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Complying with EPSRC Policy:
An LSHTM Case Study
Gareth Knight
Project Manager
LSHTM Research Data Management Service
This work is licensed under a
Creative Commons Attribution 2.0
UK: England & Wales License
8th May 2014
DCC Workshop:
Institutional compliance with EPSRC Policy Framework
EPSRC Principle 2
“EPSRC recognises that there are legal, ethical and 
commercial constraints on release of research 
data.”
“To ensure that the research process (including 
the collaborative research process) is not 
damaged by inappropriate release of data, 
research organisation policies and practices 
should ensure that these constraints are 
considered at all stages in the research process”
http://www.epsrc.ac.uk/about/standards/researchdata/Pages/principles.aspx
Nature of Research Projects
Involve 
Collaboration
• Each institution 
contributes staff 
time, data, or 
other resources
• Difficult to split 
data into 
institutional 
components ‐
require multiple 
permissions to 
share
Take place in 
different locations
• Each country 
has different 
legal 
requirements 
& checks
• Require 
government 
permission –
gov. as a rights 
holder
Involve research 
participants
• Participant 
consent must 
be obtained
• Security 
measures 
must be apply 
to meet Data 
Protection Act 
1998
Take place over 
many years
• Collaboration 
extends 
beyond 
funding period
• Require 
consortium 
agreement for 
project & 
post‐project 
use
Research projects often....
RDM Support Approach
Identify & raise 
awareness of 
best practice
Promote 
existing 
resources
Summarise 
information
Provide local 
examples
To Share or not to Share:
An existing resource
1. Is the Sharing justified?
• What benefits will it provide?
• What are the risks associated with sharing data?
2. Do you have the ability to share?
• Intellectual Property Rights (IPR)
• Participant Consent
• Other obligations, e.g. confidentiality
3. Are there any conditions associated with 
sharing?
• What measures need to be in place to protect 
data? (e.g. record access requests, specific use 
only)
The ICO publish several guides on data sharing & security useful for researchers.
http://www.ico.org.uk/for_organisations/data_protection/topic_guides/data_sharing
http://www.ico.org.uk/for_organisations/data_protection/topic_guides/anonymisation
Institutional
RDM Resources
RDM Site & Policy
Institutional DM Plan
http://www.lshtm.ac.uk/research/researchdataman/
http://blogs.lshtm.ac.uk/rdmss/outputs/rdplan-info/
Data Repository (WIP)
Sample Data Transfer Agreement
http://researchonline.lshtm.ac.uk/612422/
Final thoughts
• EPSRC principles inform good practice & provide baseline for 
evaluation
• Responsible data sharing needed – balance security and 
sharing obligations
• Researchers know their research topic – need practical help 
with the technical and legal side
• A lot of information already available  (ICO, UKDS, Clinical 
Trials) – need to present it in easy‐to‐read form
• Effectiveness of communication ‐ PIs prefer one‐to‐one advice, 
project staff enrol on training courses.
Did someone mention lunch?
http://blogs.lshtm.ac.uk/rdmss/
http://www.lshtm.ac.uk/research/researchdataman/
Email: Gareth.knight@lshtm.ac.uk researchdatamanagement@lshtm.ac.uk
Twitter: @gknight2000

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Complying with EPSRC policy: An LSHTM case study