the nested structure used in university-1 <university-1> { for $d in /university/department return <department> { $d/* } { for $c in /university/course[dept name = $d/dept name] return $c } </department> } { for $i in /university/instructor return <instructor> { $i/* } { for $c in /university/teaches[IID = $i/IID] return $c/course id } </instructor> } </university-1> $c/* denotes all the children of the node to which $c is bound, without the enclosing top-level tag
  • 39. ©Silberschatz, Korth and Sudarshan23.39Database System Concepts - 6th Edition Grouping and AggregationGrouping and Aggregation Nested queries are used for grouping for $d in /university/department return <department-total-salary> <dept_name> { $d/dept name } </dept_name> <total_salary> { fn:sum( for $i in /university/instructor[dept_name = $d/dept_name] return $i/salary ) } </total_salary> </department-total-salary>
  • 40. ©Silberschatz, Korth and Sudarshan23.40Database System Concepts - 6th Edition Sorting in XQuerySorting in XQuery The order by clause can be used at the end of any expression. E.g. to return instructors sorted by name for $i in /university/instructor order by $i/name return <instructor> { $i/* } </instructor> Use order by $i/name descending to sort in descending order Can sort at multiple levels of nesting (sort departments by dept_name, and by courses sorted to course_id within each department) <university-1> { for $d in /university/department order by $d/dept name return <department> { $d/* } { for $c in /university/course[dept name = $d/dept name] order by $c/course id return <course> { $c/* } </course> } </department> } </university-1>
  • 41. ©Silberschatz, Korth and Sudarshan23.41Database System Concepts - 6th Edition Functions and Other XQueryFunctions and Other XQuery FeaturesFeatures User defined functions with the type system of XMLSchema declare function local:dept_courses($iid as xs:string) as element(course)* { for $i in /university/instructor[IID = $iid], $c in /university/courses[dept_name = $i/dept name] return $c } Types are optional for function parameters and return values The * (as in decimal*) indicates a sequence of values of that type Universal and existential quantification in where clause predicates some $e in path satisfies P every $e in path satisfies P Add and fn:exists($e) to prevent empty $e from satisfying every clause XQuery also supports If-then-else clauses
  • 42. ©Silberschatz, Korth and Sudarshan23.42Database System Concepts - 6th Edition XSLTXSLT A stylesheet stores formatting options for a document, usually separately from document E.g. an HTML style sheet may specify font colors and sizes for headings, etc. The XML Stylesheet Language (XSL) was originally designed for generating HTML from XML XSLT is a general-purpose transformation language Can translate XML to XML, and XML to HTML XSLT transformations are expressed using rules called templates Templates combine selection using XPath with construction of results
  • 43. ©Silberschatz, Korth and Sudarshan23.43Database System Concepts - 6th Edition Application Program InterfaceApplication Program Interface There are two standard application program interfaces to XML data: SAX (Simple API for XML)  Based on parser model, user provides event handlers for parsing events – E.g. start of element, end of element DOM (Document Object Model)  XML data is parsed into a tree representation  Variety of functions provided for traversing the DOM tree  E.g.: Java DOM API provides Node class with methods getParentNode( ), getFirstChild( ), getNextSibling( ) getAttribute( ), getData( ) (for text node) getElementsByTagName( ), …  Also provides functions for updating DOM tree
  • 44. ©Silberschatz, Korth and Sudarshan23.44Database System Concepts - 6th Edition Storage of XML DataStorage of XML Data XML data can be stored in Non-relational data stores  Flat files – Natural for storing XML – But has all problems discussed in Chapter 1 (no concurrency, no recovery, …)  XML database – Database built specifically for storing XML data, supporting DOM model and declarative querying – Currently no commercial-grade systems Relational databases  Data must be translated into relational form  Advantage: mature database systems  Disadvantages: overhead of translating data and queries
  • 45. ©Silberschatz, Korth and Sudarshan23.45Database System Concepts - 6th Edition Storage of XML in RelationalStorage of XML in Relational DatabasesDatabases Alternatives: String Representation Tree Representation Map to relations
  • 46. ©Silberschatz, Korth and Sudarshan23.46Database System Concepts - 6th Edition String RepresentationString Representation Store each top level element as a string field of a tuple in a relational database Use a single relation to store all elements, or Use a separate relation for each top-level element type  E.g. account, customer, depositor relations – Each with a string-valued attribute to store the element Indexing: Store values of subelements/attributes to be indexed as extra fields of the relation, and build indices on these fields  E.g. customer_name or account_number Some database systems support function indices, which use the result of a function as the key value.  The function should return the value of the required subelement/attribute
  • 47. ©Silberschatz, Korth and Sudarshan23.47Database System Concepts - 6th Edition String Representation (Cont.)String Representation (Cont.) Benefits: Can store any XML data even without DTD As long as there are many top-level elements in a document, strings are small compared to full document  Allows fast access to individual elements. Drawback: Need to parse strings to access values inside the elements Parsing is slow.
  • 48. ©Silberschatz, Korth and Sudarshan23.48Database System Concepts - 6th Edition Tree RepresentationTree Representation Tree representation: model XML data as tree and store using relations nodes(id, parent_id, type, label, value) Each element/attribute is given a unique identifier Type indicates element/attribute Label specifies the tag name of the element/name of attribute Value is the text value of the element/attribute Can add an extra attribute position to record ordering of children university (id:1) course (id:2) department (id: 5) course_id (id: 3) dept_name (id: 7)
  • 49. ©Silberschatz, Korth and Sudarshan23.49Database System Concepts - 6th Edition Tree Representation (Cont.)Tree Representation (Cont.) Benefit: Can store any XML data, even without DTD Drawbacks: Data is broken up into too many pieces, increasing space overheads Even simple queries require a large number of joins, which can be slow
  • 50. ©Silberschatz, Korth and Sudarshan23.50Database System Concepts - 6th Edition Mapping XML Data to RelationsMapping XML Data to Relations Relation created for each element type whose schema is known: An id attribute to store a unique id for each element A relation attribute corresponding to each element attribute A parent_id attribute to keep track of parent element  As in the tree representation  Position information (ith child) can be store too All subelements that occur only once can become relation attributes For text-valued subelements, store the text as attribute value For complex subelements, can store the id of the subelement Subelements that can occur multiple times represented in a separate table Similar to handling of multivalued attributes when converting ER diagrams to tables
  • 51. ©Silberschatz, Korth and Sudarshan23.51Database System Concepts - 6th Edition Storing XML Data in RelationalStoring XML Data in Relational SystemsSystems Applying above ideas to department elements in university-1 schema, with nested course elements, we get department(id, dept_name, building, budget) course(parent id, course_id, dept_name, title, credits) Publishing: process of converting relational data to an XML format Shredding: process of converting an XML document into a set of tuples to be inserted into one or more relations XML-enabled database systems support automated publishing and shredding Many systems offer native storage of XML data using the xml data type. Special internal data structures and indices are used for efficiency
  • 52. ©Silberschatz, Korth and Sudarshan23.52Database System Concepts - 6th Edition SQL/XMLSQL/XML New standard SQL extension that allows creation of nested XML output Each output tuple is mapped to an XML element row <university> <department> <row> <dept name> Comp. Sci. </dept name> <building> Taylor </building> <budget> 100000 </budget> </row> …. more rows if there are more output tuples … </department> … other relations .. </university>
  • 53. ©Silberschatz, Korth and Sudarshan23.53Database System Concepts - 6th Edition SQL ExtensionsSQL Extensions xmlelement creates XML elements xmlattributes creates attributes select xmlelement (name “course”, xmlattributes (course id as course id, dept name as dept name), xmlelement (name “title”, title), xmlelement (name “credits”, credits)) from course Xmlagg creates a forest of XML elements select xmlelement (name “department”, dept_name, xmlagg (xmlforest(course_id) order by course_id)) from course group by dept_name
  • 54. ©Silberschatz, Korth and Sudarshan23.54Database System Concepts - 6th Edition XML ApplicationsXML Applications Storing and exchanging data with complex structures E.g. Open Document Format (ODF) format standard for storing Open Office and Office Open XML (OOXML) format standard for storing Microsoft Office documents Numerous other standards for a variety of applications  ChemML, MathML Standard for data exchange for Web services remote method invocation over HTTP protocol More in next slide Data mediation Common data representation format to bridge different systems
  • 55. ©Silberschatz, Korth and Sudarshan23.55Database System Concepts - 6th Edition Web ServicesWeb Services The Simple Object Access Protocol (SOAP) standard: Invocation of procedures across applications with distinct databases XML used to represent procedure input and output A Web service is a site providing a collection of SOAP procedures Described using the Web Services Description Language (WSDL) Directories of Web services are described using the Universal Description, Discovery, and Integration (UDDI) standard
  • 56. Database System Concepts, 6th Ed. ©Silberschatz, Korth and Sudarshan See www.db-book.com for conditions on re-use End of Chapter 23End of Chapter 23